WATERSTONE MORTGAGE CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan WATERSTONE MORTGAGE 401(K) PLAN
Measure | Date | Value |
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2022 : WATERSTONE MORTGAGE 401(K) PLAN 2022 401k financial data |
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Total income from all sources (including contributions) | 2022-12-31 | $32,747 |
Total of all expenses incurred | 2022-12-31 | $3,040,934 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,924,429 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $6,764,665 |
Value of total assets at end of year | 2022-12-31 | $36,174,469 |
Value of total assets at beginning of year | 2022-12-31 | $39,182,656 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $116,505 |
Total interest from all sources | 2022-12-31 | $43,867 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $792,614 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $792,614 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $5,100,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $4,536,510 |
Participant contributions at end of year | 2022-12-31 | $1,148,042 |
Participant contributions at beginning of year | 2022-12-31 | $654,586 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $1,066,936 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $6,617 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $2,266 |
Administrative expenses (other) incurred | 2022-12-31 | $76,505 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-3,008,187 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $36,174,469 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $39,182,656 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $40,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $27,317,030 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $36,134,950 |
Interest on participant loans | 2022-12-31 | $43,867 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $7,702,780 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $2,390,854 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-6,455,138 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-1,113,261 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $1,161,219 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,924,429 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | No |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | RICHEY MAY & CO., LLP |
Accountancy firm EIN | 2022-12-31 | 710911208 |
2021 : WATERSTONE MORTGAGE 401(K) PLAN 2021 401k financial data |
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Total income from all sources (including contributions) | 2021-12-31 | $11,403,551 |
Total of all expenses incurred | 2021-12-31 | $3,819,555 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $3,722,428 |
Value of total corrective distributions | 2021-12-31 | $669 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $6,875,509 |
Value of total assets at end of year | 2021-12-31 | $39,182,656 |
Value of total assets at beginning of year | 2021-12-31 | $31,598,660 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $96,458 |
Total interest from all sources | 2021-12-31 | $29,237 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $706,921 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $706,921 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $5,100,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $5,205,274 |
Participant contributions at end of year | 2021-12-31 | $654,586 |
Participant contributions at beginning of year | 2021-12-31 | $479,647 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $270,697 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $2,266 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $1,849 |
Administrative expenses (other) incurred | 2021-12-31 | $56,458 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $7,583,996 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $39,182,656 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $31,598,660 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $40,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $36,134,950 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $30,192,148 |
Interest on participant loans | 2021-12-31 | $29,237 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $2,390,854 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $925,016 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $3,654,188 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $137,696 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $1,399,538 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $3,722,428 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | No |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | RICHEY MAY & CO., LLP |
Accountancy firm EIN | 2021-12-31 | 710911208 |
2020 : WATERSTONE MORTGAGE 401(K) PLAN 2020 401k financial data |
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Total income from all sources (including contributions) | 2020-12-31 | $10,643,692 |
Total of all expenses incurred | 2020-12-31 | $2,683,864 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $2,582,170 |
Value of total corrective distributions | 2020-12-31 | $15,370 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $6,376,852 |
Value of total assets at end of year | 2020-12-31 | $31,598,660 |
Value of total assets at beginning of year | 2020-12-31 | $23,638,832 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $86,324 |
Total interest from all sources | 2020-12-31 | $26,139 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $325,469 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $325,469 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $4,747,302 |
Participant contributions at end of year | 2020-12-31 | $479,647 |
Participant contributions at beginning of year | 2020-12-31 | $379,689 |
Participant contributions at end of year | 2020-12-31 | $0 |
Participant contributions at beginning of year | 2020-12-31 | $82 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $434,484 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $1,849 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $1,813 |
Administrative expenses (other) incurred | 2020-12-31 | $46,324 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $7,959,828 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $31,598,660 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $23,638,832 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $40,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $30,192,148 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $6,864,377 |
Interest on participant loans | 2020-12-31 | $26,139 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $925,016 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $16,392,830 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $3,898,143 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $17,089 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,195,066 |
Employer contributions (assets) at end of year | 2020-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $41 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $2,582,170 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | No |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | RICHEY MAY & CO., LLP |
