Logo

RED AND YELLOW BUS COMPANY 401(K) P/S PLAN 401k Plan overview

Plan NameRED AND YELLOW BUS COMPANY 401(K) P/S PLAN
Plan identification number 001

RED AND YELLOW BUS COMPANY 401(K) P/S PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROCHESTER CITY LINES, INC. has sponsored the creation of one or more 401k plans.

Company Name:ROCHESTER CITY LINES, INC.
Employer identification number (EIN):410972224
NAIC Classification:485210
NAIC Description:Interurban and Rural Bus Transportation

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RED AND YELLOW BUS COMPANY 401(K) P/S PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01CHRISTIAN P HOLTER2023-09-28
0012021-01-01CHRISTIAN HOLTER2022-09-29
0012020-01-01CHRISTIAN HOLTER2021-06-29 CHRISTIAN HOLTER2021-06-29
0012019-01-01CHRISTIAN HOLTER2020-06-22 CHRISTIAN HOLTER2020-06-22
0012018-01-01JOSHUA FERNHOLZ2019-07-30
0012017-01-01JOSHUA FERNHOLZ2018-07-16
0012016-01-01JOSHUA FERNHOLZ2017-07-07
0012015-01-01JOSHUA FERNHOLZ2016-07-22 JOSHUA FERNHOLZ2016-07-22
0012014-01-01JOSHUA FERNHOLZ2015-07-16
0012013-01-01DANIEL HOLTER2014-07-18
0012012-01-01DANIEL HOLTER
0012011-01-01DAN HOLTER
0012009-01-01DAN HOLTER
0012009-01-01DAN HOLTER

Plan Statistics for RED AND YELLOW BUS COMPANY 401(K) P/S PLAN

401k plan membership statisitcs for RED AND YELLOW BUS COMPANY 401(K) P/S PLAN

Measure Date Value
2012: RED AND YELLOW BUS COMPANY 401(K) P/S PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01191
Total number of active participants reported on line 7a of the Form 55002012-01-0166
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-0128
Total of all active and inactive participants2012-01-0196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0196
Number of participants with account balances2012-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: RED AND YELLOW BUS COMPANY 401(K) P/S PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01139
Total number of active participants reported on line 7a of the Form 55002011-01-01124
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-018
Total of all active and inactive participants2011-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01132
Number of participants with account balances2011-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: RED AND YELLOW BUS COMPANY 401(K) P/S PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01119
Total number of active participants reported on line 7a of the Form 55002009-01-01118
Number of retired or separated participants receiving benefits2009-01-019
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01127
Number of participants with account balances2009-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on RED AND YELLOW BUS COMPANY 401(K) P/S PLAN

Measure Date Value
2012 : RED AND YELLOW BUS COMPANY 401(K) P/S PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$394,390
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$887,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$826,888
Expenses. Certain deemed distributions of participant loans2012-12-31$58,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$213,734
Value of total assets at end of year2012-12-31$1,728,694
Value of total assets at beginning of year2012-12-31$2,221,438
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,140
Total interest from all sources2012-12-31$7,961
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$250,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$116,518
Participant contributions at end of year2012-12-31$109,284
Participant contributions at beginning of year2012-12-31$183,430
Participant contributions at beginning of year2012-12-31$10,479
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$7,503
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-492,744
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,728,694
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,221,438
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,637,520
Value of interest in pooled separate accounts at end of year2012-12-31$1,189,904
Interest on participant loans2012-12-31$6,356
Interest earned on other investments2012-12-31$1,605
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$380,787
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$380,787
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$429,506
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$165,846
Net investment gain/loss from pooled separate accounts2012-12-31$6,849
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$89,713
Employer contributions (assets) at beginning of year2012-12-31$9,222
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$826,888
Contract administrator fees2012-12-31$2,140
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SMITH, SCHAFER AND ASSOCIATES, LTD.
Accountancy firm EIN2012-12-31411489071
2011 : RED AND YELLOW BUS COMPANY 401(K) P/S PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$214,381
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$300,190
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$300,190
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$230,934
Value of total assets at end of year2011-12-31$2,221,438
Value of total assets at beginning of year2011-12-31$2,307,247
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$46,815
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$190,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$126,855
Participant contributions at end of year2011-12-31$183,430
Participant contributions at beginning of year2011-12-31$171,532
Participant contributions at end of year2011-12-31$10,479
Participant contributions at beginning of year2011-12-31$14,266
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-85,809
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,221,438
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,307,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,637,520
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,681,353
Interest on participant loans2011-12-31$9,898
Interest earned on other investments2011-12-31$36,917
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$380,787
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$431,295
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$431,295
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-63,368
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$104,079
Employer contributions (assets) at end of year2011-12-31$9,222
Employer contributions (assets) at beginning of year2011-12-31$8,801
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$300,190
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31SMITH, SCHAFER AND ASSOCIATES, LTD.
Accountancy firm EIN2011-12-31411489071
2010 : RED AND YELLOW BUS COMPANY 401(K) P/S PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$456,746
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$36,492
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$36,492
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$290,834
Value of total assets at end of year2010-12-31$2,307,260
Value of total assets at beginning of year2010-12-31$1,887,006
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$46,751
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$140,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$125,735
Participant contributions at end of year2010-12-31$171,532
Participant contributions at beginning of year2010-12-31$138,405
Participant contributions at end of year2010-12-31$14,266
Participant contributions at beginning of year2010-12-31$11,942
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$65,681
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$420,254
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,307,260
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,887,006
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,681,353
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,296,894
Interest on participant loans2010-12-31$8,482
Interest earned on other investments2010-12-31$38,269
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$431,295
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$432,902
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$432,902
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$119,161
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$99,418
Employer contributions (assets) at end of year2010-12-31$8,814
Employer contributions (assets) at beginning of year2010-12-31$6,863
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$36,492
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31SMITH, SCHAFER AND ASSOCIATES, LTD.
Accountancy firm EIN2010-12-31411489071
2009 : RED AND YELLOW BUS COMPANY 401(K) P/S PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RED AND YELLOW BUS COMPANY 401(K) P/S PLAN

2012: RED AND YELLOW BUS COMPANY 401(K) P/S PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RED AND YELLOW BUS COMPANY 401(K) P/S PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: RED AND YELLOW BUS COMPANY 401(K) P/S PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number067994
Policy instance 1
Insurance contract or identification number067994
Number of Individuals Covered161
Insurance policy start date2012-09-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $4,055
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,055
Additional information about fees paid to insurance brokerN/A
Insurance broker organization code?3
Insurance broker nameSECURITIES AMERICA, INC.

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1