KOMATSU MINING CORP. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan JOY GLOBAL RETIREE WELFARE BENEFITS PLAN
| Measure | Date | Value |
|---|
| 2023 : JOY GLOBAL RETIREE WELFARE BENEFITS PLAN 2023 401k financial data |
|---|
| Total transfer of assets to this plan | 2023-12-31 | $6,377,808 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $74,990 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $84,748 |
| Total income from all sources (including contributions) | 2023-12-31 | $1,418,342 |
| Total of all expenses incurred | 2023-12-31 | $1,687,390 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $1,584,532 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $843,337 |
| Value of total assets at end of year | 2023-12-31 | $10,316,542 |
| Value of total assets at beginning of year | 2023-12-31 | $4,217,540 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $102,858 |
| Total interest from all sources | 2023-12-31 | $108,581 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $467,697 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $78,582 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2023-12-31 | $74,113 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-12-31 | $8,229 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-12-31 | $3,589 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2023-12-31 | $877 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2023-12-31 | $6,166 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $-269,048 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $10,241,552 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $4,132,792 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $10,183,245 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $4,207,785 |
| Interest earned on other investments | 2023-12-31 | $108,581 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-12-31 | $124,191 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-12-31 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2023-12-31 | $865,457 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $466,424 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $297,058 |
| Employer contributions (assets) at end of year | 2023-12-31 | $877 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $6,166 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $644,962 |
| Contract administrator fees | 2023-12-31 | $102,858 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2023-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2023-12-31 | $74,113 |
| Liabilities. Value of benefit claims payable at beginning of year | 2023-12-31 | $78,582 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | BAKER TILLY US, LLP |
| Accountancy firm EIN | 2023-12-31 | 301413443 |
| 2022 : JOY GLOBAL RETIREE WELFARE BENEFITS PLAN 2022 401k financial data |
|---|
| Total transfer of assets to this plan | 2022-12-31 | $6,000 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $84,748 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $216,986 |
| Total income from all sources (including contributions) | 2022-12-31 | $185,176 |
| Total of all expenses incurred | 2022-12-31 | $1,777,618 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,650,761 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $926,984 |
| Value of total assets at end of year | 2022-12-31 | $4,217,540 |
| Value of total assets at beginning of year | 2022-12-31 | $5,936,220 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $126,857 |
| Total interest from all sources | 2022-12-31 | $94,406 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $397,327 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $78,582 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $3,589 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $2,949 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $6,166 |
| Other income not declared elsewhere | 2022-12-31 | $216,986 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-1,592,442 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $4,132,792 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $5,719,234 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $4,207,785 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $5,933,271 |
| Interest earned on other investments | 2022-12-31 | $94,406 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $794,302 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-1,053,200 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $529,657 |
| Employer contributions (assets) at end of year | 2022-12-31 | $6,166 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $777,877 |
| Contract administrator fees | 2022-12-31 | $126,857 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2022-12-31 | $78,582 |
| Liabilities. Value of benefit claims payable at beginning of year | 2022-12-31 | $216,986 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | BAKER TILLY US, LLP |
| Accountancy firm EIN | 2022-12-31 | 390859910 |
| 2021 : JOY GLOBAL RETIREE WELFARE BENEFITS PLAN 2021 401k financial data |
|---|
| Total transfer of assets to this plan | 2021-12-31 | $99,143 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $216,986 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $133,000 |
| Total income from all sources (including contributions) | 2021-12-31 | $1,828,156 |
| Total of all expenses incurred | 2021-12-31 | $1,893,450 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,745,065 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $982,602 |
| Value of total assets at end of year | 2021-12-31 | $5,936,220 |
| Value of total assets at beginning of year | 2021-12-31 | $5,818,385 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $148,385 |
| Total interest from all sources | 2021-12-31 | $91,460 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $432,512 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-12-31 | $216,986 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $2,949 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $3,282 |
| Other income not declared elsewhere | 2021-12-31 | $133,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $-65,294 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $5,719,234 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $5,685,385 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $5,933,271 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $5,815,103 |
| Interest earned on other investments | 2021-12-31 | $91,460 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $727,722 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $621,094 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $550,090 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $800,357 |
