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HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 401k Plan overview

Plan NameHAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN
Plan identification number 001

HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HAWORTH MARKETING & MEDIA COMPANY has sponsored the creation of one or more 401k plans.

Company Name:HAWORTH MARKETING & MEDIA COMPANY
Employer identification number (EIN):410960876
NAIC Classification:541800

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-11-01CATHERINE MARCHIO2023-08-07
0012020-11-01
0012019-11-01
0012018-11-01
0012017-11-01
0012016-11-01BRUCE P GASPERLIN BRUCE P GASPERLIN2018-08-02
0012015-11-01BRUCE GASPERLIN BRUCE GASPERLIN2017-08-15
0012014-11-01BRUCE P. GASPERLIN
0012013-11-01BRUCE GASPERLIN BRUCE GASPERLIN2015-07-30
0012012-11-01BRUCE GASPERLIN
0012011-11-01BRUCE GASPERLIN BRUCE GASPERLIN2013-07-01
0012010-11-01BRUCE GASPERLIN
0012009-11-01BRUCE GASPERLIN
0012009-11-01BRUCE GASPERLIN

Plan Statistics for HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN

401k plan membership statisitcs for HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN

Measure Date Value
2021: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-11-01405
Total number of active participants reported on line 7a of the Form 55002021-11-01107
Number of retired or separated participants receiving benefits2021-11-010
Number of other retired or separated participants entitled to future benefits2021-11-01211
Total of all active and inactive participants2021-11-01318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-11-010
Total participants2021-11-01318
Number of participants with account balances2021-11-01308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-11-0170
2020: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-11-01469
Total number of active participants reported on line 7a of the Form 55002020-11-01202
Number of retired or separated participants receiving benefits2020-11-010
Number of other retired or separated participants entitled to future benefits2020-11-01202
Total of all active and inactive participants2020-11-01404
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-11-010
Total participants2020-11-01404
Number of participants with account balances2020-11-01377
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-11-01120
2019: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-11-01457
Total number of active participants reported on line 7a of the Form 55002019-11-01309
Number of retired or separated participants receiving benefits2019-11-010
Number of other retired or separated participants entitled to future benefits2019-11-01119
Total of all active and inactive participants2019-11-01428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-11-010
Total participants2019-11-01428
Number of participants with account balances2019-11-01392
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-11-0146
2018: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-11-01399
Total number of active participants reported on line 7a of the Form 55002018-11-01318
Number of retired or separated participants receiving benefits2018-11-010
Number of other retired or separated participants entitled to future benefits2018-11-01122
Total of all active and inactive participants2018-11-01440
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-11-010
Total participants2018-11-01440
Number of participants with account balances2018-11-01420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-11-0152
2017: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-11-01352
Total number of active participants reported on line 7a of the Form 55002017-11-01281
Number of retired or separated participants receiving benefits2017-11-010
Number of other retired or separated participants entitled to future benefits2017-11-01106
Total of all active and inactive participants2017-11-01387
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-11-010
Total participants2017-11-01387
Number of participants with account balances2017-11-01367
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-11-0152
2016: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-11-01239
Total number of active participants reported on line 7a of the Form 55002016-11-01247
Number of retired or separated participants receiving benefits2016-11-010
Number of other retired or separated participants entitled to future benefits2016-11-0190
Total of all active and inactive participants2016-11-01337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-11-010
Total participants2016-11-01337
Number of participants with account balances2016-11-01287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-11-0127
2015: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-11-01236
Total number of active participants reported on line 7a of the Form 55002015-11-01138
Number of retired or separated participants receiving benefits2015-11-010
Number of other retired or separated participants entitled to future benefits2015-11-0187
Total of all active and inactive participants2015-11-01225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-11-010
Total participants2015-11-01225
Number of participants with account balances2015-11-01225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-11-0131
2014: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-11-01197
Total number of active participants reported on line 7a of the Form 55002014-11-01150
Number of retired or separated participants receiving benefits2014-11-010
Number of other retired or separated participants entitled to future benefits2014-11-0179
Total of all active and inactive participants2014-11-01229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-11-010
Total participants2014-11-01229
Number of participants with account balances2014-11-01219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-11-0125
2013: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-11-01167
Total number of active participants reported on line 7a of the Form 55002013-11-01130
Number of retired or separated participants receiving benefits2013-11-010
Number of other retired or separated participants entitled to future benefits2013-11-0163
Total of all active and inactive participants2013-11-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-11-010
Total participants2013-11-01193
Number of participants with account balances2013-11-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-11-0117
2012: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-11-01155
Total number of active participants reported on line 7a of the Form 55002012-11-01107
Number of retired or separated participants receiving benefits2012-11-010
Number of other retired or separated participants entitled to future benefits2012-11-0160
