401k Plan data: ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN plan

ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN
Plan identification number	001

ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ST. CROIX CHIPPEWA INDIANS OF WISCONSIN has sponsored the creation of one or more 401k plans.

Company Name: ST. CROIX CHIPPEWA INDIANS OF WISCONSIN

Employer identification number (EIN): 391210835

NAIC Classification: 713200
NAIC Description: Gambling Industries

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 KELLY BERTULEIT
001 2014-01-01 KELLY BERTULEIT
001 2014-01-01 KELLY BERTULEIT
001 2014-01-01 KELLY BERTULEIT
001 2014-01-01 KELLY BERTULEIT
001 2013-01-01 KELLY BERTULEIT
001 2012-01-01 KELLY BERTULEIT
001 2011-01-01 KELLY BERTULEIT
001 2010-01-01 KELLY BERTULEIT
001 2009-01-01 KELLY BERTULEIT

Plan id#	Filing Submission Date	Name of Administrator
001	2014-01-01	KELLY BERTULEIT
001	2014-01-01	KELLY BERTULEIT
001	2014-01-01	KELLY BERTULEIT
001	2014-01-01	KELLY BERTULEIT
001	2014-01-01	KELLY BERTULEIT
001	2013-01-01	KELLY BERTULEIT
001	2012-01-01	KELLY BERTULEIT
001	2011-01-01	KELLY BERTULEIT
001	2010-01-01	KELLY BERTULEIT
001	2009-01-01	KELLY BERTULEIT

Plan Statistics for ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN

Measure Date Value
2014: ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,490
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,450
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,430
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 60
Total of all active and inactive participants 2013-01-01 1,490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 1,490
Number of participants with account balances 2013-01-01 296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,472
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,330
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 81
Total of all active and inactive participants 2012-01-01 1,411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 1,411
Number of participants with account balances 2012-01-01 332
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 3
2011: ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,506
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,383
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 67
Total of all active and inactive participants 2011-01-01 1,450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 1,450
Number of participants with account balances 2011-01-01 349
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3
2010: ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,555
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 1,435
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 70
Total of all active and inactive participants 2010-01-01 1,505
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 1,505
Number of participants with account balances 2010-01-01 398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 8
2009: ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,634
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,429
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 92
Total of all active and inactive participants 2009-01-01 1,521
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 1,521
Number of participants with account balances 2009-01-01 459
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 7

Measure	Date	Value
2014: ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,490
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,450
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,430
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	60
Total of all active and inactive participants	2013-01-01	1,490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	1,490
Number of participants with account balances	2013-01-01	296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,472
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,330
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	81
Total of all active and inactive participants	2012-01-01	1,411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	1,411
Number of participants with account balances	2012-01-01	332
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	3
2011: ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,506
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,383
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	67
Total of all active and inactive participants	2011-01-01	1,450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	1,450
Number of participants with account balances	2011-01-01	349
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3
2010: ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,555
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	1,435
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	70
Total of all active and inactive participants	2010-01-01	1,505
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	1,505
Number of participants with account balances	2010-01-01	398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	8
2009: ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,634
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,429
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	92
Total of all active and inactive participants	2009-01-01	1,521
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	1,521
Number of participants with account balances	2009-01-01	459
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	7

