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HARTER'S 401(K) PLAN 401k Plan overview

Plan NameHARTER'S 401(K) PLAN
Plan identification number 001

HARTER'S 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HARTER'S QUICK CLEAN-UP has sponsored the creation of one or more 401k plans.

Company Name:HARTER'S QUICK CLEAN-UP
Employer identification number (EIN):391783218
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARTER'S 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01NAOMI SCHALLER2023-10-16 NAOMI SCHALLER2023-10-16
0012021-01-01NAOMI SCHALLER2022-10-14
0012020-01-01NAOMI SCHALLER2021-10-15 NAOMI SCHALLER2021-10-15
0012019-01-01CURTIS GREENO2020-10-12 CURTIS GREENO2020-10-12
0012018-01-01NAOMI SCHALLER2019-10-04 NAOMI SCHALLER2019-10-04
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01NAOMI SCHALLER NAOMI SCHALLER2013-10-14
0012011-01-01NAOMI SCHALLER2013-01-14 NAOMI SCHALLER2013-01-14
0012010-01-01NAOMI SCHALLER2011-06-15

Plan Statistics for HARTER'S 401(K) PLAN

401k plan membership statisitcs for HARTER'S 401(K) PLAN

Measure Date Value
2022: HARTER'S 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01232
Total number of active participants reported on line 7a of the Form 55002022-01-01206
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0170
Total of all active and inactive participants2022-01-01276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01277
Number of participants with account balances2022-01-01216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0115
2021: HARTER'S 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01284
Total number of active participants reported on line 7a of the Form 55002021-01-01269
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0134
Total of all active and inactive participants2021-01-01303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01303
Number of participants with account balances2021-01-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0116
2020: HARTER'S 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01430
Total number of active participants reported on line 7a of the Form 55002020-01-01121
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0138
Total of all active and inactive participants2020-01-01159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01160
Number of participants with account balances2020-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-019
2019: HARTER'S 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01382
Total number of active participants reported on line 7a of the Form 55002019-01-01353
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0177
Total of all active and inactive participants2019-01-01430
Total participants2019-01-01430
Number of participants with account balances2019-01-01387
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0139
Number of employers contributing to the scheme2019-01-016
2018: HARTER'S 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01308
Total number of active participants reported on line 7a of the Form 55002018-01-01278
Number of other retired or separated participants entitled to future benefits2018-01-0158
Total of all active and inactive participants2018-01-01336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01336
Number of participants with account balances2018-01-01259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0118
Number of employers contributing to the scheme2018-01-010
2017: HARTER'S 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01288
Total number of active participants reported on line 7a of the Form 55002017-01-01218
Number of other retired or separated participants entitled to future benefits2017-01-0149
Total of all active and inactive participants2017-01-01267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01268
Number of participants with account balances2017-01-01206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0120
2016: HARTER'S 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01223
Total number of active participants reported on line 7a of the Form 55002016-01-01222
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0150
Total of all active and inactive participants2016-01-01272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01273
Number of participants with account balances2016-01-01223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0129
2015: HARTER'S 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01170
Total number of active participants reported on line 7a of the Form 55002015-01-01173
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0128
Total of all active and inactive participants2015-01-01201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01202
Number of participants with account balances2015-01-01196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0112
2014: HARTER'S 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01204
Total number of active participants reported on line 7a of the Form 55002014-01-01164
Number of other retired or separated participants entitled to future benefits2014-01-0128
Total of all active and inactive participants2014-01-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01192
Number of participants with account balances2014-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0115
2013: HARTER'S 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01170
Total number of active participants reported on line 7a of the Form 55002013-01-01103
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0144
Total of all active and inactive participants2013-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01147
Number of participants with account balances2013-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0111
2012: HARTER'S 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01162
Total number of active participants reported on line 7a of the Form 55002012-01-0199
Number of other retired or separated participants entitled to future benefits2012-01-0170
Total of all active and inactive participants2012-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01169
Number of participants with account balances2012-01-01151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0115

