Logo

FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 401k Plan overview

Plan NameFIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN
Plan identification number 002

FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FIRST BUSINESS FINANCIAL SERVICES has sponsored the creation of one or more 401k plans.

Company Name:FIRST BUSINESS FINANCIAL SERVICES
Employer identification number (EIN):391576570
NAIC Classification:522110
NAIC Description:Commercial Banking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022023-01-01
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01WENDY CARALSON
0022016-01-01WENDY WHITING
0022015-01-01WENDY WHITING
0022014-01-01WENDY WHITING
0022013-01-01WENDY WHITING
0022012-01-01KARIN CRETNEY COREY CHAMBAS2013-10-09
0022011-01-01KARIN CRETNEY COREY CHAMBAS2012-10-09
0022009-01-01KARIN CRETNEY COREY CHAMBAS2010-09-02

Plan Statistics for FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN

401k plan membership statisitcs for FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN

Measure Date Value
2023: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01423
Total number of active participants reported on line 7a of the Form 55002023-01-01341
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-0187
Total of all active and inactive participants2023-01-01428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01428
Number of participants with account balances2023-01-01423
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0115
2022: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01384
Total number of active participants reported on line 7a of the Form 55002022-01-01331
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0187
Total of all active and inactive participants2022-01-01418
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01419
Number of participants with account balances2022-01-01411
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0117
2021: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01375
Total number of active participants reported on line 7a of the Form 55002021-01-01294
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0183
Total of all active and inactive participants2021-01-01377
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01377
Number of participants with account balances2021-01-01373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0119
2020: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01351
Total number of active participants reported on line 7a of the Form 55002020-01-01297
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0169
Total of all active and inactive participants2020-01-01366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01366
Number of participants with account balances2020-01-01356
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0120
2019: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01343
Total number of active participants reported on line 7a of the Form 55002019-01-01281
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0166
Total of all active and inactive participants2019-01-01347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01347
Number of participants with account balances2019-01-01336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0118
2018: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01303
Total number of active participants reported on line 7a of the Form 55002018-01-01266
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0169
Total of all active and inactive participants2018-01-01335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01335
Number of participants with account balances2018-01-01320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0121
2017: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01325
Total number of active participants reported on line 7a of the Form 55002017-01-01242
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0154
Total of all active and inactive participants2017-01-01296
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01296
Number of participants with account balances2017-01-01289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0121
2016: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01303
Total number of active participants reported on line 7a of the Form 55002016-01-01247
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0171
Total of all active and inactive participants2016-01-01318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01318
Number of participants with account balances2016-01-01307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01250
Total number of active participants reported on line 7a of the Form 55002015-01-01233
Number of other retired or separated participants entitled to future benefits2015-01-0158
Total of all active and inactive participants2015-01-01291
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01293
Number of participants with account balances2015-01-01279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01195
Total number of active participants reported on line 7a of the Form 55002014-01-01177
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0133
Total of all active and inactive participants2014-01-01210
Total participants2014-01-01210
Number of participants with account balances2014-01-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0111
2013: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01188
Total number of active participants reported on line 7a of the Form 55002013-01-01161
Number of other retired or separated participants entitled to future benefits2013-01-0133
Total of all active and inactive participants2013-01-01194
Total participants2013-01-01194
Number of participants with account balances2013-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-015
2012: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01158
Total number of active participants reported on line 7a of the Form 55002012-01-01150
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0136
Total of all active and inactive participants2012-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01187
Number of participants with account balances2012-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01174
Total number of active participants reported on line 7a of the Form 55002011-01-01121
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0135
Total of all active and inactive participants2011-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01156
Number of participants with account balances2011-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2009: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01156
Total number of active participants reported on line 7a of the Form 55002009-01-01134
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0135
Total of all active and inactive participants2009-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01169
Number of participants with account balances2009-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-019

Financial Data on FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN

Measure Date Value
2023 : FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$20,705,376
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$3,434,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$3,408,533
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$8,848,055
