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THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameTHE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 001

THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.
  • Life insurance

401k Sponsoring company profile

THE WALMAN OPTICAL COMPANY has sponsored the creation of one or more 401k plans.

Company Name:THE WALMAN OPTICAL COMPANY
Employer identification number (EIN):410598170
NAIC Classification:339110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-12-01VICKI STEVENS2024-09-15 VICKI STEVENS2024-09-15
0012021-12-01
0012020-12-01
0012019-12-01
0012018-12-01
0012017-12-01
0012016-12-01DUSTIN LAVALLEY DUSTIN LAVALLEY2018-06-29
0012015-12-01DUSTIN LAVALLEY DUSTIN LAVALLEY2017-06-26
0012014-12-01DUSTIN LAVALLEY DUSTIN LAVALLEY2016-06-29
0012013-12-01CHARLES PILLSBURY CHARLES PILLSBURY2015-06-23
0012012-12-01CHARLES PILLSBURY CHARLES PILLSBURY2014-06-20
0012011-12-01CHARLES PILLSBURY CHARLES PILLSBURY2013-06-17
0012010-12-01CHARLES PILLSBURY CHARLES PILLSBURY2012-06-28
0012009-12-01CHARLES PILLSBURY CHARLES PILLSBURY2011-06-01

Plan Statistics for THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-12-011,563
Total number of active participants reported on line 7a of the Form 55002022-12-011,171
Number of retired or separated participants receiving benefits2022-12-01303
Number of other retired or separated participants entitled to future benefits2022-12-0181
Total of all active and inactive participants2022-12-011,555
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-12-012
Total participants2022-12-011,557
Number of participants with account balances2022-12-011,547
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-12-010
2021: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-12-011,790
Total number of active participants reported on line 7a of the Form 55002021-12-011,166
Number of retired or separated participants receiving benefits2021-12-01306
Number of other retired or separated participants entitled to future benefits2021-12-0185
Total of all active and inactive participants2021-12-011,557
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-12-012
Total participants2021-12-011,559
Number of participants with account balances2021-12-011,554
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-12-0118
2020: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-12-011,700
Total number of active participants reported on line 7a of the Form 55002020-12-011,091
Number of retired or separated participants receiving benefits2020-12-0168
Number of other retired or separated participants entitled to future benefits2020-12-01480
Total of all active and inactive participants2020-12-011,639
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-12-014
Total participants2020-12-011,643
Number of participants with account balances2020-12-011,632
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-12-0165
2019: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-12-011,577
Total number of active participants reported on line 7a of the Form 55002019-12-01979
Number of retired or separated participants receiving benefits2019-12-0199
Number of other retired or separated participants entitled to future benefits2019-12-01415
Total of all active and inactive participants2019-12-011,493
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-12-013
Total participants2019-12-011,496
Number of participants with account balances2019-12-011,490
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-12-0190
2018: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-12-011,461
Total number of active participants reported on line 7a of the Form 55002018-12-01990
Number of retired or separated participants receiving benefits2018-12-01103
Number of other retired or separated participants entitled to future benefits2018-12-01345
Total of all active and inactive participants2018-12-011,438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-12-010
Total participants2018-12-011,438
Number of participants with account balances2018-12-011,430
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-12-0150
2017: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-12-011,427
Total number of active participants reported on line 7a of the Form 55002017-12-01981
Number of retired or separated participants receiving benefits2017-12-01102
Number of other retired or separated participants entitled to future benefits2017-12-01296
Total of all active and inactive participants2017-12-011,379
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-12-012
Total participants2017-12-011,381
Number of participants with account balances2017-12-011,372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-12-0161
2016: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-12-011,401
Total number of active participants reported on line 7a of the Form 55002016-12-01990
Number of retired or separated participants receiving benefits2016-12-0188
Number of other retired or separated participants entitled to future benefits2016-12-01274
Total of all active and inactive participants2016-12-011,352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-12-011
Total participants2016-12-011,353
Number of participants with account balances2016-12-011,345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-12-0163
2015: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-12-011,199
Total number of active participants reported on line 7a of the Form 55002015-12-01982
Number of retired or separated participants receiving benefits2015-12-0137
Number of other retired or separated participants entitled to future benefits2015-12-01288
Total of all active and inactive participants2015-12-011,307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-12-010
Total participants2015-12-011,307
Number of participants with account balances2015-12-011,303
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-12-0147
2014: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-12-011,092
Total number of active participants reported on line 7a of the Form 55002014-12-01896
Number of retired or separated participants receiving benefits2014-12-0149
Number of other retired or separated participants entitled to future benefits2014-12-01253
Total of all active and inactive participants2014-12-011,198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-12-011
Total participants2014-12-011,199
Number of participants with account balances2014-12-011,194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-12-0130
2013: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-12-01969
Total number of active participants reported on line 7a of the Form 55002013-12-01813
Number of retired or separated participants receiving benefits2013-12-0146
Number of other retired or separated participants entitled to future benefits2013-12-01233
Total of all active and inactive participants2013-12-011,092
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-12-010
Total participants2013-12-011,092
Number of participants with account balances2013-12-011,086
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-12-0131
2012: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-12-01975
Total number of active participants reported on line 7a of the Form 55002012-12-01721
Number of retired or separated participants receiving benefits2012-12-0122
Number of other retired or separated participants entitled to future benefits2012-12-01226
Total of all active and inactive participants2012-12-01969
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-12-010
Total participants2012-12-01969
Number of participants with account balances2012-12-01966
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-12-0119
2011: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-12-01977
Total number of active participants reported on line 7a of the Form 55002011-12-01721
Number of retired or separated participants receiving benefits2011-12-0127
Number of other retired or separated participants entitled to future benefits2011-12-01227
Total of all active and inactive participants2011-12-01975
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-12-010