| Contract administrator fees | 2021-12-31 | $148,385 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2021-12-31 | $216,986 |
| Liabilities. Value of benefit claims payable at beginning of year | 2021-12-31 | $133,000 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | BAKER TILLY US, LLP |
| Accountancy firm EIN | 2021-12-31 | 390859910 |
| 2020 : JOY GLOBAL RETIREE WELFARE BENEFITS PLAN 2020 401k financial data |
|---|
| Total transfer of assets to this plan | 2020-12-31 | $396,703 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $133,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $138,000 |
| Total income from all sources (including contributions) | 2020-12-31 | $2,004,580 |
| Total of all expenses incurred | 2020-12-31 | $2,107,429 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,946,529 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,054,542 |
| Value of total assets at end of year | 2020-12-31 | $5,818,385 |
| Value of total assets at beginning of year | 2020-12-31 | $5,529,531 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $160,900 |
| Total interest from all sources | 2020-12-31 | $96,927 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $15,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $515,289 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $133,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $3,282 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $4,444 |
| Other income not declared elsewhere | 2020-12-31 | $138,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $-102,849 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $5,685,385 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $5,391,531 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $5,815,103 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $5,525,087 |
| Interest earned on other investments | 2020-12-31 | $96,927 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $924,186 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $715,111 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $539,253 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $889,343 |
| Contract administrator fees | 2020-12-31 | $160,900 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2020-12-31 | $133,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-12-31 | $138,000 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | BAKER TILLY US, LLP |
| Accountancy firm EIN | 2020-12-31 | 390859910 |
| 2019 : JOY GLOBAL RETIREE WELFARE BENEFITS PLAN 2019 401k financial data |
|---|
| Total transfer of assets to this plan | 2019-12-31 | $199,658 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $138,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $152,000 |
| Total income from all sources (including contributions) | 2019-12-31 | $2,562,489 |
| Total of all expenses incurred | 2019-12-31 | $2,564,655 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,420,424 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,389,055 |
| Value of total assets at end of year | 2019-12-31 | $5,529,531 |
| Value of total assets at beginning of year | 2019-12-31 | $5,346,039 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $144,231 |
| Total interest from all sources | 2019-12-31 | $126,097 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $30,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $577,188 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2019-12-31 | $138,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $4,444 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $5,589 |
| Other income not declared elsewhere | 2019-12-31 | $152,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $-2,166 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $5,391,531 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $5,194,039 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $5,525,087 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $5,340,450 |
| Interest earned on other investments | 2019-12-31 | $126,097 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $2,282,424 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $895,337 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $811,867 |
| Contract administrator fees | 2019-12-31 | $144,231 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2019-12-31 | $138,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2019-12-31 | $152,000 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | BAKER TILLY US, LLP |
| Accountancy firm EIN | 2019-12-31 | 390859910 |
| 2018 : JOY GLOBAL RETIREE WELFARE BENEFITS PLAN 2018 401k financial data |
|---|
| Total transfer of assets to this plan | 2018-12-31 | $337,623 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $152,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $243,000 |
| Total income from all sources (including contributions) | 2018-12-31 | $1,520,202 |
| Total of all expenses incurred | 2018-12-31 | $2,920,201 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,758,802 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,566,439 |
| Value of total assets at end of year | 2018-12-31 | $5,346,039 |
| Value of total assets at beginning of year | 2018-12-31 | $6,499,415 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $161,399 |
| Total interest from all sources | 2018-12-31 | $121,719 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $30,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $624,482 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2018-12-31 | $152,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $5,589 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $3,502 |
| Other income not declared elsewhere | 2018-12-31 | $243,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-1,399,999 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $5,194,039 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $6,256,415 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $5,340,450 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $6,495,913 |
| Interest earned on other investments | 2018-12-31 | $121,719 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $2,606,802 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-410,956 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $941,957 |
| Contract administrator fees | 2018-12-31 | $161,399 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2018-12-31 | $152,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2018-12-31 | $243,000 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2018-12-31 | 390859910 |
| 2017 : JOY GLOBAL RETIREE WELFARE BENEFITS PLAN 2017 401k financial data |
|---|
