HO-CHUNK NATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan HO-CHUNK NATION 401(K) PLAN AND TRUST
Measure | Date | Value |
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2022 : HO-CHUNK NATION 401(K) PLAN AND TRUST 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-06-30 | $136,479 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-06-30 | $36,849 |
Total income from all sources (including contributions) | 2022-06-30 | $-5,707,442 |
Total loss/gain on sale of assets | 2022-06-30 | $0 |
Total of all expenses incurred | 2022-06-30 | $5,182,990 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-06-30 | $4,939,980 |
Expenses. Certain deemed distributions of participant loans | 2022-06-30 | $9,494 |
Value of total corrective distributions | 2022-06-30 | $19,328 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-06-30 | $4,241,838 |
Value of total assets at end of year | 2022-06-30 | $55,211,850 |
Value of total assets at beginning of year | 2022-06-30 | $66,002,652 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-06-30 | $214,188 |
Total interest from all sources | 2022-06-30 | $116,714 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-06-30 | $2,889,055 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-06-30 | $2,889,055 |
Administrative expenses professional fees incurred | 2022-06-30 | $5,820 |
Was this plan covered by a fidelity bond | 2022-06-30 | Yes |
Value of fidelity bond cover | 2022-06-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-06-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-06-30 | No |
Contributions received from participants | 2022-06-30 | $2,937,007 |
Participant contributions at end of year | 2022-06-30 | $2,452,398 |
Participant contributions at beginning of year | 2022-06-30 | $2,329,571 |
Participant contributions at end of year | 2022-06-30 | $0 |
Participant contributions at beginning of year | 2022-06-30 | $50,915 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-06-30 | $108,899 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-06-30 | $113,197 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-06-30 | $0 |
Liabilities. Value of operating payables at end of year | 2022-06-30 | $23,282 |
Liabilities. Value of operating payables at beginning of year | 2022-06-30 | $36,849 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-06-30 | No |
Value of net income/loss | 2022-06-30 | $-10,890,432 |
Value of net assets at end of year (total assets less liabilities) | 2022-06-30 | $55,075,371 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-06-30 | $65,965,803 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-06-30 | No |
Investment advisory and management fees | 2022-06-30 | $35,198 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-06-30 | $47,065,369 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-06-30 | $58,041,261 |
Interest on participant loans | 2022-06-30 | $116,714 |
Value of interest in common/collective trusts at end of year | 2022-06-30 | $5,694,083 |
Value of interest in common/collective trusts at beginning of year | 2022-06-30 | $5,560,178 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-06-30 | $-13,054,923 |
Net investment gain or loss from common/collective trusts | 2022-06-30 | $99,874 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-06-30 | No |
Contributions received in cash from employer | 2022-06-30 | $1,195,932 |
Employer contributions (assets) at end of year | 2022-06-30 | $0 |
Employer contributions (assets) at beginning of year | 2022-06-30 | $20,727 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-06-30 | $4,939,980 |
Contract administrator fees | 2022-06-30 | $173,170 |
Did the plan have assets held for investment | 2022-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-06-30 | No |
Opinion of an independent qualified public accountant for this plan | 2022-06-30 | Unqualified |
Accountancy firm name | 2022-06-30 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2022-06-30 | 410746749 |
2021 : HO-CHUNK NATION 401(K) PLAN AND TRUST 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-06-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-06-30 | $88,874 |
Total income from all sources (including contributions) | 2021-06-30 | $21,172,572 |
Total loss/gain on sale of assets | 2021-06-30 | $0 |
Total of all expenses incurred | 2021-06-30 | $13,016,712 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-06-30 | $12,782,958 |
Value of total corrective distributions | 2021-06-30 | $12,441 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-06-30 | $4,079,357 |
Value of total assets at end of year | 2021-06-30 | $65,952,307 |
Value of total assets at beginning of year | 2021-06-30 | $57,885,321 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-06-30 | $221,313 |
Total interest from all sources | 2021-06-30 | $162,919 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-06-30 | $1,816,341 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-06-30 | $1,816,341 |
Administrative expenses professional fees incurred | 2021-06-30 | $21,456 |
Was this plan covered by a fidelity bond | 2021-06-30 | Yes |
Value of fidelity bond cover | 2021-06-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-06-30 | No |
Contributions received from participants | 2021-06-30 | $2,748,713 |
Participant contributions at end of year | 2021-06-30 | $2,350,868 |