Total participants2011-12-01975
Number of participants with account balances2011-12-01974
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-12-0120
2010: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year2010-12-01965
Total number of active participants reported on line 7a of the Form 55002010-12-01714
Number of retired or separated participants receiving benefits2010-12-0136
Number of other retired or separated participants entitled to future benefits2010-12-01227
Total of all active and inactive participants2010-12-01977
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-12-010
Total participants2010-12-01977
Number of participants with account balances2010-12-01977
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-12-0132
2009: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-12-01943
Total number of active participants reported on line 7a of the Form 55002009-12-01695
Number of retired or separated participants receiving benefits2009-12-0133
Number of other retired or separated participants entitled to future benefits2009-12-01237
Total of all active and inactive participants2009-12-01965
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-12-010
Total participants2009-12-01965
Number of participants with account balances2009-12-01963
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-12-0120

Financial Data on THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2023 : THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2023 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2023-11-30$8,520,238
Total unrealized appreciation/depreciation of assets2023-11-30$8,520,238
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-11-30$1,758
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-11-30$2,100
Total income from all sources (including contributions)2023-11-30$11,171,776
Total loss/gain on sale of assets2023-11-30$0
Total of all expenses incurred2023-11-30$1,553,017
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-11-30$1,525,625
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-11-30$0
Value of total assets at end of year2023-11-30$62,779,056
Value of total assets at beginning of year2023-11-30$53,160,639
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-11-30$27,392
Total interest from all sources2023-11-30$2,527,789
Total dividends received (eg from common stock, registered investment company shares)2023-11-30$123,749
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-11-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2023-11-30$0
Total dividends received from registered investment company shares (eg mutual funds)2023-11-30$123,749
Was this plan covered by a fidelity bond2023-11-30Yes
Value of fidelity bond cover2023-11-30$1,000,000
If this is an individual account plan, was there a blackout period2023-11-30No
Were there any nonexempt tranactions with any party-in-interest2023-11-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-11-30$231,612
Administrative expenses (other) incurred2023-11-30$27,392
Liabilities. Value of operating payables at end of year2023-11-30$1,758
Liabilities. Value of operating payables at beginning of year2023-11-30$2,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-11-30No
Value of net income/loss2023-11-30$9,618,759
Value of net assets at end of year (total assets less liabilities)2023-11-30$62,777,298
Value of net assets at beginning of year (total assets less liabilities)2023-11-30$53,158,539
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2023-11-30No
Were any leases to which the plan was party in default or uncollectible2023-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-11-30$3,143,581
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-11-30$4,288,793
Income. Interest from US Government securities2023-11-30$2,527,789
Value of interest in common/collective trusts at end of year2023-11-30$526,998
Value of interest in common/collective trusts at beginning of year2023-11-30$692,332
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-11-30$59,108,477
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-11-30$47,947,902
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-11-30$47,947,902
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-11-30No
Was there a failure to transmit to the plan any participant contributions2023-11-30No
Has the plan failed to provide any benefit when due under the plan2023-11-30No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-11-30$1,525,625
Did the plan have assets held for investment2023-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-11-30No
Opinion of an independent qualified public accountant for this plan2023-11-30Unqualified
Accountancy firm name2023-11-30REDPATH AND COMPANY LLC
Accountancy firm EIN2023-11-30920370318
2022 : THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-11-30$79,425,525
Total unrealized appreciation/depreciation of assets2022-11-30$79,425,525
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-11-30$2,100
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-11-30$29,354,985
Expenses. Interest paid2022-11-30$263,692
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-11-30$263,692
Total income from all sources (including contributions)2022-11-30$87,858,713
Total loss/gain on sale of assets2022-11-30$0
Total of all expenses incurred2022-11-30$730,870,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-11-30$730,415,999
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-11-30$3,000,000
Value of total assets at end of year2022-11-30$53,160,639
Value of total assets at beginning of year2022-11-30$725,524,939
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-11-30$190,437
Total interest from all sources2022-11-30$3,339,995
Total dividends received (eg from common stock, registered investment company shares)2022-11-30$2,093,193
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-11-30$2,093,193
Was this plan covered by a fidelity bond2022-11-30Yes
Value of fidelity bond cover2022-11-30$1,000,000
If this is an individual account plan, was there a blackout period2022-11-30No
Were there any nonexempt tranactions with any party-in-interest2022-11-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-11-30$231,612
Liabilities. Value of operating payables at end of year2022-11-30$2,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-11-30No
Value of net income/loss2022-11-30$-643,011,415
Value of net assets at end of year (total assets less liabilities)2022-11-30$53,158,539
Value of net assets at beginning of year (total assets less liabilities)2022-11-30$696,169,954
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-11-30No
Were any leases to which the plan was party in default or uncollectible2022-11-30No
Investment advisory and management fees2022-11-30$190,437
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-11-30$4,288,793
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-11-30$45,910,845
Income. Interest from US Government securities2022-11-30$3,337,287
Value of interest in common/collective trusts at end of year2022-11-30$692,332
Value of interest in common/collective trusts at beginning of year2022-11-30$12,028,931
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-11-30$47,947,902
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-11-30$14,115,623
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-11-30$14,115,623
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-11-30$2,708
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-11-30No
Was there a failure to transmit to the plan any participant contributions2022-11-30No
Has the plan failed to provide any benefit when due under the plan2022-11-30No
Assets. Invements in employer securities at beginning of year2022-11-30$653,469,540
Contributions received in cash from employer2022-11-30$3,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-11-30$730,415,999
Did the plan have assets held for investment2022-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-11-30No
Liabilities. Value of acquisition indebtedness at beginning of year2022-11-30$29,354,985