Value of total assets at end of year2023-12-31$79,826,366
Value of total assets at beginning of year2023-12-31$62,555,065
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$25,542
Total interest from all sources2023-12-31$58,336
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$1,745,904
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$1,745,904
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$3,632,186
Participant contributions at end of year2023-12-31$505,128
Participant contributions at beginning of year2023-12-31$373,937
Participant contributions at end of year2023-12-31$96,248
Participant contributions at beginning of year2023-12-31$88,140
Assets. Other investments not covered elsewhere at end of year2023-12-31$962,506
Assets. Other investments not covered elsewhere at beginning of year2023-12-31$867,725
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$2,214,929
Other income not declared elsewhere2023-12-31$91,810
Total non interest bearing cash at end of year2023-12-31$0
Total non interest bearing cash at beginning of year2023-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$17,271,301
Value of net assets at end of year (total assets less liabilities)2023-12-31$79,826,366
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$62,555,065
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$74,810,734
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$57,273,362
Interest on participant loans2023-12-31$20,636
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$1,608,610
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$1,784,575
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$1,784,575
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$37,700
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$9,961,271
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$3,000,940
Employer contributions (assets) at end of year2023-12-31$1,843,140
Employer contributions (assets) at beginning of year2023-12-31$2,167,326
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$3,408,533
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31WIPFLI, LLP
Accountancy firm EIN2023-12-31390758449
2022 : FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-4,520,346
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$4,888,703
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,862,498
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$8,452,038
Value of total assets at end of year2022-12-31$62,555,065
Value of total assets at beginning of year2022-12-31$71,964,114
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$26,205
Total interest from all sources2022-12-31$31,490
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,997,373
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,997,373
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,348,461
Participant contributions at end of year2022-12-31$373,937
Participant contributions at beginning of year2022-12-31$459,847
Participant contributions at end of year2022-12-31$88,140
Assets. Other investments not covered elsewhere at end of year2022-12-31$867,725
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$872,268
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,909,310
Other income not declared elsewhere2022-12-31$-4,526
Administrative expenses (other) incurred2022-12-31$26,205
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$164,777
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-9,409,049
Value of net assets at end of year (total assets less liabilities)2022-12-31$62,555,065
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$71,964,114
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$57,273,362
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$67,544,891
Interest on participant loans2022-12-31$19,844
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1,784,575
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,249,050
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,249,050
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$11,646
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-14,996,721
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$3,194,267
Employer contributions (assets) at end of year2022-12-31$2,167,326
Employer contributions (assets) at beginning of year2022-12-31$1,673,281
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,862,498
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WIPFLI, LLP
Accountancy firm EIN2022-12-31390758449
2021 : FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$367
Total income from all sources (including contributions)2021-12-31$16,561,967
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,468,337
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,442,420
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,740,684
Value of total assets at end of year2021-12-31$71,964,114
Value of total assets at beginning of year2021-12-31$56,870,851
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$25,917
Total interest from all sources2021-12-31$22,985
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$3,656,229
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$3,656,229
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,009,978
Participant contributions at end of year2021-12-31$459,847
Participant contributions at beginning of year2021-12-31$419,645
Assets. Other investments not covered elsewhere at end of year2021-12-31$872,268
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$629,000
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,069,964
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$9,849
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$367
Other income not declared elsewhere2021-12-31$233,304
Administrative expenses (other) incurred2021-12-31$25,917
Total non interest bearing cash at end of year2021-12-31$164,777
Total non interest bearing cash at beginning of year2021-12-31$135,053
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$15,093,630
Value of net assets at end of year (total assets less liabilities)2021-12-31$71,964,114
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$56,870,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$67,544,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$52,984,938
Interest on participant loans2021-12-31$22,814
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,249,050
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1,299,784
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1,299,784
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$171
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$5,908,765
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,660,742
Employer contributions (assets) at end of year2021-12-31$1,673,281
Employer contributions (assets) at beginning of year2021-12-31$1,392,582
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,442,420
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WIPFLI, LLP
Accountancy firm EIN2021-12-31390758449
2020 : FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$367
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$933
Total income from all sources (including contributions)2020-12-31$13,833,271
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,364,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,337,026
Value of total corrective distributions2020-12-31$367
