SHELTER MORTGAGE COMPANY, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SHELTER MORTGAGE COMPANY 401(K) PLAN
| Measure | Date | Value |
|---|
| 2016 : SHELTER MORTGAGE COMPANY 401(K) PLAN 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2016-06-15 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-06-15 | $0 |
| Total unrealized appreciation/depreciation of assets | 2016-06-15 | $0 |
| Total transfer of assets to this plan | 2016-06-15 | $0 |
| Total transfer of assets from this plan | 2016-06-15 | $5,050,724 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-06-15 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-06-15 | $0 |
| Total income from all sources (including contributions) | 2016-06-15 | $62,252 |
| Total loss/gain on sale of assets | 2016-06-15 | $0 |
| Total of all expenses incurred | 2016-06-15 | $620,080 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-06-15 | $618,400 |
| Expenses. Certain deemed distributions of participant loans | 2016-06-15 | $0 |
| Value of total corrective distributions | 2016-06-15 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-06-15 | $0 |
| Value of total assets at end of year | 2016-06-15 | $0 |
| Value of total assets at beginning of year | 2016-06-15 | $5,608,552 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-06-15 | $1,680 |
| Total income from rents | 2016-06-15 | $0 |
| Total interest from all sources | 2016-06-15 | $2,650 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-06-15 | $167 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-06-15 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-06-15 | $167 |
| Administrative expenses professional fees incurred | 2016-06-15 | $0 |
| Was this plan covered by a fidelity bond | 2016-06-15 | Yes |
| Value of fidelity bond cover | 2016-06-15 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-06-15 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-06-15 | No |
| Amount of non-exempt transactions with any party-in-interest | 2016-06-15 | $0 |
| Contributions received from participants | 2016-06-15 | $0 |
| Participant contributions at end of year | 2016-06-15 | $0 |
| Participant contributions at beginning of year | 2016-06-15 | $159,139 |
| Participant contributions at end of year | 2016-06-15 | $0 |
| Participant contributions at beginning of year | 2016-06-15 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-06-15 | $0 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-06-15 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-06-15 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-06-15 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-06-15 | $0 |
| Other income not declared elsewhere | 2016-06-15 | $0 |
| Administrative expenses (other) incurred | 2016-06-15 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2016-06-15 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-15 | No |
| Value of net income/loss | 2016-06-15 | $-557,828 |
| Value of net assets at end of year (total assets less liabilities) | 2016-06-15 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-06-15 | $5,608,552 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-06-15 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-06-15 | No |
| Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2016-06-15 | $0 |
| Were any leases to which the plan was party in default or uncollectible | 2016-06-15 | No |
| Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2016-06-15 | $0 |
| Investment advisory and management fees | 2016-06-15 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-06-15 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-06-15 | $897,229 |
| Value of interest in pooled separate accounts at end of year | 2016-06-15 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2016-06-15 | $1,017,728 |
| Interest on participant loans | 2016-06-15 | $1,171 |
| Income. Interest from loans (other than to participants) | 2016-06-15 | $0 |
| Interest earned on other investments | 2016-06-15 | $1,479 |
| Income. Interest from US Government securities | 2016-06-15 | $0 |
| Income. Interest from corporate debt instruments | 2016-06-15 | $0 |
| Value of interest in common/collective trusts at end of year | 2016-06-15 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2016-06-15 | $3,266,074 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-06-15 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-06-15 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-06-15 | $268,382 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2016-06-15 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-06-15 | $-21,621 |
| Net investment gain/loss from pooled separate accounts | 2016-06-15 | $12,717 |
| Net investment gain or loss from common/collective trusts | 2016-06-15 | $68,339 |
| Net gain/loss from 103.12 investment entities | 2016-06-15 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-06-15 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-06-15 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-06-15 | No |
| Contributions received in cash from employer | 2016-06-15 | $0 |
| Employer contributions (assets) at end of year | 2016-06-15 | $0 |
| Employer contributions (assets) at beginning of year | 2016-06-15 | $0 |
| Income. Dividends from preferred stock | 2016-06-15 | $0 |
| Income. Dividends from common stock | 2016-06-15 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-06-15 | $618,400 |
| Contract administrator fees | 2016-06-15 | $1,680 |
| Liabilities. Value of benefit claims payable at beginning of year | 2016-06-15 | $0 |
| Did the plan have assets held for investment | 2016-06-15 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-15 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-06-15 | Yes |
| Aggregate proceeds on sale of assets | 2016-06-15 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2016-06-15 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2016-06-15 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-06-15 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-06-15 | Disclaimer |
