401k Plan data: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN plan

SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN
Plan identification number	001

SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SPI LIGHTING, INC. has sponsored the creation of one or more 401k plans.

Company Name: SPI LIGHTING, INC.

Employer identification number (EIN): 391589201

NAIC Classification: 335100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 ALYSON K BREE ALYSON K BREE 2018-09-27
001 2016-01-01 ALYSON K. BREE
001 2015-01-01 ALYSON K. BREE
001 2014-01-01 ALYSON K. BREE
001 2013-01-01 ALYSON BREE ALYSON BREE 2014-07-31
001 2012-01-01 ALYSON BREE ALYSON BREE 2013-07-19
001 2011-01-01 ALYSON BREE
001 2009-01-01 ALYSON BREE 2010-07-28
001 2009-01-01 ALYSON BREE

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	ALYSON K BREE	ALYSON K BREE	2018-09-27
001	2016-01-01	ALYSON K. BREE
001	2015-01-01	ALYSON K. BREE
001	2014-01-01	ALYSON K. BREE
001	2013-01-01	ALYSON BREE	ALYSON BREE	2014-07-31
001	2012-01-01	ALYSON BREE	ALYSON BREE	2013-07-19
001	2011-01-01	ALYSON BREE
001	2009-01-01		ALYSON BREE	2010-07-28
001	2009-01-01	ALYSON BREE

Plan Statistics for SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN

Measure Date Value
2020: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 138
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 70
Total of all active and inactive participants 2020-01-01 71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 71
Number of participants with account balances 2020-01-01 71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 134
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 114
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 20
Total of all active and inactive participants 2019-01-01 135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 135
Number of participants with account balances 2019-01-01 71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 131
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 116
Number of retired or separated participants receiving benefits 2018-01-01 1
Number of other retired or separated participants entitled to future benefits 2018-01-01 14
Total of all active and inactive participants 2018-01-01 131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 131
Number of participants with account balances 2018-01-01 75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 107
Number of retired or separated participants receiving benefits 2017-01-01 1
Number of other retired or separated participants entitled to future benefits 2017-01-01 19
Total of all active and inactive participants 2017-01-01 127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 127
Number of participants with account balances 2017-01-01 74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 117
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 106
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 17
Total of all active and inactive participants 2016-01-01 124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 2
Total participants 2016-01-01 126
Number of participants with account balances 2016-01-01 73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 2
2015: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 109
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 96
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 16
Total of all active and inactive participants 2015-01-01 112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 112
Number of participants with account balances 2015-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 151
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 94
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 12
Total of all active and inactive participants 2014-01-01 106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 106
Number of participants with account balances 2014-01-01 73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2013: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 112
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 104
Number of retired or separated participants receiving benefits 2013-01-01 29
Number of other retired or separated participants entitled to future benefits 2013-01-01 16
Total of all active and inactive participants 2013-01-01 149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 149
Number of participants with account balances 2013-01-01 87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 131
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 83
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 29
Total of all active and inactive participants 2012-01-01 112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 112
Number of participants with account balances 2012-01-01 98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 135
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 103
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 28
Total of all active and inactive participants 2011-01-01 131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 131
Number of participants with account balances 2011-01-01 111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 160
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 109
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 33
Total of all active and inactive participants 2009-01-01 142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 142
Number of participants with account balances 2009-01-01 119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2020: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	138
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	70
Total of all active and inactive participants	2020-01-01	71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	71
Number of participants with account balances	2020-01-01	71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	134
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	114
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	20
Total of all active and inactive participants	2019-01-01	135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	135
Number of participants with account balances	2019-01-01	71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	131
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	116
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	14
Total of all active and inactive participants	2018-01-01	131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	131
Number of participants with account balances	2018-01-01	75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	107
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	19
Total of all active and inactive participants	2017-01-01	127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	127
Number of participants with account balances	2017-01-01	74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	117
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	106
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	17
Total of all active and inactive participants	2016-01-01	124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	2
Total participants	2016-01-01	126
Number of participants with account balances	2016-01-01	73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2
2015: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	109
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	96
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	16
Total of all active and inactive participants	2015-01-01	112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	112
Number of participants with account balances	2015-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	151
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	94
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	12
Total of all active and inactive participants	2014-01-01	106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	106
Number of participants with account balances	2014-01-01	73
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2013: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	112
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	104
Number of retired or separated participants receiving benefits	2013-01-01	29
Number of other retired or separated participants entitled to future benefits	2013-01-01	16
Total of all active and inactive participants	2013-01-01	149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	149
Number of participants with account balances	2013-01-01	87
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	131
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	83
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	29
Total of all active and inactive participants	2012-01-01	112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	112
Number of participants with account balances	2012-01-01	98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	135
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	103
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	28
Total of all active and inactive participants	2011-01-01	131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	131
Number of participants with account balances	2011-01-01	111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	160
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	109
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	33
Total of all active and inactive participants	2009-01-01	142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	142
Number of participants with account balances	2009-01-01	119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN

Measure	Date	Value
2020 : SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$560,482
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$173,497
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$149,999
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$147,290
Value of total assets at end of year	2020-12-31	$3,405,151
Value of total assets at beginning of year	2020-12-31	$3,018,166
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$23,498
Total interest from all sources	2020-12-31	$2,851
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$48,951
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$48,951
Administrative expenses professional fees incurred	2020-12-31	$3,015
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$340,515
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$147,290
Participant contributions at end of year	2020-12-31	$39,411
Participant contributions at beginning of year	2020-12-31	$45,818
Administrative expenses (other) incurred	2020-12-31	$20,483
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$386,985
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$3,405,151
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$3,018,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$3,365,740
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$2,794,694
Interest on participant loans	2020-12-31	$2,307
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$177,654
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$177,654
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$544
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$361,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$149,999
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	WIPFLI LLP
Accountancy firm EIN	2020-12-31	390758449
2019 : SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$734,045
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$402,982
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$385,838
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$204,347
Value of total assets at end of year	2019-12-31	$3,018,166
Value of total assets at beginning of year	2019-12-31	$2,687,103
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$17,144
Total interest from all sources	2019-12-31	$6,110
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$61,525
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$61,525
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$301,817
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$190,133
Participant contributions at end of year	2019-12-31	$45,818
Participant contributions at beginning of year	2019-12-31	$47,902
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$14,214
Administrative expenses (other) incurred	2019-12-31	$17,144
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$331,063
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$3,018,166
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$2,687,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$2,794,694
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$2,638,756
Interest on participant loans	2019-12-31	$3,109
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$177,654
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$445
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$445
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$3,001
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$462,063
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$385,838
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	WIPFLI LLP
Accountancy firm EIN	2019-12-31	390758449
2018 : SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$74,547
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$286,217
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$268,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$244,752
Value of total assets at end of year	2018-12-31	$2,687,103
Value of total assets at beginning of year	2018-12-31	$2,898,773
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$18,172
Total interest from all sources	2018-12-31	$3,418
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$58,442
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$58,442
Administrative expenses professional fees incurred	2018-12-31	$2,385
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$289,877
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$244,752
Participant contributions at end of year	2018-12-31	$47,902
Participant contributions at beginning of year	2018-12-31	$19,853
Administrative expenses (other) incurred	2018-12-31	$15,787
Total non interest bearing cash at beginning of year	2018-12-31	$9,218
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-211,670
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$2,687,103
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$2,898,773
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$2,638,756
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$2,869,680
Interest on participant loans	2018-12-31	$1,670
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$445
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$22
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$22
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$1,748
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-232,065
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$268,045
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	WIPFLI LLP
Accountancy firm EIN	2018-12-31	390758449
2017 : SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$607,710
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$366,399
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$359,198
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$208,699
Value of total assets at end of year	2017-12-31	$2,898,773
Value of total assets at beginning of year	2017-12-31	$2,657,462
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$7,201
Total interest from all sources	2017-12-31	$1,381
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$53,671
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$53,671
Administrative expenses professional fees incurred	2017-12-31	$7,201
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$208,699
Participant contributions at end of year	2017-12-31	$19,853
Participant contributions at beginning of year	2017-12-31	$23,888
Participant contributions at beginning of year	2017-12-31	$6,855
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$388
Other income not declared elsewhere	2017-12-31	$795
Total non interest bearing cash at end of year	2017-12-31	$9,218
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$241,311
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$2,898,773
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$2,657,462
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$2,869,680