Accountancy firm EIN | 2020-12-31 | 710911208 |
2019 : WATERSTONE MORTGAGE 401(K) PLAN 2019 401k financial data |
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Total transfer of assets to this plan | 2019-12-31 | $928,885 |
Total income from all sources (including contributions) | 2019-12-31 | $8,237,231 |
Total income from all sources (including contributions) | 2019-12-31 | $8,237,231 |
Total of all expenses incurred | 2019-12-31 | $3,834,098 |
Total of all expenses incurred | 2019-12-31 | $3,834,098 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,712,195 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,712,195 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $5,301,803 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $5,301,803 |
Value of total assets at end of year | 2019-12-31 | $23,638,832 |
Value of total assets at end of year | 2019-12-31 | $23,638,832 |
Value of total assets at beginning of year | 2019-12-31 | $18,306,814 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $121,903 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $121,903 |
Total interest from all sources | 2019-12-31 | $14,412 |
Total interest from all sources | 2019-12-31 | $14,412 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $91,729 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $91,729 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $91,729 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $91,729 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $3,727,004 |
Contributions received from participants | 2019-12-31 | $3,727,004 |
Participant contributions at end of year | 2019-12-31 | $379,689 |
Participant contributions at end of year | 2019-12-31 | $379,689 |
Participant contributions at beginning of year | 2019-12-31 | $63,952 |
Participant contributions at beginning of year | 2019-12-31 | $63,952 |
Participant contributions at end of year | 2019-12-31 | $82 |
Participant contributions at end of year | 2019-12-31 | $82 |
Participant contributions at beginning of year | 2019-12-31 | $83,024 |
Participant contributions at beginning of year | 2019-12-31 | $83,024 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $663,190 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $663,190 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $1,813 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $1,813 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $98 |
Administrative expenses (other) incurred | 2019-12-31 | $44,448 |
Administrative expenses (other) incurred | 2019-12-31 | $44,448 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $4,403,133 |
Value of net income/loss | 2019-12-31 | $4,403,133 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $23,638,832 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $23,638,832 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $18,306,814 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $18,306,814 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $77,455 |
Investment advisory and management fees | 2019-12-31 | $77,455 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $6,864,377 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $6,864,377 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $2,389,008 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $2,389,008 |
Interest on participant loans | 2019-12-31 | $14,258 |
Interest on participant loans | 2019-12-31 | $14,258 |
Interest earned on other investments | 2019-12-31 | $154 |
Interest earned on other investments | 2019-12-31 | $154 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $16,392,830 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $16,392,830 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $15,748,859 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $15,748,859 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $62 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $62 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $62 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $62 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $910,991 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $910,991 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $1,918,296 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $911,609 |
Contributions received in cash from employer | 2019-12-31 | $911,609 |
Employer contributions (assets) at end of year | 2019-12-31 | $41 |
Employer contributions (assets) at end of year | 2019-12-31 | $41 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $21,811 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $21,811 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,712,195 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,712,195 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | RICHEY MAY & CO., LLP |
Accountancy firm name | 2019-12-31 | RICHEY MAY & CO., LLP |
Accountancy firm EIN | 2019-12-31 | 710911208 |
Accountancy firm EIN | 2019-12-31 | 710911208 |
2018 : WATERSTONE MORTGAGE 401(K) PLAN 2018 401k financial data |
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Total income from all sources (including contributions) | 2018-12-31 | $4,188,097 |
Total of all expenses incurred | 2018-12-31 | $1,527,043 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,501,588 |
Value of total corrective distributions | 2018-12-31 | $156 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $5,033,507 |
Value of total assets at end of year | 2018-12-31 | $18,306,814 |
Value of total assets at beginning of year | 2018-12-31 | $15,645,760 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $25,299 |
Total interest from all sources | 2018-12-31 | $1,316 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $11,393 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $11,393 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $3,154,476 |
Participant contributions at end of year | 2018-12-31 | $63,952 |
Participant contributions at beginning of year | 2018-12-31 | $0 |
Participant contributions at end of year | 2018-12-31 | $83,024 |
Participant contributions at beginning of year | 2018-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $1,079,296 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $98 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $0 |
Administrative expenses (other) incurred | 2018-12-31 | $9,413 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $2,661,054 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $18,306,814 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $15,645,760 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $15,886 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $2,389,008 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $15,223,503 |
Interest on participant loans | 2018-12-31 | $98 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $15,748,859 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $422,257 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $62 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $1,218 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-142,266 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-715,853 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $799,735 |
