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AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan NameAUGUSTANA CARE TAX DEFERRED ANNUITY PLAN
Plan identification number 002

AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AUGUSTANA CARE has sponsored the creation of one or more 401k plans.

Company Name:AUGUSTANA CARE
Employer identification number (EIN):410693953
NAIC Classification:621399
NAIC Description:Offices of All Other Miscellaneous Health Practitioners

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01MICHAEL JOHNSON
0022017-01-01MICHAEL JOHNSON
0022016-01-01MICHAEL JOHNSON
0022015-01-01MICHAEL JOHNSON
0022014-01-01MICHAEL JOHNSON
0022013-01-01MICHAEL JOHNSON
0022012-01-01MICHAEL JOHNSON
0022011-01-01MICHAEL JOHNSON
0022010-01-01MICHAEL JOHNSON
0022009-01-01MICHAEL JOHNSON MICHAEL JOHNSON2010-10-14

Plan Statistics for AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN

Measure Date Value
2020: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-012,478
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,677
Total number of active participants reported on line 7a of the Form 55002019-01-012,207
Number of retired or separated participants receiving benefits2019-01-0124
Number of other retired or separated participants entitled to future benefits2019-01-01243
Total of all active and inactive participants2019-01-012,474
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-014
Total participants2019-01-012,478
Number of participants with account balances2019-01-01863
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0123
2018: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,575
Total number of active participants reported on line 7a of the Form 55002018-01-012,445
Number of retired or separated participants receiving benefits2018-01-0120
Number of other retired or separated participants entitled to future benefits2018-01-01208
Total of all active and inactive participants2018-01-012,673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-014
Total participants2018-01-012,677
Number of participants with account balances2018-01-01944
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0111
2017: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,113
Total number of active participants reported on line 7a of the Form 55002017-01-011,977
Number of retired or separated participants receiving benefits2017-01-0119
Number of other retired or separated participants entitled to future benefits2017-01-01186
Total of all active and inactive participants2017-01-012,182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-014
Total participants2017-01-012,186
Number of participants with account balances2017-01-01924
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0111
2016: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,207
Total number of active participants reported on line 7a of the Form 55002016-01-011,922
Number of retired or separated participants receiving benefits2016-01-0117
Number of other retired or separated participants entitled to future benefits2016-01-01167
Total of all active and inactive participants2016-01-012,106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-017
Total participants2016-01-012,113
Number of participants with account balances2016-01-01871
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0117
2015: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,097
Total number of active participants reported on line 7a of the Form 55002015-01-011,916
Number of retired or separated participants receiving benefits2015-01-0114
Number of other retired or separated participants entitled to future benefits2015-01-01271
Total of all active and inactive participants2015-01-012,201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-016
Total participants2015-01-012,207
Number of participants with account balances2015-01-01968
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0119
2014: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,313
Total number of active participants reported on line 7a of the Form 55002014-01-011,783
Number of retired or separated participants receiving benefits2014-01-019
Number of other retired or separated participants entitled to future benefits2014-01-01301
Total of all active and inactive participants2014-01-012,093
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-014
Total participants2014-01-012,097
Number of participants with account balances2014-01-01962
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0111
2013: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,284
Total number of active participants reported on line 7a of the Form 55002013-01-011,973
Number of retired or separated participants receiving benefits2013-01-0111
Number of other retired or separated participants entitled to future benefits2013-01-01323
Total of all active and inactive participants2013-01-012,307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-016
Total participants2013-01-012,313
Number of participants with account balances2013-01-01939
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0118
2012: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,984
Total number of active participants reported on line 7a of the Form 55002012-01-011,934
Number of retired or separated participants receiving benefits2012-01-018
Number of other retired or separated participants entitled to future benefits2012-01-01334
Total of all active and inactive participants2012-01-012,276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-018
Total participants2012-01-012,284
Number of participants with account balances2012-01-01929
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0118
2011: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,848
Total number of active participants reported on line 7a of the Form 55002011-01-011,842
Number of retired or separated participants receiving benefits2011-01-017
Number of other retired or separated participants entitled to future benefits2011-01-01129
Total of all active and inactive participants2011-01-011,978
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-016
Total participants2011-01-011,984
Number of participants with account balances2011-01-01906
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-019
2010: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,644
Total number of active participants reported on line 7a of the Form 55002010-01-011,723
Number of retired or separated participants receiving benefits2010-01-012
Number of other retired or separated participants entitled to future benefits2010-01-01119
Total of all active and inactive participants2010-01-011,844
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-014
Total participants2010-01-011,848
Number of participants with account balances2010-01-01887
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0111
2009: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01455
Total number of active participants reported on line 7a of the Form 55002009-01-011,484
Number of retired or separated participants receiving benefits2009-01-019
Number of other retired or separated participants entitled to future benefits2009-01-01145
Total of all active and inactive participants2009-01-011,638
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-016
Total participants2009-01-011,644
Number of participants with account balances2009-01-01803
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-016

