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ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 401k Plan overview

Plan NameONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN
Plan identification number 004

ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ONEIDA NATION has sponsored the creation of one or more 401k plans.

Company Name:ONEIDA NATION
Employer identification number (EIN):396081138
NAIC Classification:921000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042023-01-01
0042022-01-01
0042021-01-01
0042020-01-01
0042019-01-01
0042018-01-01
0042017-01-01TERRY CORNELIUS
0042017-01-01TERRY CORNELIUS
0042016-01-01TERRY CORNELIUS
0042015-01-01TERRY CORNELIUS
0042014-01-01TERRY CORNELIUS
0042013-01-01TERRY CORNELIUS
0042012-01-01TERRY CORNELIUS
0042011-01-01TERRY CORNELIUS
0042010-01-01TERRY CORNELIUS
0042009-01-01
0042009-01-01TERRY CORNELIUS
0042009-01-01TERRY CORNELIUS
0042009-01-01
0042008-01-01TERRY CORNELIUS

Plan Statistics for ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN

401k plan membership statisitcs for ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN

Measure Date Value
2023: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-011,329
Total number of active participants reported on line 7a of the Form 55002023-01-01774
Number of retired or separated participants receiving benefits2023-01-015
Number of other retired or separated participants entitled to future benefits2023-01-01530
Total of all active and inactive participants2023-01-011,309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-0121
Total participants2023-01-011,330
Number of participants with account balances2023-01-011,330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0137
2022: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,257
Total number of active participants reported on line 7a of the Form 55002022-01-01779
Number of retired or separated participants receiving benefits2022-01-017
Number of other retired or separated participants entitled to future benefits2022-01-01526
Total of all active and inactive participants2022-01-011,312
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0117
Total participants2022-01-011,329
Number of participants with account balances2022-01-011,329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0137
2021: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,263
Total number of active participants reported on line 7a of the Form 55002021-01-01785
Number of retired or separated participants receiving benefits2021-01-018
Number of other retired or separated participants entitled to future benefits2021-01-01449
Total of all active and inactive participants2021-01-011,242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0115
Total participants2021-01-011,257
Number of participants with account balances2021-01-011,257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0176
2020: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,626
Total number of active participants reported on line 7a of the Form 55002020-01-01810
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01444
Total of all active and inactive participants2020-01-011,254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-019
Total participants2020-01-011,263
Number of participants with account balances2020-01-011,263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01117
2019: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,504
Total number of active participants reported on line 7a of the Form 55002019-01-011,085
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-01533
Total of all active and inactive participants2019-01-011,622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-014
Total participants2019-01-011,626
Number of participants with account balances2019-01-011,626
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01132
2018: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,488
Total number of active participants reported on line 7a of the Form 55002018-01-011,133
Number of retired or separated participants receiving benefits2018-01-014
Number of other retired or separated participants entitled to future benefits2018-01-01361
Total of all active and inactive participants2018-01-011,498
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-016
Total participants2018-01-011,504
Number of participants with account balances2018-01-011,429
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0182
2017: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,506
Total number of active participants reported on line 7a of the Form 55002017-01-011,244
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-01237
Total of all active and inactive participants2017-01-011,483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-015
Total participants2017-01-011,488
Number of participants with account balances2017-01-011,255
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0196
2016: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,780
Total number of active participants reported on line 7a of the Form 55002016-01-011,123
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01383
Total of all active and inactive participants2016-01-011,506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,506
Number of participants with account balances2016-01-011,401
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0160
2015: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,795
Total number of active participants reported on line 7a of the Form 55002015-01-011,118
Number of other retired or separated participants entitled to future benefits2015-01-01662
Total of all active and inactive participants2015-01-011,780
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,780
Number of participants with account balances2015-01-011,691
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01101
2014: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,774
Total number of active participants reported on line 7a of the Form 55002014-01-011,210
Number of other retired or separated participants entitled to future benefits2014-01-01590
Total of all active and inactive participants2014-01-011,800
Total participants2014-01-011,800
Number of participants with account balances2014-01-011,738
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0185
2013: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,774
Total number of active participants reported on line 7a of the Form 55002013-01-011,210
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01590
Total of all active and inactive participants2013-01-011,800
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,800
Number of participants with account balances2013-01-011,738
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0188
2012: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,819
Total number of active participants reported on line 7a of the Form 55002012-01-011,215
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01561
Total of all active and inactive participants2012-01-011,776
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,776
Number of participants with account balances2012-01-011,679
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0154
2011: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,385
Total number of active participants reported on line 7a of the Form 55002011-01-011,186
Number of retired or separated participants receiving benefits2011-01-01553
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-011,739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,739
Number of participants with account balances2011-01-011,621
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0148
2010: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,525
Total number of active participants reported on line 7a of the Form 55002010-01-01652
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01192
Total of all active and inactive participants2010-01-01844
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-012
Total participants2010-01-01846
Number of participants with account balances2010-01-01846
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,652
Total number of active participants reported on line 7a of the Form 55002009-01-011,478
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0147
Total of all active and inactive participants2009-01-011,525
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,525
Number of participants with account balances2009-01-011,000
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-019
2008: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2008 401k membership
Total participants, beginning-of-year2008-01-011,648
Total number of active participants reported on line 7a of the Form 55002008-01-011,604
Number of retired or separated participants receiving benefits2008-01-010
Number of other retired or separated participants entitled to future benefits2008-01-0148
Total of all active and inactive participants2008-01-011,652
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-01-010
Total participants2008-01-011,652
Number of participants with account balances2008-01-011,137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-019