Employer contributions (assets) at end of year | 2018-12-31 | $21,811 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,501,588 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | Yes |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | RICHEY MAY & CO., LLP |
Accountancy firm EIN | 2018-12-31 | 710911208 |
2017 : WATERSTONE MORTGAGE 401(K) PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $5,817,030 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $1,642,790 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,623,988 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $3,878,612 |
Value of total assets at end of year | 2017-12-31 | $15,645,760 |
Value of total assets at beginning of year | 2017-12-31 | $11,471,520 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $18,802 |
Total interest from all sources | 2017-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $2,839,215 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $327,825 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $4,174,240 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $15,645,760 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $11,471,520 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $15,223,503 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $11,166,289 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $422,257 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $305,231 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,935,516 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $2,902 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $711,572 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,623,988 |
Contract administrator fees | 2017-12-31 | $18,802 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | RICHEY MAY & CO., LLP |
Accountancy firm EIN | 2017-12-31 | 710911208 |
2016 : WATERSTONE MORTGAGE 401(K) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $4,162,717 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $728,715 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $703,017 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $3,433,434 |
Value of total assets at end of year | 2016-12-31 | $11,471,520 |
Value of total assets at beginning of year | 2016-12-31 | $8,037,518 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $25,698 |
Total interest from all sources | 2016-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $2,418,512 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $312,031 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $3,434,002 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $11,471,520 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $8,037,518 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $11,166,289 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $7,822,909 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $305,231 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $214,609 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $24,756 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $727,414 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $1,869 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $702,891 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $678,261 |
Contract administrator fees | 2016-12-31 | $25,698 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | RICHEY MAY & CO., LLP |
Accountancy firm EIN | 2016-12-31 | 710911208 |
2015 : WATERSTONE MORTGAGE 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $2,874,230 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $867,848 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $741,520 |
Value of total corrective distributions | 2015-12-31 | $101,679 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $3,120,266 |
Value of total assets at end of year | 2015-12-31 | $8,037,518 |
Value of total assets at beginning of year | 2015-12-31 | $6,031,136 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $24,649 |
Total interest from all sources | 2015-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,935,206 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $610,453 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $2,006,382 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $8,037,518 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $6,031,136 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $8,037,518 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $6,031,136 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $0 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-246,036 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $574,607 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $741,520 |
Contract administrator fees | 2015-12-31 | $24,649 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | RICHEY MAY & CO., LLP |
Accountancy firm EIN | 2015-12-31 | 710911208 |
2014 : WATERSTONE MORTGAGE 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $2,785,927 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $1,544,685 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,176,951 |
Value of total corrective distributions | 2014-12-31 | $345,399 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,474,526 |
Value of total assets at end of year | 2014-12-31 | $6,031,136 |
Value of total assets at beginning of year | 2014-12-31 | $4,789,894 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $22,335 |
Total interest from all sources | 2014-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $379,326 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $379,326 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,618,787 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $544,167 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $1,241,242 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $6,031,136 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $4,789,894 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $6,031,136 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $4,789,894 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $0 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $-67,925 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $311,572 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,176,951 |
Contract administrator fees | 2014-12-31 | $22,335 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | RICHEY MAY & CO., LLP |
Accountancy firm EIN | 2014-12-31 | 710911208 |
2013 : WATERSTONE MORTGAGE 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $2,753,242 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $543,672 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $382,957 |
Value of total corrective distributions | 2013-12-31 | $146,287 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $2,086,662 |
Value of total assets at end of year | 2013-12-31 | $4,789,894 |
Value of total assets at beginning of year | 2013-12-31 | $2,580,324 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $14,428 |