Financial Data on HARTER'S 401(K) PLAN

Measure Date Value
2022 : HARTER'S 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$207,989
Total of all expenses incurred2022-12-31$175,123
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$171,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$860,191
Value of total assets at end of year2022-12-31$3,526,426
Value of total assets at beginning of year2022-12-31$3,493,560
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$3,265
Total interest from all sources2022-12-31$1,859
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$175,783
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$175,783
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$507,983
Participant contributions at end of year2022-12-31$37,899
Participant contributions at beginning of year2022-12-31$36,093
Participant contributions at end of year2022-12-31$6,707
Participant contributions at beginning of year2022-12-31$4,379
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$77,292
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$32,866
Value of net assets at end of year (total assets less liabilities)2022-12-31$3,526,426
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$3,493,560
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$2,515
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$3,476,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$3,448,436
Interest on participant loans2022-12-31$1,859
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$2,693
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,957
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,957
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-829,844
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$274,916
Employer contributions (assets) at end of year2022-12-31$2,857
Employer contributions (assets) at beginning of year2022-12-31$2,695
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$171,858
Contract administrator fees2022-12-31$750
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31LUCIDA LLC
Accountancy firm EIN2022-12-31873817309
2021 : HARTER'S 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$973,582
Total of all expenses incurred2021-12-31$225,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$222,511
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$565,847
Value of total assets at end of year2021-12-31$3,493,560
Value of total assets at beginning of year2021-12-31$2,745,419
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$2,930
Total interest from all sources2021-12-31$1,880
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$156,284
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$156,284
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$370,868
Participant contributions at end of year2021-12-31$36,093
Participant contributions at beginning of year2021-12-31$40,147
Participant contributions at end of year2021-12-31$4,379
Participant contributions at beginning of year2021-12-31$3,356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$748,141
Value of net assets at end of year (total assets less liabilities)2021-12-31$3,493,560
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,745,419
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$2,180
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$3,448,436
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$2,697,264
Interest on participant loans2021-12-31$1,880
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,957
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$2,555
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$2,555
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$249,571
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$194,979
Employer contributions (assets) at end of year2021-12-31$2,695
Employer contributions (assets) at beginning of year2021-12-31$2,097
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$222,511
Contract administrator fees2021-12-31$750
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31SITZBERGER& COMPANYLLC
Accountancy firm EIN2021-12-31873817309
2020 : HARTER'S 401(K) PLAN 2020 401k financial data
Total transfer of assets from this plan2020-12-31$3,953,089
Total income from all sources (including contributions)2020-12-31$879,149
Total of all expenses incurred2020-12-31$169,899
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$168,064
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$464,625
Value of total assets at end of year2020-12-31$2,745,419
Value of total assets at beginning of year2020-12-31$5,989,258
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,835
Total interest from all sources2020-12-31$2,355
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$76,218
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$76,218
Administrative expenses professional fees incurred2020-12-31$1,835
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$301,729
Participant contributions at end of year2020-12-31$40,147
Participant contributions at beginning of year2020-12-31$52,918
Participant contributions at end of year2020-12-31$3,356
Participant contributions at beginning of year2020-12-31$857
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$9,322
Other income not declared elsewhere2020-12-31$-1,142
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$709,250
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,745,419
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$5,989,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$2,697,264
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$5,929,074
Income. Interest from loans (other than to participants)2020-12-31$2,352
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$2,555
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$6,123
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$6,123
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$337,093
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$162,896
Employer contributions (assets) at end of year2020-12-31$2,097
Employer contributions (assets) at beginning of year2020-12-31$286
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$158,742
Contract administrator fees2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31SITZBERGER& COMPANY
Accountancy firm EIN2020-12-31391777761
2019 : HARTER'S 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$2,796,844
Total of all expenses incurred2019-12-31$312,001
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$299,590
Expenses. Certain deemed distributions of participant loans2019-12-31$4,995
Value of total corrective distributions2019-12-31$1,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,884,830
Value of total assets at end of year2019-12-31$5,989,258
Value of total assets at beginning of year2019-12-31$3,504,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$5,725
Total interest from all sources2019-12-31$2,723
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$219,088
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$219,088
Administrative expenses professional fees incurred2019-12-31$5,725
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$200,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$987,348
Participant contributions at end of year2019-12-31$52,918
Participant contributions at beginning of year2019-12-31$51,620
Participant contributions at end of year2019-12-31$857
Participant contributions at beginning of year2019-12-31$3,963
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$474,090
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,484,843
Value of net assets at end of year (total assets less liabilities)2019-12-31$5,989,258
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,504,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$5,929,074
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,429,957
Interest on participant loans2019-12-31$2,490
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$6,123
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$16,940