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$5,694,807
Value of total assets at end of year2020-12-31$56,870,851
Value of total assets at beginning of year2020-12-31$44,402,919
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$27,380
Total interest from all sources2020-12-31$27,618
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,776,759
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,776,759
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,740,401
Participant contributions at end of year2020-12-31$419,645
Participant contributions at beginning of year2020-12-31$422,077
Assets. Other investments not covered elsewhere at end of year2020-12-31$629,000
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$637,570
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$665,236
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$9,849
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$13,391
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$367
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$933
Other income not declared elsewhere2020-12-31$-8,553
Administrative expenses (other) incurred2020-12-31$27,380
Total non interest bearing cash at end of year2020-12-31$135,053
Total non interest bearing cash at beginning of year2020-12-31$112,984
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$12,468,498
Value of net assets at end of year (total assets less liabilities)2020-12-31$56,870,484
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$44,401,986
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$52,984,938
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$41,346,625
Interest on participant loans2020-12-31$24,470
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,299,784
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$659,841
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$659,841
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$3,148
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,342,640
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,289,170
Employer contributions (assets) at end of year2020-12-31$1,392,582
Employer contributions (assets) at beginning of year2020-12-31$1,210,431
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,337,026
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31WIPFLI, LLP
Accountancy firm EIN2020-12-31390758449
2019 : FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$933
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$15,205,082
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,006,031
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,978,574
Value of total corrective distributions2019-12-31$933
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$6,936,301
Value of total assets at end of year2019-12-31$44,402,919
Value of total assets at beginning of year2019-12-31$33,202,935
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$26,524
Total interest from all sources2019-12-31$37,767
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,320,181
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,320,181
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,332,307
Participant contributions at end of year2019-12-31$422,077
Participant contributions at beginning of year2019-12-31$393,712
Assets. Other investments not covered elsewhere at end of year2019-12-31$637,570
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$500,240
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,609,780
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$13,391
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$7,020
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$933
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$137,350
Administrative expenses (other) incurred2019-12-31$26,524
Total non interest bearing cash at end of year2019-12-31$112,984
Total non interest bearing cash at beginning of year2019-12-31$117,735
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$11,199,051
Value of net assets at end of year (total assets less liabilities)2019-12-31$44,401,986
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$33,202,935
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$41,346,625
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$30,498,698
Interest on participant loans2019-12-31$21,880
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$659,841
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$860,682
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$860,682
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$15,887
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,773,483
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,994,214
Employer contributions (assets) at end of year2019-12-31$1,210,431
Employer contributions (assets) at beginning of year2019-12-31$824,848
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,978,574
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WIPFLI, LLP
Accountancy firm EIN2019-12-31390758449
2018 : FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,679,574
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,855,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,851,514
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,896,903
Value of total assets at end of year2018-12-31$33,202,935
Value of total assets at beginning of year2018-12-31$35,378,775
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$3,900
Total interest from all sources2018-12-31$40,690
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,700,716
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,700,716
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$13,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,069,037
Participant contributions at end of year2018-12-31$393,712
Participant contributions at beginning of year2018-12-31$416,372
Assets. Other investments not covered elsewhere at end of year2018-12-31$500,240
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$533,293
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$303,417
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$7,020
Other income not declared elsewhere2018-12-31$-73,365
Administrative expenses (other) incurred2018-12-31$3,900
Total non interest bearing cash at end of year2018-12-31$117,735
Total non interest bearing cash at beginning of year2018-12-31$88,689
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,175,840
Value of net assets at end of year (total assets less liabilities)2018-12-31$33,202,935
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$35,378,775
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$30,498,698
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$32,893,582
Interest on participant loans2018-12-31$20,301
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$860,682
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,266,779
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,266,779
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$20,389
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,885,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,524,449
Employer contributions (assets) at end of year2018-12-31$824,848
Employer contributions (assets) at beginning of year2018-12-31$180,060
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,851,514
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BDO USA, LLP
