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UNITED PRODUCTS SUPER SAVER AND PROFIT SHARING PLAN 401k Plan overview

Plan NameUNITED PRODUCTS SUPER SAVER AND PROFIT SHARING PLAN
Plan identification number 001

UNITED PRODUCTS SUPER SAVER AND PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UPC INVESTMENTS, INC. has sponsored the creation of one or more 401k plans.

Company Name:UPC INVESTMENTS, INC.
Employer identification number (EIN):411246442
NAIC Classification:423300

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNITED PRODUCTS SUPER SAVER AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01SHARON M LAKE2021-07-06
0012019-01-01SHARON M LAKE2020-07-24
0012018-01-01SHARON M LAKE2019-07-22
0012017-01-01SHARON M LAKE2018-10-10
0012016-01-01SHARON M LAKE2017-07-12
0012015-01-01SHARON M LAKE2016-09-21
0012014-01-01SHARON M LAKE2015-08-20 SHARON M LAKE2015-08-20
0012013-01-01SHARON LAKE2014-07-30
0012012-01-01KIM W. SWANSON
0012011-01-01KIM SWANSON
0012010-01-01KIM W SWANSON KIM W. SWANSON2011-10-05
0012009-01-01KIM SWANSON

Plan Statistics for UNITED PRODUCTS SUPER SAVER AND PROFIT SHARING PLAN

401k plan membership statisitcs for UNITED PRODUCTS SUPER SAVER AND PROFIT SHARING PLAN

Measure Date Value
2012: UNITED PRODUCTS SUPER SAVER AND PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01257
Total number of active participants reported on line 7a of the Form 55002012-01-0119
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0173
Total of all active and inactive participants2012-01-0192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0192
Number of participants with account balances2012-01-0191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: UNITED PRODUCTS SUPER SAVER AND PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01260
Total number of active participants reported on line 7a of the Form 55002011-01-0117
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01240
Total of all active and inactive participants2011-01-01257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01257
Number of participants with account balances2011-01-01257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: UNITED PRODUCTS SUPER SAVER AND PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01256
Total number of active participants reported on line 7a of the Form 55002010-01-01194
Number of retired or separated participants receiving benefits2010-01-0120
Number of other retired or separated participants entitled to future benefits2010-01-0146
Total of all active and inactive participants2010-01-01260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01260
Number of participants with account balances2010-01-01243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: UNITED PRODUCTS SUPER SAVER AND PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01229
Total number of active participants reported on line 7a of the Form 55002009-01-01236
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0118
Total of all active and inactive participants2009-01-01255
Total participants2009-01-01255
Number of participants with account balances2009-01-01233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on UNITED PRODUCTS SUPER SAVER AND PROFIT SHARING PLAN

Measure Date Value
2012 : UNITED PRODUCTS SUPER SAVER AND PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$83,195
Total unrealized appreciation/depreciation of assets2012-12-31$83,195
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$9,686
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,030,157
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$10,103,586
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$10,043,911
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$173,417
Value of total assets at end of year2012-12-31$4,149,817
Value of total assets at beginning of year2012-12-31$13,213,560
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$59,675
Total interest from all sources2012-12-31$182
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$183,971
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$183,971
Was this plan covered by a fidelity bond2012-12-31No
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$50,785
Participant contributions at end of year2012-12-31$49,249
Participant contributions at beginning of year2012-12-31$26,883
Participant contributions at end of year2012-12-31$5,661
Participant contributions at beginning of year2012-12-31$403
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$106,466
Administrative expenses (other) incurred2012-12-31$8,672
Liabilities. Value of operating payables at end of year2012-12-31$9,686
Total non interest bearing cash at end of year2012-12-31$4,266
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-9,073,429
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,140,131
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$13,213,560
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$40,359
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,860,516
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$11,166,597
Interest on participant loans2012-12-31$182
Value of interest in common/collective trusts at end of year2012-12-31$228,303
Value of interest in common/collective trusts at beginning of year2012-12-31$284,701
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$913,496
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$913,496
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$589,392
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$16,166
Employer contributions (assets) at end of year2012-12-31$1,822
Employer contributions (assets) at beginning of year2012-12-31$120
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$10,043,911
Contract administrator fees2012-12-31$10,644
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$821,360
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31OLSEN THIELEN & CO., LTD.
Accountancy firm EIN2012-12-31411360831
2011 : UNITED PRODUCTS SUPER SAVER AND PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-199,295
Total unrealized appreciation/depreciation of assets2011-12-31$-199,295
Total income from all sources (including contributions)2011-12-31$-202,496
Total of all expenses incurred2011-12-31$929,666
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$816,711
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$793,776
Value of total assets at end of year2011-12-31$13,213,560
Value of total assets at beginning of year2011-12-31$14,345,722
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$112,955
Total interest from all sources2011-12-31$1,573
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$192,031
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$192,031
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$750,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$691,141
Participant contributions at end of year2011-12-31$26,883
Participant contributions at beginning of year2011-12-31$33,351
Participant contributions at end of year2011-12-31$403
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$43,202
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,132,162
Value of net assets at end of year (total assets less liabilities)2011-12-31$13,213,560
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$14,345,722
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$105,686
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$11,166,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$12,557,273
Interest on participant loans2011-12-31$1,573
Value of interest in common/collective trusts at end of year2011-12-31$284,701
Value of interest in common/collective trusts at beginning of year2011-12-31$217,917
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$913,496
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$385,561
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$385,561
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-995,300
Net investment gain or loss from common/collective trusts2011-12-31$4,719
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$59,433
Employer contributions (assets) at end of year2011-12-31$120
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$816,711
Contract administrator fees2011-12-31$7,269
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$821,360
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$1,151,620
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31OLSEN THIELEN & CO., LTD.
Accountancy firm EIN2011-12-31411360831
2010 : UNITED PRODUCTS SUPER SAVER AND PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-73,895
Total unrealized appreciation/depreciation of assets2010-12-31$-73,895
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,946,906
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,265,481
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,125,549
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$857,021
Value of total assets at end of year2010-12-31$14,345,722
Value of total assets at beginning of year2010-12-31$13,664,297
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$139,932
Total interest from all sources2010-12-31$1,003
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$285,231
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$285,231
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$750,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$708,116
Participant contributions at end of year2010-12-31$33,351
Participant contributions at beginning of year2010-12-31$10,235
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$326
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$681,425
Value of net assets at end of year (total assets less liabilities)2010-12-31$14,345,722
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$13,664,297
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$127,024
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$12,557,273
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$11,319,484
Interest on participant loans2010-12-31$1,003
Value of interest in common/collective trusts at end of year2010-12-31$217,917
Value of interest in common/collective trusts at beginning of year2010-12-31$359,144
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$385,561
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$602,687
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$602,687
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$871,061
Net investment gain or loss from common/collective trusts2010-12-31$6,485
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$148,579
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,125,549
Contract administrator fees2010-12-31$12,908
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$1,151,620
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$1,372,747
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31OLSEN, THIELEN & CO., LTD.
Accountancy firm EIN2010-12-31411360831

Form 5500 Responses for UNITED PRODUCTS SUPER SAVER AND PROFIT SHARING PLAN

2012: UNITED PRODUCTS SUPER SAVER AND PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNITED PRODUCTS SUPER SAVER AND PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: UNITED PRODUCTS SUPER SAVER AND PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: UNITED PRODUCTS SUPER SAVER AND PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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