Participant contributions at beginning of year | 2021-06-30 | $3,259,048 |
Participant contributions at end of year | 2021-06-30 | $0 |
Participant contributions at beginning of year | 2021-06-30 | $3,291 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-06-30 | $162,243 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-06-30 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-06-30 | $34,365 |
Other income not declared elsewhere | 2021-06-30 | $26,865 |
Liabilities. Value of operating payables at end of year | 2021-06-30 | $0 |
Liabilities. Value of operating payables at beginning of year | 2021-06-30 | $54,509 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-06-30 | No |
Value of net income/loss | 2021-06-30 | $8,155,860 |
Value of net assets at end of year (total assets less liabilities) | 2021-06-30 | $65,952,307 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-06-30 | $57,796,447 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-06-30 | No |
Investment advisory and management fees | 2021-06-30 | $90,939 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-06-30 | $58,041,261 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-06-30 | $48,603,644 |
Interest on participant loans | 2021-06-30 | $162,919 |
Value of interest in common/collective trusts at end of year | 2021-06-30 | $5,560,178 |
Value of interest in common/collective trusts at beginning of year | 2021-06-30 | $6,017,185 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-06-30 | $15,003,619 |
Net investment gain or loss from common/collective trusts | 2021-06-30 | $110,336 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-06-30 | No |
Contributions received in cash from employer | 2021-06-30 | $1,168,401 |
Employer contributions (assets) at end of year | 2021-06-30 | $0 |
Employer contributions (assets) at beginning of year | 2021-06-30 | $2,153 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-06-30 | $12,782,958 |
Contract administrator fees | 2021-06-30 | $108,918 |
Did the plan have assets held for investment | 2021-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-06-30 | No |
Opinion of an independent qualified public accountant for this plan | 2021-06-30 | Disclaimer |
Accountancy firm name | 2021-06-30 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2021-06-30 | 410746749 |
2020 : HO-CHUNK NATION 401(K) PLAN AND TRUST 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-06-30 | $88,874 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-06-30 | $55,883 |
Total income from all sources (including contributions) | 2020-06-30 | $6,417,919 |
Total loss/gain on sale of assets | 2020-06-30 | $0 |
Total of all expenses incurred | 2020-06-30 | $5,414,621 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-06-30 | $5,136,068 |
Expenses. Certain deemed distributions of participant loans | 2020-06-30 | $2,511 |
Value of total corrective distributions | 2020-06-30 | $28,279 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-06-30 | $4,348,933 |
Value of total assets at end of year | 2020-06-30 | $57,885,321 |
Value of total assets at beginning of year | 2020-06-30 | $56,849,032 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-06-30 | $247,763 |
Total interest from all sources | 2020-06-30 | $166,603 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-06-30 | $2,323,188 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-06-30 | $2,323,188 |
Administrative expenses professional fees incurred | 2020-06-30 | $5,919 |
Was this plan covered by a fidelity bond | 2020-06-30 | Yes |
Value of fidelity bond cover | 2020-06-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2020-06-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-06-30 | No |
Contributions received from participants | 2020-06-30 | $2,970,470 |
Participant contributions at end of year | 2020-06-30 | $3,259,048 |
Participant contributions at beginning of year | 2020-06-30 | $3,577,081 |
Participant contributions at end of year | 2020-06-30 | $3,291 |
Participant contributions at beginning of year | 2020-06-30 | $130,974 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-06-30 | $31,841 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-06-30 | $34,365 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-06-30 | $2,135 |
Liabilities. Value of operating payables at end of year | 2020-06-30 | $54,509 |
Liabilities. Value of operating payables at beginning of year | 2020-06-30 | $53,748 |
Total non interest bearing cash at end of year | 2020-06-30 | $0 |
Total non interest bearing cash at beginning of year | 2020-06-30 | $133,056 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-06-30 | No |
Value of net income/loss | 2020-06-30 | $1,003,298 |
Value of net assets at end of year (total assets less liabilities) | 2020-06-30 | $57,796,447 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-06-30 | $56,793,149 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-06-30 | No |
Investment advisory and management fees | 2020-06-30 | $83,982 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-06-30 | $48,603,644 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-06-30 | $47,796,692 |
Interest on participant loans | 2020-06-30 | $166,603 |
Value of interest in common/collective trusts at end of year | 2020-06-30 | $6,017,185 |