Financial Data on ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN

Measure Date Value
2023 : ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2023 401k financial data
Total income from all sources (including contributions)2023-12-31$9,975,259
Total of all expenses incurred2023-12-31$3,378,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$3,287,531
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$4,081,415
Value of total assets at end of year2023-12-31$38,306,710
Value of total assets at beginning of year2023-12-31$31,710,416
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$91,434
Total interest from all sources2023-12-31$99,531
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$402,674
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$402,674
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$5,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$2,510,109
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$1,304
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$6,596,294
Value of net assets at end of year (total assets less liabilities)2023-12-31$38,306,710
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$31,710,416
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$24,242,387
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$20,296,632
Interest earned on other investments2023-12-31$99,531
Value of interest in common/collective trusts at end of year2023-12-31$9,794,346
Value of interest in common/collective trusts at beginning of year2023-12-31$6,981,742
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$4,269,977
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$4,432,042
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$4,110,648
Net investment gain or loss from common/collective trusts2023-12-31$1,280,991
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$1,570,002
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$3,287,531
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-12-31No
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31BAKER TILLY, US LLP
Accountancy firm EIN2023-12-31301413443
2022 : ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-5,975,381
Total of all expenses incurred2022-12-31$1,697,693
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,611,442
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,934,084
Value of total assets at end of year2022-12-31$31,710,416
Value of total assets at beginning of year2022-12-31$39,383,490
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$86,251
Total interest from all sources2022-12-31$73,521
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$321,847
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$321,847
Administrative expenses professional fees incurred2022-12-31$616
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,314,341
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$73,558
Administrative expenses (other) incurred2022-12-31$85,635
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-7,673,074
Value of net assets at end of year (total assets less liabilities)2022-12-31$31,710,416
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$39,383,490
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$20,296,632
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$28,926,988
Interest earned on other investments2022-12-31$73,521
Value of interest in common/collective trusts at end of year2022-12-31$6,981,742
Value of interest in common/collective trusts at beginning of year2022-12-31$6,389,291
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$4,432,042
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$4,067,211
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-9,284,098
Net investment gain or loss from common/collective trusts2022-12-31$-1,020,735
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,546,185
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,611,442
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BAKER TILLY US, LLP
Accountancy firm EIN2022-12-31390859910
2021 : ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$6,611,737
Total of all expenses incurred2021-12-31$4,620,653
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,494,270
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,165,407
Value of total assets at end of year2021-12-31$39,383,490
Value of total assets at beginning of year2021-12-31$37,392,406
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$126,383
Total interest from all sources2021-12-31$63,985
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$367,405
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$367,405
Administrative expenses professional fees incurred2021-12-31$34,511
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,851,262
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$12,996
Administrative expenses (other) incurred2021-12-31$91,872
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,991,084
Value of net assets at end of year (total assets less liabilities)2021-12-31$39,383,490
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$37,392,406
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$28,926,988
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$32,714,401
Interest earned on other investments2021-12-31$63,985
Value of interest in common/collective trusts at end of year2021-12-31$6,389,291
Value of interest in common/collective trusts at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$4,067,211
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$4,678,005
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,309,621
Net investment gain or loss from common/collective trusts2021-12-31$705,319
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,301,149
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,494,270
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER TILLY US, LLP
Accountancy firm EIN2021-12-31390859910
2020 : ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$12,203,606
Total of all expenses incurred2020-12-31$11,299,937
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$11,194,213
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,645,147
Value of total assets at end of year2020-12-31$37,392,406
Value of total assets at beginning of year2020-12-31$36,488,737
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$105,724
Total interest from all sources2020-12-31$89,639
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$370,516
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$370,516
Administrative expenses professional fees incurred2020-12-31$16,876
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,529,069
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$38,676
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,774
Administrative expenses (other) incurred2020-12-31$88,848
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$903,669
Value of net assets at end of year (total assets less liabilities)2020-12-31$37,392,406
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$36,488,737
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$32,714,401
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$31,555,129
Interest earned on other investments2020-12-31$89,639
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$4,678,005
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$4,865,165
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$9,098,304
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,113,304
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$29,767
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$11,194,213
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BAKER TILLY US, LLP