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$2,239,869
Interest on participant loans	2017-12-31	$1,337
Value of interest in common/collective trusts at beginning of year	2017-12-31	$386,462
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$22
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$44
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$343,164
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$359,198
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	WIPFLI
Accountancy firm EIN	2017-12-31	390758449
2016 : SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$360,169
Total of all expenses incurred	2016-12-31	$1,017,083
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$993,799
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$167,573
Value of total assets at end of year	2016-12-31	$2,657,462
Value of total assets at beginning of year	2016-12-31	$3,314,376
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$23,284
Total interest from all sources	2016-12-31	$1,411
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$41,691
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$41,691
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$167,573
Participant contributions at end of year	2016-12-31	$23,888
Participant contributions at beginning of year	2016-12-31	$36,787
Participant contributions at end of year	2016-12-31	$6,855
Participant contributions at beginning of year	2016-12-31	$7,109
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$388
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$851
Administrative expenses (other) incurred	2016-12-31	$1,427
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-656,914
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$2,657,462
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,314,376
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$21,857
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$2,239,869
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$3,165,690
Interest on participant loans	2016-12-31	$1,411
Value of interest in common/collective trusts at end of year	2016-12-31	$386,462
Value of interest in common/collective trusts at beginning of year	2016-12-31	$103,939
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$148,397
Net investment gain or loss from common/collective trusts	2016-12-31	$1,097
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$993,799
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	WIPFLI
Accountancy firm EIN	2016-12-31	390758449
2015 : SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$195,358
Total of all expenses incurred	2015-12-31	$227,776
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$203,759
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$203,204
Value of total assets at end of year	2015-12-31	$3,314,376
Value of total assets at beginning of year	2015-12-31	$3,346,794
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$24,017
Total interest from all sources	2015-12-31	$2,282
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$45,416
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$45,416
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$203,204
Participant contributions at end of year	2015-12-31	$36,787
Participant contributions at beginning of year	2015-12-31	$63,681
Participant contributions at end of year	2015-12-31	$7,109
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$851
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$583
Administrative expenses (other) incurred	2015-12-31	$1,953
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-32,418
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,314,376
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,346,794
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$22,064
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$3,165,690
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$3,078,567
Interest on participant loans	2015-12-31	$2,282
Value of interest in common/collective trusts at end of year	2015-12-31	$103,939
Value of interest in common/collective trusts at beginning of year	2015-12-31	$203,963
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-55,604
Net investment gain or loss from common/collective trusts	2015-12-31	$60
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$203,759
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	WIPFLI
Accountancy firm EIN	2015-12-31	390758449
2014 : SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$459,807
Total of all expenses incurred	2014-12-31	$283,610
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$263,776
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$202,566
Value of total assets at end of year	2014-12-31	$3,346,794
Value of total assets at beginning of year	2014-12-31	$3,170,597
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$19,834
Total interest from all sources	2014-12-31	$3,127
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$46,944
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$46,944
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$202,566
Participant contributions at end of year	2014-12-31	$63,681
Participant contributions at beginning of year	2014-12-31	$83,529
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$583
Administrative expenses (other) incurred	2014-12-31	$2,507
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$176,197
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,346,794
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,170,597
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$17,327
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$3,078,567
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$3,127
Value of interest in common/collective trusts at end of year	2014-12-31	$203,963
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$3,087,068
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$3,087,068
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$207,131
Net investment gain or loss from common/collective trusts	2014-12-31	$39
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$263,776
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	WIPFLI
Accountancy firm EIN	2014-12-31	390758449
2013 : SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$981,479
Total of all expenses incurred	2013-12-31	$1,331,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,329,926
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$220,554
Value of total assets at end of year	2013-12-31	$3,186,073
Value of total assets at beginning of year	2013-12-31	$3,535,722
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,202
Total interest from all sources	2013-12-31	$4,423
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$148,464
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$148,464