Value of interest in common/collective trusts at beginning of year | 2020-06-30 | $5,151,522 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-06-30 | $-540,862 |
Net investment gain or loss from common/collective trusts | 2020-06-30 | $120,057 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-06-30 | No |
Contributions received in cash from employer | 2020-06-30 | $1,346,622 |
Employer contributions (assets) at end of year | 2020-06-30 | $2,153 |
Employer contributions (assets) at beginning of year | 2020-06-30 | $59,707 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-06-30 | $5,136,068 |
Contract administrator fees | 2020-06-30 | $157,862 |
Did the plan have assets held for investment | 2020-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2020-06-30 | Disclaimer |
Accountancy firm name | 2020-06-30 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2020-06-30 | 410746749 |
2019 : HO-CHUNK NATION 401(K) PLAN AND TRUST 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-06-30 | $55,883 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-06-30 | $69,367 |
Total income from all sources (including contributions) | 2019-06-30 | $8,059,008 |
Total loss/gain on sale of assets | 2019-06-30 | $0 |
Total of all expenses incurred | 2019-06-30 | $4,208,348 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-06-30 | $3,856,901 |
Expenses. Certain deemed distributions of participant loans | 2019-06-30 | $2,579 |
Value of total corrective distributions | 2019-06-30 | $34,659 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-06-30 | $5,495,680 |
Value of total assets at end of year | 2019-06-30 | $56,849,032 |
Value of total assets at beginning of year | 2019-06-30 | $53,011,856 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-06-30 | $314,209 |
Total interest from all sources | 2019-06-30 | $167,167 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-06-30 | $2,773,763 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-06-30 | $2,773,763 |
Was this plan covered by a fidelity bond | 2019-06-30 | Yes |
Value of fidelity bond cover | 2019-06-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2019-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-06-30 | No |
Contributions received from participants | 2019-06-30 | $3,667,328 |
Participant contributions at end of year | 2019-06-30 | $3,577,081 |
Participant contributions at beginning of year | 2019-06-30 | $3,244,554 |
Participant contributions at end of year | 2019-06-30 | $130,974 |
Participant contributions at beginning of year | 2019-06-30 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-06-30 | $125,733 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-06-30 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-06-30 | $8,076 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-06-30 | $2,135 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-06-30 | $61,105 |
Other income not declared elsewhere | 2019-06-30 | $-218,837 |
Liabilities. Value of operating payables at end of year | 2019-06-30 | $53,748 |
Liabilities. Value of operating payables at beginning of year | 2019-06-30 | $8,262 |
Total non interest bearing cash at end of year | 2019-06-30 | $133,056 |
Total non interest bearing cash at beginning of year | 2019-06-30 | $8,551 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-06-30 | No |
Value of net income/loss | 2019-06-30 | $3,850,660 |
Value of net assets at end of year (total assets less liabilities) | 2019-06-30 | $56,793,149 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-06-30 | $52,942,489 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-06-30 | No |
Investment advisory and management fees | 2019-06-30 | $85,423 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-06-30 | $47,796,692 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-06-30 | $44,922,439 |
Interest on participant loans | 2019-06-30 | $167,167 |
Value of interest in common/collective trusts at end of year | 2019-06-30 | $5,151,522 |
Value of interest in common/collective trusts at beginning of year | 2019-06-30 | $4,828,236 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-06-30 | $-158,765 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-06-30 | No |
Contributions received in cash from employer | 2019-06-30 | $1,702,619 |
Employer contributions (assets) at end of year | 2019-06-30 | $59,707 |
Employer contributions (assets) at beginning of year | 2019-06-30 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-06-30 | $3,856,901 |
Contract administrator fees | 2019-06-30 | $228,786 |
Liabilities. Value of benefit claims payable at end of year | 2019-06-30 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2019-06-30 | $0 |
Did the plan have assets held for investment | 2019-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-06-30 | Disclaimer |
Accountancy firm name | 2019-06-30 | CLIFTONLARSONALLEN LLP |
Accountancy firm EIN | 2019-06-30 | 410746749 |
2018 : HO-CHUNK NATION 401(K) PLAN AND TRUST 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-06-30 | $69,367 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-06-30 | $125,960 |
Total income from all sources (including contributions) | 2018-06-30 | $10,599,909 |
Total loss/gain on sale of assets | 2018-06-30 | $0 |
Total of all expenses incurred | 2018-06-30 | $4,279,821 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-06-30 | $3,980,519 |