Accountancy firm EIN2020-12-31390859910
2019 : ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$9,235,057
Total of all expenses incurred2019-12-31$1,956,734
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,860,319
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,557,012
Value of total assets at end of year2019-12-31$36,488,737
Value of total assets at beginning of year2019-12-31$29,210,414
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$96,415
Total interest from all sources2019-12-31$84,111
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$453,890
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$453,890
Administrative expenses professional fees incurred2019-12-31$19,426
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,903,039
Participant contributions at end of year2019-12-31$38,676
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$206,795
Administrative expenses (other) incurred2019-12-31$76,989
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,278,323
Value of net assets at end of year (total assets less liabilities)2019-12-31$36,488,737
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$29,210,414
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$31,555,129
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$24,994,381
Interest earned on other investments2019-12-31$84,111
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,865,165
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$4,216,033
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,140,044
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,447,178
Employer contributions (assets) at end of year2019-12-31$29,767
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,860,319
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2019-12-31390859910
2018 : ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$1,060,666
Total of all expenses incurred2018-12-31$1,421,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,322,849
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,106,423
Value of total assets at end of year2018-12-31$29,210,414
Value of total assets at beginning of year2018-12-31$29,571,466
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$98,869
Total interest from all sources2018-12-31$56,759
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$407,844
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$407,844
Administrative expenses professional fees incurred2018-12-31$30,145
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,243,035
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,114
Administrative expenses (other) incurred2018-12-31$68,724
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-361,052
Value of net assets at end of year (total assets less liabilities)2018-12-31$29,210,414
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$29,571,466
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$24,994,381
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$25,191,982
Interest earned on other investments2018-12-31$56,759
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$4,216,033
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$4,379,484
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,510,360
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$860,274
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,322,849
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BAKER, TILLY, VIRCHOW, KRAUSE LLP
Accountancy firm EIN2018-12-31390859910
2017 : ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$6,159,275
Total of all expenses incurred2017-12-31$1,743,678
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,707,934
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,720,383
Value of total assets at end of year2017-12-31$29,571,466
Value of total assets at beginning of year2017-12-31$25,155,869
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$35,744
Total interest from all sources2017-12-31$22,432
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$377,997
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$377,997
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,061,307
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$342
Administrative expenses (other) incurred2017-12-31$19,549
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,415,597
Value of net assets at end of year (total assets less liabilities)2017-12-31$29,571,466
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$25,155,869
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$16,195
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$25,191,982
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$20,713,998
Interest earned on other investments2017-12-31$22,432
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$4,379,484
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$4,441,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,038,463
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$658,734
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,707,934
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER, TILLY, VIRCHOW, KRAUSE LLP
Accountancy firm EIN2017-12-31390859910
2016 : ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$3,460,232
Total of all expenses incurred2016-12-31$2,642,849
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,613,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,559,881
Value of total assets at end of year2016-12-31$25,155,869
Value of total assets at beginning of year2016-12-31$24,338,486
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$29,337
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$259,811
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$259,811
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$966,408
Other income not declared elsewhere2016-12-31$26,588
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$817,383
Value of net assets at end of year (total assets less liabilities)2016-12-31$25,155,869
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$24,338,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$20,713,998
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$19,689,826
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$4,441,871
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,648,660
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,613,952
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$593,473
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,613,512
Contract administrator fees2016-12-31$29,337
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER, TILLY, VIRCHOW, KRAUSE LLP
Accountancy firm EIN2016-12-31390859910
2015 : ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,282,111
Total of all expenses incurred2015-12-31$1,957,737
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,896,972
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,479,144
Value of total assets at end of year2015-12-31$24,338,486
Value of total assets at beginning of year2015-12-31$25,014,112
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$60,765
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$237,823
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$237,823
Administrative expenses professional fees incurred2015-12-31$18,562
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$925,983
Other income not declared elsewhere2015-12-31$52,478
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-675,626
Value of net assets at end of year (total assets less liabilities)2015-12-31$24,338,486
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$25,014,112
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$42,203