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$350,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$208,119
Participant contributions at end of year	2013-12-31	$99,005
Participant contributions at beginning of year	2013-12-31	$109,790
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$12,435
Administrative expenses (other) incurred	2013-12-31	$1,202
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-349,649
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,186,073
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,535,722
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$3,348,918
Interest on participant loans	2013-12-31	$4,411
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$3,087,068
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$77,014
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$77,014
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$12
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$608,038
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,329,926
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	WIPFLI
Accountancy firm EIN	2013-12-31	390758449
2012 : SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$687,191
Total of all expenses incurred	2012-12-31	$318,261
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$302,836
Expenses. Certain deemed distributions of participant loans	2012-12-31	$14,400
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$276,507
Value of total assets at end of year	2012-12-31	$3,535,722
Value of total assets at beginning of year	2012-12-31	$3,166,792
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,025
Total interest from all sources	2012-12-31	$5,389
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$53,473
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$53,473
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$350,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$215,074
Participant contributions at end of year	2012-12-31	$109,790
Participant contributions at beginning of year	2012-12-31	$106,418
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$61,433
Administrative expenses (other) incurred	2012-12-31	$1,025
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$368,930
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,535,722
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,166,792
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$3,348,918
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$2,824,357
Interest on participant loans	2012-12-31	$5,375
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$77,014
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$236,017
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$236,017
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$14
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$351,822
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$302,836
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	WIPFLI
Accountancy firm EIN	2012-12-31	390758449
2011 : SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$144,466
Total of all expenses incurred	2011-12-31	$173,632
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$171,696
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$236,107
Value of total assets at end of year	2011-12-31	$3,166,792
Value of total assets at beginning of year	2011-12-31	$3,195,958
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,936
Total interest from all sources	2011-12-31	$5,930
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$29,867
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$29,867
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$350,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$235,556
Participant contributions at end of year	2011-12-31	$106,418
Participant contributions at beginning of year	2011-12-31	$100,436
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$551
Administrative expenses (other) incurred	2011-12-31	$1,936
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-29,166
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,166,792
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,195,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$2,824,357
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,850,579
Interest on participant loans	2011-12-31	$5,909
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$236,017
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$244,943
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$244,943
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$21
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-127,438
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$171,696
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	WIPFLI
Accountancy firm EIN	2011-12-31	390758449
2010 : SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$645,287
Total of all expenses incurred	2010-12-31	$131,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$130,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$235,014
Value of total assets at end of year	2010-12-31	$3,195,958
Value of total assets at beginning of year	2010-12-31	$2,682,508
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,378
Total interest from all sources	2010-12-31	$6,378
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$36,112
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$36,112
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$350,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$221,125
Participant contributions at end of year	2010-12-31	$100,436
Participant contributions at beginning of year	2010-12-31	$74,789
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$13,781
Administrative expenses (other) incurred	2010-12-31	$1,378
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$513,450
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,195,958
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,682,508
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,850,579
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,459,175
Interest on participant loans	2010-12-31	$5,418
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$244,943
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$148,544
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$148,544
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$960
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$367,783
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$130,459
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	WIPFLI
Accountancy firm EIN	2010-12-31	390758449
2009 : SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN

2020: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SPI LIGHTING, INC. RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SPI LIGHTING, INC.
Employer identification number (EIN):	391589201
NAIC Classification:	335100