Value of total corrective distributions | 2018-06-30 | $14,511 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-06-30 | $5,049,233 |
Value of total assets at end of year | 2018-06-30 | $53,011,856 |
Value of total assets at beginning of year | 2018-06-30 | $46,748,361 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-06-30 | $284,791 |
Total interest from all sources | 2018-06-30 | $135,263 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-06-30 | $2,311,986 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-06-30 | $2,311,986 |
Was this plan covered by a fidelity bond | 2018-06-30 | Yes |
Value of fidelity bond cover | 2018-06-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-06-30 | No |
Contributions received from participants | 2018-06-30 | $3,370,820 |
Participant contributions at end of year | 2018-06-30 | $3,244,554 |
Participant contributions at beginning of year | 2018-06-30 | $2,996,480 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-06-30 | $92,315 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-06-30 | $8,076 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-06-30 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-06-30 | $69,367 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-06-30 | $125,960 |
Other income not declared elsewhere | 2018-06-30 | $97,498 |
Administrative expenses (other) incurred | 2018-06-30 | $61,982 |
Total non interest bearing cash at end of year | 2018-06-30 | $8,551 |
Total non interest bearing cash at beginning of year | 2018-06-30 | $135,548 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-06-30 | No |
Value of net income/loss | 2018-06-30 | $6,320,088 |
Value of net assets at end of year (total assets less liabilities) | 2018-06-30 | $52,942,489 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-06-30 | $46,622,401 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-06-30 | No |
Investment advisory and management fees | 2018-06-30 | $83,273 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-06-30 | $44,922,439 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-06-30 | $39,004,351 |
Interest on participant loans | 2018-06-30 | $135,263 |
Value of interest in common/collective trusts at end of year | 2018-06-30 | $4,828,236 |
Value of interest in common/collective trusts at beginning of year | 2018-06-30 | $4,611,982 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-06-30 | $2,921,043 |
Net investment gain or loss from common/collective trusts | 2018-06-30 | $84,886 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-06-30 | No |
Contributions received in cash from employer | 2018-06-30 | $1,586,098 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-06-30 | $3,980,519 |
Contract administrator fees | 2018-06-30 | $139,536 |
Did the plan have assets held for investment | 2018-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-06-30 | Disclaimer |
Accountancy firm name | 2018-06-30 | CLA |
Accountancy firm EIN | 2018-06-30 | 410746749 |
2017 : HO-CHUNK NATION 401(K) PLAN AND TRUST 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-06-30 | $125,960 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-06-30 | $100,527 |
Total income from all sources (including contributions) | 2017-06-30 | $10,742,787 |
Total loss/gain on sale of assets | 2017-06-30 | $0 |
Total of all expenses incurred | 2017-06-30 | $3,442,252 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-06-30 | $3,199,343 |
Value of total corrective distributions | 2017-06-30 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-06-30 | $4,427,400 |
Value of total assets at end of year | 2017-06-30 | $46,748,361 |
Value of total assets at beginning of year | 2017-06-30 | $39,422,393 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-06-30 | $242,909 |
Total interest from all sources | 2017-06-30 | $115,535 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-06-30 | $1,624,977 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-06-30 | $1,624,977 |
Was this plan covered by a fidelity bond | 2017-06-30 | Yes |
Value of fidelity bond cover | 2017-06-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-06-30 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-06-30 | No |
Contributions received from participants | 2017-06-30 | $2,942,429 |
Participant contributions at end of year | 2017-06-30 | $2,996,480 |
Participant contributions at beginning of year | 2017-06-30 | $2,697,703 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-06-30 | $37,200 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-06-30 | $125,960 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-06-30 | $100,527 |
Other income not declared elsewhere | 2017-06-30 | $0 |
Total non interest bearing cash at end of year | 2017-06-30 | $135,548 |
Total non interest bearing cash at beginning of year | 2017-06-30 | $100,527 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-06-30 | No |
Value of net income/loss | 2017-06-30 | $7,300,535 |
Value of net assets at end of year (total assets less liabilities) | 2017-06-30 | $46,622,401 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-06-30 | $39,321,866 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-06-30 | No |
Investment advisory and management fees | 2017-06-30 | $83,779 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-06-30 | $39,004,351 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-06-30 | $32,406,754 |