Total interest from all sources | 2013-12-31 | $666,580 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,543,060 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $123,859 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $2,209,570 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $4,789,894 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,580,324 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $4,789,894 |
Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $2,580,324 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $666,580 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $419,743 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $382,957 |
Contract administrator fees | 2013-12-31 | $14,428 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | RICHEY MAY & CO., LLP |
Accountancy firm EIN | 2013-12-31 | 710911208 |
2012 : WATERSTONE MORTGAGE 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $1,389,635 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $302,379 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $294,823 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,173,482 |
Value of total assets at end of year | 2012-12-31 | $2,580,324 |
Value of total assets at beginning of year | 2012-12-31 | $1,493,068 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $7,556 |
Total interest from all sources | 2012-12-31 | $216,153 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Administrative expenses professional fees incurred | 2012-12-31 | $7,556 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $987,892 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $139,607 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $1,087,256 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $2,580,324 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,493,068 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2012-12-31 | $2,580,324 |
Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $1,493,068 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $216,153 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $45,983 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $294,823 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | RICHEY, MAY & MAY CO., LLP |
Accountancy firm EIN | 2012-12-31 | 710911208 |
2011 : WATERSTONE MORTGAGE 401(K) PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $487,373 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $357,954 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $241,445 |
Value of total corrective distributions | 2011-12-31 | $114,217 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $506,505 |
Value of total assets at end of year | 2011-12-31 | $1,493,068 |
Value of total assets at beginning of year | 2011-12-31 | $1,363,649 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $2,292 |
Total interest from all sources | 2011-12-31 | $72,617 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $0 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $436,588 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $69,917 |
Other income not declared elsewhere | 2011-12-31 | $-91,749 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $129,419 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,493,068 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,363,649 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $1,692 |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $1,493,068 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $1,362,035 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $72,617 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $1,614 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $241,445 |
Contract administrator fees | 2011-12-31 | $600 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | RICHEY, MAY & CO, LLP |
Accountancy firm EIN | 2011-12-31 | 710911208 |
2010 : WATERSTONE MORTGAGE 401(K) PLAN 2010 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2010-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total transfer of assets to this plan | 2010-12-31 | $0 |
Total transfer of assets from this plan | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $525,199 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $20,030 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $18,078 |
Value of total corrective distributions | 2010-12-31 | $1,952 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $364,987 |
Value of total assets at end of year | 2010-12-31 | $1,363,649 |
Value of total assets at beginning of year | 2010-12-31 | $858,480 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
Total income from rents | 2010-12-31 | $0 |
Total interest from all sources | 2010-12-31 | $19 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $0 |
Administrative expenses professional fees incurred | 2010-12-31 | $0 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Amount of non-exempt transactions with any party-in-interest | 2010-12-31 | $0 |
Contributions received from participants | 2010-12-31 | $319,930 |
Participant contributions at end of year | 2010-12-31 | $0 |
Participant contributions at beginning of year | 2010-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $43,307 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2010-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $0 |
Other income not declared elsewhere | 2010-12-31 | $0 |
Administrative expenses (other) incurred | 2010-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $505,169 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $1,363,649 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $858,480 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year | 2010-12-31 | $0 |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year | 2010-12-31 | $0 |
Investment advisory and management fees | 2010-12-31 | $0 |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $1,362,035 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $857,523 |
Income. Interest from loans (other than to participants) | 2010-12-31 | $0 |
Interest earned on other investments | 2010-12-31 | $19 |
Income. Interest from US Government securities | 2010-12-31 | $0 |
Income. Interest from corporate debt instruments | 2010-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $1,614 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $957 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $0 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $160,193 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2010-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $1,750 |
Employer contributions (assets) at end of year | 2010-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $0 |
Income. Dividends from preferred stock | 2010-12-31 | $0 |
Income. Dividends from common stock | 2010-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $18,078 |
Contract administrator fees | 2010-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $0 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2010-12-31 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | DWAYNE JOHNSON & ASSOCIATES SC |
Accountancy firm EIN | 2010-12-31 | 391750564 |
2009 : WATERSTONE MORTGAGE 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |