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BATTERIES PLUS, LLC 401(K) PLAN 401k Plan overview

Plan NameBATTERIES PLUS, LLC 401(K) PLAN
Plan identification number 002

BATTERIES PLUS, LLC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BATTERIES PLUS, LLC has sponsored the creation of one or more 401k plans.

Company Name:BATTERIES PLUS, LLC
Employer identification number (EIN):391703248
NAIC Classification:453990

Additional information about BATTERIES PLUS, LLC

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2004-11-02
Company Identification Number: 0800409801
Legal Registered Office Address: 1325 WALNUT RIDGE DR

HARTLAND
United States of America (USA)
53029

More information about BATTERIES PLUS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BATTERIES PLUS, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01PETER EVANS2023-10-12
0022021-01-01PETER EVANS2022-10-11
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01CAROLE WITKOWSKI
0022016-01-01CAROLE WITKOWSKI
0022015-01-01LEE LICHTENSTEIN
0022014-01-01LEE LICHTENSTEIN
0022013-01-01LEE LICHTENSTEIN
0022012-01-01LEE LICHTENSTEIN
0022011-01-01CAROLE WITKOWSKI
0022010-01-01CAROLE WITKOWSKI
0022009-01-01CAROLE WITKOWSKI

Plan Statistics for BATTERIES PLUS, LLC 401(K) PLAN

401k plan membership statisitcs for BATTERIES PLUS, LLC 401(K) PLAN

Measure Date Value
2022: BATTERIES PLUS, LLC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,129
Total number of active participants reported on line 7a of the Form 55002022-01-01963
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01239
Total of all active and inactive participants2022-01-011,202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-015
Total participants2022-01-011,207
Number of participants with account balances2022-01-011,190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01293
2021: BATTERIES PLUS, LLC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01906
Total number of active participants reported on line 7a of the Form 55002021-01-01711
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01201
Total of all active and inactive participants2021-01-01912
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-01915
Number of participants with account balances2021-01-01893
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01201
2020: BATTERIES PLUS, LLC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01860
Total number of active participants reported on line 7a of the Form 55002020-01-01683
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01148
Total of all active and inactive participants2020-01-01831
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-01834
Number of participants with account balances2020-01-01812
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01138
2019: BATTERIES PLUS, LLC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01793
Total number of active participants reported on line 7a of the Form 55002019-01-01637
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01141
Total of all active and inactive participants2019-01-01778
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01778
Number of participants with account balances2019-01-01754
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01113
2018: BATTERIES PLUS, LLC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01671
Total number of active participants reported on line 7a of the Form 55002018-01-01523
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01108
Total of all active and inactive participants2018-01-01631
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01631
Number of participants with account balances2018-01-01603
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0180
2017: BATTERIES PLUS, LLC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01617
Total number of active participants reported on line 7a of the Form 55002017-01-01494
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01132
Total of all active and inactive participants2017-01-01626
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01626
Number of participants with account balances2017-01-01590
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0163
2016: BATTERIES PLUS, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01559
Total number of active participants reported on line 7a of the Form 55002016-01-01471
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0189
Total of all active and inactive participants2016-01-01560
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01560
Number of participants with account balances2016-01-01526
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0148
2015: BATTERIES PLUS, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01541
Total number of active participants reported on line 7a of the Form 55002015-01-01454
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0188
Total of all active and inactive participants2015-01-01543
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01543
Number of participants with account balances2015-01-01492
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0186
2014: BATTERIES PLUS, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01463
Total number of active participants reported on line 7a of the Form 55002014-01-01418
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0179
Total of all active and inactive participants2014-01-01498
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01498
Number of participants with account balances2014-01-01445
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0179
2013: BATTERIES PLUS, LLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01431
Total number of active participants reported on line 7a of the Form 55002013-01-01387
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0141
Total of all active and inactive participants2013-01-01428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01428
Number of participants with account balances2013-01-01355
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0149
2012: BATTERIES PLUS, LLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01325
Total number of active participants reported on line 7a of the Form 55002012-01-01340
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0156
Total of all active and inactive participants2012-01-01396
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01396
Number of participants with account balances2012-01-01269
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0119
2011: BATTERIES PLUS, LLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01303
Total number of active participants reported on line 7a of the Form 55002011-01-01297
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0152
Total of all active and inactive participants2011-01-01349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01349
Number of participants with account balances2011-01-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0115
2010: BATTERIES PLUS, LLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01263
Total number of active participants reported on line 7a of the Form 55002010-01-01240
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0140
Total of all active and inactive participants2010-01-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01280
Number of participants with account balances2010-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-015
2009: BATTERIES PLUS, LLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01230
Total number of active participants reported on line 7a of the Form 55002009-01-01216
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0135
Total of all active and inactive participants2009-01-01251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01251
Number of participants with account balances2009-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on BATTERIES PLUS, LLC 401(K) PLAN