| Total transfer of assets to this plan | 2017-12-31 | $163,665 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $243,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $215,000 |
| Total income from all sources (including contributions) | 2017-12-31 | $2,915,615 |
| Total of all expenses incurred | 2017-12-31 | $3,540,719 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $3,362,870 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,715,735 |
| Value of total assets at end of year | 2017-12-31 | $6,499,415 |
| Value of total assets at beginning of year | 2017-12-31 | $6,932,854 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $177,849 |
| Total interest from all sources | 2017-12-31 | $135,104 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $30,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $631,245 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2017-12-31 | $243,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $3,502 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $5,267 |
| Other income not declared elsewhere | 2017-12-31 | $215,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $-625,104 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $6,256,415 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $6,717,854 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $6,495,913 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $6,927,587 |
| Interest earned on other investments | 2017-12-31 | $135,104 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $3,119,870 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $849,776 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $1,084,490 |
| Contract administrator fees | 2017-12-31 | $177,849 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2017-12-31 | $243,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2017-12-31 | $215,000 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2017-12-31 | 390859910 |
| 2016 : JOY GLOBAL RETIREE WELFARE BENEFITS PLAN 2016 401k financial data |
|---|
| Total transfer of assets to this plan | 2016-12-31 | $2,337,900 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $215,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $227,000 |
| Total income from all sources (including contributions) | 2016-12-31 | $4,567,535 |
| Total of all expenses incurred | 2016-12-31 | $3,789,893 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $3,570,783 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $3,937,152 |
| Value of total assets at end of year | 2016-12-31 | $6,932,854 |
| Value of total assets at beginning of year | 2016-12-31 | $3,829,312 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $219,110 |
| Total interest from all sources | 2016-12-31 | $121,280 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Was this plan covered by a fidelity bond | 2016-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $732,411 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-12-31 | $215,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $5,267 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $3,300 |
| Other income not declared elsewhere | 2016-12-31 | $227,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $777,642 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $6,717,854 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $3,602,312 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $6,927,587 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $3,826,012 |
| Interest earned on other investments | 2016-12-31 | $121,280 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $3,355,783 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $282,103 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $3,204,741 |
| Contract administrator fees | 2016-12-31 | $219,110 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2016-12-31 | $215,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-12-31 | $227,000 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2016-12-31 | 390859910 |
| 2015 : JOY GLOBAL RETIREE WELFARE BENEFITS PLAN 2015 401k financial data |
|---|
| Total transfer of assets to this plan | 2015-12-31 | $1,423,872 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $227,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $298,000 |
| Total income from all sources (including contributions) | 2015-12-31 | $3,420,203 |
| Total of all expenses incurred | 2015-12-31 | $3,577,291 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $3,385,722 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $3,196,979 |
| Value of total assets at end of year | 2015-12-31 | $3,829,312 |
| Value of total assets at beginning of year | 2015-12-31 | $2,633,528 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $191,569 |
| Total interest from all sources | 2015-12-31 | $79,367 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $662,055 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2015-12-31 | $227,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $3,300 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $2,140 |
| Other income not declared elsewhere | 2015-12-31 | $298,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-157,088 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $3,602,312 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,335,528 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $3,826,012 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $2,631,388 |
| Interest earned on other investments | 2015-12-31 | $79,367 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $3,158,722 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-154,143 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $2,534,924 |
| Contract administrator fees | 2015-12-31 | $191,569 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2015-12-31 | $227,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-12-31 | $298,000 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2015-12-31 | 390859910 |
| 2014 : JOY GLOBAL RETIREE WELFARE BENEFITS PLAN 2014 401k financial data |
|---|
| Total transfer of assets to this plan | 2014-12-31 | $655,836 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $298,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $357,000 |
| Total income from all sources (including contributions) | 2014-12-31 | $3,283,161 |
| Total of all expenses incurred | 2014-12-31 | $3,563,642 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $3,350,490 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,779,720 |
| Value of total assets at end of year | 2014-12-31 | $2,633,528 |
| Value of total assets at beginning of year | 2014-12-31 | $2,317,173 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $213,152 |