Total of all active and inactive participants2012-11-01167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-11-010
Total participants2012-11-01167
Number of participants with account balances2012-11-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-11-0117
2011: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-11-01147
Total number of active participants reported on line 7a of the Form 55002011-11-0199
Number of retired or separated participants receiving benefits2011-11-010
Number of other retired or separated participants entitled to future benefits2011-11-0156
Total of all active and inactive participants2011-11-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-11-010
Total participants2011-11-01155
Number of participants with account balances2011-11-01146
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-11-0111
2010: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-11-01134
Total number of active participants reported on line 7a of the Form 55002010-11-0190
Number of retired or separated participants receiving benefits2010-11-010
Number of other retired or separated participants entitled to future benefits2010-11-0150
Total of all active and inactive participants2010-11-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-11-010
Total participants2010-11-01140
Number of participants with account balances2010-11-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-11-0113
2009: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-11-01123
Total number of active participants reported on line 7a of the Form 55002009-11-0179
Number of retired or separated participants receiving benefits2009-11-010
Number of other retired or separated participants entitled to future benefits2009-11-0150
Total of all active and inactive participants2009-11-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-11-010
Total participants2009-11-01129
Number of participants with account balances2009-11-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-11-0116

Financial Data on HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN

Measure Date Value
2022 : HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-10-31$0
Total income from all sources (including contributions)2022-10-31$-5,488,143
Total loss/gain on sale of assets2022-10-31$0
Total of all expenses incurred2022-10-31$4,800,413
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-10-31$4,530,617
Value of total corrective distributions2022-10-31$249,383
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-10-31$1,945,262
Value of total assets at end of year2022-10-31$31,025,116
Value of total assets at beginning of year2022-10-31$41,313,672
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-10-31$20,413
Total interest from all sources2022-10-31$90,577
Total dividends received (eg from common stock, registered investment company shares)2022-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-10-31No
Was this plan covered by a fidelity bond2022-10-31Yes
Value of fidelity bond cover2022-10-31$1,000,000
If this is an individual account plan, was there a blackout period2022-10-31No
Were there any nonexempt tranactions with any party-in-interest2022-10-31No
Contributions received from participants2022-10-31$1,027,361
Participant contributions at end of year2022-10-31$52,584
Participant contributions at beginning of year2022-10-31$105,361
Income. Received or receivable in cash from other sources (including rollovers)2022-10-31$645,956
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-10-31No
Value of net income/loss2022-10-31$-10,288,556
Value of net assets at end of year (total assets less liabilities)2022-10-31$31,025,116
Value of net assets at beginning of year (total assets less liabilities)2022-10-31$41,313,672
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-10-31No
Were any leases to which the plan was party in default or uncollectible2022-10-31No
Value of interest in pooled separate accounts at end of year2022-10-31$26,595,439
Value of interest in pooled separate accounts at beginning of year2022-10-31$38,006,214
Interest on participant loans2022-10-31$4,681
Interest earned on other investments2022-10-31$85,896
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-10-31$4,377,093
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-10-31$3,202,097
Net investment gain/loss from pooled separate accounts2022-10-31$-7,523,982
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-10-31No
Was there a failure to transmit to the plan any participant contributions2022-10-31No
Has the plan failed to provide any benefit when due under the plan2022-10-31No
Contributions received in cash from employer2022-10-31$271,945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-10-31$4,530,617
Contract administrator fees2022-10-31$20,413
Did the plan have assets held for investment2022-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-10-31No
Opinion of an independent qualified public accountant for this plan2022-10-31Unqualified
Accountancy firm name2022-10-31EIDE BAILLY LLP
Accountancy firm EIN2022-10-31450205958
2021 : HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-10-31$0
Total income from all sources (including contributions)2021-10-31$12,439,010
Total loss/gain on sale of assets2021-10-31$0
Total of all expenses incurred2021-10-31$1,841,963
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-10-31$1,706,181
Value of total corrective distributions2021-10-31$113,747
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-10-31$3,067,849
Value of total assets at end of year2021-10-31$41,313,672
Value of total assets at beginning of year2021-10-31$30,716,625
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-10-31$22,035
Total interest from all sources2021-10-31$97,018
Total dividends received (eg from common stock, registered investment company shares)2021-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-10-31No
Was this plan covered by a fidelity bond2021-10-31Yes
Value of fidelity bond cover2021-10-31$1,000,000
If this is an individual account plan, was there a blackout period2021-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-10-31$0
Were there any nonexempt tranactions with any party-in-interest2021-10-31No
Contributions received from participants2021-10-31$1,724,700
Participant contributions at end of year2021-10-31$105,361
Participant contributions at beginning of year2021-10-31$148,175
Income. Received or receivable in cash from other sources (including rollovers)2021-10-31$649,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-10-31No
Value of net income/loss2021-10-31$10,597,047
Value of net assets at end of year (total assets less liabilities)2021-10-31$41,313,672
Value of net assets at beginning of year (total assets less liabilities)2021-10-31$30,716,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-10-31No
Were any leases to which the plan was party in default or uncollectible2021-10-31No
