ADAMS, RIZZI & SWEEN, P.A. RETIREMENT PLAN has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ADAMS, RIZZI & SWEEN, P.A.
401k plan membership statisitcs for ADAMS, RIZZI & SWEEN, P.A.
| Measure | Date | Value |
|---|
| 2022: ADAMS, RIZZI & SWEEN, P.A. 2022 401k membership |
|---|
| Total participants, beginning-of-year | 2022-01-01 | 18 |
| Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 12 |
| Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 5 |
| Total of all active and inactive participants | 2022-01-01 | 17 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
| Total participants | 2022-01-01 | 17 |
| Number of participants with account balances | 2022-01-01 | 17 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
| 2021: ADAMS, RIZZI & SWEEN, P.A. 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-01-01 | 17 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 11 |
| Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 5 |
| Total of all active and inactive participants | 2021-01-01 | 16 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
| Total participants | 2021-01-01 | 16 |
| Number of participants with account balances | 2021-01-01 | 16 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
| 2020: ADAMS, RIZZI & SWEEN, P.A. 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-01-01 | 15 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 11 |
| Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 5 |
| Total of all active and inactive participants | 2020-01-01 | 16 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
| Total participants | 2020-01-01 | 16 |
| Number of participants with account balances | 2020-01-01 | 15 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
| 2019: ADAMS, RIZZI & SWEEN, P.A. 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 15 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 10 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 5 |
| Total of all active and inactive participants | 2019-01-01 | 15 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
| Total participants | 2019-01-01 | 15 |
| Number of participants with account balances | 2019-01-01 | 15 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
| 2018: ADAMS, RIZZI & SWEEN, P.A. 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 16 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 10 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 5 |
| Total of all active and inactive participants | 2018-01-01 | 15 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| Total participants | 2018-01-01 | 15 |
| Number of participants with account balances | 2018-01-01 | 15 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2017: ADAMS, RIZZI & SWEEN, P.A. 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 17 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 11 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 5 |
| Total of all active and inactive participants | 2017-01-01 | 16 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 16 |
| Number of participants with account balances | 2017-01-01 | 16 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: ADAMS, RIZZI & SWEEN, P.A. 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 16 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 12 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 4 |
| Total of all active and inactive participants | 2016-01-01 | 16 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 16 |
| Number of participants with account balances | 2016-01-01 | 16 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: ADAMS, RIZZI & SWEEN, P.A. 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 16 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 12 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 4 |
| Total of all active and inactive participants | 2015-01-01 | 16 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 16 |
| Number of participants with account balances | 2015-01-01 | 16 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 1 |
| 2014: ADAMS, RIZZI & SWEEN, P.A. 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 16 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 13 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 3 |
| Total of all active and inactive participants | 2014-01-01 | 16 |
| Total participants | 2014-01-01 | 16 |
| Number of participants with account balances | 2014-01-01 | 16 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: ADAMS, RIZZI & SWEEN, P.A. 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 15 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 13 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 2 |
| Total of all active and inactive participants | 2013-01-01 | 15 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 15 |
| Number of participants with account balances | 2013-01-01 | 14 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2022 : ADAMS, RIZZI & SWEEN, P.A. 2022 401k financial data |
|---|
| Total income from all sources | 2022-12-31 | $-270,475 |
| Expenses. Total of all expenses incurred | 2022-12-31 | $90,780 |
| Benefits paid (including direct rollovers) | 2022-12-31 | $89,903 |
| Total plan assets at end of year | 2022-12-31 | $3,844,394 |
| Total plan assets at beginning of year | 2022-12-31 | $4,205,649 |
| Value of fidelity bond covering the plan | 2022-12-31 | $1,000,000 |
| Total contributions received or receivable from participants | 2022-12-31 | $92,675 |
| Other income received | 2022-12-31 | $-421,204 |
| Net income (gross income less expenses) | 2022-12-31 | $-361,255 |