Interest on participant loans | 2017-06-30 | $115,535 |
Value of interest in common/collective trusts at end of year | 2017-06-30 | $4,611,982 |
Value of interest in common/collective trusts at beginning of year | 2017-06-30 | $4,217,409 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-06-30 | $4,511,298 |
Net investment gain or loss from common/collective trusts | 2017-06-30 | $63,577 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-06-30 | No |
Contributions received in cash from employer | 2017-06-30 | $1,447,771 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-06-30 | $3,199,343 |
Contract administrator fees | 2017-06-30 | $159,130 |
Did the plan have assets held for investment | 2017-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-06-30 | Disclaimer |
Accountancy firm name | 2017-06-30 | CLA |
Accountancy firm EIN | 2017-06-30 | 410746749 |
2016 : HO-CHUNK NATION 401(K) PLAN AND TRUST 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-06-30 | $100,527 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-06-30 | $501 |
Total income from all sources (including contributions) | 2016-06-30 | $4,143,015 |
Total loss/gain on sale of assets | 2016-06-30 | $0 |
Total of all expenses incurred | 2016-06-30 | $3,127,267 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-06-30 | $2,939,316 |
Value of total corrective distributions | 2016-06-30 | $12,946 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-06-30 | $4,305,020 |
Value of total assets at end of year | 2016-06-30 | $39,422,393 |
Value of total assets at beginning of year | 2016-06-30 | $38,306,619 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-06-30 | $175,005 |
Total interest from all sources | 2016-06-30 | $100,300 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-06-30 | $1,705,630 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-06-30 | $1,705,630 |
Was this plan covered by a fidelity bond | 2016-06-30 | Yes |
Value of fidelity bond cover | 2016-06-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-06-30 | No |
Contributions received from participants | 2016-06-30 | $2,839,351 |
Participant contributions at end of year | 2016-06-30 | $2,697,703 |
Participant contributions at beginning of year | 2016-06-30 | $2,464,729 |
Participant contributions at end of year | 2016-06-30 | $0 |
Participant contributions at beginning of year | 2016-06-30 | $119 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-06-30 | $61,367 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-06-30 | $100,527 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-06-30 | $501 |
Total non interest bearing cash at end of year | 2016-06-30 | $100,527 |
Total non interest bearing cash at beginning of year | 2016-06-30 | $565 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
Value of net income/loss | 2016-06-30 | $1,015,748 |
Value of net assets at end of year (total assets less liabilities) | 2016-06-30 | $39,321,866 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-06-30 | $38,306,118 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-06-30 | No |
Investment advisory and management fees | 2016-06-30 | $105,644 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-06-30 | $32,406,754 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-06-30 | $31,968,348 |
Interest on participant loans | 2016-06-30 | $100,300 |
Value of interest in common/collective trusts at end of year | 2016-06-30 | $4,217,409 |
Value of interest in common/collective trusts at beginning of year | 2016-06-30 | $3,872,810 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-06-30 | $-2,016,504 |
Net investment gain or loss from common/collective trusts | 2016-06-30 | $48,569 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-06-30 | No |
Contributions received in cash from employer | 2016-06-30 | $1,404,302 |
Employer contributions (assets) at end of year | 2016-06-30 | $0 |
Employer contributions (assets) at beginning of year | 2016-06-30 | $48 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-06-30 | $2,939,316 |
Contract administrator fees | 2016-06-30 | $69,361 |
Did the plan have assets held for investment | 2016-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-06-30 | Disclaimer |
Accountancy firm name | 2016-06-30 | WIPFLI LLP |
Accountancy firm EIN | 2016-06-30 | 390758449 |
2015 : HO-CHUNK NATION 401(K) PLAN AND TRUST 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-06-30 | $501 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-06-30 | $0 |
Total income from all sources (including contributions) | 2015-06-30 | $5,629,211 |
Total loss/gain on sale of assets | 2015-06-30 | $0 |
Total of all expenses incurred | 2015-06-30 | $3,211,481 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-06-30 | $3,020,556 |
Value of total corrective distributions | 2015-06-30 | $1,308 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-06-30 | $4,199,158 |
Value of total assets at end of year | 2015-06-30 | $38,306,619 |
Value of total assets at beginning of year | 2015-06-30 | $35,888,388 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-06-30 | $189,617 |
Total interest from all sources | 2015-06-30 | $93,749 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-06-30 | $1,692,965 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-06-30 | $1,692,965 |
Was this plan covered by a fidelity bond | 2015-06-30 | Yes |
