CLEARFIELD, INC. has sponsored the creation of one or more 401k plans.
Additional information about CLEARFIELD, INC.
Submission information for form 5500 for 401k plan CLEARFIELD, INC. 401(K) PLAN & TRUST
401k plan membership statisitcs for CLEARFIELD, INC. 401(K) PLAN & TRUST
Measure | Date | Value |
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2023 : CLEARFIELD, INC. 401(K) PLAN & TRUST 2023 401k financial data |
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Unrealized appreciation/depreciation of real estate assets | 2023-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2023-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $56,919 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
Expenses. Interest paid | 2023-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2023-12-31 | $0 |
Total income from all sources (including contributions) | 2023-12-31 | $9,410,940 |
Total loss/gain on sale of assets | 2023-12-31 | $0 |
Total of all expenses incurred | 2023-12-31 | $1,785,253 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $1,683,127 |
Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $10,457 |
Value of total corrective distributions | 2023-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $3,789,497 |
Value of total assets at end of year | 2023-12-31 | $40,898,869 |
Value of total assets at beginning of year | 2023-12-31 | $33,216,263 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $91,669 |
Total income from rents | 2023-12-31 | $0 |
Total interest from all sources | 2023-12-31 | $33,617 |
Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $232,459 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $232,459 |
Assets. Real estate other than employer real property at end of year | 2023-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2023-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2023-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2023-12-31 | $0 |
Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
Value of fidelity bond cover | 2023-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
Contributions received from participants | 2023-12-31 | $2,391,879 |
Participant contributions at end of year | 2023-12-31 | $551,185 |
Participant contributions at beginning of year | 2023-12-31 | $484,059 |
Participant contributions at end of year | 2023-12-31 | $0 |
Participant contributions at beginning of year | 2023-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2023-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2023-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $322,198 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2023-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2023-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2023-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2023-12-31 | $56,919 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2023-12-31 | $0 |
Administrative expenses (other) incurred | 2023-12-31 | $1,000 |
Total non interest bearing cash at end of year | 2023-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2023-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
Income. Non cash contributions | 2023-12-31 | $0 |
Value of net income/loss | 2023-12-31 | $7,625,687 |
Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $40,841,950 |
Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $33,216,263 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2023-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2023-12-31 | $0 |
Investment advisory and management fees | 2023-12-31 | $61,748 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $8,594,397 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $4,795,230 |
Interest on participant loans | 2023-12-31 | $33,617 |
Income. Interest from loans (other than to participants) | 2023-12-31 | $0 |
Interest earned on other investments | 2023-12-31 | $0 |
Income. Interest from US Government securities | 2023-12-31 | $0 |
Income. Interest from corporate debt instruments | 2023-12-31 | $0 |
Value of interest in master investment trust accounts at end of year | 2023-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2023-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2023-12-31 | $31,753,287 |
Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $27,936,974 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2023-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2023-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2023-12-31 | $0 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2023-12-31 | $0 |
Asset value of US Government securities at end of year | 2023-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2023-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $857,242 |
Net investment gain/loss from pooled separate accounts | 2023-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2023-12-31 | $4,498,125 |
Net gain/loss from 103.12 investment entities | 2023-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
Assets. Invements in employer securities at end of year | 2023-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2023-12-31 | $0 |
Assets. Value of employer real property at end of year | 2023-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2023-12-31 | $0 |
Contributions received in cash from employer | 2023-12-31 | $1,075,420 |
Employer contributions (assets) at end of year | 2023-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2023-12-31 | $0 |
Income. Dividends from preferred stock | 2023-12-31 | $0 |
Income. Dividends from common stock | 2023-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $1,683,127 |
Asset. Corporate debt instrument preferred debt at end of year | 2023-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2023-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2023-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2023-12-31 | $0 |
Contract administrator fees | 2023-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2023-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2023-12-31 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2023-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2023-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2023-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2023-12-31 | $0 |
Did the plan have assets held for investment | 2023-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
Aggregate proceeds on sale of assets | 2023-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2023-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at end of year | 2023-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2023-12-31 | $0 |
Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
Accountancy firm name | 2023-12-31 | EIDE BAILLY |
Accountancy firm EIN | 2023-12-31 | 450250958 |
2022 : CLEARFIELD, INC. 401(K) PLAN & TRUST 2022 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2022-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Expenses. Interest paid | 2022-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-1,483,964 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $2,251,447 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,170,759 |
Value of total corrective distributions | 2022-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $3,647,315 |
Value of total assets at end of year | 2022-12-31 | $33,216,263 |
Value of total assets at beginning of year | 2022-12-31 | $36,951,674 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $80,688 |
Total income from rents | 2022-12-31 | $0 |