Measure Date Value
2022 : BATTERIES PLUS, LLC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-951,453
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,476,823
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,318,544
Expenses. Certain deemed distributions of participant loans2022-12-31$10,604
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,236,493
Value of total assets at end of year2022-12-31$32,197,277
Value of total assets at beginning of year2022-12-31$36,625,553
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$147,675
Total interest from all sources2022-12-31$3,886
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,039,808
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,039,808
Administrative expenses professional fees incurred2022-12-31$39,826
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,474,887
Participant contributions at end of year2022-12-31$66,004
Participant contributions at beginning of year2022-12-31$97,649
Participant contributions at end of year2022-12-31$2,036
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$268,229
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,428,276
Value of net assets at end of year (total assets less liabilities)2022-12-31$32,197,277
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$36,625,553
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$47,877
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$31,374,617
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$35,982,609
Interest on participant loans2022-12-31$3,886
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$754,620
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$545,295
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-7,231,640
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,493,377
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,318,544
Contract administrator fees2022-12-31$59,972
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : BATTERIES PLUS, LLC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$10,117,355
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,099,314
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,932,691
Value of total corrective distributions2021-12-31$652
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,159,229
Value of total assets at end of year2021-12-31$36,625,553
Value of total assets at beginning of year2021-12-31$30,607,512
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$165,971
Total interest from all sources2021-12-31$3,934
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$4,208,893
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$4,208,893
Administrative expenses professional fees incurred2021-12-31$41,428
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,948,059
Participant contributions at end of year2021-12-31$97,649
Participant contributions at beginning of year2021-12-31$79,600
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$979,390
Other income not declared elsewhere2021-12-31$566
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$6,018,041
Value of net assets at end of year (total assets less liabilities)2021-12-31$36,625,553
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$30,607,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$63,704
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$35,982,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$24,231,668
Interest on participant loans2021-12-31$3,934
Value of interest in common/collective trusts at end of year2021-12-31$0
Value of interest in common/collective trusts at beginning of year2021-12-31$5,147,460
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$545,295
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,148,671
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$127,241
Net investment gain or loss from common/collective trusts2021-12-31$617,492
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,231,780
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$113
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,932,691
Contract administrator fees2021-12-31$60,839
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : BATTERIES PLUS, LLC 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$7,237,903
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,827,726
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,694,769
Value of total corrective distributions2020-12-31$745
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,478,584
Value of total assets at end of year2020-12-31$30,607,512
Value of total assets at beginning of year2020-12-31$25,197,335
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$132,212
Total interest from all sources2020-12-31$4,248
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$602,530
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$602,530
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,420,535
Participant contributions at end of year2020-12-31$79,600
Participant contributions at beginning of year2020-12-31$70,782
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$26,517
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,410,177
Value of net assets at end of year (total assets less liabilities)2020-12-31$30,607,512
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$25,197,335
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$24,231,668
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$21,829,011
Interest on participant loans2020-12-31$4,248
Value of interest in common/collective trusts at end of year2020-12-31$5,147,460
Value of interest in common/collective trusts at beginning of year2020-12-31$2,670,878
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,148,671
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$626,664
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,302,453
Net investment gain or loss from common/collective trusts2020-12-31$850,088
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,031,532
Employer contributions (assets) at end of year2020-12-31$113
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,694,769
Contract administrator fees2020-12-31$132,212
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : BATTERIES PLUS, LLC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$7,852,725
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,482,035
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,360,977
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,320,224
Value of total assets at end of year2019-12-31$25,197,335
Value of total assets at beginning of year2019-12-31$19,826,645
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$121,058
Total interest from all sources2019-12-31$4,396
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$606,557
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$606,557
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,120,604
Participant contributions at end of year2019-12-31$70,782
Participant contributions at beginning of year2019-12-31$83,500
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$285,449
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,370,690
Value of net assets at end of year (total assets less liabilities)2019-12-31$25,197,335
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$19,826,645
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$21,829,011
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$18,273,052
Interest on participant loans2019-12-31$4,396
Value of interest in common/collective trusts at end of year2019-12-31$2,670,878
Value of interest in common/collective trusts at beginning of year2019-12-31$985,467
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$626,664
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$473,328
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,333,595
Net investment gain or loss from common/collective trusts2019-12-31$587,953
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$914,171
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$11,298
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,360,977
Contract administrator fees2019-12-31$121,058
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
2018 : BATTERIES PLUS, LLC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,199,243
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,349,035
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,193,932
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,659,755
Value of total assets at end of year2018-12-31$19,826,645
Value of total assets at beginning of year2018-12-31$20,976,437
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$155,103
Total interest from all sources2018-12-31$12,960
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$768,919
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$768,919
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,825,258
Participant contributions at end of year2018-12-31$83,500