Opinion of an independent qualified public accountant for this plan2022-11-30Unqualified
Accountancy firm name2022-11-30REDPATH AND COMPANY LLC
Accountancy firm EIN2022-11-30920370318
2021 : THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-11-30$303,038,950
Total unrealized appreciation/depreciation of assets2021-11-30$303,038,950
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-11-30$29,354,985
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-11-30$30,763,650
Expenses. Interest paid2021-11-30$727,256
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-11-30$727,256
Total income from all sources (including contributions)2021-11-30$325,382,456
Total loss/gain on sale of assets2021-11-30$0
Total of all expenses incurred2021-11-30$20,185,353
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-11-30$19,453,162
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-11-30$15,000,000
Value of total assets at end of year2021-11-30$725,524,939
Value of total assets at beginning of year2021-11-30$421,736,501
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-11-30$4,935
Total interest from all sources2021-11-30$19
Total dividends received (eg from common stock, registered investment company shares)2021-11-30$2,286,038
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-11-30$2,286,038
Was this plan covered by a fidelity bond2021-11-30Yes
Value of fidelity bond cover2021-11-30$1,000,000
If this is an individual account plan, was there a blackout period2021-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-11-30$0
Were there any nonexempt tranactions with any party-in-interest2021-11-30No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-11-30$0
Total non interest bearing cash at beginning of year2021-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-11-30No
Value of net income/loss2021-11-30$305,197,103
Value of net assets at end of year (total assets less liabilities)2021-11-30$696,169,954
Value of net assets at beginning of year (total assets less liabilities)2021-11-30$390,972,851
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-11-30No
Were any leases to which the plan was party in default or uncollectible2021-11-30No
Investment advisory and management fees2021-11-30$4,935
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-11-30$45,910,845
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-11-30$57,815,262
Value of interest in common/collective trusts at end of year2021-11-30$12,028,931
Value of interest in common/collective trusts at beginning of year2021-11-30$13,041,576
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-11-30$14,115,623
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-11-30$449,073
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-11-30$449,073
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-11-30$19
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-11-30$4,808,243
Net investment gain or loss from common/collective trusts2021-11-30$249,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-11-30No
Was there a failure to transmit to the plan any participant contributions2021-11-30No
Has the plan failed to provide any benefit when due under the plan2021-11-30No
Assets. Invements in employer securities at end of year2021-11-30$653,469,540
Assets. Invements in employer securities at beginning of year2021-11-30$350,430,590
Contributions received in cash from employer2021-11-30$15,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-11-30$19,453,162
Did the plan have assets held for investment2021-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-11-30No
Liabilities. Value of acquisition indebtedness at end of year2021-11-30$29,354,985
Liabilities. Value of acquisition indebtedness at beginning of year2021-11-30$30,763,650
Opinion of an independent qualified public accountant for this plan2021-11-30Unqualified
Accountancy firm name2021-11-30REDPATH AND COMPANY
Accountancy firm EIN2021-11-30410975573
2020 : THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-11-30$20,812,507
Total unrealized appreciation/depreciation of assets2020-11-30$20,812,507
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-11-30$30,763,650
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-11-30$32,164,997
Expenses. Interest paid2020-11-30$760,149
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-11-30$760,149
Total income from all sources (including contributions)2020-11-30$50,256,830
Total loss/gain on sale of assets2020-11-30$0
Total of all expenses incurred2020-11-30$42,581,201
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-11-30$41,815,711
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-11-30$12,500,000
Value of total assets at end of year2020-11-30$421,736,501
Value of total assets at beginning of year2020-11-30$415,462,219
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-11-30$5,341
Total interest from all sources2020-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2020-11-30$11,441,506
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-11-30$1,941,506
Was this plan covered by a fidelity bond2020-11-30Yes
Value of fidelity bond cover2020-11-30$1,000,000
If this is an individual account plan, was there a blackout period2020-11-30No
Were there any nonexempt tranactions with any party-in-interest2020-11-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-11-30$24,772
Total non interest bearing cash at end of year2020-11-30$0
Total non interest bearing cash at beginning of year2020-11-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-11-30No
Value of net income/loss2020-11-30$7,675,629
Value of net assets at end of year (total assets less liabilities)2020-11-30$390,972,851
Value of net assets at beginning of year (total assets less liabilities)2020-11-30$383,297,222
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-11-30No
Were any leases to which the plan was party in default or uncollectible2020-11-30No
Investment advisory and management fees2020-11-30$5,341
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-11-30$57,815,262
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-11-30$70,379,596
Value of interest in common/collective trusts at end of year2020-11-30$13,041,576
Value of interest in common/collective trusts at beginning of year2020-11-30$15,262,165
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-11-30$449,073
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-11-30$177,781
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-11-30$177,781
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-11-30$5,502,817
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-11-30No
Was there a failure to transmit to the plan any participant contributions2020-11-30No
Has the plan failed to provide any benefit when due under the plan2020-11-30No
Assets. Invements in employer securities at end of year2020-11-30$350,430,590
Assets. Invements in employer securities at beginning of year2020-11-30$329,617,905
Contributions received in cash from employer2020-11-30$12,500,000
Income. Dividends from common stock2020-11-30$9,500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-11-30$41,815,711
Did the plan have assets held for investment2020-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-11-30No
Liabilities. Value of acquisition indebtedness at end of year2020-11-30$30,763,650
Liabilities. Value of acquisition indebtedness at beginning of year2020-11-30$32,164,997
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-11-30No
Opinion of an independent qualified public accountant for this plan2020-11-30Unqualified
Accountancy firm name2020-11-30REDPATH AND COMPANY
Accountancy firm EIN2020-11-30410975573
2019 : THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-11-30$39,283,586
Total unrealized appreciation/depreciation of assets2019-11-30$39,283,586
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-11-30$32,164,997
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-11-30$24,600,571
Expenses. Interest paid2019-11-30$626,097
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-11-30$626,097
Total income from all sources (including contributions)2019-11-30$75,655,970