Total interest from all sources | 2022-12-31 | $21,545 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $349,451 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $349,451 |
Assets. Real estate other than employer real property at end of year | 2022-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2022-12-31 | $0 |
Administrative expenses professional fees incurred | 2022-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2022-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2022-12-31 | $0 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $2,435,141 |
Participant contributions at end of year | 2022-12-31 | $484,059 |
Participant contributions at beginning of year | 2022-12-31 | $469,517 |
Participant contributions at end of year | 2022-12-31 | $0 |
Participant contributions at beginning of year | 2022-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $38,980 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2022-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2022-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $0 |
Administrative expenses (other) incurred | 2022-12-31 | $417 |
Total non interest bearing cash at end of year | 2022-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Income. Non cash contributions | 2022-12-31 | $0 |
Value of net income/loss | 2022-12-31 | $-3,735,411 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $33,216,263 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $36,951,674 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2022-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2022-12-31 | $0 |
Investment advisory and management fees | 2022-12-31 | $446 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $4,795,230 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $26,819,270 |
Interest on participant loans | 2022-12-31 | $21,545 |
Income. Interest from loans (other than to participants) | 2022-12-31 | $0 |
Interest earned on other investments | 2022-12-31 | $0 |
Income. Interest from US Government securities | 2022-12-31 | $0 |
Income. Interest from corporate debt instruments | 2022-12-31 | $0 |
Value of interest in master investment trust accounts at end of year | 2022-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2022-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $27,936,974 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $1,103,765 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2022-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2022-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $8,559,122 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $0 |
Asset value of US Government securities at end of year | 2022-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2022-12-31 | $0 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-5,502,275 |
Net gain/loss from 103.12 investment entities | 2022-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Assets. Invements in employer securities at end of year | 2022-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2022-12-31 | $0 |
Assets. Value of employer real property at end of year | 2022-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2022-12-31 | $0 |
Contributions received in cash from employer | 2022-12-31 | $1,173,194 |
Employer contributions (assets) at end of year | 2022-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $0 |
Income. Dividends from preferred stock | 2022-12-31 | $0 |
Income. Dividends from common stock | 2022-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,170,759 |
Asset. Corporate debt instrument preferred debt at end of year | 2022-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2022-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2022-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2022-12-31 | $0 |
Contract administrator fees | 2022-12-31 | $79,825 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | Yes |
Assets. Corporate common stocks other than exployer securities at end of year | 2022-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-12-31 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2022-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2022-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2022-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2022-12-31 | $0 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Aggregate proceeds on sale of assets | 2022-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at end of year | 2022-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2022-12-31 | $0 |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | EIDE BAILLY |
Accountancy firm EIN | 2022-12-31 | 450250958 |
2021 : CLEARFIELD, INC. 401(K) PLAN & TRUST 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $7,392,074 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $1,827,177 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,705,743 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $3,314,694 |
Value of total assets at end of year | 2021-12-31 | $36,951,674 |
Value of total assets at beginning of year | 2021-12-31 | $31,386,777 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $121,434 |
Total interest from all sources | 2021-12-31 | $162,396 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $278,649 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $278,649 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $2,057,619 |
Participant contributions at end of year | 2021-12-31 | $469,517 |
Participant contributions at beginning of year | 2021-12-31 | $535,043 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $256,787 |
Other income not declared elsewhere | 2021-12-31 | $38,152 |
Administrative expenses (other) incurred | 2021-12-31 | $121,434 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $5,564,897 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $36,951,674 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $31,386,777 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $26,819,270 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $23,506,836 |
Interest on participant loans | 2021-12-31 | $27,665 |
Interest earned on other investments | 2021-12-31 | $134,731 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $1,103,765 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $8,559,122 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $7,344,898 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $3,588,902 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $9,281 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $1,000,288 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,705,743 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | EIDE BAILLY, LLP |
Accountancy firm EIN | 2021-12-31 | 450250958 |
2020 : CLEARFIELD, INC. 401(K) PLAN & TRUST 2020 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $6,614,185 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $1,204,032 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,102,299 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $3,025,175 |
Value of total assets at end of year | 2020-12-31 | $31,386,777 |
Value of total assets at beginning of year | 2020-12-31 | $25,976,624 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $101,733 |
Total interest from all sources | 2020-12-31 | $150,348 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $162,173 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $162,173 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,789,028 |
Participant contributions at end of year | 2020-12-31 | $535,043 |
