401k Plan data: DIVERSEY, INC. RETIREMENT SAVINGS PLAN plan

DIVERSEY, INC. RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	DIVERSEY, INC. RETIREMENT SAVINGS PLAN
Plan identification number	001

DIVERSEY, INC. RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DIVERSEY, INC. has sponsored the creation of one or more 401k plans.

Company Name: DIVERSEY, INC.

Employer identification number (EIN): 391877511

NAIC Classification: 325100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DIVERSEY, INC. RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 MICHAEL KONCHAN MICHAEL KONCHAN 2014-05-15
001 2012-01-01 MICHAEL KONCHAN
001 2011-01-01 DAN KLEIN DAN KLEIN 2012-10-14
001 2009-01-01 JULIE FELIX TOM KOSMICKI 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01	MICHAEL KONCHAN	MICHAEL KONCHAN	2014-05-15
001	2012-01-01	MICHAEL KONCHAN
001	2011-01-01	DAN KLEIN	DAN KLEIN	2012-10-14
001	2009-01-01	JULIE FELIX	TOM KOSMICKI	2010-10-14

Plan Statistics for DIVERSEY, INC. RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for DIVERSEY, INC. RETIREMENT SAVINGS PLAN

Measure Date Value
2013: DIVERSEY, INC. RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2,432
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 43
2012: DIVERSEY, INC. RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,644
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,142
Number of retired or separated participants receiving benefits 2012-01-01 61
Number of other retired or separated participants entitled to future benefits 2012-01-01 1,227
Total of all active and inactive participants 2012-01-01 2,430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 2,432
Number of participants with account balances 2012-01-01 2,266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 50
2011: DIVERSEY, INC. RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,856
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,242
Number of retired or separated participants receiving benefits 2011-01-01 68
Number of other retired or separated participants entitled to future benefits 2011-01-01 1,332
Total of all active and inactive participants 2011-01-01 2,642
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 2
Total participants 2011-01-01 2,644
Number of participants with account balances 2011-01-01 2,492
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 47
2009: DIVERSEY, INC. RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 3,400
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,542
Number of retired or separated participants receiving benefits 2009-01-01 59
Number of other retired or separated participants entitled to future benefits 2009-01-01 1,391
Total of all active and inactive participants 2009-01-01 2,992
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 3
Total participants 2009-01-01 2,995
Number of participants with account balances 2009-01-01 2,798
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 34

Measure	Date	Value
2013: DIVERSEY, INC. RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,432
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	43
2012: DIVERSEY, INC. RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,644
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,142
Number of retired or separated participants receiving benefits	2012-01-01	61
Number of other retired or separated participants entitled to future benefits	2012-01-01	1,227
Total of all active and inactive participants	2012-01-01	2,430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	2,432
Number of participants with account balances	2012-01-01	2,266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	50
2011: DIVERSEY, INC. RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,856
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,242
Number of retired or separated participants receiving benefits	2011-01-01	68
Number of other retired or separated participants entitled to future benefits	2011-01-01	1,332
Total of all active and inactive participants	2011-01-01	2,642
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	2
Total participants	2011-01-01	2,644
Number of participants with account balances	2011-01-01	2,492
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	47
2009: DIVERSEY, INC. RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	3,400
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,542
Number of retired or separated participants receiving benefits	2009-01-01	59
Number of other retired or separated participants entitled to future benefits	2009-01-01	1,391
Total of all active and inactive participants	2009-01-01	2,992
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	3
Total participants	2009-01-01	2,995
Number of participants with account balances	2009-01-01	2,798
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	34