Total loss/gain on sale of assets2019-11-30$0
Total of all expenses incurred2019-11-30$28,631,855
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-11-30$28,004,303
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-11-30$12,000,000
Value of total assets at end of year2019-11-30$415,462,219
Value of total assets at beginning of year2019-11-30$360,873,678
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-11-30$1,455
Total interest from all sources2019-11-30$9,136
Total dividends received (eg from common stock, registered investment company shares)2019-11-30$19,148,299
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-11-30$2,648,299
Was this plan covered by a fidelity bond2019-11-30Yes
Value of fidelity bond cover2019-11-30$1,000,000
If this is an individual account plan, was there a blackout period2019-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-11-30$0
Were there any nonexempt tranactions with any party-in-interest2019-11-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-11-30$24,772
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-11-30$24,772
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-30No
Value of net income/loss2019-11-30$47,024,115
Value of net assets at end of year (total assets less liabilities)2019-11-30$383,297,222
Value of net assets at beginning of year (total assets less liabilities)2019-11-30$336,273,107
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-11-30No
Were any leases to which the plan was party in default or uncollectible2019-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-11-30$70,379,596
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-11-30$57,186,761
Value of interest in common/collective trusts at end of year2019-11-30$15,262,165
Value of interest in common/collective trusts at beginning of year2019-11-30$12,889,679
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-11-30$177,781
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-11-30$438,147
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-11-30$438,147
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-11-30$9,136
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-11-30$5,214,949
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-11-30No
Was there a failure to transmit to the plan any participant contributions2019-11-30No
Has the plan failed to provide any benefit when due under the plan2019-11-30No
Assets. Invements in employer securities at end of year2019-11-30$329,617,905
Assets. Invements in employer securities at beginning of year2019-11-30$290,334,319
Contributions received in cash from employer2019-11-30$12,000,000
Income. Dividends from common stock2019-11-30$16,500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-11-30$28,004,303
Contract administrator fees2019-11-30$1,455
Did the plan have assets held for investment2019-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-11-30No
Liabilities. Value of acquisition indebtedness at end of year2019-11-30$32,164,997
Liabilities. Value of acquisition indebtedness at beginning of year2019-11-30$24,600,571
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-11-30No
Opinion of an independent qualified public accountant for this plan2019-11-30Unqualified
Accountancy firm name2019-11-30REDPATH AND COMPANY
Accountancy firm EIN2019-11-30410975573
2018 : THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-11-30$33,179,438
Total unrealized appreciation/depreciation of assets2018-11-30$33,179,438
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-11-30$24,600,571
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-11-30$17,127,477
Expenses. Interest paid2018-11-30$397,903
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-11-30$397,903
Total income from all sources (including contributions)2018-11-30$57,198,150
Total loss/gain on sale of assets2018-11-30$0
Total of all expenses incurred2018-11-30$27,949,995
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-11-30$27,551,922
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-11-30$12,000,000
Value of total assets at end of year2018-11-30$360,873,678
Value of total assets at beginning of year2018-11-30$324,152,429
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-11-30$170
Total interest from all sources2018-11-30$6,464
Total dividends received (eg from common stock, registered investment company shares)2018-11-30$12,104,793
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-11-30$2,104,793
Was this plan covered by a fidelity bond2018-11-30Yes
Value of fidelity bond cover2018-11-30$1,000,000
If this is an individual account plan, was there a blackout period2018-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-11-30$0
Were there any nonexempt tranactions with any party-in-interest2018-11-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-11-30$24,772
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-11-30$128
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-11-30No
Value of net income/loss2018-11-30$29,248,155
Value of net assets at end of year (total assets less liabilities)2018-11-30$336,273,107
Value of net assets at beginning of year (total assets less liabilities)2018-11-30$307,024,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-11-30No
Were any leases to which the plan was party in default or uncollectible2018-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-11-30$57,186,761
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-11-30$56,083,207
Value of interest in common/collective trusts at end of year2018-11-30$12,889,679
Value of interest in common/collective trusts at beginning of year2018-11-30$12,429,676
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-11-30$438,147
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-11-30$166,030
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-11-30$166,030
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-11-30$6,464
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-11-30$-92,545
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-11-30No
Was there a failure to transmit to the plan any participant contributions2018-11-30No
Has the plan failed to provide any benefit when due under the plan2018-11-30No
Assets. Invements in employer securities at end of year2018-11-30$290,334,319
Assets. Invements in employer securities at beginning of year2018-11-30$255,473,388
Contributions received in cash from employer2018-11-30$12,000,000
Income. Dividends from common stock2018-11-30$10,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-11-30$27,551,922
Contract administrator fees2018-11-30$170
Did the plan have assets held for investment2018-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-11-30No
Liabilities. Value of acquisition indebtedness at end of year2018-11-30$24,600,571
Liabilities. Value of acquisition indebtedness at beginning of year2018-11-30$17,127,477
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-11-30No
Opinion of an independent qualified public accountant for this plan2018-11-30Unqualified
Accountancy firm name2018-11-30REDPATH AND COMPANY
Accountancy firm EIN2018-11-30410975573
2017 : THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-11-30$14,568,747
Total unrealized appreciation/depreciation of assets2017-11-30$14,568,747
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$17,127,477
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$5,743,750
Expenses. Interest paid2017-11-30$112,003
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-11-30$112,003
Total income from all sources (including contributions)2017-11-30$41,032,821
Total loss/gain on sale of assets2017-11-30$0
Total of all expenses incurred2017-11-30$31,668,889
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-11-30$31,556,775
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-11-30$12,000,000
Value of total assets at end of year2017-11-30$324,152,429
Value of total assets at beginning of year2017-11-30$303,404,770
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-11-30$111
Total interest from all sources2017-11-30$1,170
Total dividends received (eg from common stock, registered investment company shares)2017-11-30$8,227,976
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-11-30$1,727,976
Administrative expenses professional fees incurred2017-11-30$111
Was this plan covered by a fidelity bond2017-11-30Yes
Value of fidelity bond cover2017-11-30$1,000,000
If this is an individual account plan, was there a blackout period2017-11-30No
Were there any nonexempt tranactions with any party-in-interest2017-11-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-11-30$128
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-11-30$39,188
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Value of net income/loss2017-11-30$9,363,932
Value of net assets at end of year (total assets less liabilities)2017-11-30$307,024,952
Value of net assets at beginning of year (total assets less liabilities)2017-11-30$297,661,020
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-11-30No
Were any leases to which the plan was party in default or uncollectible2017-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-11-30$56,083,207
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-11-30$49,394,606
Value of interest in common/collective trusts at end of year2017-11-30$12,429,676
Value of interest in common/collective trusts at beginning of year2017-11-30$12,430,642
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-11-30$166,030
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-11-30$635,693
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-11-30$635,693
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-11-30$1,170
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-11-30$6,050,549
Net investment gain or loss from common/collective trusts2017-11-30$184,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-11-30No
Was there a failure to transmit to the plan any participant contributions2017-11-30No
Has the plan failed to provide any benefit when due under the plan2017-11-30No
Assets. Invements in employer securities at end of year2017-11-30$255,473,388
Assets. Invements in employer securities at beginning of year2017-11-30$240,904,641
Contributions received in cash from employer2017-11-30$12,000,000
Income. Dividends from common stock2017-11-30$6,500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-11-30$31,556,775
Did the plan have assets held for investment2017-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-11-30No
Liabilities. Value of acquisition indebtedness at end of year2017-11-30$17,127,477
Liabilities. Value of acquisition indebtedness at beginning of year2017-11-30$5,743,750
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-11-30No
Opinion of an independent qualified public accountant for this plan2017-11-30Unqualified
Accountancy firm name2017-11-30REDPATH AND COMPANY
Accountancy firm EIN2017-11-30410975573
2016 : THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-11-30$1,821,093
Total unrealized appreciation/depreciation of assets2016-11-30$1,821,093
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$5,743,750
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-11-30$0
Total income from all sources (including contributions)2016-11-30$39,390,328
Total loss/gain on sale of assets2016-11-30$0
Total of all expenses incurred2016-11-30$18,470,196
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-11-30$18,470,088
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-11-30$11,000,000
Value of total assets at end of year2016-11-30$303,404,770
Value of total assets at beginning of year2016-11-30$276,740,888
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-11-30$108
Total interest from all sources2016-11-30$67
Total dividends received (eg from common stock, registered investment company shares)2016-11-30$27,276,806
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-11-30$1,276,806
Was this plan covered by a fidelity bond2016-11-30Yes
Value of fidelity bond cover2016-11-30$1,000,000
If this is an individual account plan, was there a blackout period2016-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-11-30$0
Were there any nonexempt tranactions with any party-in-interest2016-11-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-11-30$39,188
Administrative expenses (other) incurred2016-11-30$108
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Value of net income/loss2016-11-30$20,920,132
Value of net assets at end of year (total assets less liabilities)2016-11-30$297,661,020
Value of net assets at beginning of year (total assets less liabilities)2016-11-30$276,740,888
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-11-30No
Were any leases to which the plan was party in default or uncollectible2016-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-11-30$49,394,606
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-11-30$30,213,188
Value of interest in common/collective trusts at end of year2016-11-30$12,430,642
Value of interest in common/collective trusts at beginning of year2016-11-30$6,988,261
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-11-30$635,693
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-11-30$455,891
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-11-30$455,891
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-11-30$67
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-11-30$-825,096
Net investment gain or loss from common/collective trusts2016-11-30$117,458
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-11-30No
Was there a failure to transmit to the plan any participant contributions2016-11-30No
Has the plan failed to provide any benefit when due under the plan2016-11-30No
Assets. Invements in employer securities at end of year2016-11-30$240,904,641
Assets. Invements in employer securities at beginning of year2016-11-30$239,083,548
Contributions received in cash from employer2016-11-30$11,000,000
Income. Dividends from common stock2016-11-30$26,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-11-30$18,470,088
Did the plan have assets held for investment2016-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-11-30No
Liabilities. Value of acquisition indebtedness at end of year2016-11-30$5,743,750
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-11-30No
Opinion of an independent qualified public accountant for this plan2016-11-30Unqualified
Accountancy firm name2016-11-30REDPATH AND COMPANY
Accountancy firm EIN2016-11-30410975573
2015 : THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-11-30$-16,129,684
Total unrealized appreciation/depreciation of assets2015-11-30$-16,129,684
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-11-30$0
Total income from all sources (including contributions)2015-11-30$3,327,353
Total loss/gain on sale of assets2015-11-30$0
Total of all expenses incurred2015-11-30$24,920,292
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-11-30$24,919,868
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-11-30$9,000,000
Value of total assets at end of year2015-11-30$276,740,888
Value of total assets at beginning of year2015-11-30$298,333,827
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-11-30$424
Total interest from all sources2015-11-30$82
Total dividends received (eg from common stock, registered investment company shares)2015-11-30$11,397,335
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-11-30$1,397,335
Was this plan covered by a fidelity bond2015-11-30Yes
Value of fidelity bond cover2015-11-30$1,000,000
If this is an individual account plan, was there a blackout period2015-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-11-30$0
Were there any nonexempt tranactions with any party-in-interest2015-11-30No
Administrative expenses (other) incurred2015-11-30$424
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Value of net income/loss2015-11-30$-21,592,939
Value of net assets at end of year (total assets less liabilities)2015-11-30$276,740,888
Value of net assets at beginning of year (total assets less liabilities)2015-11-30$298,333,827
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-11-30No
Were any leases to which the plan was party in default or uncollectible2015-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-11-30$30,213,188
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-11-30$35,336,805
Value of interest in common/collective trusts at end of year2015-11-30$6,988,261
Value of interest in common/collective trusts at beginning of year2015-11-30$7,681,664
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-11-30$455,891
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-11-30$102,126
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-11-30$102,126
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-11-30$82
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-11-30$-1,034,635
Net investment gain or loss from common/collective trusts2015-11-30$94,255
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-11-30Yes
Was there a failure to transmit to the plan any participant contributions2015-11-30No
Has the plan failed to provide any benefit when due under the plan2015-11-30No
Assets. Invements in employer securities at end of year2015-11-30$239,083,548
Assets. Invements in employer securities at beginning of year2015-11-30$255,213,232
Contributions received in cash from employer2015-11-30$9,000,000
Income. Dividends from common stock2015-11-30$10,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-11-30$24,919,868
Did the plan have assets held for investment2015-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-11-30No
Opinion of an independent qualified public accountant for this plan2015-11-30Unqualified
Accountancy firm name2015-11-30REDPATH AND COMPANY
Accountancy firm EIN2015-11-30410975573
2014 : THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-11-30$41,364,836
Total unrealized appreciation/depreciation of assets2014-11-30$41,364,836
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-30$0
Total income from all sources (including contributions)2014-11-30$64,202,765
Total loss/gain on sale of assets2014-11-30$0
Total of all expenses incurred2014-11-30$18,512,762
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-11-30$18,512,306
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-11-30$7,300,000
Value of total assets at end of year2014-11-30$298,333,827
Value of total assets at beginning of year2014-11-30$252,643,824
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-11-30$456
Total interest from all sources2014-11-30$43
Total dividends received (eg from common stock, registered investment company shares)2014-11-30$14,011,833
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-11-30$1,011,833
Was this plan covered by a fidelity bond2014-11-30Yes
Value of fidelity bond cover2014-11-30$1,000,000
If this is an individual account plan, was there a blackout period2014-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-11-30$0
Were there any nonexempt tranactions with any party-in-interest2014-11-30No
Other income not declared elsewhere2014-11-30$231
Administrative expenses (other) incurred2014-11-30$456
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Value of net income/loss2014-11-30$45,690,003
Value of net assets at end of year (total assets less liabilities)2014-11-30$298,333,827
Value of net assets at beginning of year (total assets less liabilities)2014-11-30$252,643,824
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-11-30No
Were any leases to which the plan was party in default or uncollectible2014-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-11-30$35,336,805
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-11-30$31,946,012
Value of interest in common/collective trusts at end of year2014-11-30$7,681,664
Value of interest in common/collective trusts at beginning of year2014-11-30$6,189,529
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-11-30$102,126
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-11-30$659,887
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-11-30$659,887
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-11-30$43
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-11-30$1,452,015
Net investment gain or loss from common/collective trusts2014-11-30$73,807
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-11-30Yes
Was there a failure to transmit to the plan any participant contributions2014-11-30No
Has the plan failed to provide any benefit when due under the plan2014-11-30No
Assets. Invements in employer securities at end of year2014-11-30$255,213,232
Assets. Invements in employer securities at beginning of year2014-11-30$213,848,396
Contributions received in cash from employer2014-11-30$7,300,000
Income. Dividends from common stock2014-11-30$13,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-11-30$18,512,306
Did the plan have assets held for investment2014-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-11-30No
Liabilities. Value of acquisition indebtedness at beginning of year2014-11-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-11-30No
Opinion of an independent qualified public accountant for this plan2014-11-30Unqualified
Accountancy firm name2014-11-30REDPATH AND COMPANY
Accountancy firm EIN2014-11-30410975573
2013 : THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-11-30$11,186,717
Total unrealized appreciation/depreciation of assets2013-11-30$11,186,717
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-11-30$242,671
Expenses. Interest paid2013-11-30$12,692
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-11-30$12,692
Total income from all sources (including contributions)2013-11-30$33,173,972
Total loss/gain on sale of assets2013-11-30$0
Total of all expenses incurred2013-11-30$12,651,129
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-11-30$12,638,430
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-11-30$5,900,000
Value of total assets at end of year2013-11-30$252,643,824
Value of total assets at beginning of year2013-11-30$232,363,652
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-11-30$7
Total interest from all sources2013-11-30$54
Total dividends received (eg from common stock, registered investment company shares)2013-11-30$13,226,822
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-11-30$726,822
Was this plan covered by a fidelity bond2013-11-30Yes
Value of fidelity bond cover2013-11-30$1,000,000
If this is an individual account plan, was there a blackout period2013-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-11-30$0
Were there any nonexempt tranactions with any party-in-interest2013-11-30No
Assets. Other investments not covered elsewhere at beginning of year2013-11-30$0
Administrative expenses (other) incurred2013-11-30$7
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Value of net income/loss2013-11-30$20,522,843
Value of net assets at end of year (total assets less liabilities)2013-11-30$252,643,824
Value of net assets at beginning of year (total assets less liabilities)2013-11-30$232,120,981
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-11-30No
Were any leases to which the plan was party in default or uncollectible2013-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-11-30$31,946,012
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-11-30$23,963,749
Value of interest in common/collective trusts at end of year2013-11-30$6,189,529
Value of interest in common/collective trusts at beginning of year2013-11-30$5,424,164
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-11-30$659,887
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-11-30$314,059
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-11-30$314,059
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-11-30$54
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-11-30$2,789,653
Net investment gain or loss from common/collective trusts2013-11-30$70,726
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-11-30No
Was there a failure to transmit to the plan any participant contributions2013-11-30No
Has the plan failed to provide any benefit when due under the plan2013-11-30No
Assets. Invements in employer securities at end of year2013-11-30$213,848,396
Assets. Invements in employer securities at beginning of year2013-11-30$202,661,680
Contributions received in cash from employer2013-11-30$5,900,000
