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WATERSTONE MORTGAGE 401(K) PLAN 401k Plan overview

Plan NameWATERSTONE MORTGAGE 401(K) PLAN
Plan identification number 001

WATERSTONE MORTGAGE 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WATERSTONE MORTGAGE CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:WATERSTONE MORTGAGE CORPORATION
Employer identification number (EIN):392001010
NAIC Classification:531390
NAIC Description:Other Activities Related to Real Estate

Additional information about WATERSTONE MORTGAGE CORPORATION

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2010-09-16
Company Identification Number: 0801320243
Legal Registered Office Address: N25W23255 PAUL RD

PEWAUKEE
United States of America (USA)
53072

More information about WATERSTONE MORTGAGE CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WATERSTONE MORTGAGE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01DENNIS CREEGAN
0012016-01-01DENNIS CREEGAN
0012015-01-01DENNIS CREEGAN
0012014-01-01DENNIS CREEGAN
0012013-01-01ERIC EGENHOEFER
0012012-01-01ERIC EGENHOEFER
0012011-01-01ERIC EGENHOEFER
0012010-01-01ERIC EGENHOEFER ERIC EGENHOEFER2011-10-18
0012009-01-01ERIC EGENHOEFER ERIC EGENHOEFER2010-10-13
0012008-01-01ERIC EGENHOEFER

Plan Statistics for WATERSTONE MORTGAGE 401(K) PLAN

401k plan membership statisitcs for WATERSTONE MORTGAGE 401(K) PLAN

Measure Date Value
2022: WATERSTONE MORTGAGE 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,010
Total number of active participants reported on line 7a of the Form 55002022-01-01543
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-01511
Total of all active and inactive participants2022-01-011,056
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-011,056
Number of participants with account balances2022-01-011,036
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01223
2021: WATERSTONE MORTGAGE 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01939
Total number of active participants reported on line 7a of the Form 55002021-01-01642
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01354
Total of all active and inactive participants2021-01-01996
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01997
Number of participants with account balances2021-01-01981
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01109
2020: WATERSTONE MORTGAGE 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01882
Total number of active participants reported on line 7a of the Form 55002020-01-01614
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01305
Total of all active and inactive participants2020-01-01919
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01920
Number of participants with account balances2020-01-01908
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01101
2019: WATERSTONE MORTGAGE 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01835
Total number of active participants reported on line 7a of the Form 55002019-01-01609
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01255
Total of all active and inactive participants2019-01-01864
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01865
Number of participants with account balances2019-01-01839
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01151
2018: WATERSTONE MORTGAGE 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01821
Total number of active participants reported on line 7a of the Form 55002018-01-01695
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01130
Total of all active and inactive participants2018-01-01825
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01826
Number of participants with account balances2018-01-01554
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0156
2017: WATERSTONE MORTGAGE 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01778
Total number of active participants reported on line 7a of the Form 55002017-01-01747
Number of retired or separated participants receiving benefits2017-01-0160
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-01807
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01807
Number of participants with account balances2017-01-01468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0160
2016: WATERSTONE MORTGAGE 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01653
Total number of active participants reported on line 7a of the Form 55002016-01-01700
Number of retired or separated participants receiving benefits2016-01-0156
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-01756
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01756
Number of participants with account balances2016-01-01410
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0137
2015: WATERSTONE MORTGAGE 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01633
Total number of active participants reported on line 7a of the Form 55002015-01-01579
Number of retired or separated participants receiving benefits2015-01-0158
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-01637
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01637
Number of participants with account balances2015-01-01342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0143
2014: WATERSTONE MORTGAGE 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01742
Total number of active participants reported on line 7a of the Form 55002014-01-01566
Number of retired or separated participants receiving benefits2014-01-0160
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-01626
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01626
Number of participants with account balances2014-01-01305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0193
2013: WATERSTONE MORTGAGE 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01607
Total number of active participants reported on line 7a of the Form 55002013-01-01677
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0130
Total of all active and inactive participants2013-01-01707
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01707
Number of participants with account balances2013-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0122
2012: WATERSTONE MORTGAGE 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01443
Total number of active participants reported on line 7a of the Form 55002012-01-01562
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-018
Total of all active and inactive participants2012-01-01570
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01570
Number of participants with account balances2012-01-01200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0121
2011: WATERSTONE MORTGAGE 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01486
Total number of active participants reported on line 7a of the Form 55002011-01-01418
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-014
Total of all active and inactive participants2011-01-01422
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01422
Number of participants with account balances2011-01-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: WATERSTONE MORTGAGE 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01482
Total number of active participants reported on line 7a of the Form 55002010-01-01486
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-01486
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01486
Number of participants with account balances2010-01-0160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: WATERSTONE MORTGAGE 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01153
Total number of active participants reported on line 7a of the Form 55002009-01-01371
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0126
Total of all active and inactive participants2009-01-01397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01397
Number of participants with account balances2009-01-0143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
2008: WATERSTONE MORTGAGE 401(K) PLAN 2008 401k membership
Total participants, beginning-of-year2008-01-0187
Total number of active participants reported on line 7a of the Form 55002008-01-01136
Number of retired or separated participants receiving benefits2008-01-010
Number of other retired or separated participants entitled to future benefits2008-01-012
Total of all active and inactive participants2008-01-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-01-010
Total participants2008-01-01138
Number of participants with account balances2008-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-010