| Accountancy firm name | 2016-06-15 | CROWE HORWATH LLP |
| Accountancy firm EIN | 2016-06-15 | 350921680 |
| 2015 : SHELTER MORTGAGE COMPANY 401(K) PLAN 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2015-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total transfer of assets to this plan | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $-28,193 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $835,521 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $830,543 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $0 |
| Value of total corrective distributions | 2015-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $0 |
| Value of total assets at end of year | 2015-12-31 | $5,608,552 |
| Value of total assets at beginning of year | 2015-12-31 | $6,472,266 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $4,978 |
| Total income from rents | 2015-12-31 | $0 |
| Total interest from all sources | 2015-12-31 | $12,803 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $8,893 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $8,893 |
| Administrative expenses professional fees incurred | 2015-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Amount of non-exempt transactions with any party-in-interest | 2015-12-31 | $0 |
| Contributions received from participants | 2015-12-31 | $0 |
| Participant contributions at end of year | 2015-12-31 | $159,139 |
| Participant contributions at beginning of year | 2015-12-31 | $246,063 |
| Participant contributions at end of year | 2015-12-31 | $0 |
| Participant contributions at beginning of year | 2015-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $0 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2015-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $0 |
| Other income not declared elsewhere | 2015-12-31 | $0 |
| Administrative expenses (other) incurred | 2015-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-863,714 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $5,608,552 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $6,472,266 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2015-12-31 | $0 |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2015-12-31 | $0 |
| Investment advisory and management fees | 2015-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $897,229 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $1,003,579 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $1,017,728 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $1,096,685 |
| Interest on participant loans | 2015-12-31 | $9,377 |
| Income. Interest from loans (other than to participants) | 2015-12-31 | $0 |
| Interest earned on other investments | 2015-12-31 | $3,426 |
| Income. Interest from US Government securities | 2015-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2015-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $3,266,074 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $3,841,087 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $268,382 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $284,852 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-43,444 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $19,064 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $-25,509 |
| Net gain/loss from 103.12 investment entities | 2015-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $0 |
| Employer contributions (assets) at end of year | 2015-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $0 |
| Income. Dividends from preferred stock | 2015-12-31 | $0 |
| Income. Dividends from common stock | 2015-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $830,543 |
| Contract administrator fees | 2015-12-31 | $4,978 |
| Liabilities. Value of benefit claims payable at beginning of year | 2015-12-31 | $0 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Aggregate proceeds on sale of assets | 2015-12-31 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2015-12-31 | $0 |
| 2014 : SHELTER MORTGAGE COMPANY 401(K) PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2014-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets to this plan | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $2,035,923 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $1,636,357 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,628,167 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $0 |
| Value of total corrective distributions | 2014-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,654,861 |
| Value of total assets at end of year | 2014-12-31 | $6,472,266 |
| Value of total assets at beginning of year | 2014-12-31 | $6,072,700 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $8,190 |
| Total income from rents | 2014-12-31 | $0 |
| Total interest from all sources | 2014-12-31 | $18,171 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $9,842 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $9,842 |
| Administrative expenses professional fees incurred | 2014-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Amount of non-exempt transactions with any party-in-interest | 2014-12-31 | $0 |
| Contributions received from participants | 2014-12-31 | $1,245,704 |
| Participant contributions at end of year | 2014-12-31 | $246,063 |
| Participant contributions at beginning of year | 2014-12-31 | $225,895 |
| Participant contributions at end of year | 2014-12-31 | $0 |
| Participant contributions at beginning of year | 2014-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $408,808 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-12-31 | $560 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $0 |
| Other income not declared elsewhere | 2014-12-31 | $3 |
| Administrative expenses (other) incurred | 2014-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $399,566 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $6,472,266 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $6,072,700 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2014-12-31 | $0 |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2014-12-31 | $0 |