| Total interest from all sources | 2014-12-31 | $57,416 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $771,679 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-12-31 | $298,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $2,140 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $1,831 |
| Other income not declared elsewhere | 2014-12-31 | $357,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-280,481 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $2,335,528 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,960,173 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $2,631,388 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $2,315,342 |
| Interest earned on other investments | 2014-12-31 | $57,416 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $3,052,490 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $89,025 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $2,008,041 |
| Contract administrator fees | 2014-12-31 | $213,152 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2014-12-31 | $298,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $357,000 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2014-12-31 | 390859910 |
| 2013 : JOY GLOBAL RETIREE WELFARE BENEFITS PLAN 2013 401k financial data |
|---|
| Total transfer of assets to this plan | 2013-12-31 | $1,417,953 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $357,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $360,000 |
| Total income from all sources (including contributions) | 2013-12-31 | $4,185,132 |
| Total of all expenses incurred | 2013-12-31 | $4,138,059 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $3,921,985 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $3,589,522 |
| Value of total assets at end of year | 2013-12-31 | $2,317,173 |
| Value of total assets at beginning of year | 2013-12-31 | $855,147 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $216,074 |
| Total interest from all sources | 2013-12-31 | $31,467 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $813,440 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $357,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $1,831 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $753 |
| Other income not declared elsewhere | 2013-12-31 | $360,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $47,073 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $1,960,173 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $495,147 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $2,315,342 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $854,394 |
| Interest earned on other investments | 2013-12-31 | $31,467 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $3,564,985 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $204,143 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $2,776,082 |
| Contract administrator fees | 2013-12-31 | $216,074 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2013-12-31 | $357,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $360,000 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2013-12-31 | 390859910 |
| 2012 : JOY GLOBAL RETIREE WELFARE BENEFITS PLAN 2012 401k financial data |
|---|
| Total transfer of assets to this plan | 2012-12-31 | $46,300 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $360,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $314,000 |
| Total income from all sources (including contributions) | 2012-12-31 | $3,378,780 |
| Total of all expenses incurred | 2012-12-31 | $3,583,077 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $3,353,452 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,939,871 |
| Value of total assets at end of year | 2012-12-31 | $855,147 |
| Value of total assets at beginning of year | 2012-12-31 | $967,144 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $229,625 |
| Total interest from all sources | 2012-12-31 | $22,734 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $896,020 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2012-12-31 | $360,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $753 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $930 |
| Other income not declared elsewhere | 2012-12-31 | $314,000 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $-204,297 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $495,147 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $653,144 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $854,394 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $966,214 |
| Interest earned on other investments | 2012-12-31 | $22,734 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $2,993,452 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $102,175 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $2,043,851 |
| Contract administrator fees | 2012-12-31 | $229,625 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $360,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2012-12-31 | $314,000 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2012-12-31 | 390859910 |
| 2011 : JOY GLOBAL RETIREE WELFARE BENEFITS PLAN 2011 401k financial data |
|---|
| Total transfer of assets to this plan | 2011-12-31 | $1,452,937 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $314,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $3,425,672 |
| Total of all expenses incurred | 2011-12-31 | $4,225,465 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $3,962,945 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $3,725,971 |
| Value of total assets at end of year | 2011-12-31 | $967,144 |
| Value of total assets at beginning of year | 2011-12-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $262,520 |
| Total interest from all sources | 2011-12-31 | $27,753 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $1,006,723 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $314,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $930 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-799,793 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $653,144 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $966,214 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $0 |
| Interest earned on other investments | 2011-12-31 | $27,753 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $3,648,945 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-328,052 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $2,719,248 |
| Contract administrator fees | 2011-12-31 | $262,520 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $314,000 |
| Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $0 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
| Accountancy firm EIN | 2011-12-31 | 390859910 |