Financial Data on AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN

Measure Date Value
2020 : AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2020 401k financial data
Total transfer of assets from this plan2020-06-30$40,242,040
Total income from all sources (including contributions)2020-06-30$167,141
Total of all expenses incurred2020-06-30$21,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$20,390
Value of total assets at end of year2020-06-30$0
Value of total assets at beginning of year2020-06-30$40,096,271
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$982
Total interest from all sources2020-06-30$2,268
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$3,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-06-30$0
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$3,281
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$500,000
If this is an individual account plan, was there a blackout period2020-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-06-30$0
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Participant contributions at end of year2020-06-30$0
Participant contributions at beginning of year2020-06-30$700,675
Assets. Other investments not covered elsewhere at end of year2020-06-30$0
Assets. Other investments not covered elsewhere at beginning of year2020-06-30$516,004
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-06-30$795
Other income not declared elsewhere2020-06-30$-8
Administrative expenses (other) incurred2020-06-30$982
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$145,769
Value of net assets at end of year (total assets less liabilities)2020-06-30$0
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$40,096,271
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$34,290,835
Interest on participant loans2020-06-30$392
Interest earned on other investments2020-06-30$1,876
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$4,511,353
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$161,600
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Employer contributions (assets) at end of year2020-06-30$0
Employer contributions (assets) at beginning of year2020-06-30$76,609
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$20,390
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-06-30No
Did the plan have assets held for investment2020-06-30No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-06-30410746749
2019 : AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2019 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$3,960
Total income from all sources (including contributions)2019-12-31$10,229,933
Total of all expenses incurred2019-12-31$4,277,053
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,111,686
Expenses. Certain deemed distributions of participant loans2019-12-31$16,639
Value of total corrective distributions2019-12-31$-2,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,172,629
Value of total assets at end of year2019-12-31$40,096,271
Value of total assets at beginning of year2019-12-31$34,147,351
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$151,418
Total interest from all sources2019-12-31$182,725
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$521,503
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$521,503
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,133,720
Participant contributions at end of year2019-12-31$700,675
Participant contributions at beginning of year2019-12-31$759,119
Assets. Other investments not covered elsewhere at end of year2019-12-31$516,004
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$470,567
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$163,828
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$795
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$1,009
Other income not declared elsewhere2019-12-31$81,402
Administrative expenses (other) incurred2019-12-31$115,793
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,952,880
Value of net assets at end of year (total assets less liabilities)2019-12-31$40,096,271
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$34,143,391
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$35,625
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$34,290,835
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$28,695,711
Interest on participant loans2019-12-31$39,960
Interest earned on other investments2019-12-31$142,765
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,511,353
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$4,146,745
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,271,674
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$875,081
Employer contributions (assets) at end of year2019-12-31$76,609
Employer contributions (assets) at beginning of year2019-12-31$74,200
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,111,686
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$3,960
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
2018 : AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$3,960
Total income from all sources (including contributions)2018-12-31$1,998,127
Total of all expenses incurred2018-12-31$3,752,839
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,504,750
Expenses. Certain deemed distributions of participant loans2018-12-31$1,646
Value of total corrective distributions2018-12-31$3,960
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,120,974
Value of total assets at end of year2018-12-31$34,147,351
Value of total assets at beginning of year2018-12-31$35,898,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$242,483
Total interest from all sources2018-12-31$172,768
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$465,183
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$465,183
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,023,060
Participant contributions at end of year2018-12-31$759,119
Participant contributions at beginning of year2018-12-31$772,388
Participant contributions at beginning of year2018-12-31$54,433
Assets. Other investments not covered elsewhere at end of year2018-12-31$470,567
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$488,054
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$250,016
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$1,009
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$1,064
Administrative expenses (other) incurred2018-12-31$132,443
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,754,712
Value of net assets at end of year (total assets less liabilities)2018-12-31$34,143,391
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$35,898,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$110,040
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$28,695,711
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$30,649,352
Interest on participant loans2018-12-31$37,615
Interest earned on other investments2018-12-31$135,153
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$4,146,745
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$3,840,468
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,760,798
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$847,898
Employer contributions (assets) at end of year2018-12-31$74,200
Employer contributions (assets) at beginning of year2018-12-31$92,344
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,504,750
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Liabilities. Value of benefit claims payable at end of year2018-12-31$3,960
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2017 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$7,039
Total income from all sources (including contributions)2017-12-31$7,697,198
Total of all expenses incurred2017-12-31$3,100,948
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,924,875
Expenses. Certain deemed distributions of participant loans2017-12-31$6,639
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,678,798
Value of total assets at end of year2017-12-31$35,898,103
Value of total assets at beginning of year2017-12-31$31,308,892
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$169,434
Total interest from all sources2017-12-31$159,766
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$424,428
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$424,428
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,753,697
Participant contributions at end of year2017-12-31$772,388
Participant contributions at beginning of year2017-12-31$611,930
Participant contributions at end of year2017-12-31$54,433
Participant contributions at beginning of year2017-12-31$59,659
Assets. Other investments not covered elsewhere at end of year2017-12-31$488,054
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$1,304,526
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$134,133
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$1,064
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$1,146
Other income not declared elsewhere2017-12-31$0
Administrative expenses (other) incurred2017-12-31$169,434
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,596,250
Value of net assets at end of year (total assets less liabilities)2017-12-31$35,898,103
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$31,301,853
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$30,649,352
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$25,418,913
Interest on participant loans2017-12-31$30,833
Interest earned on other investments2017-12-31$128,933