Accountancy firm EIN2018-12-31135381590
2017 : FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$10,022
Total income from all sources (including contributions)2017-12-31$8,702,586
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,623,482
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,616,724
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,222,297
Value of total assets at end of year2017-12-31$35,378,775
Value of total assets at beginning of year2017-12-31$30,309,693
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$6,758
Total interest from all sources2017-12-31$24,675
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,663,248
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,663,248
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$13,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,779,966
Participant contributions at end of year2017-12-31$416,372
Participant contributions at beginning of year2017-12-31$330,135
Participant contributions at beginning of year2017-12-31$69,215
Assets. Other investments not covered elsewhere at end of year2017-12-31$533,293
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$545,796
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$635,852
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$10,022
Other income not declared elsewhere2017-12-31$-10,236
Administrative expenses (other) incurred2017-12-31$6,758
Total non interest bearing cash at end of year2017-12-31$88,689
Total non interest bearing cash at beginning of year2017-12-31$10,022
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$5,079,104
Value of net assets at end of year (total assets less liabilities)2017-12-31$35,378,775
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$30,299,671
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$32,893,582
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$27,422,822
Interest on participant loans2017-12-31$14,396
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,266,779
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,703,179
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,703,179
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$10,279
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,802,602
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$806,479
Employer contributions (assets) at end of year2017-12-31$180,060
Employer contributions (assets) at beginning of year2017-12-31$228,524
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,616,724
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BDO USA, LLP
Accountancy firm EIN2017-12-31135381590
2016 : FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$10,022
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$25,140
Total income from all sources (including contributions)2016-12-31$6,705,184
Total of all expenses incurred2016-12-31$1,874,825
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,843,893
Expenses. Certain deemed distributions of participant loans2016-12-31$26,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,787,849
Value of total assets at end of year2016-12-31$30,309,693
Value of total assets at beginning of year2016-12-31$25,494,452
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,420
Total interest from all sources2016-12-31$12,864
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$648,372
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$648,372
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$13,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,784,080
Participant contributions at end of year2016-12-31$330,135
Participant contributions at beginning of year2016-12-31$253,103
Participant contributions at end of year2016-12-31$69,215
Assets. Other investments not covered elsewhere at end of year2016-12-31$545,796
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$545,559
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,172,248
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$13,047
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$10,022
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$25,140
Other income not declared elsewhere2016-12-31$145
Total non interest bearing cash at end of year2016-12-31$10,022
Total non interest bearing cash at beginning of year2016-12-31$9,686
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,830,359
Value of net assets at end of year (total assets less liabilities)2016-12-31$30,299,671
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$25,469,312
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$4,420
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$27,422,822
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$22,600,799
Interest on participant loans2016-12-31$9,086
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,703,179
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,522,713
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,522,713
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$3,778
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,255,954
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$831,521
Employer contributions (assets) at end of year2016-12-31$228,524
Employer contributions (assets) at beginning of year2016-12-31$549,545
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,843,893
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SMITH AND GESTELAND, LLC
Accountancy firm EIN2016-12-31390857178
2015 : FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2015 401k financial data
Total transfer of assets to this plan2015-12-31$1,065,253
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$25,140
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$242,429
Total income from all sources (including contributions)2015-12-31$3,354,844
Total of all expenses incurred2015-12-31$1,628,078
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,611,615
Expenses. Certain deemed distributions of participant loans2015-12-31$5,949
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,243,684
Value of total assets at end of year2015-12-31$25,494,452
Value of total assets at beginning of year2015-12-31$22,919,722
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$10,514
Total interest from all sources2015-12-31$14,542
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,028,479
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,028,479
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$13,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,579,201
Participant contributions at end of year2015-12-31$253,103
Participant contributions at beginning of year2015-12-31$204,207
Assets. Other investments not covered elsewhere at end of year2015-12-31$545,559
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$514,099
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$536,854
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$13,047
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,630
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$25,140
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$242,429
Other income not declared elsewhere2015-12-31$20,975
Administrative expenses (other) incurred2015-12-31$10,514
Total non interest bearing cash at end of year2015-12-31$9,686
Total non interest bearing cash at beginning of year2015-12-31$240,799
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,726,766