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$16,940
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$233
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$690,203
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$423,392
Employer contributions (assets) at end of year2019-12-31$286
Employer contributions (assets) at beginning of year2019-12-31$1,935
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$299,590
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31SITZBERGER& COMPANY
Accountancy firm EIN2019-12-31391777761
2018 : HARTER'S 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$773,845
Total of all expenses incurred2018-12-31$80,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$72,676
Value of total corrective distributions2018-12-31$4,363
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,004,275
Value of total assets at end of year2018-12-31$3,504,415
Value of total assets at beginning of year2018-12-31$2,811,099
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$3,490
Total interest from all sources2018-12-31$2,437
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$155,556
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$155,556
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$200,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$612,290
Participant contributions at end of year2018-12-31$51,620
Participant contributions at beginning of year2018-12-31$29,211
Participant contributions at end of year2018-12-31$3,963
Participant contributions at beginning of year2018-12-31$9,034
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$117,378
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$693,316
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,504,415
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,811,099
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$3,429,957
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,740,751
Interest on participant loans2018-12-31$2,138
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$16,940
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$27,523
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$27,523
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$299
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-388,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$274,607
Employer contributions (assets) at end of year2018-12-31$1,935
Employer contributions (assets) at beginning of year2018-12-31$4,580
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$72,676
Contract administrator fees2018-12-31$3,490
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31SITZBERGER& COMPANY
Accountancy firm EIN2018-12-31391777761
2017 : HARTER'S 401(K) PLAN 2017 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,094,884
Total of all expenses incurred2017-12-31$162,095
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$143,427
Expenses. Certain deemed distributions of participant loans2017-12-31$6,369
Value of total corrective distributions2017-12-31$6,834
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$672,343
Value of total assets at end of year2017-12-31$2,811,099
Value of total assets at beginning of year2017-12-31$1,878,310
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,465
Total interest from all sources2017-12-31$1,195
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$69,245
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$69,245
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$200,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$441,588
Participant contributions at end of year2017-12-31$29,211
Participant contributions at beginning of year2017-12-31$28,298
Participant contributions at end of year2017-12-31$9,034
Participant contributions at beginning of year2017-12-31$14,450
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$19,766
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$932,789
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,811,099
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$1,878,310
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,740,751
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,819,222
Interest on participant loans2017-12-31$1,195
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$27,523
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$9,614
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$9,614
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$352,101
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$210,989
Employer contributions (assets) at end of year2017-12-31$4,580
Employer contributions (assets) at beginning of year2017-12-31$6,726
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$143,427
Contract administrator fees2017-12-31$5,465
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31SITZBERGER& COMPANY
Accountancy firm EIN2017-12-31391777761
2016 : HARTER'S 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$77
Total income from all sources (including contributions)2016-12-31$644,944
Total of all expenses incurred2016-12-31$19,783
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$17,172
Value of total corrective distributions2016-12-31$1,231
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$539,122
Value of total assets at end of year2016-12-31$1,878,310
Value of total assets at beginning of year2016-12-31$1,253,226
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,380
Total interest from all sources2016-12-31$985
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$52,960
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$52,960
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$200,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$348,598
Participant contributions at end of year2016-12-31$28,298
Participant contributions at beginning of year2016-12-31$19,415
Participant contributions at end of year2016-12-31$14,450
Participant contributions at beginning of year2016-12-31$1,061
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$3,632
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$77
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$625,161
Value of net assets at end of year (total assets less liabilities)2016-12-31$1,878,310
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,253,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,819,222
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,166,406
Interest on participant loans2016-12-31$985
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$9,614
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$3,781
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$3,781
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$51,877
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$186,892
Employer contributions (assets) at end of year2016-12-31$6,726
Employer contributions (assets) at beginning of year2016-12-31$62,563
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$17,172
Contract administrator fees2016-12-31$1,380
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SITZBERGER, HAU & COMPANY
Accountancy firm EIN2016-12-31391777761
2015 : HARTER'S 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$77
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,231
Total income from all sources (including contributions)2015-12-31$374,497
Total of all expenses incurred2015-12-31$76,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$74,818
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$380,555
Value of total assets at end of year2015-12-31$1,253,226
Value of total assets at beginning of year2015-12-31$955,886
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,185
Total interest from all sources2015-12-31$579
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$51,756
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$51,756
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$200,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$218,125
Participant contributions at end of year2015-12-31$19,415