| Investment advisory and management fees | 2014-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $1,003,579 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $792,818 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $1,096,685 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $753,408 |
| Interest on participant loans | 2014-12-31 | $13,077 |
| Income. Interest from loans (other than to participants) | 2014-12-31 | $0 |
| Interest earned on other investments | 2014-12-31 | $5,094 |
| Income. Interest from US Government securities | 2014-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2014-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $3,841,087 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $3,930,996 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $284,852 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $369,583 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $7,029 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $93,649 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $252,368 |
| Net gain/loss from 103.12 investment entities | 2014-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $349 |
| Employer contributions (assets) at end of year | 2014-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $0 |
| Income. Dividends from preferred stock | 2014-12-31 | $0 |
| Income. Dividends from common stock | 2014-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,627,607 |
| Contract administrator fees | 2014-12-31 | $8,190 |
| Liabilities. Value of benefit claims payable at beginning of year | 2014-12-31 | $0 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Aggregate proceeds on sale of assets | 2014-12-31 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2014-12-31 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | CROWE HORWATH, LLP |
| Accountancy firm EIN | 2014-12-31 | 350921680 |
| 2013 : SHELTER MORTGAGE COMPANY 401(K) PLAN 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2013-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total transfer of assets to this plan | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $7,161,676 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $1,088,976 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,080,802 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $0 |
| Value of total corrective distributions | 2013-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $6,472,106 |
| Value of total assets at end of year | 2013-12-31 | $6,072,700 |
| Value of total assets at beginning of year | 2013-12-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $8,174 |
| Total income from rents | 2013-12-31 | $0 |
| Total interest from all sources | 2013-12-31 | $14,862 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $5,726 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $5,726 |
| Administrative expenses professional fees incurred | 2013-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2013-12-31 | No |
| Value of fidelity bond cover | 2013-12-31 | $0 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Amount of non-exempt transactions with any party-in-interest | 2013-12-31 | $0 |
| Contributions received from participants | 2013-12-31 | $1,544,093 |
| Participant contributions at end of year | 2013-12-31 | $225,895 |
| Participant contributions at end of year | 2013-12-31 | $0 |
| Participant contributions at beginning of year | 2013-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $4,927,375 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2013-12-31 | $138 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $0 |
| Other income not declared elsewhere | 2013-12-31 | $2 |
| Administrative expenses (other) incurred | 2013-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $6,072,700 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $6,072,700 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2013-12-31 | $0 |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2013-12-31 | $0 |
| Investment advisory and management fees | 2013-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $792,818 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $0 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $753,408 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $0 |
| Interest on participant loans | 2013-12-31 | $9,949 |
| Income. Interest from loans (other than to participants) | 2013-12-31 | $0 |
| Interest earned on other investments | 2013-12-31 | $4,913 |
| Income. Interest from US Government securities | 2013-12-31 | $0 |
| Income. Interest from corporate debt instruments | 2013-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $3,930,996 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $369,583 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $118,176 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $121,654 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $429,150 |
| Net gain/loss from 103.12 investment entities | 2013-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $638 |
| Employer contributions (assets) at end of year | 2013-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $0 |
| Income. Dividends from preferred stock | 2013-12-31 | $0 |
| Income. Dividends from common stock | 2013-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,080,664 |
| Contract administrator fees | 2013-12-31 | $8,174 |
| Liabilities. Value of benefit claims payable at beginning of year | 2013-12-31 | $0 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Aggregate proceeds on sale of assets | 2013-12-31 | $0 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $0 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2013-12-31 | $0 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | CROWE HORWATH, LLP |
| Accountancy firm EIN | 2013-12-31 | 350921680 |