| Net plan assets at end of year (total assets less liabilities) | 2022-12-31 | $3,844,394 |
| Net plan assets at beginning of year (total assets less liabilities) | 2022-12-31 | $4,205,649 |
| Assets. Value of real-estate (other than employer real property) | 2022-12-31 | $633,333 |
| Total contributions received or receivable from employer(s) | 2022-12-31 | $58,054 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2022-12-31 | $877 |
| 2021 : ADAMS, RIZZI & SWEEN, P.A. 2021 401k financial data |
|---|
| Total income from all sources | 2021-12-31 | $538,043 |
| Expenses. Total of all expenses incurred | 2021-12-31 | $129,737 |
| Benefits paid (including direct rollovers) | 2021-12-31 | $122,255 |
| Total plan assets at end of year | 2021-12-31 | $4,205,649 |
| Total plan assets at beginning of year | 2021-12-31 | $3,797,343 |
| Value of fidelity bond covering the plan | 2021-12-31 | $350,000 |
| Total contributions received or receivable from participants | 2021-12-31 | $25,769 |
| Other income received | 2021-12-31 | $456,856 |
| Net income (gross income less expenses) | 2021-12-31 | $408,306 |
| Net plan assets at end of year (total assets less liabilities) | 2021-12-31 | $4,205,649 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-12-31 | $3,797,343 |
| Assets. Value of real-estate (other than employer real property) | 2021-12-31 | $633,333 |
| Total contributions received or receivable from employer(s) | 2021-12-31 | $55,418 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2021-12-31 | $7,482 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| 2020 : ADAMS, RIZZI & SWEEN, P.A. 2020 401k financial data |
|---|
| Total income from all sources | 2020-12-31 | $407,825 |
| Expenses. Total of all expenses incurred | 2020-12-31 | $2,182,140 |
| Benefits paid (including direct rollovers) | 2020-12-31 | $2,178,075 |
| Total plan assets at end of year | 2020-12-31 | $3,797,343 |
| Total plan assets at beginning of year | 2020-12-31 | $5,571,658 |
| Value of fidelity bond covering the plan | 2020-12-31 | $350,000 |
| Total contributions received or receivable from participants | 2020-12-31 | $66,490 |
| Other income received | 2020-12-31 | $293,853 |
| Net income (gross income less expenses) | 2020-12-31 | $-1,774,315 |
| Net plan assets at end of year (total assets less liabilities) | 2020-12-31 | $3,797,343 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-12-31 | $5,571,658 |
| Assets. Value of real-estate (other than employer real property) | 2020-12-31 | $633,333 |
| Total contributions received or receivable from employer(s) | 2020-12-31 | $47,482 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2020-12-31 | $4,065 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| 2019 : ADAMS, RIZZI & SWEEN, P.A. 2019 401k financial data |
|---|
| Total income from all sources | 2019-12-31 | $908,649 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $66,925 |
| Benefits paid (including direct rollovers) | 2019-12-31 | $63,095 |
| Total plan assets at end of year | 2019-12-31 | $5,571,658 |
| Total plan assets at beginning of year | 2019-12-31 | $4,729,934 |
| Value of fidelity bond covering the plan | 2019-12-31 | $350,000 |
| Total contributions received or receivable from participants | 2019-12-31 | $64,700 |
| Other income received | 2019-12-31 | $789,520 |
| Net income (gross income less expenses) | 2019-12-31 | $841,724 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $5,571,658 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $4,729,934 |
| Assets. Value of participant loans | 2019-12-31 | $0 |
| Assets. Value of real-estate (other than employer real property) | 2019-12-31 | $633,333 |
| Total contributions received or receivable from employer(s) | 2019-12-31 | $54,429 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $3,830 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| 2018 : ADAMS, RIZZI & SWEEN, P.A. 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $-7,461 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $292,617 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $289,621 |
| Total plan assets at end of year | 2018-12-31 | $4,729,934 |
| Total plan assets at beginning of year | 2018-12-31 | $5,030,012 |
| Value of fidelity bond covering the plan | 2018-12-31 | $350,000 |
| Total contributions received or receivable from participants | 2018-12-31 | $81,292 |
| Other income received | 2018-12-31 | $-144,242 |
| Net income (gross income less expenses) | 2018-12-31 | $-300,078 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $4,729,934 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $5,030,012 |
| Assets. Value of participant loans | 2018-12-31 | $3,036 |
| Assets. Value of real-estate (other than employer real property) | 2018-12-31 | $825,000 |
| Total contributions received or receivable from employer(s) | 2018-12-31 | $55,489 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $2,996 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| 2017 : ADAMS, RIZZI & SWEEN, P.A. 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $647,122 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $306,633 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $301,984 |
| Total plan assets at end of year | 2017-12-31 | $5,030,012 |
| Total plan assets at beginning of year | 2017-12-31 | $4,689,523 |
| Value of fidelity bond covering the plan | 2017-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $44,840 |
| Other income received | 2017-12-31 | $534,894 |