Participant contributions at beginning of year2015-12-31$15,634
Participant contributions at end of year2015-12-31$1,061
Participant contributions at beginning of year2015-12-31$770
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$10,505
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$231
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$77
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$1,231
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$298,494
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,253,149
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$954,655
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,166,406
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$892,366
Interest on participant loans2015-12-31$579
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$3,781
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$4,519
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$4,519
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-58,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$151,925
Employer contributions (assets) at end of year2015-12-31$62,563
Employer contributions (assets) at beginning of year2015-12-31$42,366
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$74,818
Contract administrator fees2015-12-31$1,185
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SITZBERGER, HAU & COMPANY
Accountancy firm EIN2015-12-31391777761
2014 : HARTER'S 401(K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,230
Total income from all sources (including contributions)2014-12-31$336,502
Total of all expenses incurred2014-12-31$95,019
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$94,634
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$291,741
Value of total assets at end of year2014-12-31$955,885
Value of total assets at beginning of year2014-12-31$713,172
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$385
Total interest from all sources2014-12-31$619
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$31,320
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$31,320
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$100,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$152,273
Participant contributions at end of year2014-12-31$15,634
Participant contributions at beginning of year2014-12-31$7,254
Participant contributions at end of year2014-12-31$770
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$52,987
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$231
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$1,230
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$241,483
Value of net assets at end of year (total assets less liabilities)2014-12-31$954,655
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$713,172
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$896,884
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$691,716
Interest on participant loans2014-12-31$619
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$12,822
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$86,481
Employer contributions (assets) at end of year2014-12-31$42,366
Employer contributions (assets) at beginning of year2014-12-31$14,202
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$94,634
Contract administrator fees2014-12-31$385
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BRUCE MICHAEL REDLIN, CPA LLC
Accountancy firm EIN2014-12-31391999235
2013 : HARTER'S 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$298,769
Total of all expenses incurred2013-12-31$12,545
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$12,310
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$189,210
Value of total assets at end of year2013-12-31$713,172
Value of total assets at beginning of year2013-12-31$426,948
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$235
Total interest from all sources2013-12-31$124
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$12,168
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$12,168
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$100,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$112,845
Participant contributions at end of year2013-12-31$7,254
Participant contributions at beginning of year2013-12-31$2,534
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$4,653
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$9,186
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$286,224
Value of net assets at end of year (total assets less liabilities)2013-12-31$713,172
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$426,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$691,716
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$406,954
Income. Interest from loans (other than to participants)2013-12-31$124
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$97,267
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$67,179
Employer contributions (assets) at end of year2013-12-31$14,202
Employer contributions (assets) at beginning of year2013-12-31$12,807
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$12,310
Contract administrator fees2013-12-31$235
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BRUCE MICHAEL REDLIN, CPA LLC
Accountancy firm EIN2013-12-31391999235
2012 : HARTER'S 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$184,772
Total of all expenses incurred2012-12-31$13,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$11,678
Value of total corrective distributions2012-12-31$1,560
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$143,689
Value of total assets at end of year2012-12-31$426,948
Value of total assets at beginning of year2012-12-31$255,564
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$150
Total interest from all sources2012-12-31$262
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$8,728
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$8,728
Was this plan covered by a fidelity bond2012-12-31No
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$81,258
Participant contributions at end of year2012-12-31$2,534
Participant contributions at beginning of year2012-12-31$5,586
Participant contributions at end of year2012-12-31$4,653
Participant contributions at beginning of year2012-12-31$317
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$171,384
Value of net assets at end of year (total assets less liabilities)2012-12-31$426,948
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$255,564
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$406,954
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$198,955
Interest on participant loans2012-12-31$262
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$32,093
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$62,431
Employer contributions (assets) at end of year2012-12-31$12,807
Employer contributions (assets) at beginning of year2012-12-31$50,706
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$11,678
Contract administrator fees2012-12-31$150
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BRUCE MICHAEL REDLIN, CPA LLC
Accountancy firm EIN2012-12-31391999235

Form 5500 Responses for HARTER'S 401(K) PLAN

2022: HARTER'S 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HARTER'S 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HARTER'S 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HARTER'S 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulti-employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HARTER'S 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulti-employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HARTER'S 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HARTER'S 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HARTER'S 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HARTER'S 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HARTER'S 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HARTER'S 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

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