401k Plan data: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN plan

DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 401k Plan overview

Plan Name	DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN
Plan identification number	001

DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Participant-directed brokerage accounts provided as an investment option under the plan.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DOHERT ASSOCIATES, INC. PROFIT SHARING PLAN has sponsored the creation of one or more 401k plans.

Company Name: DOHERT ASSOCIATES, INC. PROFIT SHARING PLAN

Employer identification number (EIN): 391519535

NAIC Classification: 316990
NAIC Description: Other Leather and Allied Product Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 TERRENCE RICE TERRENCE RICE 2018-07-23
001 2016-01-01 TERRENCE RICE
001 2015-01-01 TERRENCE RICE
001 2014-01-01 TERRENCE RICE
001 2013-01-01 TERRENCE RICE TERRENCE RICE 2014-07-30
001 2012-01-01 TERRENCE RICE
001 2011-01-01 TERRENCE RICE
001 2009-01-01 TERRENCE RICE

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01
001	2021-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	TERRENCE RICE	TERRENCE RICE	2018-07-23
001	2016-01-01	TERRENCE RICE
001	2015-01-01	TERRENCE RICE
001	2014-01-01	TERRENCE RICE
001	2013-01-01	TERRENCE RICE	TERRENCE RICE	2014-07-30
001	2012-01-01	TERRENCE RICE
001	2011-01-01	TERRENCE RICE
001	2009-01-01	TERRENCE RICE

Plan Statistics for DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN

401k plan membership statisitcs for DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN

Measure Date Value
2019: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 1
Total of all active and inactive participants 2019-01-01 1
Total participants 2019-01-01 1
Number of participants with account balances 2019-01-01 1
2018: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 1
Total of all active and inactive participants 2018-01-01 1
Total participants 2018-01-01 1
2017: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1
Total of all active and inactive participants 2017-01-01 1
Total participants 2017-01-01 1
2016: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1
Total of all active and inactive participants 2016-01-01 1
Total participants 2016-01-01 1
2015: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1
Total of all active and inactive participants 2015-01-01 1
Total participants 2015-01-01 1
2014: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1
Total of all active and inactive participants 2014-01-01 1
Total participants 2014-01-01 1
Number of participants with account balances 2014-01-01 1
2013: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1
Total of all active and inactive participants 2013-01-01 1
Total participants 2013-01-01 1
2012: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1
Total of all active and inactive participants 2012-01-01 1
Total participants 2012-01-01 1
2011: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1
Total of all active and inactive participants 2011-01-01 1
Total participants 2011-01-01 1
Number of participants with account balances 2011-01-01 1
2009: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1
Total of all active and inactive participants 2009-01-01 1
Total participants 2009-01-01 1
Number of participants with account balances 2009-01-01 1

Measure	Date	Value
2019: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1
Total of all active and inactive participants	2019-01-01	1
Total participants	2019-01-01	1
Number of participants with account balances	2019-01-01	1
2018: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1
Total of all active and inactive participants	2018-01-01	1
Total participants	2018-01-01	1
2017: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1
Total of all active and inactive participants	2017-01-01	1
Total participants	2017-01-01	1
2016: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1
Total of all active and inactive participants	2016-01-01	1
Total participants	2016-01-01	1
2015: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1
Total of all active and inactive participants	2015-01-01	1
Total participants	2015-01-01	1
2014: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1
Total of all active and inactive participants	2014-01-01	1
Total participants	2014-01-01	1
Number of participants with account balances	2014-01-01	1
2013: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1
Total of all active and inactive participants	2013-01-01	1
Total participants	2013-01-01	1
2012: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1
Total of all active and inactive participants	2012-01-01	1
Total participants	2012-01-01	1
2011: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1
Total of all active and inactive participants	2011-01-01	1
Total participants	2011-01-01	1
Number of participants with account balances	2011-01-01	1
2009: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1
Total of all active and inactive participants	2009-01-01	1
Total participants	2009-01-01	1
Number of participants with account balances	2009-01-01	1