Participant contributions at beginning of year2018-12-31$100,604
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$39,568
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,149,792
Value of net assets at end of year (total assets less liabilities)2018-12-31$19,826,645
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$20,976,437
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$18,273,052
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$19,869,603
Interest on participant loans2018-12-31$3,738
Interest earned on other investments2018-12-31$9,222
Value of interest in common/collective trusts at end of year2018-12-31$985,467
Value of interest in common/collective trusts at beginning of year2018-12-31$551,050
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$473,328
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$417,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,142,258
Net investment gain or loss from common/collective trusts2018-12-31$-100,133
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$794,929
Employer contributions (assets) at end of year2018-12-31$11,298
Employer contributions (assets) at beginning of year2018-12-31$37,309
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,193,932
Contract administrator fees2018-12-31$155,103
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : BATTERIES PLUS, LLC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$5,738,835
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,362,254
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,235,240
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,626,571
Value of total assets at end of year2017-12-31$20,976,437
Value of total assets at beginning of year2017-12-31$16,599,856
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$127,014
Total interest from all sources2017-12-31$4,974
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$576,665
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$576,665
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,773,631
Participant contributions at end of year2017-12-31$100,604
Participant contributions at beginning of year2017-12-31$130,505
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$42,040
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$57,879
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,376,581
Value of net assets at end of year (total assets less liabilities)2017-12-31$20,976,437
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$16,599,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$19,869,603
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$15,586,994
Interest on participant loans2017-12-31$4,974
Value of interest in common/collective trusts at end of year2017-12-31$551,050
Value of interest in common/collective trusts at beginning of year2017-12-31$51,077
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$417,871
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$768,381
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,530,625
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$795,061
Employer contributions (assets) at end of year2017-12-31$37,309
Employer contributions (assets) at beginning of year2017-12-31$20,859
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,235,240
Contract administrator fees2017-12-31$127,014
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SCHENCK SC
Accountancy firm EIN2017-12-31391173131
2016 : BATTERIES PLUS, LLC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,725
Total income from all sources (including contributions)2016-12-31$3,702,247
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,316,297
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,219,852
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,434,920
Value of total assets at end of year2016-12-31$16,599,856
Value of total assets at beginning of year2016-12-31$14,215,631
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$96,445
Total interest from all sources2016-12-31$5,206
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,667,438
Participant contributions at end of year2016-12-31$130,505
Participant contributions at beginning of year2016-12-31$122,959
Participant contributions at end of year2016-12-31$42,040
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$49,112
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$2,242
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$1,725
Other income not declared elsewhere2016-12-31$11,139
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,385,950
Value of net assets at end of year (total assets less liabilities)2016-12-31$16,599,856
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$14,213,906
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$15,586,994
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$13,789,835
Interest on participant loans2016-12-31$5,206
Value of interest in common/collective trusts at end of year2016-12-31$51,077
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$768,381
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$300,595
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,250,982
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$718,370
Employer contributions (assets) at end of year2016-12-31$20,859
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,219,852
Contract administrator fees2016-12-31$96,445
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SCHENCK SC
Accountancy firm EIN2016-12-31391173131
2015 : BATTERIES PLUS, LLC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,725
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,725
Total income from all sources (including contributions)2015-12-31$1,946,691
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$714,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$616,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,459,981
Value of total assets at end of year2015-12-31$14,215,631
Value of total assets at beginning of year2015-12-31$12,983,664
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$98,212
Total interest from all sources2015-12-31$5,615
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,524,182
Participant contributions at end of year2015-12-31$122,959
Participant contributions at beginning of year2015-12-31$133,204
Participant contributions at beginning of year2015-12-31$249
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$238,095
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$8,643
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$2,242
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,232
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$1,725
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$1,725
Other income not declared elsewhere2015-12-31$2,357
Administrative expenses (other) incurred2015-12-31$1,226
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,231,967
Value of net assets at end of year (total assets less liabilities)2015-12-31$14,213,906
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$12,981,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$13,789,835
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,390,199
Interest on participant loans2015-12-31$5,615
Value of interest in common/collective trusts at beginning of year2015-12-31$11,251,179
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$300,595
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$207,465
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-521,262
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$697,704
Employer contributions (assets) at beginning of year2015-12-31$136
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$607,869
Contract administrator fees2015-12-31$96,986
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SCHENCK SC
Accountancy firm EIN2015-12-31391173131
2014 : BATTERIES PLUS, LLC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,725
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,584,755
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$907,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$828,274
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,259,867
Value of total assets at end of year2014-12-31$12,983,664
Value of total assets at beginning of year2014-12-31$11,305,013
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$79,555
Total interest from all sources2014-12-31$5,029
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,321,460
Participant contributions at end of year2014-12-31$133,204
Participant contributions at beginning of year2014-12-31$111,556
Participant contributions at end of year2014-12-31$249
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$321,236
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$28,111
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,232
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$748
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$1,725
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$612