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,840,468
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,821,331
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,434,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$790,968
Employer contributions (assets) at end of year2017-12-31$92,344
Employer contributions (assets) at beginning of year2017-12-31$91,387
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,924,875
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$7,039
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2017-12-31410746749
2016 : AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$7,039
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$19,703
Total income from all sources (including contributions)2016-12-31$4,574,049
Total of all expenses incurred2016-12-31$2,378,568
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,206,041
Expenses. Certain deemed distributions of participant loans2016-12-31$8,866
Value of total corrective distributions2016-12-31$7,039
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,357,571
Value of total assets at end of year2016-12-31$31,308,892
Value of total assets at beginning of year2016-12-31$29,126,075
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$156,622
Total interest from all sources2016-12-31$153,028
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$401,677
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$401,677
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,581,684
Participant contributions at end of year2016-12-31$611,930
Participant contributions at beginning of year2016-12-31$498,411
Participant contributions at end of year2016-12-31$59,659
Participant contributions at beginning of year2016-12-31$58,592
Assets. Other investments not covered elsewhere at end of year2016-12-31$1,304,526
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,206,459
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$77,965
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$1,146
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$718
Other income not declared elsewhere2016-12-31$54,777
Administrative expenses (other) incurred2016-12-31$156,622
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,195,481
Value of net assets at end of year (total assets less liabilities)2016-12-31$31,301,853
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$29,106,372
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$25,418,913
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$23,508,472
Interest on participant loans2016-12-31$23,247
Interest earned on other investments2016-12-31$129,781
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,821,331
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$3,763,717
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,606,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$697,922
Employer contributions (assets) at end of year2016-12-31$91,387
Employer contributions (assets) at beginning of year2016-12-31$89,706
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,206,041
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Liabilities. Value of benefit claims payable at end of year2016-12-31$7,039
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$19,703
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2016-12-31410746749
2015 : AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$19,703
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$4,593
Total income from all sources (including contributions)2015-12-31$2,645,948
Total of all expenses incurred2015-12-31$1,861,262
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,665,980
Expenses. Certain deemed distributions of participant loans2015-12-31$20,897
Value of total corrective distributions2015-12-31$19,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,353,308
Value of total assets at end of year2015-12-31$29,126,075
Value of total assets at beginning of year2015-12-31$28,326,279
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$154,682
Total interest from all sources2015-12-31$150,720
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$345,691
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$345,691
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,547,515
Participant contributions at end of year2015-12-31$498,411
Participant contributions at beginning of year2015-12-31$555,434
Participant contributions at end of year2015-12-31$58,592
Participant contributions at beginning of year2015-12-31$4,996
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,206,459
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$119,857
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$718
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$720
Other income not declared elsewhere2015-12-31$-60,918
Administrative expenses (other) incurred2015-12-31$154,682
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$784,686
Value of net assets at end of year (total assets less liabilities)2015-12-31$29,106,372
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$28,321,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$23,508,472
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$23,897,690
Interest on participant loans2015-12-31$22,292
Interest earned on other investments2015-12-31$128,428
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$15,816
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$15,816
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$3,763,717
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$3,740,478
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-142,853
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$685,936
Employer contributions (assets) at end of year2015-12-31$89,706
Employer contributions (assets) at beginning of year2015-12-31$68,646
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,665,980
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$42,499
Liabilities. Value of benefit claims payable at end of year2015-12-31$19,703
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$4,593
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2015-12-31410746749
2014 : AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$4,593
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$5,479
Total income from all sources (including contributions)2014-12-31$3,775,331
Total of all expenses incurred2014-12-31$3,637,895
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,487,159
Expenses. Certain deemed distributions of participant loans2014-12-31$16,725
Value of total corrective distributions2014-12-31$4,593
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,084,008
Value of total assets at end of year2014-12-31$28,326,279
Value of total assets at beginning of year2014-12-31$28,189,729
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$129,418
Total interest from all sources2014-12-31$156,654
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$378,933
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$378,933
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,405,185
Participant contributions at end of year2014-12-31$555,434
Participant contributions at beginning of year2014-12-31$508,299
Participant contributions at end of year2014-12-31$4,996
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$62,124
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$720
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$92,787
Administrative expenses (other) incurred2014-12-31$129,418
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$137,436
Value of net assets at end of year (total assets less liabilities)2014-12-31$28,321,686
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$28,184,250
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$23,897,690
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$23,569,202
Interest on participant loans2014-12-31$24,405
Interest earned on other investments2014-12-31$132,247
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$15,816
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$13,655
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$13,655
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$3,740,478
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$4,025,550
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,062,949
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$616,699
Employer contributions (assets) at end of year2014-12-31$68,646
Employer contributions (assets) at beginning of year2014-12-31$73,023
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,487,159
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$42,499
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Liabilities. Value of benefit claims payable at end of year2014-12-31$4,593
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$5,479
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2014-12-31410746749
2013 : AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$5,479
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$5,733
Total income from all sources (including contributions)2013-12-31$6,630,272
Total of all expenses incurred2013-12-31$2,567,102
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,456,603
Expenses. Certain deemed distributions of participant loans2013-12-31$5,479
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,117,718
Value of total assets at end of year2013-12-31$28,189,729
Value of total assets at beginning of year2013-12-31$24,126,813
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$105,020