| Net income (gross income less expenses) | 2017-12-31 | $340,489 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $5,030,012 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $4,689,523 |
| Assets. Value of participant loans | 2017-12-31 | $268 |
| Assets. Value of real-estate (other than employer real property) | 2017-12-31 | $285,000 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $67,388 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $4,649 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| 2016 : ADAMS, RIZZI & SWEEN, P.A. 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $657,056 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $104,185 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $100,000 |
| Total plan assets at end of year | 2016-12-31 | $4,881,190 |
| Total plan assets at beginning of year | 2016-12-31 | $4,328,319 |
| Value of fidelity bond covering the plan | 2016-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $136,056 |
| Other income received | 2016-12-31 | $447,786 |
| Net income (gross income less expenses) | 2016-12-31 | $552,871 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $4,881,190 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $4,328,319 |
| Assets. Value of participant loans | 2016-12-31 | $2,985 |
| Assets. Value of real-estate (other than employer real property) | 2016-12-31 | $825,000 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $73,214 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $4,185 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| 2015 : ADAMS, RIZZI & SWEEN, P.A. 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $110,309 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $0 |
| Total plan assets at end of year | 2015-12-31 | $4,328,319 |
| Total plan assets at beginning of year | 2015-12-31 | $4,218,010 |
| Value of fidelity bond covering the plan | 2015-12-31 | $350,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $28,916 |
| Other income received | 2015-12-31 | $14,116 |
| Net income (gross income less expenses) | 2015-12-31 | $110,309 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $4,328,319 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $4,218,010 |
| Assets. Value of participant loans | 2015-12-31 | $5,570 |
| Assets. Value of real-estate (other than employer real property) | 2015-12-31 | $646,000 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $67,277 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| 2014 : ADAMS, RIZZI & SWEEN, P.A. 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $576,459 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $40,060 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $40,000 |
| Total plan assets at end of year | 2014-12-31 | $4,218,010 |
| Total plan assets at beginning of year | 2014-12-31 | $3,681,611 |
| Value of fidelity bond covering the plan | 2014-12-31 | $350,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $95,736 |
| Other income received | 2014-12-31 | $379,393 |
| Net income (gross income less expenses) | 2014-12-31 | $536,399 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $4,218,010 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,681,611 |
| Assets. Value of participant loans | 2014-12-31 | $8,028 |
| Assets. Value of real-estate (other than employer real property) | 2014-12-31 | $646,000 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $101,330 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $60 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| 2013 : ADAMS, RIZZI & SWEEN, P.A. 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $619,439 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $150,198 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $150,000 |
| Total plan assets at end of year | 2013-12-31 | $3,681,611 |
| Total plan assets at beginning of year | 2013-12-31 | $3,212,370 |
| Value of fidelity bond covering the plan | 2013-12-31 | $350,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $37,320 |
| Other income received | 2013-12-31 | $490,457 |
| Net income (gross income less expenses) | 2013-12-31 | $469,241 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $3,681,611 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $3,212,370 |
| Assets. Value of participant loans | 2013-12-31 | $14,554 |
| Assets. Value of real-estate (other than employer real property) | 2013-12-31 | $502,958 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $91,662 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $198 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| 2022: ADAMS, RIZZI & SWEEN, P.A. 2022 form 5500 responses |
|---|
| 2022-01-01 | Type of plan entity | Single employer plan |
| 2022-01-01 | Submission has been amended | No |
| 2022-01-01 | This submission is the final filing | No |
| 2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2022-01-01 | Plan is a collectively bargained plan | No |
| 2022-01-01 | Plan funding arrangement – Insurance | Yes |
| 2022-01-01 | Plan funding arrangement – Trust | Yes |
| 2022-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2022-01-01 | Plan benefit arrangement - Trust | Yes |
| 2021: ADAMS, RIZZI & SWEEN, P.A. 2021 form 5500 responses |
|---|
| 2021-01-01 | Type of plan entity | Single employer plan |
| 2021-01-01 | Submission has been amended | No |
| 2021-01-01 | This submission is the final filing | No |
| 2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2021-01-01 | Plan is a collectively bargained plan | No |
| 2021-01-01 | Plan funding arrangement – Insurance | Yes |
| 2021-01-01 | Plan funding arrangement – Trust | Yes |