Value of fidelity bond cover | 2015-06-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-06-30 | No |
Contributions received from participants | 2015-06-30 | $2,797,296 |
Participant contributions at end of year | 2015-06-30 | $2,464,729 |
Participant contributions at beginning of year | 2015-06-30 | $2,192,785 |
Participant contributions at end of year | 2015-06-30 | $119 |
Participant contributions at beginning of year | 2015-06-30 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-06-30 | $35,994 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-06-30 | $501 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-06-30 | $0 |
Total non interest bearing cash at end of year | 2015-06-30 | $565 |
Total non interest bearing cash at beginning of year | 2015-06-30 | $208 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-06-30 | No |
Value of net income/loss | 2015-06-30 | $2,417,730 |
Value of net assets at end of year (total assets less liabilities) | 2015-06-30 | $38,306,118 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-06-30 | $35,888,388 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-06-30 | No |
Investment advisory and management fees | 2015-06-30 | $103,559 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-06-30 | $31,968,348 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-06-30 | $29,726,900 |
Interest on participant loans | 2015-06-30 | $93,749 |
Value of interest in common/collective trusts at end of year | 2015-06-30 | $3,872,810 |
Value of interest in common/collective trusts at beginning of year | 2015-06-30 | $3,968,495 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-06-30 | $-398,816 |
Net investment gain or loss from common/collective trusts | 2015-06-30 | $42,155 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-06-30 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2015-06-30 | No |
Contributions received in cash from employer | 2015-06-30 | $1,365,868 |
Employer contributions (assets) at end of year | 2015-06-30 | $48 |
Employer contributions (assets) at beginning of year | 2015-06-30 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-06-30 | $3,020,556 |
Contract administrator fees | 2015-06-30 | $86,058 |
Did the plan have assets held for investment | 2015-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-06-30 | Disclaimer |
Accountancy firm name | 2015-06-30 | WIPFLI LLP |
Accountancy firm EIN | 2015-06-30 | 390758449 |
2014 : HO-CHUNK NATION 401(K) PLAN AND TRUST 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-06-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-06-30 | $0 |
Total income from all sources (including contributions) | 2014-06-30 | $9,282,647 |
Total loss/gain on sale of assets | 2014-06-30 | $0 |
Total of all expenses incurred | 2014-06-30 | $2,179,198 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-06-30 | $2,003,494 |
Value of total corrective distributions | 2014-06-30 | $5,016 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-06-30 | $3,871,050 |
Value of total assets at end of year | 2014-06-30 | $35,888,388 |
Value of total assets at beginning of year | 2014-06-30 | $28,784,939 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-06-30 | $170,688 |
Total interest from all sources | 2014-06-30 | $81,518 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-06-30 | $1,055,124 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-06-30 | $1,055,124 |
Was this plan covered by a fidelity bond | 2014-06-30 | Yes |
Value of fidelity bond cover | 2014-06-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-06-30 | No |
Contributions received from participants | 2014-06-30 | $2,596,597 |
Participant contributions at end of year | 2014-06-30 | $2,192,785 |
Participant contributions at beginning of year | 2014-06-30 | $1,829,743 |
Participant contributions at end of year | 2014-06-30 | $0 |
Participant contributions at beginning of year | 2014-06-30 | $1,014 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-06-30 | $15,775 |
Total non interest bearing cash at end of year | 2014-06-30 | $208 |
Total non interest bearing cash at beginning of year | 2014-06-30 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-30 | No |
Value of net income/loss | 2014-06-30 | $7,103,449 |
Value of net assets at end of year (total assets less liabilities) | 2014-06-30 | $35,888,388 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-06-30 | $28,784,939 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-06-30 | No |
Investment advisory and management fees | 2014-06-30 | $93,548 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-06-30 | $29,726,900 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-06-30 | $23,511,182 |
Interest on participant loans | 2014-06-30 | $81,518 |
Value of interest in common/collective trusts at end of year | 2014-06-30 | $3,968,495 |
Value of interest in common/collective trusts at beginning of year | 2014-06-30 | $3,442,372 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-06-30 | $4,230,222 |
Net investment gain or loss from common/collective trusts | 2014-06-30 | $44,733 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-06-30 | No |
Contributions received in cash from employer | 2014-06-30 | $1,258,678 |
Employer contributions (assets) at end of year | 2014-06-30 | $0 |