Value of interest in pooled separate accounts at end of year2021-10-31$38,006,214
Value of interest in pooled separate accounts at beginning of year2021-10-31$27,584,735
Interest on participant loans2021-10-31$7,616
Interest earned on other investments2021-10-31$89,402
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-10-31$3,202,097
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-10-31$2,983,715
Net investment gain/loss from pooled separate accounts2021-10-31$9,274,143
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-10-31No
Was there a failure to transmit to the plan any participant contributions2021-10-31No
Has the plan failed to provide any benefit when due under the plan2021-10-31No
Contributions received in cash from employer2021-10-31$693,629
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-10-31$1,706,181
Contract administrator fees2021-10-31$22,035
Did the plan have assets held for investment2021-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-10-31No
Opinion of an independent qualified public accountant for this plan2021-10-31Unqualified
Accountancy firm name2021-10-31EIDE BAILLY LLP
Accountancy firm EIN2021-10-31450205958
2020 : HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-10-31$0
Total income from all sources (including contributions)2020-10-31$5,073,972
Total loss/gain on sale of assets2020-10-31$0
Total of all expenses incurred2020-10-31$634,261
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-10-31$613,159
Value of total corrective distributions2020-10-31$5,422
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-10-31$2,977,121
Value of total assets at end of year2020-10-31$30,716,625
Value of total assets at beginning of year2020-10-31$26,276,914
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-10-31$15,680
Total interest from all sources2020-10-31$85,095
Total dividends received (eg from common stock, registered investment company shares)2020-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-10-31No
Was this plan covered by a fidelity bond2020-10-31Yes
Value of fidelity bond cover2020-10-31$1,000,000
If this is an individual account plan, was there a blackout period2020-10-31No
Were there any nonexempt tranactions with any party-in-interest2020-10-31No
Contributions received from participants2020-10-31$1,722,246
Participant contributions at end of year2020-10-31$148,175
Participant contributions at beginning of year2020-10-31$144,295
Income. Received or receivable in cash from other sources (including rollovers)2020-10-31$161,271
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-10-31No
Value of net income/loss2020-10-31$4,439,711
Value of net assets at end of year (total assets less liabilities)2020-10-31$30,716,625
Value of net assets at beginning of year (total assets less liabilities)2020-10-31$26,276,914
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-10-31No
Were any leases to which the plan was party in default or uncollectible2020-10-31No
Value of interest in pooled separate accounts at end of year2020-10-31$27,584,735
Value of interest in pooled separate accounts at beginning of year2020-10-31$23,839,918
Interest on participant loans2020-10-31$9,842
Interest earned on other investments2020-10-31$75,253
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-10-31$2,983,715
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-10-31$2,292,701
Net investment gain/loss from pooled separate accounts2020-10-31$2,011,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-10-31No
Was there a failure to transmit to the plan any participant contributions2020-10-31No
Has the plan failed to provide any benefit when due under the plan2020-10-31No
Contributions received in cash from employer2020-10-31$1,093,604
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-10-31$613,159
Contract administrator fees2020-10-31$15,680
Did the plan have assets held for investment2020-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-10-31Yes
Opinion of an independent qualified public accountant for this plan2020-10-31Disclaimer
Accountancy firm name2020-10-31RSM US LLP
Accountancy firm EIN2020-10-31420714325
2019 : HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-10-31$0
Total income from all sources (including contributions)2019-10-31$5,604,206
Total loss/gain on sale of assets2019-10-31$0
Total of all expenses incurred2019-10-31$969,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-10-31$952,771
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-10-31$3,007,068
Value of total assets at end of year2019-10-31$26,276,914
Value of total assets at beginning of year2019-10-31$21,642,426
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-10-31$16,947
Total interest from all sources2019-10-31$76,606
Total dividends received (eg from common stock, registered investment company shares)2019-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-10-31No
Was this plan covered by a fidelity bond2019-10-31Yes
Value of fidelity bond cover2019-10-31$1,000,000
If this is an individual account plan, was there a blackout period2019-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-10-31$0
Were there any nonexempt tranactions with any party-in-interest2019-10-31No
Contributions received from participants2019-10-31$1,499,966
Participant contributions at end of year2019-10-31$144,295
Participant contributions at beginning of year2019-10-31$119,355
Income. Received or receivable in cash from other sources (including rollovers)2019-10-31$453,293
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-10-31No
Value of net income/loss2019-10-31$4,634,488
Value of net assets at end of year (total assets less liabilities)2019-10-31$26,276,914
Value of net assets at beginning of year (total assets less liabilities)2019-10-31$21,642,426
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-10-31No
Were any leases to which the plan was party in default or uncollectible2019-10-31No
Value of interest in pooled separate accounts at end of year2019-10-31$23,839,918
Value of interest in pooled separate accounts at beginning of year2019-10-31$19,417,003
Interest on participant loans2019-10-31$7,239
Interest earned on other investments2019-10-31$69,367
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-10-31$2,292,701
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-10-31$2,106,068
Net investment gain/loss from pooled separate accounts2019-10-31$2,520,532
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-10-31No
Was there a failure to transmit to the plan any participant contributions2019-10-31No
Has the plan failed to provide any benefit when due under the plan2019-10-31No
Contributions received in cash from employer2019-10-31$1,053,809
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-10-31$952,771
Contract administrator fees2019-10-31$16,947