Financial Data on ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN

Measure	Date	Value
2014 : ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-05-19	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-05-19	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-05-19	$0
Total income from all sources (including contributions)	2014-05-19	$30,833
Total loss/gain on sale of assets	2014-05-19	$0
Total of all expenses incurred	2014-05-19	$5,976,869
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-05-19	$5,960,309
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-05-19	$0
Value of total assets at end of year	2014-05-19	$0
Value of total assets at beginning of year	2014-05-19	$5,946,036
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-05-19	$16,560
Total interest from all sources	2014-05-19	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-05-19	$7,426
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-05-19	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-05-19	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-05-19	$7,426
Was this plan covered by a fidelity bond	2014-05-19	Yes
Value of fidelity bond cover	2014-05-19	$650,000
If this is an individual account plan, was there a blackout period	2014-05-19	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-05-19	$0
Were there any nonexempt tranactions with any party-in-interest	2014-05-19	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-05-19	No
Value of net income/loss	2014-05-19	$-5,946,036
Value of net assets at end of year (total assets less liabilities)	2014-05-19	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-05-19	$5,946,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-05-19	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-05-19	No
Were any leases to which the plan was party in default or uncollectible	2014-05-19	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-05-19	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-05-19	$5,583,418
Value of interest in common/collective trusts at end of year	2014-05-19	$0
Value of interest in common/collective trusts at beginning of year	2014-05-19	$362,618
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-05-19	$22,667
Net investment gain or loss from common/collective trusts	2014-05-19	$740
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-05-19	No
Was there a failure to transmit to the plan any participant contributions	2014-05-19	No
Has the plan failed to provide any benefit when due under the plan	2014-05-19	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-05-19	$5,960,309
Contract administrator fees	2014-05-19	$16,560
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-05-19	Yes
Did the plan have assets held for investment	2014-05-19	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-05-19	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-05-19	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-05-19	Yes
Opinion of an independent qualified public accountant for this plan	2014-05-19	Disclaimer
Accountancy firm name	2014-05-19	MCGLADREY LLP
Accountancy firm EIN	2014-05-19	420714325
2013 : ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,412,623
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,086,044
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,066,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$273,535
Value of total assets at end of year	2013-12-31	$5,946,036
Value of total assets at beginning of year	2013-12-31	$5,619,457
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$19,744
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$56,863
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$15,004
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$273,535
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$326,579
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$5,946,036
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$5,619,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$5,583,418
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$5,127,069
Value of interest in common/collective trusts at end of year	2013-12-31	$362,618
Value of interest in common/collective trusts at beginning of year	2013-12-31	$486,917
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$5,471
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$5,471
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,079,155
Net investment gain or loss from common/collective trusts	2013-12-31	$3,070
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Income. Dividends from preferred stock	2013-12-31	$56,863
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,066,300
Contract administrator fees	2013-12-31	$4,740
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MCGLADREY LLP
Accountancy firm EIN	2013-12-31	420714325
2012 : ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$956,281
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$799,713
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$778,246
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$263,632
Value of total assets at end of year	2012-12-31	$5,619,457
Value of total assets at beginning of year	2012-12-31	$5,462,889
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$21,467
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$54,385
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$54,385
Administrative expenses professional fees incurred	2012-12-31	$16,127
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$263,632
Participant contributions at beginning of year	2012-12-31	$733
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$156,568
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$5,619,457
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,462,889
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$5,127,069
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$4,857,343
Value of interest in common/collective trusts at end of year	2012-12-31	$486,917
Value of interest in common/collective trusts at beginning of year	2012-12-31	$598,504
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$5,471
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$6,309
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$6,309
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$635,103
Net investment gain or loss from common/collective trusts	2012-12-31	$3,161
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$778,246
Contract administrator fees	2012-12-31	$5,340
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MCGLADREY LLP
Accountancy firm EIN	2012-12-31	420714325
2011 : ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$-70,876
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$796,796
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$786,981
Value of total corrective distributions	2011-12-31	$3,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$330,162
Value of total assets at end of year	2011-12-31	$5,462,889
Value of total assets at beginning of year	2011-12-31	$6,330,561
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$5,831
Total interest from all sources	2011-12-31	$9
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$61,802
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$61,802
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$330,162
Participant contributions at end of year	2011-12-31	$733
Participant contributions at beginning of year	2011-12-31	$6,596
Administrative expenses (other) incurred	2011-12-31	$211
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-867,672
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,462,889
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$6,330,561
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$4,857,343
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,913,847
Value of interest in common/collective trusts at end of year	2011-12-31	$598,504
Value of interest in common/collective trusts at beginning of year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$6,309
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$410,118
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$410,118
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$9
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-468,354
Net investment gain or loss from common/collective trusts	2011-12-31	$5,505
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$786,981
Contract administrator fees	2011-12-31	$5,620
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MCGLADREY LLP
Accountancy firm EIN	2011-12-31	420714325
2010 : ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,058,753
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$981,975
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$959,609
Value of total corrective distributions	2010-12-31	$2,579
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$359,089
Value of total assets at end of year	2010-12-31	$6,330,561
Value of total assets at beginning of year	2010-12-31	$6,253,783
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$19,787
Total interest from all sources	2010-12-31	$50
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$67,779
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$67,779
Administrative expenses professional fees incurred	2010-12-31	$13,717
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$650,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$359,089
Participant contributions at end of year	2010-12-31	$6,596
Participant contributions at beginning of year	2010-12-31	$67
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$76,778
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$6,330,561
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$6,253,783
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,913,847
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$5,584,741
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$410,118
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$668,975
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$668,975
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$50
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$631,835
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$959,609
Contract administrator fees	2010-12-31	$6,070
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MCGLADREY & PULLEN
Accountancy firm EIN	2010-12-31	420714325
2009 : ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN

2014: ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ST. CROIX CHIPPEWA INDIANS OF WI RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ST. CROIX CHIPPEWA INDIANS OF WISCONSIN
Employer identification number (EIN):	391210835
NAIC Classification:	713200
NAIC Description:	Gambling Industries