Value of net assets at end of year (total assets less liabilities)2015-12-31$25,469,312
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$22,677,293
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$22,600,799
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$20,185,844
Interest on participant loans2015-12-31$14,129
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,522,713
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,156,887
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,156,887
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$413
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-952,836
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,127,629
Employer contributions (assets) at end of year2015-12-31$549,545
Employer contributions (assets) at beginning of year2015-12-31$616,256
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,611,615
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SMITH & GESTELAND, LLP
Accountancy firm EIN2015-12-31390857178
2014 : FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$242,429
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$6,913
Total income from all sources (including contributions)2014-12-31$4,189,087
Total of all expenses incurred2014-12-31$651,520
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$596,078
Expenses. Certain deemed distributions of participant loans2014-12-31$42,095
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,560,701
Value of total assets at end of year2014-12-31$22,919,722
Value of total assets at beginning of year2014-12-31$19,146,639
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$13,347
Total interest from all sources2014-12-31$10,224
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$903,486
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$903,486
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$13,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,124,294
Participant contributions at end of year2014-12-31$204,207
Participant contributions at beginning of year2014-12-31$262,889
Assets. Other investments not covered elsewhere at end of year2014-12-31$514,099
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$425,184
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$432,400
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,630
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$242,429
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$6,913
Other income not declared elsewhere2014-12-31$8,937
Administrative expenses (other) incurred2014-12-31$13,347
Total non interest bearing cash at end of year2014-12-31$240,799
Total non interest bearing cash at beginning of year2014-12-31$6,913
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,537,567
Value of net assets at end of year (total assets less liabilities)2014-12-31$22,677,293
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$19,139,726
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$20,185,844
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$16,888,806
Interest on participant loans2014-12-31$10,080
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,156,887
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,029,894
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,029,894
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$144
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$705,739
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,004,007
Employer contributions (assets) at end of year2014-12-31$616,256
Employer contributions (assets) at beginning of year2014-12-31$532,953
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$596,078
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SMITH & GESTELAND, LLP
Accountancy firm EIN2014-12-31390857178
2013 : FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$6,913
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$57,887
Total income from all sources (including contributions)2013-12-31$5,630,103
Total of all expenses incurred2013-12-31$1,541,248
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,476,006
Expenses. Certain deemed distributions of participant loans2013-12-31$43,310
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,159,479
Value of total assets at end of year2013-12-31$19,146,639
Value of total assets at beginning of year2013-12-31$15,108,758
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$21,932
Total interest from all sources2013-12-31$9,301
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$467,123
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$467,123
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$13,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,035,600
Participant contributions at end of year2013-12-31$262,889
Participant contributions at beginning of year2013-12-31$196,059
Assets. Other investments not covered elsewhere at end of year2013-12-31$425,184
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$289,017
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$242,643
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$6,913
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$57,887
Other income not declared elsewhere2013-12-31$27
Administrative expenses (other) incurred2013-12-31$21,932
Total non interest bearing cash at end of year2013-12-31$6,913
Total non interest bearing cash at beginning of year2013-12-31$58,043
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,088,855
Value of net assets at end of year (total assets less liabilities)2013-12-31$19,139,726
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$15,050,871
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$16,888,806
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$12,731,298
Interest on participant loans2013-12-31$9,128
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,029,894
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,306,136
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,306,136
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$173
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,994,173
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$881,236
Employer contributions (assets) at end of year2013-12-31$532,953
Employer contributions (assets) at beginning of year2013-12-31$528,205
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,476,006
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SMITH & GESTELAND, LLP
Accountancy firm EIN2013-12-31390857178
2012 : FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$57,887
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$3,267
Total income from all sources (including contributions)2012-12-31$3,326,674
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$328,250
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$306,333
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,844,863
Value of total assets at end of year2012-12-31$15,108,758
Value of total assets at beginning of year2012-12-31$12,055,714
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$21,917
Total interest from all sources2012-12-31$7,949
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$304,141
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$304,141
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$13,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$943,603
Participant contributions at end of year2012-12-31$196,059