Did the plan have assets held for investment2019-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-10-31Yes
Opinion of an independent qualified public accountant for this plan2019-10-31Disclaimer
Accountancy firm name2019-10-31RSM US LLP
Accountancy firm EIN2019-10-31420714325
2018 : HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-10-31$0
Total income from all sources (including contributions)2018-10-31$3,144,109
Total loss/gain on sale of assets2018-10-31$0
Total of all expenses incurred2018-10-31$1,766,417
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-10-31$1,763,190
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-10-31$2,588,488
Value of total assets at end of year2018-10-31$21,642,426
Value of total assets at beginning of year2018-10-31$20,264,734
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-10-31$3,227
Total interest from all sources2018-10-31$70,544
Total dividends received (eg from common stock, registered investment company shares)2018-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-10-31No
Was this plan covered by a fidelity bond2018-10-31Yes
Value of fidelity bond cover2018-10-31$1,000,000
If this is an individual account plan, was there a blackout period2018-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-10-31$0
Were there any nonexempt tranactions with any party-in-interest2018-10-31No
Contributions received from participants2018-10-31$1,267,948
Income. Received or receivable in cash from other sources (including rollovers)2018-10-31$441,763
Assets. Loans (other than to participants) at end of year2018-10-31$119,355
Assets. Loans (other than to participants) at beginning of year2018-10-31$49,279
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-10-31No
Value of net income/loss2018-10-31$1,377,692
Value of net assets at end of year (total assets less liabilities)2018-10-31$21,642,426
Value of net assets at beginning of year (total assets less liabilities)2018-10-31$20,264,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-10-31No
Were any leases to which the plan was party in default or uncollectible2018-10-31No
Value of interest in pooled separate accounts at end of year2018-10-31$19,417,003
Value of interest in pooled separate accounts at beginning of year2018-10-31$18,241,898
Interest on participant loans2018-10-31$4,974
Interest earned on other investments2018-10-31$65,570
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-10-31$2,106,068
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-10-31$1,973,557
Net investment gain/loss from pooled separate accounts2018-10-31$485,077
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-10-31No
Was there a failure to transmit to the plan any participant contributions2018-10-31No
Has the plan failed to provide any benefit when due under the plan2018-10-31No
Contributions received in cash from employer2018-10-31$878,777
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-10-31$1,763,190
Contract administrator fees2018-10-31$3,227
Did the plan have assets held for investment2018-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-10-31Yes
Opinion of an independent qualified public accountant for this plan2018-10-31Disclaimer
Accountancy firm name2018-10-31RSM US LLP
Accountancy firm EIN2018-10-31420714325
2017 : HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-31$0
Total income from all sources (including contributions)2017-10-31$5,100,085
Total loss/gain on sale of assets2017-10-31$0
Total of all expenses incurred2017-10-31$1,135,601
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-10-31$1,122,153
Value of total corrective distributions2017-10-31$10,778
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-10-31$1,949,321
Value of total assets at end of year2017-10-31$20,264,734
Value of total assets at beginning of year2017-10-31$16,300,250
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-10-31$2,670
Total interest from all sources2017-10-31$61,510
Total dividends received (eg from common stock, registered investment company shares)2017-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-10-31No
Administrative expenses professional fees incurred2017-10-31$1,000
Was this plan covered by a fidelity bond2017-10-31Yes
Value of fidelity bond cover2017-10-31$1,000,000
If this is an individual account plan, was there a blackout period2017-10-31No
Were there any nonexempt tranactions with any party-in-interest2017-10-31No
Contributions received from participants2017-10-31$892,154
Participant contributions at end of year2017-10-31$49,279
Participant contributions at beginning of year2017-10-31$70,818
Income. Received or receivable in cash from other sources (including rollovers)2017-10-31$436,112
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-31No
Value of net income/loss2017-10-31$3,964,484
Value of net assets at end of year (total assets less liabilities)2017-10-31$20,264,734
Value of net assets at beginning of year (total assets less liabilities)2017-10-31$16,300,250
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-10-31No
Were any leases to which the plan was party in default or uncollectible2017-10-31No
Value of interest in pooled separate accounts at end of year2017-10-31$18,241,898
Value of interest in pooled separate accounts at beginning of year2017-10-31$14,533,658
Interest on participant loans2017-10-31$3,131
Interest earned on other investments2017-10-31$58,379
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-10-31$1,973,557
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-10-31$1,695,774
Net investment gain/loss from pooled separate accounts2017-10-31$3,089,254
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-10-31No
Was there a failure to transmit to the plan any participant contributions2017-10-31No
Has the plan failed to provide any benefit when due under the plan2017-10-31No
Contributions received in cash from employer2017-10-31$621,055
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-10-31$1,122,153
Contract administrator fees2017-10-31$1,670
Did the plan have assets held for investment2017-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-10-31Yes
Opinion of an independent qualified public accountant for this plan2017-10-31Disclaimer
Accountancy firm name2017-10-31RSM US LLP
Accountancy firm EIN2017-10-31420714325
2016 : HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-10-31$0
Total income from all sources (including contributions)2016-10-31$1,423,006
Total loss/gain on sale of assets2016-10-31$0
Total of all expenses incurred2016-10-31$589,665
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-10-31$587,190
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-10-31$1,133,159
Value of total assets at end of year2016-10-31$16,300,250
Value of total assets at beginning of year2016-10-31$15,466,909