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,676,926
Value of net assets at end of year (total assets less liabilities)2014-12-31$12,981,939
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$11,305,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,390,199
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$482,000
Interest on participant loans2014-12-31$5,029
Value of interest in common/collective trusts at end of year2014-12-31$11,251,179
Value of interest in common/collective trusts at beginning of year2014-12-31$10,417,429
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$207,465
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$293,280
Net investment gain/loss from pooled separate accounts2014-12-31$319,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$617,171
Employer contributions (assets) at end of year2014-12-31$136
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$800,163
Contract administrator fees2014-12-31$79,555
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LATTIMORE, BLACK, MORGAN & CAIN, PC
Accountancy firm EIN2014-12-31621199757
2013 : BATTERIES PLUS, LLC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,251,620
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$582,156
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$512,953
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,800,594
Value of total assets at end of year2013-12-31$11,305,013
Value of total assets at beginning of year2013-12-31$8,635,549
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$69,203
Total interest from all sources2013-12-31$3,703
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,210,121
Participant contributions at end of year2013-12-31$111,556
Participant contributions at beginning of year2013-12-31$84,717
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$36,993
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$748
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other income not declared elsewhere2013-12-31$668
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,669,464
Value of net assets at end of year (total assets less liabilities)2013-12-31$11,305,013
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,635,549
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$482,000
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$136,976
Interest on participant loans2013-12-31$3,703
Value of interest in common/collective trusts at end of year2013-12-31$10,417,429
Value of interest in common/collective trusts at beginning of year2013-12-31$8,007,016
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$293,280
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$28,892
Net investment gain/loss from pooled separate accounts2013-12-31$1,446,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$553,480
Employer contributions (assets) at beginning of year2013-12-31$377,948
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$512,953
Contract administrator fees2013-12-31$69,203
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WARREN AVERETT, LLC
Accountancy firm EIN2013-12-31454084437
2012 : BATTERIES PLUS, LLC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,275,937
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$512,601
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$479,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,322,519
Value of total assets at end of year2012-12-31$8,635,549
Value of total assets at beginning of year2012-12-31$6,872,213
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$33,477
Total interest from all sources2012-12-31$2,210
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$898,697
Participant contributions at end of year2012-12-31$84,717
Participant contributions at beginning of year2012-12-31$38,533
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$45,874
Other income not declared elsewhere2012-12-31$1,107
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,763,336
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,635,549
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,872,213
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$136,976
Value of interest in pooled separate accounts at beginning of year2012-12-31$6,426,101
Interest on participant loans2012-12-31$2,210
Value of interest in common/collective trusts at end of year2012-12-31$8,007,016
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$28,892
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$77,404
Net investment gain/loss from pooled separate accounts2012-12-31$950,101
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$377,948
Employer contributions (assets) at end of year2012-12-31$377,948
Employer contributions (assets) at beginning of year2012-12-31$330,175
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$479,124
Contract administrator fees2012-12-31$33,477
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WARREN AVERETT, LLC
Accountancy firm EIN2012-12-31454084437
2011 : BATTERIES PLUS, LLC 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$946,506
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$365,497
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$336,419
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,206,389
Value of total assets at end of year2011-12-31$6,872,213
Value of total assets at beginning of year2011-12-31$6,291,204
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$29,078
Total interest from all sources2011-12-31$1,375
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$864,377
Participant contributions at end of year2011-12-31$38,533
Participant contributions at beginning of year2011-12-31$19,772
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$11,837
Other income not declared elsewhere2011-12-31$1,152
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$581,009
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,872,213
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,291,204
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$6,426,101
Value of interest in pooled separate accounts at beginning of year2011-12-31$5,920,583
Interest on participant loans2011-12-31$1,375
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$77,404
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$45,792
Net investment gain/loss from pooled separate accounts2011-12-31$-262,410
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$330,175
Employer contributions (assets) at end of year2011-12-31$330,175
Employer contributions (assets) at beginning of year2011-12-31$305,057
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$336,419
Contract administrator fees2011-12-31$29,078
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SCHENCK SC
Accountancy firm EIN2011-12-31391173131
2010 : BATTERIES PLUS, LLC 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,865,068
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$81,737
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$59,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,232,790
Value of total assets at end of year2010-12-31$6,291,204
Value of total assets at beginning of year2010-12-31$4,507,873
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$22,677
Total interest from all sources2010-12-31$1,264
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$598,615
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$832,202
Participant contributions at end of year2010-12-31$19,772
Participant contributions at beginning of year2010-12-31$18,541
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$95,531
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$1,018
Liabilities. Value of operating payables at end of year2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,783,331
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,291,204
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,507,873
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$5,920,583
Value of interest in pooled separate accounts at beginning of year2010-12-31$4,160,001
Interest on participant loans2010-12-31$1,264
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$45,792
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$38,592
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$629,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Assets. Value of employer real property at end of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$305,057
Employer contributions (assets) at end of year2010-12-31$305,057
Employer contributions (assets) at beginning of year2010-12-31$290,739
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$59,060
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Contract administrator fees2010-12-31$22,677
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SCHENCK SC
Accountancy firm EIN2010-12-31391173131
2009 : BATTERIES PLUS, LLC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for BATTERIES PLUS, LLC 401(K) PLAN