Income. Dividends from common stock2013-11-30$12,500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-11-30$12,638,430
Did the plan have assets held for investment2013-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-11-30No
Liabilities. Value of acquisition indebtedness at end of year2013-11-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-11-30$242,671
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-11-30No
Opinion of an independent qualified public accountant for this plan2013-11-30Unqualified
Accountancy firm name2013-11-30HLB TAUTGES REDPATH, LTD
Accountancy firm EIN2013-11-30410975573
2012 : THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-11-30$26,796,089
Total unrealized appreciation/depreciation of assets2012-11-30$26,796,089
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$242,671
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-11-30$473,280
Expenses. Interest paid2012-11-30$24,752
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-11-30$24,752
Total income from all sources (including contributions)2012-11-30$54,181,271
Total loss/gain on sale of assets2012-11-30$0
Total of all expenses incurred2012-11-30$13,643,537
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-11-30$13,618,670
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-11-30$5,900,000
Value of total assets at end of year2012-11-30$232,363,652
Value of total assets at beginning of year2012-11-30$192,056,527
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-11-30$115
Total interest from all sources2012-11-30$37
Total dividends received (eg from common stock, registered investment company shares)2012-11-30$20,378,983
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-11-30$378,983
Was this plan covered by a fidelity bond2012-11-30Yes
Value of fidelity bond cover2012-11-30$1,000,000
If this is an individual account plan, was there a blackout period2012-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-11-30$0
Were there any nonexempt tranactions with any party-in-interest2012-11-30No
Assets. Other investments not covered elsewhere at end of year2012-11-30$0
Assets. Other investments not covered elsewhere at beginning of year2012-11-30$32,837
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-11-30$8,649
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-11-30$0
Other income not declared elsewhere2012-11-30$1,039
Administrative expenses (other) incurred2012-11-30$115
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Value of net income/loss2012-11-30$40,537,734
Value of net assets at end of year (total assets less liabilities)2012-11-30$232,120,981
Value of net assets at beginning of year (total assets less liabilities)2012-11-30$191,583,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-11-30No
Were any leases to which the plan was party in default or uncollectible2012-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-11-30$23,963,749
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-11-30$12,560,824
Value of interest in common/collective trusts at end of year2012-11-30$5,424,164
Value of interest in common/collective trusts at beginning of year2012-11-30$3,149,484
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-11-30$314,059
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-11-30$439,142
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-11-30$439,142
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-11-30$37
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-11-30$1,042,641
Net investment gain or loss from common/collective trusts2012-11-30$62,482
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-11-30No
Was there a failure to transmit to the plan any participant contributions2012-11-30No
Has the plan failed to provide any benefit when due under the plan2012-11-30No
Assets. Invements in employer securities at end of year2012-11-30$202,661,680
Assets. Invements in employer securities at beginning of year2012-11-30$175,865,591
Contributions received in cash from employer2012-11-30$5,900,000
Income. Dividends from common stock2012-11-30$20,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-11-30$13,618,670
Did the plan have assets held for investment2012-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-11-30No
Liabilities. Value of acquisition indebtedness at end of year2012-11-30$242,671
Liabilities. Value of acquisition indebtedness at beginning of year2012-11-30$473,280
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-11-30Yes
Opinion of an independent qualified public accountant for this plan2012-11-30Disclaimer
Accountancy firm name2012-11-30HLB TAUTGES REDPATH, LTD
Accountancy firm EIN2012-11-30410975573
2011 : THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-11-30$9,625,779
Total unrealized appreciation/depreciation of assets2011-11-30$9,625,779
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$473,280
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-11-30$695,190
Expenses. Interest paid2011-11-30$36,214
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-11-30$36,214
Total income from all sources (including contributions)2011-11-30$26,103,236
Total loss/gain on sale of assets2011-11-30$0
Total of all expenses incurred2011-11-30$16,533,924
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-11-30$16,497,669
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-11-30$5,900,000
Value of total assets at end of year2011-11-30$192,056,527
Value of total assets at beginning of year2011-11-30$182,709,125
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-11-30$41
Total interest from all sources2011-11-30$44
Total dividends received (eg from common stock, registered investment company shares)2011-11-30$10,396,534
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-11-30$396,534
Was this plan covered by a fidelity bond2011-11-30Yes
Value of fidelity bond cover2011-11-30$1,000,000
If this is an individual account plan, was there a blackout period2011-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-11-30$0
Were there any nonexempt tranactions with any party-in-interest2011-11-30No
Assets. Other investments not covered elsewhere at end of year2011-11-30$32,837
Assets. Other investments not covered elsewhere at beginning of year2011-11-30$225,485
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-11-30$8,649
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-11-30$4
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-11-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-11-30$2,762
Other income not declared elsewhere2011-11-30$13,128
Administrative expenses (other) incurred2011-11-30$41
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Value of net income/loss2011-11-30$9,569,312
Value of net assets at end of year (total assets less liabilities)2011-11-30$191,583,247
Value of net assets at beginning of year (total assets less liabilities)2011-11-30$182,013,935
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-11-30No
Were any leases to which the plan was party in default or uncollectible2011-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-11-30$12,560,824
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-11-30$12,517,948
Value of interest in common/collective trusts at end of year2011-11-30$3,149,484
Value of interest in common/collective trusts at beginning of year2011-11-30$2,306,715
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-11-30$439,142
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-11-30$575,681
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-11-30$575,681
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-11-30$44
Expenses. Payments to insurance carriers foe the provision of benefits2011-11-30$578
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-11-30$116,345
Net investment gain or loss from common/collective trusts2011-11-30$51,406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-11-30No
Was there a failure to transmit to the plan any participant contributions2011-11-30No
Has the plan failed to provide any benefit when due under the plan2011-11-30No