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-10-31$2,475
Total interest from all sources2016-10-31$58,929
Total dividends received (eg from common stock, registered investment company shares)2016-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-10-31No
Was this plan covered by a fidelity bond2016-10-31Yes
Value of fidelity bond cover2016-10-31$1,000,000
If this is an individual account plan, was there a blackout period2016-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-10-31$0
Were there any nonexempt tranactions with any party-in-interest2016-10-31No
Contributions received from participants2016-10-31$664,167
Participant contributions at end of year2016-10-31$70,818
Participant contributions at beginning of year2016-10-31$75,951
Income. Received or receivable in cash from other sources (including rollovers)2016-10-31$8,082
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-31No
Value of net income/loss2016-10-31$833,341
Value of net assets at end of year (total assets less liabilities)2016-10-31$16,300,250
Value of net assets at beginning of year (total assets less liabilities)2016-10-31$15,466,909
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-10-31No
Were any leases to which the plan was party in default or uncollectible2016-10-31No
Value of interest in pooled separate accounts at end of year2016-10-31$14,533,658
Value of interest in pooled separate accounts at beginning of year2016-10-31$13,837,859
Interest on participant loans2016-10-31$3,805
Interest earned on other investments2016-10-31$55,124
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-10-31$1,695,774
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-10-31$1,553,099
Net investment gain/loss from pooled separate accounts2016-10-31$230,918
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-10-31No
Was there a failure to transmit to the plan any participant contributions2016-10-31No
Has the plan failed to provide any benefit when due under the plan2016-10-31No
Contributions received in cash from employer2016-10-31$460,910
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-10-31$587,190
Contract administrator fees2016-10-31$2,475
Did the plan have assets held for investment2016-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-10-31Yes
Opinion of an independent qualified public accountant for this plan2016-10-31Disclaimer
Accountancy firm name2016-10-31RSM US LLP
Accountancy firm EIN2016-10-31420714325
2015 : HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-10-31$0
Total income from all sources (including contributions)2015-10-31$1,518,574
Total loss/gain on sale of assets2015-10-31$0
Total of all expenses incurred2015-10-31$214,245
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-10-31$208,566
Value of total corrective distributions2015-10-31$3,959
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-10-31$1,120,881
Value of total assets at end of year2015-10-31$15,466,909
Value of total assets at beginning of year2015-10-31$14,162,580
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-10-31$1,720
Total interest from all sources2015-10-31$54,733
Total dividends received (eg from common stock, registered investment company shares)2015-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-10-31No
Was this plan covered by a fidelity bond2015-10-31Yes
Value of fidelity bond cover2015-10-31$1,000,000
If this is an individual account plan, was there a blackout period2015-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-10-31$0
Were there any nonexempt tranactions with any party-in-interest2015-10-31No
Contributions received from participants2015-10-31$600,291
Participant contributions at end of year2015-10-31$75,951
Participant contributions at beginning of year2015-10-31$113,837
Income. Received or receivable in cash from other sources (including rollovers)2015-10-31$97,965
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-10-31No
Value of net income/loss2015-10-31$1,304,329
Value of net assets at end of year (total assets less liabilities)2015-10-31$15,466,909
Value of net assets at beginning of year (total assets less liabilities)2015-10-31$14,162,580
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-10-31No
Were any leases to which the plan was party in default or uncollectible2015-10-31No
Value of interest in pooled separate accounts at end of year2015-10-31$13,837,859
Value of interest in pooled separate accounts at beginning of year2015-10-31$12,660,128
Interest on participant loans2015-10-31$4,633
Interest earned on other investments2015-10-31$50,100
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-10-31$1,553,099
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-10-31$1,388,615
Net investment gain/loss from pooled separate accounts2015-10-31$342,960
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-10-31No
Was there a failure to transmit to the plan any participant contributions2015-10-31No
Has the plan failed to provide any benefit when due under the plan2015-10-31No
Contributions received in cash from employer2015-10-31$422,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-10-31$208,566
Contract administrator fees2015-10-31$1,720
Did the plan have assets held for investment2015-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-10-31Yes
Opinion of an independent qualified public accountant for this plan2015-10-31Disclaimer
Accountancy firm name2015-10-31RSM US LLP
Accountancy firm EIN2015-10-31420714325
2014 : HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-31$0
Total income from all sources (including contributions)2014-10-31$2,136,257
Total loss/gain on sale of assets2014-10-31$0
Total of all expenses incurred2014-10-31$1,044,601
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-10-31$975,274
Value of total corrective distributions2014-10-31$68,627
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-10-31$902,402
Value of total assets at end of year2014-10-31$14,162,580
Value of total assets at beginning of year2014-10-31$13,070,924
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-10-31$700
Total interest from all sources2014-10-31$53,628
Total dividends received (eg from common stock, registered investment company shares)2014-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-10-31No
Was this plan covered by a fidelity bond2014-10-31Yes
Value of fidelity bond cover2014-10-31$1,000,000
If this is an individual account plan, was there a blackout period2014-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-10-31$0
Were there any nonexempt tranactions with any party-in-interest2014-10-31No
Contributions received from participants2014-10-31$502,642
Participant contributions at end of year2014-10-31$113,837
Participant contributions at beginning of year2014-10-31$128,326
Income. Received or receivable in cash from other sources (including rollovers)2014-10-31$39,815