2022: BATTERIES PLUS, LLC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: BATTERIES PLUS, LLC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: BATTERIES PLUS, LLC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BATTERIES PLUS, LLC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BATTERIES PLUS, LLC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BATTERIES PLUS, LLC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BATTERIES PLUS, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BATTERIES PLUS, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BATTERIES PLUS, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BATTERIES PLUS, LLC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BATTERIES PLUS, LLC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BATTERIES PLUS, LLC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: BATTERIES PLUS, LLC 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: BATTERIES PLUS, LLC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893531-087
Policy instance 1
Insurance contract or identification number893531-087
Number of Individuals Covered1190
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number893531-087
Policy instance 1
Insurance contract or identification number893531-087
Number of Individuals Covered893
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number89531-087
Policy instance 1
Insurance contract or identification number89531-087
Number of Individuals Covered812
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number89531-087
Policy instance 1
Insurance contract or identification number89531-087
Number of Individuals Covered754
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGIC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number89531-087
Policy instance 1
Insurance contract or identification number89531-087
Number of Individuals Covered603
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGIC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract number89531-087
Policy instance 1
Insurance contract or identification number89531-087
Number of Individuals Covered590
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGIC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberBATT-001
Policy instance 1
Insurance contract or identification numberBATT-001
Number of Individuals Covered492
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $404
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $294
Insurance broker organization code?3
Insurance broker nameWOODBURY FINANCIAL SERVICES, INC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberBATT-001
Policy instance 1
Insurance contract or identification numberBATT-001
Number of Individuals Covered445
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $391
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $391
Insurance broker organization code?3
Insurance broker nameWOODBURY FINANCIAL SERVICES, INC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberBATT-001
Policy instance 1
Insurance contract or identification numberBATT-001
Number of Individuals Covered355
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $358
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $358
Insurance broker organization code?3
Insurance broker nameWOODBURY FINANCIAL SERVICES, INC
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878864
Policy instance 1
Insurance contract or identification number878864
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-12-14
Total amount of commissions paid to insurance brokerUSD $18,639
Total amount of fees paid to insurance companyUSD $3,602
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,639
Insurance broker organization code?3
Amount paid for insurance broker fees3602
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM
Insurance broker nameTHE RETIREMENT ADVANTAGE, INC
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65676 )
Policy contract numberBATT-001
Policy instance 2
Insurance contract or identification numberBATT-001
Number of Individuals Covered269
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878864
Policy instance 1
Insurance contract or identification number878864
Number of Individuals Covered238
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $16,115
Total amount of fees paid to insurance companyUSD $3,148
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number878864
Policy instance 1
Insurance contract or identification number878864
Number of Individuals Covered212
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $13,876
Total amount of fees paid to insurance companyUSD $11,966
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,876
Insurance broker organization code?3
Amount paid for insurance broker fees11966
Additional information about fees paid to insurance brokerSERVICE PROGRAM FEES
Insurance broker nameTHE RETIREMENT ADVANTAGE

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