Employer contributions (assets) at beginning of year | 2014-06-30 | $628 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-06-30 | $2,003,494 |
Contract administrator fees | 2014-06-30 | $77,140 |
Did the plan have assets held for investment | 2014-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-06-30 | Disclaimer |
Accountancy firm name | 2014-06-30 | WIPFLI LLP |
Accountancy firm EIN | 2014-06-30 | 390758449 |
2013 : HO-CHUNK NATION 401(K) PLAN AND TRUST 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-06-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-06-30 | $0 |
Total income from all sources (including contributions) | 2013-06-30 | $7,292,791 |
Total loss/gain on sale of assets | 2013-06-30 | $0 |
Total of all expenses incurred | 2013-06-30 | $1,981,201 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-06-30 | $1,815,630 |
Value of total corrective distributions | 2013-06-30 | $11,699 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-06-30 | $3,553,732 |
Value of total assets at end of year | 2013-06-30 | $28,784,939 |
Value of total assets at beginning of year | 2013-06-30 | $23,473,349 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-06-30 | $153,872 |
Total interest from all sources | 2013-06-30 | $58,709 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-06-30 | $518,957 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-06-30 | $518,957 |
Was this plan covered by a fidelity bond | 2013-06-30 | Yes |
Value of fidelity bond cover | 2013-06-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-06-30 | No |
Contributions received from participants | 2013-06-30 | $2,405,224 |
Participant contributions at end of year | 2013-06-30 | $1,829,743 |
Participant contributions at beginning of year | 2013-06-30 | $1,090,799 |
Participant contributions at end of year | 2013-06-30 | $1,014 |
Participant contributions at beginning of year | 2013-06-30 | $893 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-06-30 | $10,672 |
Administrative expenses (other) incurred | 2013-06-30 | $1 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-06-30 | No |
Value of net income/loss | 2013-06-30 | $5,311,590 |
Value of net assets at end of year (total assets less liabilities) | 2013-06-30 | $28,784,939 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-06-30 | $23,473,349 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-06-30 | No |
Investment advisory and management fees | 2013-06-30 | $79,111 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-06-30 | $23,511,182 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-06-30 | $19,328,421 |
Interest on participant loans | 2013-06-30 | $58,709 |
Value of interest in common/collective trusts at end of year | 2013-06-30 | $3,442,372 |
Value of interest in common/collective trusts at beginning of year | 2013-06-30 | $3,052,663 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-06-30 | $3,117,032 |
Net investment gain or loss from common/collective trusts | 2013-06-30 | $44,361 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-06-30 | No |
Contributions received in cash from employer | 2013-06-30 | $1,137,836 |
Employer contributions (assets) at end of year | 2013-06-30 | $628 |
Employer contributions (assets) at beginning of year | 2013-06-30 | $573 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-06-30 | $1,815,630 |
Contract administrator fees | 2013-06-30 | $74,760 |
Did the plan have assets held for investment | 2013-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-06-30 | Disclaimer |
Accountancy firm name | 2013-06-30 | SCHENCK SC |
Accountancy firm EIN | 2013-06-30 | 391173131 |
2012 : HO-CHUNK NATION 401(K) PLAN AND TRUST 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-06-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-06-30 | $0 |
Total income from all sources (including contributions) | 2012-06-30 | $3,259,439 |
Total loss/gain on sale of assets | 2012-06-30 | $0 |
Total of all expenses incurred | 2012-06-30 | $1,567,631 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-06-30 | $1,427,449 |
Value of total corrective distributions | 2012-06-30 | $23,599 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-06-30 | $3,140,924 |
Value of total assets at end of year | 2012-06-30 | $23,473,349 |
Value of total assets at beginning of year | 2012-06-30 | $21,781,541 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-06-30 | $116,583 |
Total interest from all sources | 2012-06-30 | $41,600 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-06-30 | $406,470 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-06-30 | $406,470 |
Was this plan covered by a fidelity bond | 2012-06-30 | Yes |
Value of fidelity bond cover | 2012-06-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-06-30 | No |
Contributions received from participants | 2012-06-30 | $2,126,829 |
Participant contributions at end of year | 2012-06-30 | $1,090,799 |
Participant contributions at beginning of year | 2012-06-30 | $985,398 |
Participant contributions at end of year | 2012-06-30 | $893 |
Participant contributions at beginning of year | 2012-06-30 | $1,296 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-06-30 | $113 |
Administrative expenses (other) incurred | 2012-06-30 | $270 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-30 | No |
Value of net income/loss | 2012-06-30 | $1,691,808 |