Financial Data on DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN

Measure	Date	Value
2019 : DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$155,577
Expenses. Total of all expenses incurred	2019-12-31	$10,409
Total plan assets at end of year	2019-12-31	$1,905,009
Total plan assets at beginning of year	2019-12-31	$1,759,841
Other income received	2019-12-31	$93,577
Net income (gross income less expenses)	2019-12-31	$145,168
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$1,905,009
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$1,759,841
Total contributions received or receivable from employer(s)	2019-12-31	$62,000
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$10,409
2018 : DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$60,000
Expenses. Total of all expenses incurred	2018-12-31	$135,059
Total plan assets at end of year	2018-12-31	$1,759,841
Total plan assets at beginning of year	2018-12-31	$1,834,900
Expenses. Other expenses not covered elsewhere	2018-12-31	$123,501
Net income (gross income less expenses)	2018-12-31	$-75,059
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$1,759,841
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$1,834,900
Total contributions received or receivable from employer(s)	2018-12-31	$60,000
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$11,558
2017 : DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$517,937
Expenses. Total of all expenses incurred	2017-12-31	$7,373
Total plan assets at end of year	2017-12-31	$1,834,900
Total plan assets at beginning of year	2017-12-31	$1,324,336
Other income received	2017-12-31	$457,937
Net income (gross income less expenses)	2017-12-31	$510,564
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$1,834,900
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,324,336
Total contributions received or receivable from employer(s)	2017-12-31	$60,000
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$7,373
2016 : DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$194,598
Expenses. Total of all expenses incurred	2016-12-31	$6,359
Total plan assets at end of year	2016-12-31	$1,324,336
Total plan assets at beginning of year	2016-12-31	$1,136,097
Other income received	2016-12-31	$138,098
Net income (gross income less expenses)	2016-12-31	$188,239
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,324,336
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,136,097
Total contributions received or receivable from employer(s)	2016-12-31	$56,500
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$6,359
2015 : DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$96,125
Expenses. Total of all expenses incurred	2015-12-31	$70,527
Total plan assets at end of year	2015-12-31	$1,136,097
Total plan assets at beginning of year	2015-12-31	$1,110,499
Expenses. Other expenses not covered elsewhere	2015-12-31	$65,113
Other income received	2015-12-31	$39,625
Net income (gross income less expenses)	2015-12-31	$25,598
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,136,097
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,110,499
Total contributions received or receivable from employer(s)	2015-12-31	$56,500
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$5,414
2014 : DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$85,545
Expenses. Total of all expenses incurred	2014-12-31	$4,957
Total plan assets at end of year	2014-12-31	$1,110,499
Total plan assets at beginning of year	2014-12-31	$1,029,911
Other income received	2014-12-31	$29,045
Net income (gross income less expenses)	2014-12-31	$80,588
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,110,499
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,029,911
Total contributions received or receivable from employer(s)	2014-12-31	$56,500
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$4,957
2013 : DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$200,570
Expenses. Total of all expenses incurred	2013-12-31	$4,213
Total plan assets at end of year	2013-12-31	$1,029,911
Total plan assets at beginning of year	2013-12-31	$833,554
Other income received	2013-12-31	$144,070
Net income (gross income less expenses)	2013-12-31	$196,357
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,029,911
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$833,554
Total contributions received or receivable from employer(s)	2013-12-31	$56,500
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$4,213
2012 : DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$67,598
Expenses. Total of all expenses incurred	2012-12-31	$3,013
Total plan assets at end of year	2012-12-31	$833,554
Total plan assets at beginning of year	2012-12-31	$768,969
Other income received	2012-12-31	$12,098
Net income (gross income less expenses)	2012-12-31	$64,585
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$833,554
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$768,969
Total contributions received or receivable from employer(s)	2012-12-31	$55,500
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$3,013
2011 : DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$71,932
Total plan assets at end of year	2011-12-31	$768,969
Total plan assets at beginning of year	2011-12-31	$697,037
Other income received	2011-12-31	$22,932
Net income (gross income less expenses)	2011-12-31	$71,932
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$768,969
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$697,037
Total contributions received or receivable from employer(s)	2011-12-31	$49,000
2010 : DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$131,931
Expenses. Total of all expenses incurred	2010-12-31	$2,435
Total plan assets at end of year	2010-12-31	$697,037
Total plan assets at beginning of year	2010-12-31	$567,541
Other income received	2010-12-31	$82,931
Net income (gross income less expenses)	2010-12-31	$129,496
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$697,037
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$567,541
Total contributions received or receivable from employer(s)	2010-12-31	$49,000
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$2,435

Form 5500 Responses for DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN

2019: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: DOHERTY ASSOCIATES, INC. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

711200045

Policy instance

Insurance contract or identification number	711200045
Number of Individuals Covered	1
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $122
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $123
Insurance broker name	WELLS FARGO ADVISORS INS. AGENCY

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

711200045

Policy instance

Insurance contract or identification number	711200045
Number of Individuals Covered	1
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $283
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $283
Insurance broker name	WELLS FARGO ADVISORS INS. AGENCY

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

711200045

Policy instance

Insurance contract or identification number	711200045
Number of Individuals Covered	1
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $283
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $283
Insurance broker name	WELLS FARTO ADVISORS INS. AGY

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

711200045

Policy instance

Insurance contract or identification number	711200045
Number of Individuals Covered	1
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $406
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Life Insurance Welfare Benefit	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $406
Amount paid for insurance broker fees	0
Insurance broker name	WELLS FARGO SDVISORS INS. AGENCY

Potentially related plans

DOHERTY ASSOCIATES, INC. 401(K) PS PLAN [EIN = 760297627]

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	DOHERT ASSOCIATES, INC. PROFIT SHARING PLAN
Employer identification number (EIN):	391519535
NAIC Classification:	316990
NAIC Description:	Other Leather and Allied Product Manufacturing