Assets. Invements in employer securities at end of year2011-11-30$175,865,591
Assets. Invements in employer securities at beginning of year2011-11-30$167,083,292
Contributions received in cash from employer2011-11-30$5,900,000
Income. Dividends from common stock2011-11-30$10,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-11-30$16,497,091
Liabilities. Value of benefit claims payable at beginning of year2011-11-30$0
Did the plan have assets held for investment2011-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-11-30No
Liabilities. Value of acquisition indebtedness at end of year2011-11-30$473,280
Liabilities. Value of acquisition indebtedness at beginning of year2011-11-30$692,428
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-11-30Yes
Opinion of an independent qualified public accountant for this plan2011-11-30Disclaimer
Accountancy firm name2011-11-30HLB TAUTGES REDPATH, LTD
Accountancy firm EIN2011-11-30410975573
2010 : THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-11-30$0

Form 5500 Responses for THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN

2022: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-12-01Type of plan entitySingle employer plan
2022-12-01Submission has been amendedNo
2022-12-01This submission is the final filingNo
2022-12-01This return/report is a short plan year return/report (less than 12 months)No
2022-12-01Plan is a collectively bargained planNo
2022-12-01Plan funding arrangement – TrustYes
2022-12-01Plan benefit arrangement - TrustYes
2021: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-12-01Type of plan entitySingle employer plan
2021-12-01Submission has been amendedNo
2021-12-01This submission is the final filingNo
2021-12-01This return/report is a short plan year return/report (less than 12 months)No
2021-12-01Plan is a collectively bargained planNo
2021-12-01Plan funding arrangement – TrustYes
2021-12-01Plan benefit arrangement - TrustYes
2020: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-12-01Type of plan entitySingle employer plan
2020-12-01Submission has been amendedNo
2020-12-01This submission is the final filingNo
2020-12-01This return/report is a short plan year return/report (less than 12 months)No
2020-12-01Plan is a collectively bargained planNo
2020-12-01Plan funding arrangement – TrustYes
2020-12-01Plan benefit arrangement - TrustYes
2019: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-12-01Type of plan entitySingle employer plan
2019-12-01Submission has been amendedNo
2019-12-01This submission is the final filingNo
2019-12-01This return/report is a short plan year return/report (less than 12 months)No
2019-12-01Plan is a collectively bargained planNo
2019-12-01Plan funding arrangement – TrustYes
2019-12-01Plan benefit arrangement - TrustYes
2018: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-12-01Type of plan entitySingle employer plan
2018-12-01Submission has been amendedNo
2018-12-01This submission is the final filingNo
2018-12-01This return/report is a short plan year return/report (less than 12 months)No
2018-12-01Plan is a collectively bargained planNo
2018-12-01Plan funding arrangement – TrustYes
2018-12-01Plan benefit arrangement - TrustYes
2017: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-12-01Type of plan entitySingle employer plan
2017-12-01Submission has been amendedNo
2017-12-01This submission is the final filingNo
2017-12-01This return/report is a short plan year return/report (less than 12 months)No
2017-12-01Plan is a collectively bargained planNo
2017-12-01Plan funding arrangement – TrustYes
2017-12-01Plan benefit arrangement - TrustYes
2016: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-12-01Type of plan entitySingle employer plan
2016-12-01Submission has been amendedNo
2016-12-01This submission is the final filingNo
2016-12-01This return/report is a short plan year return/report (less than 12 months)No
2016-12-01Plan is a collectively bargained planNo
2016-12-01Plan funding arrangement – TrustYes
2016-12-01Plan benefit arrangement - TrustYes
2015: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-12-01Type of plan entitySingle employer plan
2015-12-01Submission has been amendedNo
2015-12-01This submission is the final filingNo
2015-12-01This return/report is a short plan year return/report (less than 12 months)No
2015-12-01Plan is a collectively bargained planNo
2015-12-01Plan funding arrangement – TrustYes
2015-12-01Plan benefit arrangement - TrustYes
2014: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-12-01Type of plan entitySingle employer plan
2014-12-01Submission has been amendedNo
2014-12-01This submission is the final filingNo
2014-12-01This return/report is a short plan year return/report (less than 12 months)No
2014-12-01Plan is a collectively bargained planNo
2014-12-01Plan funding arrangement – TrustYes
2014-12-01Plan benefit arrangement - TrustYes
2013: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-12-01Type of plan entitySingle employer plan
2013-12-01Submission has been amendedNo
2013-12-01This submission is the final filingNo
2013-12-01This return/report is a short plan year return/report (less than 12 months)No
2013-12-01Plan is a collectively bargained planNo
2013-12-01Plan funding arrangement – TrustYes
2013-12-01Plan benefit arrangement - TrustYes
2012: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-12-01Type of plan entitySingle employer plan
2012-12-01Submission has been amendedNo
2012-12-01This submission is the final filingNo
2012-12-01This return/report is a short plan year return/report (less than 12 months)No
2012-12-01Plan is a collectively bargained planNo
2012-12-01Plan funding arrangement – TrustYes
2012-12-01Plan benefit arrangement - TrustYes
2011: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-12-01Type of plan entitySingle employer plan
2011-12-01Submission has been amendedNo
2011-12-01This submission is the final filingNo
2011-12-01This return/report is a short plan year return/report (less than 12 months)No
2011-12-01Plan is a collectively bargained planNo
2011-12-01Plan funding arrangement – InsuranceYes
2011-12-01Plan funding arrangement – TrustYes
2011-12-01Plan benefit arrangement – InsuranceYes
2011-12-01Plan benefit arrangement - TrustYes
2010: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-12-01Type of plan entitySingle employer plan
2010-12-01Submission has been amendedNo
2010-12-01This submission is the final filingNo
2010-12-01This return/report is a short plan year return/report (less than 12 months)No
2010-12-01Plan is a collectively bargained planNo
2010-12-01Plan funding arrangement – InsuranceYes
2010-12-01Plan funding arrangement – TrustYes
2010-12-01Plan benefit arrangement – InsuranceYes
2010-12-01Plan benefit arrangement - TrustYes
2009: THE WALMAN OPTICAL COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-12-01Type of plan entitySingle employer plan
2009-12-01Submission has been amendedNo
2009-12-01This submission is the final filingNo
2009-12-01This return/report is a short plan year return/report (less than 12 months)No
2009-12-01Plan is a collectively bargained planNo
2009-12-01Plan funding arrangement – InsuranceYes
2009-12-01Plan funding arrangement – TrustYes
2009-12-01Plan benefit arrangement – InsuranceYes
2009-12-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract numberINDIVIDUAL
Policy instance 1
Insurance contract or identification numberINDIVIDUAL
Number of Individuals Covered0
Insurance policy start date2011-12-01
Insurance policy end date2012-11-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66680 )
Policy contract number0112090
Policy instance 1
Insurance contract or identification number0112090
Number of Individuals Covered0
Insurance policy start date2010-12-01
Insurance policy end date2011-11-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract numberINDIVIDUAL
Policy instance 2
Insurance contract or identification numberINDIVIDUAL
Number of Individuals Covered2
Insurance policy start date2010-12-01
Insurance policy end date2011-11-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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