Financial Data on WATERSTONE MORTGAGE 401(K) PLAN

Measure Date Value
2022 : WATERSTONE MORTGAGE 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$32,747
Total of all expenses incurred2022-12-31$3,040,934
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,924,429
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,764,665
Value of total assets at end of year2022-12-31$36,174,469
Value of total assets at beginning of year2022-12-31$39,182,656
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$116,505
Total interest from all sources2022-12-31$43,867
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$792,614
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$792,614
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,100,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,536,510
Participant contributions at end of year2022-12-31$1,148,042
Participant contributions at beginning of year2022-12-31$654,586
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,066,936
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$6,617
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$2,266
Administrative expenses (other) incurred2022-12-31$76,505
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,008,187
Value of net assets at end of year (total assets less liabilities)2022-12-31$36,174,469
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$39,182,656
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$40,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$27,317,030
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$36,134,950
Interest on participant loans2022-12-31$43,867
Value of interest in common/collective trusts at end of year2022-12-31$7,702,780
Value of interest in common/collective trusts at beginning of year2022-12-31$2,390,854
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-6,455,138
Net investment gain/loss from pooled separate accounts2022-12-31$-1,113,261
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,161,219
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,924,429
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RICHEY MAY & CO., LLP
Accountancy firm EIN2022-12-31710911208
2021 : WATERSTONE MORTGAGE 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$11,403,551
Total of all expenses incurred2021-12-31$3,819,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,722,428
Value of total corrective distributions2021-12-31$669
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,875,509
Value of total assets at end of year2021-12-31$39,182,656
Value of total assets at beginning of year2021-12-31$31,598,660
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$96,458
Total interest from all sources2021-12-31$29,237
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$706,921
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$706,921
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,100,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$5,205,274
Participant contributions at end of year2021-12-31$654,586
Participant contributions at beginning of year2021-12-31$479,647
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$270,697
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$2,266
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$1,849
Administrative expenses (other) incurred2021-12-31$56,458
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$7,583,996
Value of net assets at end of year (total assets less liabilities)2021-12-31$39,182,656
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$31,598,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$40,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$36,134,950
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$30,192,148
Interest on participant loans2021-12-31$29,237
Value of interest in common/collective trusts at end of year2021-12-31$2,390,854
Value of interest in common/collective trusts at beginning of year2021-12-31$925,016
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,654,188
Net investment gain or loss from common/collective trusts2021-12-31$137,696
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,399,538
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,722,428
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RICHEY MAY & CO., LLP
Accountancy firm EIN2021-12-31710911208
2020 : WATERSTONE MORTGAGE 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$10,643,692
Total of all expenses incurred2020-12-31$2,683,864
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,582,170
Value of total corrective distributions2020-12-31$15,370
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$6,376,852
Value of total assets at end of year2020-12-31$31,598,660
Value of total assets at beginning of year2020-12-31$23,638,832
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$86,324
Total interest from all sources2020-12-31$26,139
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$325,469
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$325,469
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,747,302
Participant contributions at end of year2020-12-31$479,647
Participant contributions at beginning of year2020-12-31$379,689
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$82
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$434,484
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$1,849
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$1,813
Administrative expenses (other) incurred2020-12-31$46,324
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$7,959,828
Value of net assets at end of year (total assets less liabilities)2020-12-31$31,598,660
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$23,638,832
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$40,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$30,192,148
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,864,377
Interest on participant loans2020-12-31$26,139
Value of interest in common/collective trusts at end of year2020-12-31$925,016
Value of interest in common/collective trusts at beginning of year2020-12-31$16,392,830
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,898,143
Net investment gain or loss from common/collective trusts2020-12-31$17,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,195,066
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$41
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,582,170
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31RICHEY MAY & CO., LLP
Accountancy firm EIN2020-12-31710911208
2019 : WATERSTONE MORTGAGE 401(K) PLAN 2019 401k financial data
Total transfer of assets to this plan2019-12-31$928,885
Total income from all sources (including contributions)2019-12-31$8,237,231
Total income from all sources (including contributions)2019-12-31$8,237,231