Total interest from all sources2013-12-31$158,145
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$338,574
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$338,574
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,287,380
Participant contributions at end of year2013-12-31$508,299
Participant contributions at beginning of year2013-12-31$406,417
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$9,529
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$223,397
Other income not declared elsewhere2013-12-31$222,666
Administrative expenses (other) incurred2013-12-31$105,020
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,063,170
Value of net assets at end of year (total assets less liabilities)2013-12-31$28,184,250
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$24,121,080
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$23,569,202
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$19,421,498
Interest on participant loans2013-12-31$18,634
Interest earned on other investments2013-12-31$139,511
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$13,655
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$8,737
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$8,737
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$4,025,550
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$4,214,219
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,793,169
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$606,941
Employer contributions (assets) at end of year2013-12-31$73,023
Employer contributions (assets) at beginning of year2013-12-31$66,413
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,456,603
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Liabilities. Value of benefit claims payable at end of year2013-12-31$5,479
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$5,733
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2013-12-31410746749
2012 : AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$5,733
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$20,468
Total income from all sources (including contributions)2012-12-31$4,850,254
Total of all expenses incurred2012-12-31$2,651,783
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,577,546
Expenses. Certain deemed distributions of participant loans2012-12-31$4,922
Value of total corrective distributions2012-12-31$5,733
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,363,920
Value of total assets at end of year2012-12-31$24,126,813
Value of total assets at beginning of year2012-12-31$21,943,077
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$63,582
Total interest from all sources2012-12-31$171,624
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$351,184
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$351,184
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,403,942
Participant contributions at end of year2012-12-31$406,417
Participant contributions at beginning of year2012-12-31$375,667
Participant contributions at end of year2012-12-31$9,529
Participant contributions at beginning of year2012-12-31$13,557
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$305,127
Other income not declared elsewhere2012-12-31$159,088
Administrative expenses (other) incurred2012-12-31$63,582
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,198,471
Value of net assets at end of year (total assets less liabilities)2012-12-31$24,121,080
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$21,922,609
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$19,421,498
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$16,328,047
Interest on participant loans2012-12-31$16,159
Interest earned on other investments2012-12-31$155,463
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$8,737
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$11,075
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$11,075
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$4,214,219
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$5,145,967
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,804,438
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$654,851
Employer contributions (assets) at end of year2012-12-31$66,413
Employer contributions (assets) at beginning of year2012-12-31$68,764
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,577,546
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Liabilities. Value of benefit claims payable at end of year2012-12-31$5,733
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$20,468
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2012-12-31410746749
2011 : AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$20,468
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$4,924
Total income from all sources (including contributions)2011-12-31$2,491,436
Total of all expenses incurred2011-12-31$1,014,348
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$955,220
Value of total corrective distributions2011-12-31$20,468
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,455,503
Value of total assets at end of year2011-12-31$21,943,077
Value of total assets at beginning of year2011-12-31$20,450,445
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$38,660
Total interest from all sources2011-12-31$186,850
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$233,186
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$233,186
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,416,711
Participant contributions at end of year2011-12-31$375,667
Participant contributions at beginning of year2011-12-31$307,907
Participant contributions at end of year2011-12-31$13,557
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$356,490
Other income not declared elsewhere2011-12-31$-67,757
Administrative expenses (other) incurred2011-12-31$38,660
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,477,088
Value of net assets at end of year (total assets less liabilities)2011-12-31$21,922,609
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$20,445,521
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$16,328,047
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$15,271,034
Interest on participant loans2011-12-31$16,641
Interest earned on other investments2011-12-31$170,208
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$11,075
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$5,145,967
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$4,869,957
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-316,346
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$682,302
Employer contributions (assets) at end of year2011-12-31$68,764
Employer contributions (assets) at beginning of year2011-12-31$1,547
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$955,220
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Liabilities. Value of benefit claims payable at end of year2011-12-31$20,468
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$4,924
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2011-12-31410746749
2010 : AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$4,924
Total income from all sources (including contributions)2010-12-31$4,402,452
Total of all expenses incurred2010-12-31$973,972
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$933,313
Expenses. Certain deemed distributions of participant loans2010-12-31$3,971
Value of total corrective distributions2010-12-31$4,924
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,542,860
Value of total assets at end of year2010-12-31$20,450,445
Value of total assets at beginning of year2010-12-31$17,017,041
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$31,764
Total interest from all sources2010-12-31$177,832
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$204,307
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$204,307
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,362,749
Participant contributions at end of year2010-12-31$307,907
Participant contributions at beginning of year2010-12-31$227,502
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$11,948
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$519,763
Administrative expenses (other) incurred2010-12-31$31,764
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,428,480
Value of net assets at end of year (total assets less liabilities)2010-12-31$20,445,521
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$17,017,041
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$15,271,034
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$11,977,779
Interest on participant loans2010-12-31$13,495
Interest earned on other investments2010-12-31$164,337
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$2,465
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$2,465
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$4,869,957
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$4,682,027
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,477,453
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$660,348
Employer contributions (assets) at end of year2010-12-31$1,547
Employer contributions (assets) at beginning of year2010-12-31$115,320
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$933,313
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Liabilities. Value of benefit claims payable at end of year2010-12-31$4,924
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LARSON ALLEN LLP
Accountancy firm EIN2010-12-31410746749
2009 : AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN

2020: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: AUGUSTANA CARE TAX DEFERRED ANNUITY PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069025
Policy instance 1
Insurance contract or identification numberTA069025
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-06-30
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069025
Policy instance 1
Insurance contract or identification numberTA069025
Number of Individuals Covered863
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069025
Policy instance 1
Insurance contract or identification numberTA069025
Number of Individuals Covered944
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069025
Policy instance 1
Insurance contract or identification numberTA069025
Number of Individuals Covered924
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $9,645
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,645
Insurance broker organization code?3
Insurance broker nameKESTRA INVESTMENT SERVICES LLC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069025
Policy instance 1
Insurance contract or identification numberTA069025
Number of Individuals Covered968
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $18,023
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,023
Insurance broker organization code?3
Insurance broker nameNFP ADVISORY SERVICES LLC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069025
Policy instance 1
Insurance contract or identification numberTA069025
Number of Individuals Covered962
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $12,057
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,057
Insurance broker organization code?3
Insurance broker nameNFP ADVISORY SERVICES LLC
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069025
Policy instance 1
Insurance contract or identification numberTA069025
Number of Individuals Covered939
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $12,606
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,015
Insurance broker organization code?3
Insurance broker nameNFP SECURITES INC.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069025
Policy instance 1
Insurance contract or identification numberTA069025
Number of Individuals Covered929
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $14,363
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,363
Insurance broker organization code?3
Insurance broker nameG & W EQUITY SALES INC.
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069025
Policy instance 1
Insurance contract or identification numberTA069025
Number of Individuals Covered902
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $15,655
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTA069025
Policy instance 1
Insurance contract or identification numberTA069025
Number of Individuals Covered887
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $14,974
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,974
Insurance broker organization code?3
Insurance broker nameG & W EQUITY SALES INC.

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