Participant contributions at beginning of year | 2020-12-31 | $574,208 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $369,382 |
Other income not declared elsewhere | 2020-12-31 | $31,373 |
Administrative expenses (other) incurred | 2020-12-31 | $101,733 |
Total non interest bearing cash at end of year | 2020-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $299 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $5,410,153 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $31,386,777 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $25,976,624 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $23,506,836 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $19,558,757 |
Interest on participant loans | 2020-12-31 | $33,251 |
Interest earned on other investments | 2020-12-31 | $117,097 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $7,344,898 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $5,843,360 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $3,245,116 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $866,765 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,102,299 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | PETERSON WHITAKER & BJORK, LLC |
Accountancy firm EIN | 2020-12-31 | 461138140 |
2019 : CLEARFIELD, INC. 401(K) PLAN & TRUST 2019 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $6,961,629 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $574,484 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $536,324 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,356,638 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,356,638 |
Value of total assets at end of year | 2019-12-31 | $25,976,624 |
Value of total assets at end of year | 2019-12-31 | $25,976,624 |
Value of total assets at beginning of year | 2019-12-31 | $19,589,479 |
Value of total assets at beginning of year | 2019-12-31 | $19,589,479 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $38,160 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $38,160 |
Total interest from all sources | 2019-12-31 | $123,261 |
Total interest from all sources | 2019-12-31 | $123,261 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $204,215 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $204,215 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $204,215 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $204,215 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,507,246 |
Contributions received from participants | 2019-12-31 | $1,507,246 |
Participant contributions at end of year | 2019-12-31 | $574,208 |
Participant contributions at end of year | 2019-12-31 | $574,208 |
Participant contributions at beginning of year | 2019-12-31 | $617,269 |
Participant contributions at beginning of year | 2019-12-31 | $617,269 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $108,253 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $108,253 |
Other income not declared elsewhere | 2019-12-31 | $32,392 |
Other income not declared elsewhere | 2019-12-31 | $32,392 |
Administrative expenses (other) incurred | 2019-12-31 | $38,160 |
Total non interest bearing cash at end of year | 2019-12-31 | $299 |
Total non interest bearing cash at end of year | 2019-12-31 | $299 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $6,387,145 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $25,976,624 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $25,976,624 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $19,589,479 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $19,589,479 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $19,558,757 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $19,558,757 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $14,760,902 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $14,760,902 |
Interest on participant loans | 2019-12-31 | $32,882 |
Interest on participant loans | 2019-12-31 | $32,882 |
Interest earned on other investments | 2019-12-31 | $90,379 |
Interest earned on other investments | 2019-12-31 | $90,379 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $5,843,360 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $5,843,360 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $4,211,308 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $4,211,308 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $4,245,123 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $741,139 |
Contributions received in cash from employer | 2019-12-31 | $741,139 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $536,324 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | PETERSON WHITAKER & BJORK, LLC |
Accountancy firm name | 2019-12-31 | PETERSON WHITAKER & BJORK, LLC |
Accountancy firm EIN | 2019-12-31 | 461138140 |
Accountancy firm EIN | 2019-12-31 | 461138140 |
2018 : CLEARFIELD, INC. 401(K) PLAN & TRUST 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $978,971 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $614,780 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $576,724 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,188,340 |
Value of total assets at end of year | 2018-12-31 | $19,589,479 |
Value of total assets at beginning of year | 2018-12-31 | $19,225,288 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $38,056 |
Total interest from all sources | 2018-12-31 | $103,908 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $170,736 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $170,736 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,332,686 |
Participant contributions at end of year | 2018-12-31 | $617,269 |
Participant contributions at beginning of year | 2018-12-31 | $468,344 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $205,193 |
Other income not declared elsewhere | 2018-12-31 | $32,848 |
Administrative expenses (other) incurred | 2018-12-31 | $38,056 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $364,191 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $19,589,479 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $19,225,288 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $14,760,902 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $14,439,620 |
Interest on participant loans | 2018-12-31 | $29,102 |
Interest earned on other investments | 2018-12-31 | $74,806 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $4,211,308 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $4,317,324 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,516,861 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $650,461 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $576,724 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | PETERSON WHITAKER & BJORK, LLC |
Accountancy firm EIN | 2018-12-31 | 461138140 |
2017 : CLEARFIELD, INC. 401(K) PLAN & TRUST 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $4,691,560 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $499,513 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $464,740 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $2 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,902,893 |
Value of total assets at end of year | 2017-12-31 | $19,225,288 |
Value of total assets at beginning of year | 2017-12-31 | $15,033,241 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $34,771 |
Total interest from all sources | 2017-12-31 | $80,170 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $108,661 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $108,661 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,235,656 |