| 2021-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2021-01-01 | Plan benefit arrangement - Trust | Yes |
| 2020: ADAMS, RIZZI & SWEEN, P.A. 2020 form 5500 responses |
|---|
| 2020-01-01 | Type of plan entity | Single employer plan |
| 2020-01-01 | Submission has been amended | No |
| 2020-01-01 | This submission is the final filing | No |
| 2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-01-01 | Plan is a collectively bargained plan | No |
| 2020-01-01 | Plan funding arrangement – Insurance | Yes |
| 2020-01-01 | Plan funding arrangement – Trust | Yes |
| 2020-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2020-01-01 | Plan benefit arrangement - Trust | Yes |
| 2019: ADAMS, RIZZI & SWEEN, P.A. 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | No |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Insurance | Yes |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: ADAMS, RIZZI & SWEEN, P.A. 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | Yes |
| 2018-01-01 | This submission is the final filing | No |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: ADAMS, RIZZI & SWEEN, P.A. 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: ADAMS, RIZZI & SWEEN, P.A. 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: ADAMS, RIZZI & SWEEN, P.A. 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: ADAMS, RIZZI & SWEEN, P.A. 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | Yes |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: ADAMS, RIZZI & SWEEN, P.A. 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 ) |
| Policy contract number | 063864 |
| Policy instance | 1 |
| Insurance contract or identification number | 063864 | | Number of Individuals Covered | 17 | | Insurance policy start date | 2022-01-01 | | Insurance policy end date | 2022-12-31 | | Total amount of commissions paid to insurance broker | USD $8,316 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $8,316 | | Insurance broker organization code? | 3 |
|
| MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 ) |
| Policy contract number | 063864 |
| Policy instance | 1 |
| Insurance contract or identification number | 063864 | | Number of Individuals Covered | 16 | | Insurance policy start date | 2021-01-01 | | Insurance policy end date | 2021-12-31 | | Total amount of commissions paid to insurance broker | USD $8,539 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $8,539 | | Insurance broker organization code? | 3 |
|
| MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 ) |
| Policy contract number | 063864 |
| Policy instance | 1 |
| Insurance contract or identification number | 063864 | | Number of Individuals Covered | 16 | | Insurance policy start date | 2020-01-01 | | Insurance policy end date | 2020-12-31 | | Total amount of commissions paid to insurance broker | USD $11,699 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $11,699 | | Insurance broker organization code? | 3 |
|
| MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 ) |
| Policy contract number | 063864 |
| Policy instance | 1 |
| Insurance contract or identification number | 063864 | | Number of Individuals Covered | 15 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Total amount of commissions paid to insurance broker | USD $11,637 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $11,637 | | Insurance broker organization code? | 3 |
|
| MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 ) |
| Policy contract number | 063864 |
| Policy instance | 1 |
| Insurance contract or identification number | 063864 | | Number of Individuals Covered | 15 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Total amount of commissions paid to insurance broker | USD $11,043 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $11,043 | | Insurance broker organization code? | 3 |
|
| MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 ) |
| Policy contract number | 063864 |
| Policy instance | 1 |
| Insurance contract or identification number | 063864 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $10,580 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $10,580 | | Insurance broker organization code? | 3 | | Insurance broker name | PRO EQUITIES |
|
| MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 ) |
| Policy contract number | 063864 |
| Policy instance | 1 |
| Insurance contract or identification number | 063864 | | Number of Individuals Covered | 16 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $9,165 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $9,165 | | Insurance broker organization code? | 3 | | Insurance broker name | PRO EQUITIES |
|
| MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 ) |
| Policy contract number | 063864 |
| Policy instance | 1 |
| Insurance contract or identification number | 063864 | | Number of Individuals Covered | 16 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $8,541 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $8,541 | | Additional information about fees paid to insurance broker | N/A | | Insurance broker organization code? | 3 | | Insurance broker name | PRO EQUITIES |
|
| MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 ) |
| Policy contract number | 063864 |
| Policy instance | 1 |
| Insurance contract or identification number | 063864 | | Number of Individuals Covered | 15 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $7,505 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $7,505 | | Additional information about fees paid to insurance broker | N/A | | Insurance broker organization code? | 3 | | Insurance broker name | PRO EQUITIES |
|