Participant contributions at beginning of year2012-12-31$148,924
Assets. Other investments not covered elsewhere at end of year2012-12-31$289,017
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$192,599
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$51,569
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$406
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$57,887
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$3,267
Other income not declared elsewhere2012-12-31$71,420
Administrative expenses (other) incurred2012-12-31$21,917
Total non interest bearing cash at end of year2012-12-31$58,043
Total non interest bearing cash at beginning of year2012-12-31$41,716
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,998,424
Value of net assets at end of year (total assets less liabilities)2012-12-31$15,050,871
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$12,052,447
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$12,731,298
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$9,626,365
Interest on participant loans2012-12-31$7,047
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,306,136
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,572,097
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,572,097
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$902
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,098,301
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$849,691
Employer contributions (assets) at end of year2012-12-31$528,205
Employer contributions (assets) at beginning of year2012-12-31$473,607
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$306,333
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SMITH & GESTELAND, LLP
Accountancy firm EIN2012-12-31390857178
2011 : FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$3,267
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$3,910
Total income from all sources (including contributions)2011-12-31$1,493,358
Total loss/gain on sale of assets2011-12-31$-114,120
Total of all expenses incurred2011-12-31$483,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$465,620
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,543,228
Value of total assets at end of year2011-12-31$12,055,714
Value of total assets at beginning of year2011-12-31$11,046,074
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$17,455
Total interest from all sources2011-12-31$7,239
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$195,969
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$195,969
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$13,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$774,973
Participant contributions at end of year2011-12-31$148,924
Participant contributions at beginning of year2011-12-31$135,548
Assets. Other investments not covered elsewhere at end of year2011-12-31$192,599
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$127,228
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$7,262
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$406
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$87
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$3,267
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$3,910
Other income not declared elsewhere2011-12-31$37,090
Administrative expenses (other) incurred2011-12-31$17,455
Total non interest bearing cash at end of year2011-12-31$41,716
Total non interest bearing cash at beginning of year2011-12-31$2,809
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,010,283
Value of net assets at end of year (total assets less liabilities)2011-12-31$12,052,447
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$11,042,164
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$9,626,365
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$9,486,868
Interest on participant loans2011-12-31$6,760
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,572,097
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$1,121,189
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$1,121,189
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$479
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-176,048
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$760,993
Employer contributions (assets) at end of year2011-12-31$473,607
Employer contributions (assets) at beginning of year2011-12-31$172,345
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$465,620
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$3,264,061
Aggregate carrying amount (costs) on sale of assets2011-12-31$3,378,181
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SMITH & GESTELAND, LLP
Accountancy firm EIN2011-12-31390857178
2010 : FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$3,910
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,660,884
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$311,909
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$288,807
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,537,327
Value of total assets at end of year2010-12-31$11,046,074
Value of total assets at beginning of year2010-12-31$8,693,189
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$23,102
Total interest from all sources2010-12-31$6,206
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$183,953
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$181,388
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$13,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$699,094
Participant contributions at end of year2010-12-31$135,548
Participant contributions at beginning of year2010-12-31$73,293
Assets. Other investments not covered elsewhere at end of year2010-12-31$127,228
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$89,208
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$423,300
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$87
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$34
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$3,910
Other income not declared elsewhere2010-12-31$25,010
Administrative expenses (other) incurred2010-12-31$23,102
Total non interest bearing cash at end of year2010-12-31$2,809
Total non interest bearing cash at beginning of year2010-12-31$34,868
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,348,975
Value of net assets at end of year (total assets less liabilities)2010-12-31$11,042,164
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$8,693,189
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$9,486,868
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$8,495,786
Interest on participant loans2010-12-31$4,954
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$1,121,189
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,252
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$908,388
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$414,933
Employer contributions (assets) at end of year2010-12-31$172,345
Income. Dividends from common stock2010-12-31$2,565
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$288,807
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SMITH & GESTELAND, LLP
Accountancy firm EIN2010-12-31390857178
2009 : FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN

2023: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: FIRST BUSINESS FINANCIAL SERVICES 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1