Participant contributions at end of year | 2017-12-31 | $468,344 |
Participant contributions at beginning of year | 2017-12-31 | $348,060 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $41,258 |
Other income not declared elsewhere | 2017-12-31 | $29,801 |
Administrative expenses (other) incurred | 2017-12-31 | $34,771 |
Total non interest bearing cash at end of year | 2017-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $129 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $4,192,047 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $19,225,288 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $15,033,241 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $14,439,620 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $11,560,124 |
Interest on participant loans | 2017-12-31 | $18,869 |
Interest earned on other investments | 2017-12-31 | $61,301 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $4,317,324 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $3,124,928 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $2,570,035 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $625,979 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $464,740 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | PETERSON WHITAKER & BJORK, LLC |
Accountancy firm EIN | 2017-12-31 | 461138140 |
2016 : CLEARFIELD, INC. 401(K) PLAN & TRUST 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $3,567,430 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $330,300 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $303,598 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,654,945 |
Value of total assets at end of year | 2016-12-31 | $15,033,241 |
Value of total assets at beginning of year | 2016-12-31 | $11,796,111 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $26,702 |
Total interest from all sources | 2016-12-31 | $63,823 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $106,254 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $106,254 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,139,235 |
Participant contributions at end of year | 2016-12-31 | $348,060 |
Participant contributions at beginning of year | 2016-12-31 | $299,861 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $932,052 |
Other income not declared elsewhere | 2016-12-31 | $23,098 |
Administrative expenses (other) incurred | 2016-12-31 | $26,702 |
Total non interest bearing cash at end of year | 2016-12-31 | $129 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $3,237,130 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $15,033,241 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $11,796,111 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $11,560,124 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $9,034,352 |
Interest on participant loans | 2016-12-31 | $15,525 |
Interest earned on other investments | 2016-12-31 | $48,298 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $3,124,928 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $2,461,898 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $719,310 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $583,658 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $303,598 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | PETERSON WHITAKER & BJORK, LLC |
Accountancy firm EIN | 2016-12-31 | 461138140 |
2015 : CLEARFIELD, INC. 401(K) PLAN & TRUST 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,375,516 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $330,769 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $301,093 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,548,832 |
Value of total assets at end of year | 2015-12-31 | $11,796,111 |
Value of total assets at beginning of year | 2015-12-31 | $10,751,364 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $29,676 |
Total interest from all sources | 2015-12-31 | $52,663 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $122,733 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $122,733 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $885,652 |
Participant contributions at end of year | 2015-12-31 | $299,861 |
Participant contributions at beginning of year | 2015-12-31 | $259,373 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $188,119 |
Other income not declared elsewhere | 2015-12-31 | $25,818 |
Administrative expenses (other) incurred | 2015-12-31 | $29,676 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $1,044,747 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $11,796,111 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $10,751,364 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $9,034,352 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $8,411,927 |
Interest on participant loans | 2015-12-31 | $12,713 |
Interest earned on other investments | 2015-12-31 | $39,950 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $2,461,898 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $2,080,064 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-374,530 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $475,061 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $301,093 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | PIEPER WHITAKER & BJORK LLC |
Accountancy firm EIN | 2015-12-31 | 461138140 |
2014 : CLEARFIELD, INC. 401(K) PLAN & TRUST 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $2,113,088 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $149,182 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $124,727 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,601,843 |
Value of total assets at end of year | 2014-12-31 | $10,751,364 |
Value of total assets at beginning of year | 2014-12-31 | $8,787,458 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $24,455 |
Total interest from all sources | 2014-12-31 | $46,956 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $88,919 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $88,919 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $771,216 |
Participant contributions at end of year | 2014-12-31 | $259,373 |
Participant contributions at beginning of year | 2014-12-31 | $268,883 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $435,039 |
Other income not declared elsewhere | 2014-12-31 | $21,310 |
Administrative expenses (other) incurred | 2014-12-31 | $24,455 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $1,963,906 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $10,751,364 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $8,787,458 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $8,411,927 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $6,731,089 |
Interest on participant loans | 2014-12-31 | $12,110 |
Interest earned on other investments | 2014-12-31 | $34,846 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $2,080,064 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $1,787,486 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $354,060 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $395,588 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $124,727 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | PIEPER WHITAKER & BJORK LLC |
Accountancy firm EIN | 2014-12-31 | 461138140 |
2013 : CLEARFIELD, INC. 401(K) PLAN & TRUST 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $2,408,819 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $141,208 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $121,412 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,088,627 |