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$19,689,826
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$20,425,035
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,648,660
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$4,589,077
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-487,334
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$553,161
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,896,972
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER, TILLY, VIRCHOW, KRAUSE LLP
Accountancy firm EIN2015-12-31390859910
2014 : ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2014 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,013,486
Total of all expenses incurred2014-12-31$1,089,784
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,007,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,466,617
Value of total assets at end of year2014-12-31$25,014,112
Value of total assets at beginning of year2014-12-31$23,090,410
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$82,105
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$256,632
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$256,632
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$41,435
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$914,340
Participant contributions at beginning of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$59,424
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,923,702
Value of net assets at end of year (total assets less liabilities)2014-12-31$25,014,112
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$23,090,410
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$40,670
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$20,425,035
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$18,721,988
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$4,589,077
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$4,368,422
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,230,813
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at beginning of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$552,277
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,007,679
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER, TILLY, VIRCHOW, KRAUSE LLP
Accountancy firm EIN2014-12-31390859910
2013 : ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total transfer of assets from this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,419,622
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,225,719
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,184,032
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,412,923
Value of total assets at end of year2013-12-31$23,090,410
Value of total assets at beginning of year2013-12-31$18,896,507
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$41,687
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$223,381
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$223,381
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$7,699
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$871,916
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,031
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$46,362
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$4,193,903
Value of net assets at end of year (total assets less liabilities)2013-12-31$23,090,410
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$18,896,507
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$33,988
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$18,721,988
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$14,279,657
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$0
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$4,368,422
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$4,616,850
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,736,956
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$0
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$538,976
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,184,032
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Contract administrator fees2013-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BAKER, TILLY, VIRCHOW, KRAUSE LLP
Accountancy firm EIN2013-12-31390859910
2012 : ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$737
Total transfer of assets from this plan2012-12-31$77
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,274,373
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$808,208
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$766,764
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,364,544
Value of total assets at end of year2012-12-31$18,896,507
Value of total assets at beginning of year2012-12-31$16,429,682
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$41,444
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$259,794
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$259,794
Administrative expenses professional fees incurred2012-12-31$14,681
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$844,698
Other income not declared elsewhere2012-12-31$46,431
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,466,165
Value of net assets at end of year (total assets less liabilities)2012-12-31$18,896,507
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$16,429,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$26,763
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$14,279,657
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$12,006,172
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,301
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$341
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$341
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$4,616,850
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$4,423,510
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,603,604
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$519,846
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$766,764
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BAKER, TILLY, VIRCHOW, KRAUSE LLP
Accountancy firm EIN2012-12-31390859910
2011 : ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$267,153
Total transfer of assets from this plan2011-12-31$3,991,141
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$535,503
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,150,416
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,143,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,162,225
Value of total assets at end of year2011-12-31$16,429,682
Value of total assets at beginning of year2011-12-31$21,768,583
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,620
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$340,826
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$340,826
Administrative expenses professional fees incurred2011-12-31$100
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$815,959
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$5,062
Other income not declared elsewhere2011-12-31$5,431
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,614,913
Value of net assets at end of year (total assets less liabilities)2011-12-31$16,429,682
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$21,768,583
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$6,520
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$12,006,172
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$17,777,937
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$3,990,646
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$341
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$4,423,510
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-997,040
Net investment gain or loss from common/collective trusts2011-12-31$24,061
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$341,204
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,143,796
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BAKER, TILLY, VIRCHOW, KRAUSE LLP
Accountancy firm EIN2011-12-31390859910
2010 : ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,739,712
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,295,334
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,292,283
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,210,583
Value of total assets at end of year2010-12-31$21,768,583
Value of total assets at beginning of year2010-12-31$19,324,205
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,051
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$154,236
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$154,236
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,071,442
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$19,917
Other income not declared elsewhere2010-12-31$418
Administrative expenses (other) incurred2010-12-31$3,051
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,444,378
Value of net assets at end of year (total assets less liabilities)2010-12-31$21,768,583
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$19,324,205
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$17,777,937
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$14,563,956
Value of interest in common/collective trusts at end of year2010-12-31$3,990,646
Value of interest in common/collective trusts at beginning of year2010-12-31$4,760,249
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,354,616
Net investment gain or loss from common/collective trusts2010-12-31$19,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$119,224
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,292,283
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BAKER,TILLY, VIRCHOW, KRAUSE LLP
Accountancy firm EIN2010-12-31390859910
2009 : ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
2008 : ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2008 401k financial data
Total unrealized appreciation/depreciation of assets2008-12-31$0
Total transfer of assets to this plan2008-12-31$44,280
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2008-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2008-12-31$0
Total income from all sources (including contributions)2008-12-31$-3,494,084
Total loss/gain on sale of assets2008-12-31$0
Total of all expenses incurred2008-12-31$914,918
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2008-12-31$911,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)2008-12-31$2,009,962
Value of total assets at end of year2008-12-31$14,332,420
Value of total assets at beginning of year2008-12-31$18,697,142
Total of administrative expenses incurred including professional, contract, advisory and management fees2008-12-31$3,513
Total interest from all sources2008-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2008-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2008-12-31No
Was this plan covered by a fidelity bond2008-12-31Yes
Value of fidelity bond cover2008-12-31$2,000,000
If this is an individual account plan, was there a blackout period2008-12-31No
Were there any nonexempt tranactions with any party-in-interest2008-12-31No
Contributions received from participants2008-12-31$1,303,659
Income. Received or receivable in cash from other sources (including rollovers)2008-12-31$1,585
Administrative expenses (other) incurred2008-12-31$3,513
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2008-12-31No
Value of net income/loss2008-12-31$-4,409,002
Value of net assets at end of year (total assets less liabilities)2008-12-31$14,332,420
Value of net assets at beginning of year (total assets less liabilities)2008-12-31$18,697,142
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2008-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2008-12-31No
Were any leases to which the plan was party in default or uncollectible2008-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2008-12-31$9,585,533
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2008-12-31$14,931,059
Value of interest in common/collective trusts at end of year2008-12-31$4,746,887
Value of interest in common/collective trusts at beginning of year2008-12-31$3,766,083
Net investment gain/loss from registered investment companies (e.g. mutual funds)2008-12-31$-6,058,651
Net investment gain or loss from common/collective trusts2008-12-31$554,605
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2008-12-31No
Was there a failure to transmit to the plan any participant contributions2008-12-31No
Has the plan failed to provide any benefit when due under the plan2008-12-31No
Contributions received in cash from employer2008-12-31$704,718
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2008-12-31$911,405
Did the plan have assets held for investment2008-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2008-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2008-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2008-12-31Yes
Opinion of an independent qualified public accountant for this plan2008-12-31Disclaimer
Accountancy firm name2008-12-31BAKER,TILLY,VIRCHOW,KRAUSE LLP
Accountancy firm EIN2008-12-31390859910

Form 5500 Responses for ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN

2023: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes
2008: ONEIDA TRIBE OF INDIANS OF WI RETIREMENT SAVINGS AND 401K PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedYes
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberQK63094
Policy instance 1
Insurance contract or identification numberQK63094
Number of Individuals Covered1330
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $9,290
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberQK63094
Policy instance 1
Insurance contract or identification numberQK63094
Number of Individuals Covered1329
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $8,565
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,565
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberQK63094
Policy instance 1
Insurance contract or identification numberQK63094
Number of Individuals Covered1257
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $7,771
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,771
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberQK63094
Policy instance 1
Insurance contract or identification numberQK63094
Number of Individuals Covered1263
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $7,756
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $54,137
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberQK63094
Policy instance 1
Insurance contract or identification numberQK63094
Number of Individuals Covered1626
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $6,882
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,882
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberQK63094
Policy instance 1
Insurance contract or identification numberQK63094
Number of Individuals Covered1429
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $6,016
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $6,016
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number512073
Policy instance 1
Insurance contract or identification number512073
Number of Individuals Covered1255
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $6,192
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,548
Insurance broker organization code?3
Insurance broker nameNATHAN VAN STIPPEN

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