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TAX DEFERRED ANNUITY PLAN OF ROCK VALLEY COMMUNITY PROGRAMS, INC. 401k Plan overview

Plan NameTAX DEFERRED ANNUITY PLAN OF ROCK VALLEY COMMUNITY PROGRAMS, INC.
Plan identification number 001

TAX DEFERRED ANNUITY PLAN OF ROCK VALLEY COMMUNITY PROGRAMS, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROCK VALLEY COMMUNITY PROGRAMS, INC . has sponsored the creation of one or more 401k plans.

Company Name:ROCK VALLEY COMMUNITY PROGRAMS, INC .
Employer identification number (EIN):391438843
NAIC Classification:921000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TAX DEFERRED ANNUITY PLAN OF ROCK VALLEY COMMUNITY PROGRAMS, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01JENNIFER POPE2024-07-22
0012022-01-01JENNIFER POPE2023-08-18
0012021-01-01NAKENYA MARTIN2022-10-14
0012020-01-01SHAMEEKA MARTIN2021-07-14
0012019-01-01SHAMEEKA MARTIN2020-08-07
0012018-01-01
0012017-01-01JANA JANES
0012017-01-01JANA JANES JANA JANES
0012016-01-01JANA JANES2017-07-28 JANA JANES2017-07-28
0012015-01-01JANA JANES2016-07-26 JANA JANES2016-07-26
0012014-01-01JANA JANES2015-10-07 JANA JANES2015-10-07
0012013-01-01JANA JANES2014-05-30 JANA JANES2014-05-30
0012012-01-01JANA JANES2013-05-03 JANA JANES2013-05-03
0012011-01-01JANA JANES2012-07-30 JANA JANES2012-07-30
0012010-01-01JANA JANES2011-07-20 JANA JANES2011-07-20

Plan Statistics for TAX DEFERRED ANNUITY PLAN OF ROCK VALLEY COMMUNITY PROGRAMS, INC.

401k plan membership statisitcs for TAX DEFERRED ANNUITY PLAN OF ROCK VALLEY COMMUNITY PROGRAMS, INC.

Measure Date Value
2018: TAX DEFERRED ANNUITY PLAN OF ROCK VALLEY COMMUNITY PROGRAMS, INC. 2018 401k membership
Total participants, beginning-of-year2018-01-01134
Total number of active participants reported on line 7a of the Form 55002018-01-0145
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0124
Total of all active and inactive participants2018-01-0169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0169
Number of participants with account balances2018-01-0169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: TAX DEFERRED ANNUITY PLAN OF ROCK VALLEY COMMUNITY PROGRAMS, INC. 2017 401k membership
Total participants, beginning-of-year2017-01-01130
Total number of active participants reported on line 7a of the Form 55002017-01-01117
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0117
Total of all active and inactive participants2017-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01134
Number of participants with account balances2017-01-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010

Financial Data on TAX DEFERRED ANNUITY PLAN OF ROCK VALLEY COMMUNITY PROGRAMS, INC.

Measure Date Value
2018 : TAX DEFERRED ANNUITY PLAN OF ROCK VALLEY COMMUNITY PROGRAMS, INC. 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$34,009
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,713
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,474
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$63,105
Value of total assets at end of year2018-12-31$367,815
Value of total assets at beginning of year2018-12-31$338,519
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$239
Total interest from all sources2018-12-31$404
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$40,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$63,105
Participant contributions at end of year2018-12-31$3,564
Participant contributions at beginning of year2018-12-31$3,565
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$0
Other income not declared elsewhere2018-12-31$0
Administrative expenses (other) incurred2018-12-31$239
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$29,296
Value of net assets at end of year (total assets less liabilities)2018-12-31$367,815
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$338,519
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$350,763
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$322,786
Interest on participant loans2018-12-31$0
Interest earned on other investments2018-12-31$404
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$13,488
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$12,168
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from pooled separate accounts2018-12-31$-29,500
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,474
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BENNING GROUP LLC
Accountancy firm EIN2018-12-31300003878
2017 : TAX DEFERRED ANNUITY PLAN OF ROCK VALLEY COMMUNITY PROGRAMS, INC. 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$113,482
Total of all expenses incurred2017-12-31$912
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$711
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$79,061
Value of total assets at end of year2017-12-31$343,159
Value of total assets at beginning of year2017-12-31$230,589
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$201
Total interest from all sources2017-12-31$385
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$24,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$56,625
Participant contributions at end of year2017-12-31$3,564
Participant contributions at beginning of year2017-12-31$3,694
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$22,436
Administrative expenses (other) incurred2017-12-31$201
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$112,570
Value of net assets at end of year (total assets less liabilities)2017-12-31$343,159
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$230,589
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$322,786
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$208,310
Interest earned on other investments2017-12-31$385
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$12,168
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$10,883
Net investment gain/loss from pooled separate accounts2017-12-31$34,036
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Employer contributions (assets) at end of year2017-12-31$4,641
Employer contributions (assets) at beginning of year2017-12-31$7,702
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$711
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BENNING GROUP, LLC
Accountancy firm EIN2017-12-31300003878

Form 5500 Responses for TAX DEFERRED ANNUITY PLAN OF ROCK VALLEY COMMUNITY PROGRAMS, INC.

2018: TAX DEFERRED ANNUITY PLAN OF ROCK VALLEY COMMUNITY PROGRAMS, INC. 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: TAX DEFERRED ANNUITY PLAN OF ROCK VALLEY COMMUNITY PROGRAMS, INC. 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number013522G
Policy instance 1
Insurance contract or identification number013522G
Number of Individuals Covered69
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $236
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees236
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number013522G
Policy instance 1
Insurance contract or identification number013522G
Number of Individuals Covered65
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of fees paid to insurance companyUSD $233
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees233
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP PROGRAM
Insurance broker organization code?3
Insurance broker nameMILWAUKEE REGIONAL OFFICE

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