Value of net assets at end of year (total assets less liabilities) | 2012-06-30 | $23,473,349 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-06-30 | $21,781,541 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-06-30 | No |
Investment advisory and management fees | 2012-06-30 | $68,775 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-06-30 | $19,328,421 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-06-30 | $18,143,747 |
Interest on participant loans | 2012-06-30 | $41,600 |
Value of interest in common/collective trusts at end of year | 2012-06-30 | $3,052,663 |
Value of interest in common/collective trusts at beginning of year | 2012-06-30 | $2,650,270 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-06-30 | $-438,270 |
Net investment gain or loss from common/collective trusts | 2012-06-30 | $108,715 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-06-30 | No |
Contributions received in cash from employer | 2012-06-30 | $1,013,982 |
Employer contributions (assets) at end of year | 2012-06-30 | $573 |
Employer contributions (assets) at beginning of year | 2012-06-30 | $830 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-06-30 | $1,427,449 |
Contract administrator fees | 2012-06-30 | $47,538 |
Did the plan have assets held for investment | 2012-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-06-30 | Disclaimer |
Accountancy firm name | 2012-06-30 | SCHENCK SC |
Accountancy firm EIN | 2012-06-30 | 391173131 |
2011 : HO-CHUNK NATION 401(K) PLAN AND TRUST 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-06-30 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-06-30 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-06-30 | $0 |
Total income from all sources (including contributions) | 2011-06-30 | $6,555,598 |
Total loss/gain on sale of assets | 2011-06-30 | $0 |
Total of all expenses incurred | 2011-06-30 | $1,332,663 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-06-30 | $1,221,459 |
Value of total corrective distributions | 2011-06-30 | $5,216 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-06-30 | $2,912,196 |
Value of total assets at end of year | 2011-06-30 | $21,781,541 |
Value of total assets at beginning of year | 2011-06-30 | $16,558,606 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-06-30 | $105,988 |
Total interest from all sources | 2011-06-30 | $39,905 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-06-30 | $380,601 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-06-30 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-06-30 | $380,601 |
Was this plan covered by a fidelity bond | 2011-06-30 | Yes |
Value of fidelity bond cover | 2011-06-30 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-06-30 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-06-30 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-06-30 | No |
Contributions received from participants | 2011-06-30 | $1,975,732 |
Participant contributions at end of year | 2011-06-30 | $985,398 |
Participant contributions at beginning of year | 2011-06-30 | $876,879 |
Participant contributions at end of year | 2011-06-30 | $1,296 |
Participant contributions at beginning of year | 2011-06-30 | $35,799 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-06-30 | $6,649 |
Administrative expenses (other) incurred | 2011-06-30 | $120 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
Value of net income/loss | 2011-06-30 | $5,222,935 |
Value of net assets at end of year (total assets less liabilities) | 2011-06-30 | $21,781,541 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-06-30 | $16,558,606 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-06-30 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-06-30 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-06-30 | No |
Investment advisory and management fees | 2011-06-30 | $65,533 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-06-30 | $18,143,747 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-06-30 | $13,389,211 |
Interest on participant loans | 2011-06-30 | $39,905 |
Value of interest in common/collective trusts at end of year | 2011-06-30 | $2,650,270 |
Value of interest in common/collective trusts at beginning of year | 2011-06-30 | $2,239,965 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-06-30 | $3,172,477 |
Net investment gain or loss from common/collective trusts | 2011-06-30 | $50,419 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-06-30 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-06-30 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-06-30 | No |
Contributions received in cash from employer | 2011-06-30 | $929,815 |
Employer contributions (assets) at end of year | 2011-06-30 | $830 |
Employer contributions (assets) at beginning of year | 2011-06-30 | $16,752 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-06-30 | $1,221,459 |
Contract administrator fees | 2011-06-30 | $40,335 |
Did the plan have assets held for investment | 2011-06-30 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-06-30 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-06-30 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-06-30 | Disclaimer |
Accountancy firm name | 2011-06-30 | SCHENCK SC |
Accountancy firm EIN | 2011-06-30 | 391173131 |
2010 : HO-CHUNK NATION 401(K) PLAN AND TRUST 2010 401k financial data |
---|
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-06-30 | $0 |