Financial Data on DIVERSEY, INC. RETIREMENT SAVINGS PLAN

Measure	Date	Value
2013 : DIVERSEY, INC. RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-08-06	$0
Total transfer of assets from this plan	2013-08-06	$255,106,423
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-08-06	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-08-06	$0
Total income from all sources (including contributions)	2013-08-06	$37,805,266
Total loss/gain on sale of assets	2013-08-06	$0
Total of all expenses incurred	2013-08-06	$25,524,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-08-06	$25,445,621
Expenses. Certain deemed distributions of participant loans	2013-08-06	$5,574
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-08-06	$6,031,473
Value of total assets at end of year	2013-08-06	$0
Value of total assets at beginning of year	2013-08-06	$242,826,134
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-08-06	$73,782
Total interest from all sources	2013-08-06	$58,958
Total dividends received (eg from common stock, registered investment company shares)	2013-08-06	$7,805,729
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-08-06	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-08-06	$7,805,729
Was this plan covered by a fidelity bond	2013-08-06	Yes
Value of fidelity bond cover	2013-08-06	$20,000,000
If this is an individual account plan, was there a blackout period	2013-08-06	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-08-06	$0
Were there any nonexempt tranactions with any party-in-interest	2013-08-06	No
Contributions received from participants	2013-08-06	$4,177,791
Participant contributions at end of year	2013-08-06	$0
Participant contributions at beginning of year	2013-08-06	$3,228,910
Assets. Other investments not covered elsewhere at end of year	2013-08-06	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-08-06	$50,859,131
Income. Received or receivable in cash from other sources (including rollovers)	2013-08-06	$135,134
Other income not declared elsewhere	2013-08-06	$-1,106,123
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-08-06	No
Value of net income/loss	2013-08-06	$12,280,289
Value of net assets at end of year (total assets less liabilities)	2013-08-06	$0
Value of net assets at beginning of year (total assets less liabilities)	2013-08-06	$242,826,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-08-06	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-08-06	No
Were any leases to which the plan was party in default or uncollectible	2013-08-06	No
Investment advisory and management fees	2013-08-06	$73,782
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-08-06	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-08-06	$188,529,893
Interest on participant loans	2013-08-06	$58,933
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-08-06	$25
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-08-06	$25,015,229
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-08-06	No
Was there a failure to transmit to the plan any participant contributions	2013-08-06	No
Has the plan failed to provide any benefit when due under the plan	2013-08-06	No
Contributions received in cash from employer	2013-08-06	$1,718,548
Employer contributions (assets) at end of year	2013-08-06	$0
Employer contributions (assets) at beginning of year	2013-08-06	$208,200
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-08-06	$25,445,621
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-08-06	No
Did the plan have assets held for investment	2013-08-06	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-08-06	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-08-06	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-08-06	Yes
Opinion of an independent qualified public accountant for this plan	2013-08-06	Disclaimer
Accountancy firm name	2013-08-06	A.C. EVANS LLC
Accountancy firm EIN	2013-08-06	263421158
2012 : DIVERSEY, INC. RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$420,620
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$19,014
Total income from all sources (including contributions)	2012-12-31	$45,106,513
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$44,467,429
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$44,391,118
Expenses. Certain deemed distributions of participant loans	2012-12-31	$1,400
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$15,528,791
Value of total assets at end of year	2012-12-31	$242,826,134
Value of total assets at beginning of year	2012-12-31	$242,626,684
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$74,911
Total interest from all sources	2012-12-31	$120,047
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$6,575,572
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$6,575,572
Was this plan covered by a fidelity bond	2012-12-31	No
Value of fidelity bond cover	2012-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$7,259,322
Participant contributions at end of year	2012-12-31	$3,228,910
Participant contributions at beginning of year	2012-12-31	$3,896,527
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$50,859,131
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$59,933,020
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$558,615
Other income not declared elsewhere	2012-12-31	$-917,367
Administrative expenses (other) incurred	2012-12-31	$18,384
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$639,084
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$242,826,134
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$242,607,670
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$56,527
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$188,529,893
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$178,618,587
Interest on participant loans	2012-12-31	$120,047
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$23,799,470
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$7,710,854
Employer contributions (assets) at end of year	2012-12-31	$208,200
Employer contributions (assets) at beginning of year	2012-12-31	$178,550
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$44,391,118
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$19,014
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	A.C. EVANS LLC
Accountancy firm EIN	2012-12-31	263421158
2011 : DIVERSEY, INC. RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$19,014
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$16,904,806
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$33,266,492
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$33,238,054
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$19,095,798
Value of total assets at end of year	2011-12-31	$242,626,684
Value of total assets at beginning of year	2011-12-31	$258,969,356
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$28,438
Total interest from all sources	2011-12-31	$156,723
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$6,449,913
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$6,449,913
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$8,342,349
Participant contributions at end of year	2011-12-31	$3,896,527
Participant contributions at beginning of year	2011-12-31	$4,072,207
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$59,933,020
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$57,071,629
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$604,208
Administrative expenses (other) incurred	2011-12-31	$28,438
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-16,361,686
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$242,607,670
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$258,969,356
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$178,618,587
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$197,632,261
Interest on participant loans	2011-12-31	$156,723
Value of interest in master investment trust accounts at end of year	2011-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-8,797,628
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$10,149,241
Employer contributions (assets) at end of year	2011-12-31	$178,550
Employer contributions (assets) at beginning of year	2011-12-31	$193,259
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$33,238,054
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$19,014
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	A.C. EVANS LLC
Accountancy firm EIN	2011-12-31	263421158
2010 : DIVERSEY, INC. RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$48,127,378
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$29,535,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$29,448,628
Expenses. Certain deemed distributions of participant loans	2010-12-31	$40,053
Value of total corrective distributions	2010-12-31	$25,026
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$19,610,278
Value of total assets at end of year	2010-12-31	$258,969,356
Value of total assets at beginning of year	2010-12-31	$240,377,815
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$22,130
Total interest from all sources	2010-12-31	$191,137
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$4,855,391
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$4,855,391
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$8,662,426
Participant contributions at end of year	2010-12-31	$4,072,207
Participant contributions at beginning of year	2010-12-31	$4,433,474
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$57,071,629
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$571,367
Other income not declared elsewhere	2010-12-31	$4,224,175
Administrative expenses (other) incurred	2010-12-31	$22,130
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$18,591,541
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$258,969,356
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$240,377,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$197,632,261
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$0
Interest on participant loans	2010-12-31	$191,137
Value of interest in master investment trust accounts at end of year	2010-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2010-12-31	$235,684,150
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$19,246,397
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$10,376,485
Employer contributions (assets) at end of year	2010-12-31	$193,259
Employer contributions (assets) at beginning of year	2010-12-31	$260,191
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$29,448,628
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	ERNST & YOUNG LLP
Accountancy firm EIN	2010-12-31	346565596
2009 : DIVERSEY, INC. RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for DIVERSEY, INC. RETIREMENT SAVINGS PLAN

2013: DIVERSEY, INC. RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: DIVERSEY, INC. RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DIVERSEY, INC. RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: DIVERSEY, INC. RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

DIVERSEY, INC. RETIREE MEDICAL SAVINGS ACCOUNT [EIN = 650654331]

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Company Name:	DIVERSEY, INC.
Employer identification number (EIN):	391877511
NAIC Classification:	325100