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-31No
Value of net income/loss2014-10-31$1,091,656
Value of net assets at end of year (total assets less liabilities)2014-10-31$14,162,580
Value of net assets at beginning of year (total assets less liabilities)2014-10-31$13,070,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-10-31No
Were any leases to which the plan was party in default or uncollectible2014-10-31No
Value of interest in pooled separate accounts at end of year2014-10-31$12,660,128
Value of interest in pooled separate accounts at beginning of year2014-10-31$11,657,712
Interest on participant loans2014-10-31$6,864
Interest earned on other investments2014-10-31$46,764
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-10-31$1,388,615
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-10-31$1,284,886
Net investment gain/loss from pooled separate accounts2014-10-31$1,180,227
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-10-31No
Was there a failure to transmit to the plan any participant contributions2014-10-31No
Has the plan failed to provide any benefit when due under the plan2014-10-31No
Contributions received in cash from employer2014-10-31$359,945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-10-31$975,274
Contract administrator fees2014-10-31$700
Did the plan have assets held for investment2014-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-10-31Yes
Opinion of an independent qualified public accountant for this plan2014-10-31Disclaimer
Accountancy firm name2014-10-31MCGLADREY LLP
Accountancy firm EIN2014-10-31420714325
2013 : HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$0
Total income from all sources (including contributions)2013-10-31$3,337,132
Total loss/gain on sale of assets2013-10-31$0
Total of all expenses incurred2013-10-31$348,184
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-10-31$347,624
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-10-31$1,159,329
Value of total assets at end of year2013-10-31$13,070,924
Value of total assets at beginning of year2013-10-31$10,081,976
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-10-31$560
Total interest from all sources2013-10-31$49,249
Total dividends received (eg from common stock, registered investment company shares)2013-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-10-31No
Was this plan covered by a fidelity bond2013-10-31Yes
Value of fidelity bond cover2013-10-31$1,000,000
If this is an individual account plan, was there a blackout period2013-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-10-31$0
Were there any nonexempt tranactions with any party-in-interest2013-10-31No
Contributions received from participants2013-10-31$478,178
Participant contributions at end of year2013-10-31$128,326
Participant contributions at beginning of year2013-10-31$98,685
Income. Received or receivable in cash from other sources (including rollovers)2013-10-31$6,244
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Value of net income/loss2013-10-31$2,988,948
Value of net assets at end of year (total assets less liabilities)2013-10-31$13,070,924
Value of net assets at beginning of year (total assets less liabilities)2013-10-31$10,081,976
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-10-31No
Were any leases to which the plan was party in default or uncollectible2013-10-31No
Value of interest in pooled separate accounts at end of year2013-10-31$11,657,712
Value of interest in pooled separate accounts at beginning of year2013-10-31$8,826,724
Interest on participant loans2013-10-31$6,201
Interest earned on other investments2013-10-31$43,048
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-10-31$1,284,886
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-10-31$1,156,567
Net investment gain/loss from pooled separate accounts2013-10-31$2,128,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-10-31No
Was there a failure to transmit to the plan any participant contributions2013-10-31No
Has the plan failed to provide any benefit when due under the plan2013-10-31No
Contributions received in cash from employer2013-10-31$674,907
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-10-31$347,624
Contract administrator fees2013-10-31$560
Did the plan have assets held for investment2013-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-10-31Yes
Opinion of an independent qualified public accountant for this plan2013-10-31Disclaimer
Accountancy firm name2013-10-31MCGLADREY LLP
Accountancy firm EIN2013-10-31420714325
2012 : HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$0
Total income from all sources (including contributions)2012-10-31$1,649,509
Total loss/gain on sale of assets2012-10-31$0
Total of all expenses incurred2012-10-31$672,207
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-10-31$671,607
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-10-31$741,498
Value of total assets at end of year2012-10-31$10,081,976
Value of total assets at beginning of year2012-10-31$9,104,674
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-10-31$600
Total interest from all sources2012-10-31$48,478
Total dividends received (eg from common stock, registered investment company shares)2012-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-10-31No
Was this plan covered by a fidelity bond2012-10-31Yes
Value of fidelity bond cover2012-10-31$1,000,000
If this is an individual account plan, was there a blackout period2012-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-10-31$0
Were there any nonexempt tranactions with any party-in-interest2012-10-31No
Contributions received from participants2012-10-31$358,546
Participant contributions at end of year2012-10-31$98,685
Participant contributions at beginning of year2012-10-31$101,974
Income. Received or receivable in cash from other sources (including rollovers)2012-10-31$33,768
Other income not declared elsewhere2012-10-31$650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Value of net income/loss2012-10-31$977,302
Value of net assets at end of year (total assets less liabilities)2012-10-31$10,081,976
Value of net assets at beginning of year (total assets less liabilities)2012-10-31$9,104,674
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-10-31No
Were any leases to which the plan was party in default or uncollectible2012-10-31No
Value of interest in pooled separate accounts at end of year2012-10-31$8,826,724
Value of interest in pooled separate accounts at beginning of year2012-10-31$7,986,069
Interest on participant loans2012-10-31$6,961
Interest earned on other investments2012-10-31$41,517
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-10-31$1,156,567
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-10-31$1,016,631
Net investment gain/loss from pooled separate accounts2012-10-31$858,883
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-10-31No
Was there a failure to transmit to the plan any participant contributions2012-10-31No
Has the plan failed to provide any benefit when due under the plan2012-10-31No
Contributions received in cash from employer2012-10-31$349,184
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-10-31$671,607
Contract administrator fees2012-10-31$600
Did the plan have assets held for investment2012-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-10-31Yes
Opinion of an independent qualified public accountant for this plan2012-10-31Disclaimer
Accountancy firm name2012-10-31MCGLADREY LLP
Accountancy firm EIN2012-10-31420714325
2011 : HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-10-31$0
Total income from all sources (including contributions)2011-10-31$1,016,088
Total loss/gain on sale of assets2011-10-31$0
Total of all expenses incurred2011-10-31$249,862
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-10-31$248,446
Value of total corrective distributions2011-10-31$816
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-10-31$641,497
Value of total assets at end of year2011-10-31$9,104,674
Value of total assets at beginning of year2011-10-31$8,338,448
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-10-31$600
Total interest from all sources2011-10-31$48,196
Total dividends received (eg from common stock, registered investment company shares)2011-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-10-31No
Was this plan covered by a fidelity bond2011-10-31Yes
Value of fidelity bond cover2011-10-31$1,000,000
If this is an individual account plan, was there a blackout period2011-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-10-31$0
Were there any nonexempt tranactions with any party-in-interest2011-10-31No
Contributions received from participants2011-10-31$309,956
Participant contributions at end of year2011-10-31$101,974
Participant contributions at beginning of year2011-10-31$122,999
Income. Received or receivable in cash from other sources (including rollovers)2011-10-31$25,757
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-10-31No
Value of net income/loss2011-10-31$766,226
Value of net assets at end of year (total assets less liabilities)2011-10-31$9,104,674
Value of net assets at beginning of year (total assets less liabilities)2011-10-31$8,338,448
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-10-31No
Were any leases to which the plan was party in default or uncollectible2011-10-31No
Value of interest in pooled separate accounts at end of year2011-10-31$7,986,069
Value of interest in pooled separate accounts at beginning of year2011-10-31$7,289,014
Interest on participant loans2011-10-31$8,252
Interest earned on other investments2011-10-31$39,944
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-10-31$1,016,631
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-10-31$926,435
Net investment gain/loss from pooled separate accounts2011-10-31$326,395
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-10-31No
Was there a failure to transmit to the plan any participant contributions2011-10-31No
Has the plan failed to provide any benefit when due under the plan2011-10-31No
Contributions received in cash from employer2011-10-31$305,784
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-10-31$248,446
Contract administrator fees2011-10-31$600
Did the plan have assets held for investment2011-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-10-31Yes
Opinion of an independent qualified public accountant for this plan2011-10-31Disclaimer
Accountancy firm name2011-10-31ABDO EICK & MEYERS, LLP
Accountancy firm EIN2011-10-31411397419
2010 : HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-10-31$0

Form 5500 Responses for HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN

2021: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-11-01Type of plan entitySingle employer plan
2021-11-01Submission has been amendedYes
2021-11-01This submission is the final filingNo
2021-11-01This return/report is a short plan year return/report (less than 12 months)No
2021-11-01Plan is a collectively bargained planNo
2021-11-01Plan funding arrangement – InsuranceYes
2021-11-01Plan funding arrangement – TrustYes
2021-11-01Plan benefit arrangement – InsuranceYes
2021-11-01Plan benefit arrangement - TrustYes
2020: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-11-01Type of plan entitySingle employer plan
2020-11-01Submission has been amendedNo
2020-11-01This submission is the final filingNo
2020-11-01This return/report is a short plan year return/report (less than 12 months)No
2020-11-01Plan is a collectively bargained planNo
2020-11-01Plan funding arrangement – InsuranceYes
2020-11-01Plan funding arrangement – TrustYes
2020-11-01Plan benefit arrangement – InsuranceYes
2020-11-01Plan benefit arrangement - TrustYes
2019: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-11-01Type of plan entitySingle employer plan
2019-11-01Submission has been amendedNo
2019-11-01This submission is the final filingNo
2019-11-01This return/report is a short plan year return/report (less than 12 months)No
2019-11-01Plan is a collectively bargained planNo
2019-11-01Plan funding arrangement – InsuranceYes
2019-11-01Plan funding arrangement – TrustYes
2019-11-01Plan benefit arrangement – InsuranceYes
2019-11-01Plan benefit arrangement - TrustYes
2018: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-11-01Type of plan entitySingle employer plan
2018-11-01Submission has been amendedNo
2018-11-01This submission is the final filingNo
2018-11-01This return/report is a short plan year return/report (less than 12 months)No
2018-11-01Plan is a collectively bargained planNo
2018-11-01Plan funding arrangement – InsuranceYes
2018-11-01Plan funding arrangement – TrustYes
2018-11-01Plan benefit arrangement – InsuranceYes
2018-11-01Plan benefit arrangement - TrustYes
2017: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-11-01Type of plan entitySingle employer plan
2017-11-01Submission has been amendedNo
2017-11-01This submission is the final filingNo
2017-11-01This return/report is a short plan year return/report (less than 12 months)No
2017-11-01Plan is a collectively bargained planNo
2017-11-01Plan funding arrangement – InsuranceYes
2017-11-01Plan funding arrangement – TrustYes
2017-11-01Plan benefit arrangement – InsuranceYes
2017-11-01Plan benefit arrangement - TrustYes
2016: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-11-01Type of plan entitySingle employer plan
2016-11-01Submission has been amendedNo
2016-11-01This submission is the final filingNo
2016-11-01This return/report is a short plan year return/report (less than 12 months)No
2016-11-01Plan is a collectively bargained planNo
2016-11-01Plan funding arrangement – InsuranceYes
2016-11-01Plan funding arrangement – TrustYes
2016-11-01Plan benefit arrangement – InsuranceYes
2016-11-01Plan benefit arrangement - TrustYes
2015: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-11-01Type of plan entitySingle employer plan
2015-11-01Submission has been amendedNo
2015-11-01This submission is the final filingNo
2015-11-01This return/report is a short plan year return/report (less than 12 months)No
2015-11-01Plan is a collectively bargained planNo
2015-11-01Plan funding arrangement – InsuranceYes
2015-11-01Plan funding arrangement – TrustYes
2015-11-01Plan benefit arrangement – InsuranceYes
2015-11-01Plan benefit arrangement - TrustYes
2014: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-11-01Type of plan entitySingle employer plan
2014-11-01Submission has been amendedNo
2014-11-01This submission is the final filingNo
2014-11-01This return/report is a short plan year return/report (less than 12 months)No
2014-11-01Plan is a collectively bargained planNo
2014-11-01Plan funding arrangement – InsuranceYes
2014-11-01Plan funding arrangement – TrustYes
2014-11-01Plan benefit arrangement – InsuranceYes
2014-11-01Plan benefit arrangement - TrustYes
2013: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-11-01Type of plan entitySingle employer plan
2013-11-01Submission has been amendedNo
2013-11-01This submission is the final filingNo
2013-11-01This return/report is a short plan year return/report (less than 12 months)No
2013-11-01Plan is a collectively bargained planNo
2013-11-01Plan funding arrangement – InsuranceYes
2013-11-01Plan funding arrangement – TrustYes
2013-11-01Plan benefit arrangement – InsuranceYes
2013-11-01Plan benefit arrangement - TrustYes
2012: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-11-01Type of plan entitySingle employer plan
2012-11-01Submission has been amendedNo
2012-11-01This submission is the final filingNo
2012-11-01This return/report is a short plan year return/report (less than 12 months)No
2012-11-01Plan is a collectively bargained planNo
2012-11-01Plan funding arrangement – InsuranceYes
2012-11-01Plan funding arrangement – TrustYes
2012-11-01Plan benefit arrangement – InsuranceYes
2012-11-01Plan benefit arrangement - TrustYes
2011: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-11-01Type of plan entitySingle employer plan
2011-11-01Submission has been amendedNo
2011-11-01This submission is the final filingNo
2011-11-01This return/report is a short plan year return/report (less than 12 months)No
2011-11-01Plan is a collectively bargained planNo
2011-11-01Plan funding arrangement – InsuranceYes
2011-11-01Plan funding arrangement – TrustYes
2011-11-01Plan benefit arrangement – InsuranceYes
2011-11-01Plan benefit arrangement - TrustYes
2010: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-11-01Type of plan entitySingle employer plan
2010-11-01Submission has been amendedNo
2010-11-01This submission is the final filingNo
2010-11-01This return/report is a short plan year return/report (less than 12 months)No
2010-11-01Plan is a collectively bargained planNo
2010-11-01Plan funding arrangement – InsuranceYes
2010-11-01Plan funding arrangement – TrustYes
2010-11-01Plan benefit arrangement – InsuranceYes
2010-11-01Plan benefit arrangement - TrustYes
2009: HAWORTH MARKETING & MEDIA 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-11-01Type of plan entitySingle employer plan
2009-11-01Submission has been amendedYes
2009-11-01This submission is the final filingNo
2009-11-01This return/report is a short plan year return/report (less than 12 months)No
2009-11-01Plan is a collectively bargained planNo
2009-11-01Plan funding arrangement – InsuranceYes
2009-11-01Plan funding arrangement – TrustYes
2009-11-01Plan benefit arrangement – InsuranceYes
2009-11-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number061165
Policy instance 1
Insurance contract or identification number061165
Number of Individuals Covered318
Insurance policy start date2021-11-01
Insurance policy end date2022-10-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number061165
Policy instance 1
Insurance contract or identification number061165
Number of Individuals Covered404
Insurance policy start date2020-11-01
Insurance policy end date2021-10-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number061165
Policy instance 1
Insurance contract or identification number061165
Number of Individuals Covered428
Insurance policy start date2019-11-01
Insurance policy end date2020-10-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number061165
Policy instance 1
Insurance contract or identification number061165
Number of Individuals Covered440
Insurance policy start date2018-11-01
Insurance policy end date2019-10-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number061165
Policy instance 1
Insurance contract or identification number061165
Number of Individuals Covered387
Insurance policy start date2017-11-01
Insurance policy end date2018-10-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number061165
Policy instance 1
Insurance contract or identification number061165
Number of Individuals Covered229
Insurance policy start date2014-11-01
Insurance policy end date2015-10-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?3
Insurance broker name
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number061165
Policy instance 1
Insurance contract or identification number061165
Number of Individuals Covered193
Insurance policy start date2013-11-01
Insurance policy end date2014-10-31
Total amount of commissions paid to insurance brokerUSD $8,097
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,097
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORPORATION
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number061165
Policy instance 1
Insurance contract or identification number061165
Number of Individuals Covered167
Insurance policy start date2012-11-01
Insurance policy end date2013-10-31
Total amount of commissions paid to insurance brokerUSD $23,725
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $23,725
Insurance broker organization code?3
Insurance broker nameTHOMAS M FITZPATRICK
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number061165
Policy instance 1
Insurance contract or identification number061165
Number of Individuals Covered155
Insurance policy start date2011-11-01
Insurance policy end date2012-10-31
Total amount of commissions paid to insurance brokerUSD $16,460
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number061165
Policy instance 1
Insurance contract or identification number061165
Number of Individuals Covered140
Insurance policy start date2010-11-01
Insurance policy end date2011-10-31
Total amount of commissions paid to insurance brokerUSD $15,945
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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