Total of all expenses incurred2019-12-31$3,834,098
Total of all expenses incurred2019-12-31$3,834,098
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,712,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,712,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,301,803
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,301,803
Value of total assets at end of year2019-12-31$23,638,832
Value of total assets at end of year2019-12-31$23,638,832
Value of total assets at beginning of year2019-12-31$18,306,814
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$121,903
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$121,903
Total interest from all sources2019-12-31$14,412
Total interest from all sources2019-12-31$14,412
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$91,729
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$91,729
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$91,729
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$91,729
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,727,004
Contributions received from participants2019-12-31$3,727,004
Participant contributions at end of year2019-12-31$379,689
Participant contributions at end of year2019-12-31$379,689
Participant contributions at beginning of year2019-12-31$63,952
Participant contributions at beginning of year2019-12-31$63,952
Participant contributions at end of year2019-12-31$82
Participant contributions at end of year2019-12-31$82
Participant contributions at beginning of year2019-12-31$83,024
Participant contributions at beginning of year2019-12-31$83,024
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$663,190
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$663,190
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$1,813
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$1,813
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$98
Administrative expenses (other) incurred2019-12-31$44,448
Administrative expenses (other) incurred2019-12-31$44,448
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,403,133
Value of net income/loss2019-12-31$4,403,133
Value of net assets at end of year (total assets less liabilities)2019-12-31$23,638,832
Value of net assets at end of year (total assets less liabilities)2019-12-31$23,638,832
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$18,306,814
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$18,306,814
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$77,455
Investment advisory and management fees2019-12-31$77,455
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,864,377
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,864,377
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,389,008
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,389,008
Interest on participant loans2019-12-31$14,258
Interest on participant loans2019-12-31$14,258
Interest earned on other investments2019-12-31$154
Interest earned on other investments2019-12-31$154
Value of interest in common/collective trusts at end of year2019-12-31$16,392,830
Value of interest in common/collective trusts at end of year2019-12-31$16,392,830
Value of interest in common/collective trusts at beginning of year2019-12-31$15,748,859
Value of interest in common/collective trusts at beginning of year2019-12-31$15,748,859
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$62
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$62
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$62
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$62
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$910,991
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$910,991
Net investment gain or loss from common/collective trusts2019-12-31$1,918,296
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$911,609
Contributions received in cash from employer2019-12-31$911,609
Employer contributions (assets) at end of year2019-12-31$41
Employer contributions (assets) at end of year2019-12-31$41
Employer contributions (assets) at beginning of year2019-12-31$21,811
Employer contributions (assets) at beginning of year2019-12-31$21,811
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,712,195
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,712,195
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RICHEY MAY & CO., LLP
Accountancy firm name2019-12-31RICHEY MAY & CO., LLP
Accountancy firm EIN2019-12-31710911208
Accountancy firm EIN2019-12-31710911208
2018 : WATERSTONE MORTGAGE 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$4,188,097
Total of all expenses incurred2018-12-31$1,527,043
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,501,588
Value of total corrective distributions2018-12-31$156
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$5,033,507
Value of total assets at end of year2018-12-31$18,306,814
Value of total assets at beginning of year2018-12-31$15,645,760
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$25,299
Total interest from all sources2018-12-31$1,316
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$11,393
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$11,393
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,154,476
Participant contributions at end of year2018-12-31$63,952
Participant contributions at beginning of year2018-12-31$0
Participant contributions at end of year2018-12-31$83,024
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,079,296
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$98
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Administrative expenses (other) incurred2018-12-31$9,413
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$2,661,054
Value of net assets at end of year (total assets less liabilities)2018-12-31$18,306,814
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$15,645,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$15,886
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,389,008
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$15,223,503
Interest on participant loans2018-12-31$98
Value of interest in common/collective trusts at end of year2018-12-31$15,748,859
Value of interest in common/collective trusts at beginning of year2018-12-31$422,257
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$62
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$1,218
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-142,266
Net investment gain or loss from common/collective trusts2018-12-31$-715,853
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$799,735
Employer contributions (assets) at end of year2018-12-31$21,811
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,501,588
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RICHEY MAY & CO., LLP
Accountancy firm EIN2018-12-31710911208
2017 : WATERSTONE MORTGAGE 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$5,817,030
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,642,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,623,988
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,878,612
Value of total assets at end of year2017-12-31$15,645,760
Value of total assets at beginning of year2017-12-31$11,471,520
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$18,802
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,839,215
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$327,825
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,174,240
Value of net assets at end of year (total assets less liabilities)2017-12-31$15,645,760
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$11,471,520
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$15,223,503
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$11,166,289
Value of interest in common/collective trusts at end of year2017-12-31$422,257
Value of interest in common/collective trusts at beginning of year2017-12-31$305,231
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,935,516
Net investment gain or loss from common/collective trusts2017-12-31$2,902
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$711,572
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,623,988
Contract administrator fees2017-12-31$18,802
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RICHEY MAY & CO., LLP
Accountancy firm EIN2017-12-31710911208
2016 : WATERSTONE MORTGAGE 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,162,717
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$728,715
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$703,017
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,433,434
Value of total assets at end of year2016-12-31$11,471,520
Value of total assets at beginning of year2016-12-31$8,037,518
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$25,698
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,418,512
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$312,031
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,434,002
Value of net assets at end of year (total assets less liabilities)2016-12-31$11,471,520
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$8,037,518
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$11,166,289
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,822,909
Value of interest in common/collective trusts at end of year2016-12-31$305,231
Value of interest in common/collective trusts at beginning of year2016-12-31$214,609
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$24,756
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$727,414
Net investment gain or loss from common/collective trusts2016-12-31$1,869
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$702,891
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$678,261
Contract administrator fees2016-12-31$25,698
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RICHEY MAY & CO., LLP
Accountancy firm EIN2016-12-31710911208
2015 : WATERSTONE MORTGAGE 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,874,230
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$867,848
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$741,520
Value of total corrective distributions2015-12-31$101,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,120,266
Value of total assets at end of year2015-12-31$8,037,518
Value of total assets at beginning of year2015-12-31$6,031,136
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$24,649
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,935,206
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$610,453
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,006,382
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,037,518
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,031,136
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$8,037,518
Value of interest in pooled separate accounts at beginning of year2015-12-31$6,031,136
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$0
Net investment gain/loss from pooled separate accounts2015-12-31$-246,036
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$574,607
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$741,520
Contract administrator fees2015-12-31$24,649
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RICHEY MAY & CO., LLP
Accountancy firm EIN2015-12-31710911208
2014 : WATERSTONE MORTGAGE 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,785,927
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,544,685
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,176,951
Value of total corrective distributions2014-12-31$345,399
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,474,526
Value of total assets at end of year2014-12-31$6,031,136
Value of total assets at beginning of year2014-12-31$4,789,894
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$22,335
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$379,326
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$379,326
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,618,787
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$544,167
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,241,242
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,031,136
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,789,894
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$6,031,136
Value of interest in pooled separate accounts at beginning of year2014-12-31$4,789,894
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$0
Net investment gain/loss from pooled separate accounts2014-12-31$-67,925
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$311,572
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,176,951
Contract administrator fees2014-12-31$22,335
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31RICHEY MAY & CO., LLP
Accountancy firm EIN2014-12-31710911208
2013 : WATERSTONE MORTGAGE 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,753,242
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$543,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$382,957
Value of total corrective distributions2013-12-31$146,287
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,086,662
Value of total assets at end of year2013-12-31$4,789,894
Value of total assets at beginning of year2013-12-31$2,580,324
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$14,428
Total interest from all sources2013-12-31$666,580
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,543,060
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$123,859
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,209,570
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,789,894
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,580,324
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$4,789,894
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,580,324
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$666,580
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$419,743
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$382,957
Contract administrator fees2013-12-31$14,428
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31RICHEY MAY & CO., LLP
Accountancy firm EIN2013-12-31710911208
2012 : WATERSTONE MORTGAGE 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,389,635
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$302,379
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$294,823
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,173,482
Value of total assets at end of year2012-12-31$2,580,324
Value of total assets at beginning of year2012-12-31$1,493,068
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,556
Total interest from all sources2012-12-31$216,153
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$7,556
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$987,892
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$139,607
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,087,256
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,580,324
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,493,068
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$2,580,324
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,493,068
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$216,153
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$45,983
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$294,823
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31RICHEY, MAY & MAY CO., LLP
Accountancy firm EIN2012-12-31710911208
2011 : WATERSTONE MORTGAGE 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$487,373
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$357,954
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$241,445
Value of total corrective distributions2011-12-31$114,217
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$506,505
Value of total assets at end of year2011-12-31$1,493,068
Value of total assets at beginning of year2011-12-31$1,363,649
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,292
Total interest from all sources2011-12-31$72,617
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$436,588
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$69,917
Other income not declared elsewhere2011-12-31$-91,749
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$129,419
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,493,068
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,363,649
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$1,692
Value of interest in pooled separate accounts at end of year2011-12-31$1,493,068
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,362,035
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$72,617
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,614
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$241,445
Contract administrator fees2011-12-31$600
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31RICHEY, MAY & CO, LLP
Accountancy firm EIN2011-12-31710911208
2010 : WATERSTONE MORTGAGE 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$525,199
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$20,030
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$18,078
Value of total corrective distributions2010-12-31$1,952
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$364,987
Value of total assets at end of year2010-12-31$1,363,649
Value of total assets at beginning of year2010-12-31$858,480
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$19
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$319,930
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$43,307
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$505,169
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,363,649
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$858,480
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$1,362,035
Value of interest in pooled separate accounts at beginning of year2010-12-31$857,523
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$19
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,614
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$957
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$160,193
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,750
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$18,078
Contract administrator fees2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DWAYNE JOHNSON & ASSOCIATES SC
Accountancy firm EIN2010-12-31391750564
2009 : WATERSTONE MORTGAGE 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for WATERSTONE MORTGAGE 401(K) PLAN

2022: WATERSTONE MORTGAGE 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: WATERSTONE MORTGAGE 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: WATERSTONE MORTGAGE 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: WATERSTONE MORTGAGE 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: WATERSTONE MORTGAGE 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WATERSTONE MORTGAGE 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: WATERSTONE MORTGAGE 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: WATERSTONE MORTGAGE 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: WATERSTONE MORTGAGE 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: WATERSTONE MORTGAGE 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: WATERSTONE MORTGAGE 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: WATERSTONE MORTGAGE 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: WATERSTONE MORTGAGE 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: WATERSTONE MORTGAGE 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes
2008: WATERSTONE MORTGAGE 401(K) PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedYes
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – InsuranceYes
2008-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517450
Policy instance 1
Insurance contract or identification number517450
Number of Individuals Covered908
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number517450
Policy instance 1
Insurance contract or identification number517450
Number of Individuals Covered839
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 60685-1
Policy instance 1
Insurance contract or identification numberMR 60685-1
Number of Individuals Covered468
Insurance policy start date2016-01-01
Insurance policy end date2016-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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