Value of total assets at end of year | 2013-12-31 | $8,787,458 |
Value of total assets at beginning of year | 2013-12-31 | $6,519,847 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $19,796 |
Total interest from all sources | 2013-12-31 | $43,077 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $66,480 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $66,480 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $652,713 |
Participant contributions at end of year | 2013-12-31 | $268,883 |
Participant contributions at beginning of year | 2013-12-31 | $313,476 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $103,905 |
Other income not declared elsewhere | 2013-12-31 | $16,666 |
Administrative expenses (other) incurred | 2013-12-31 | $19,796 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $2,267,611 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $8,787,458 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $6,519,847 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $6,731,089 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $4,791,440 |
Interest on participant loans | 2013-12-31 | $12,521 |
Interest earned on other investments | 2013-12-31 | $30,556 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $1,787,486 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $1,414,931 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,193,969 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $332,009 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $121,412 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | PIEPER WHITAKER & BJORK LLC |
Accountancy firm EIN | 2013-12-31 | 461138140 |
2012 : CLEARFIELD, INC. 401(K) PLAN & TRUST 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $1,511,017 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $552,171 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $536,812 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $822,021 |
Value of total assets at end of year | 2012-12-31 | $6,519,847 |
Value of total assets at beginning of year | 2012-12-31 | $5,561,001 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $15,359 |
Total interest from all sources | 2012-12-31 | $46,181 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $67,088 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $67,088 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $548,656 |
Participant contributions at end of year | 2012-12-31 | $313,476 |
Participant contributions at beginning of year | 2012-12-31 | $294,456 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $3,375 |
Other income not declared elsewhere | 2012-12-31 | $13,635 |
Administrative expenses (other) incurred | 2012-12-31 | $15,359 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $958,846 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $6,519,847 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $5,561,001 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $4,791,440 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $3,697,836 |
Interest on participant loans | 2012-12-31 | $12,429 |
Interest earned on other investments | 2012-12-31 | $33,752 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $1,414,931 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $1,568,709 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $562,092 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $269,990 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $536,812 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | PIEPER WHITAKER & BJORK LLC |
Accountancy firm EIN | 2012-12-31 | 461138140 |
2011 : CLEARFIELD, INC. 401(K) PLAN & TRUST 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $677,612 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $121,343 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $106,891 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $824,810 |
Value of total assets at end of year | 2011-12-31 | $5,561,001 |
Value of total assets at beginning of year | 2011-12-31 | $5,004,732 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $14,452 |
Total interest from all sources | 2011-12-31 | $42,423 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $47,509 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $47,509 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $543,308 |
Participant contributions at end of year | 2011-12-31 | $294,456 |
Participant contributions at beginning of year | 2011-12-31 | $152,173 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $22,307 |
Other income not declared elsewhere | 2011-12-31 | $12,374 |
Administrative expenses (other) incurred | 2011-12-31 | $14,452 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $556,269 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $5,561,001 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $5,004,732 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $3,697,836 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $3,790,432 |
Interest on participant loans | 2011-12-31 | $10,167 |
Interest earned on other investments | 2011-12-31 | $32,256 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $1,568,709 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $1,062,127 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-249,504 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $259,195 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $106,891 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | GRANT THORNTON, LLP |
Accountancy firm EIN | 2011-12-31 | 366055558 |
2010 : CLEARFIELD, INC. 401(K) PLAN & TRUST 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $1,343,201 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $68,431 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $65,829 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $902,213 |
Value of total assets at end of year | 2010-12-31 | $5,004,732 |
Value of total assets at beginning of year | 2010-12-31 | $3,729,962 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $2,602 |
Total interest from all sources | 2010-12-31 | $30,243 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $33,887 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $33,887 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $436,725 |
Participant contributions at end of year | 2010-12-31 | $152,173 |
Participant contributions at beginning of year | 2010-12-31 | $116,204 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $269,970 |
Administrative expenses (other) incurred | 2010-12-31 | $2,602 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $1,274,770 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $5,004,732 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $3,729,962 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $3,790,432 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $2,857,664 |
Interest on participant loans | 2010-12-31 | $6,664 |
Interest earned on other investments | 2010-12-31 | $23,579 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $1,062,127 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $756,094 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $376,858 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $195,518 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $65,829 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | GRANT THORNTON, LLP |
Accountancy firm EIN | 2010-12-31 | 366055558 |
2009 : CLEARFIELD, INC. 401(K) PLAN & TRUST 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |