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E & H ENTERPRISES OF ALEXANDRIA, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameE & H ENTERPRISES OF ALEXANDRIA, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

E & H ENTERPRISES OF ALEXANDRIA, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

E & H ENTERPRISES OF ALEXANDRIA, INC. has sponsored the creation of one or more 401k plans.

Company Name:E & H ENTERPRISES OF ALEXANDRIA, INC.
Employer identification number (EIN):411414914
NAIC Classification:238220
NAIC Description:Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan E & H ENTERPRISES OF ALEXANDRIA, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-03-01TRICIA BUYSSE2023-10-03
0012021-03-01TRICIA BUYSSE2022-12-06
0012020-03-01TRICIA BUYSSE2021-07-13
0012019-03-01TRICIA BUYSSE2020-08-14
0012018-03-01TRICIA BUYSSE2019-08-08
0012017-03-01TRICIA BUYSSE2018-09-07
0012016-03-01TRICIA BUYSSE2017-05-24
0012015-03-01TRICIA BUYSSE2016-06-20
0012014-03-01TRICIA BUYSSE2015-12-10
0012013-03-01PHILLIP ELLINGSON PHILLIP ELLINGSON2014-09-15
0012012-03-01PHILLIP ELLINGSON PHILLIP ELLINGSON2013-09-19
0012011-03-01PHILLIP ELLINGSON
0012009-03-01PHILLIP L ELLINGSON

Plan Statistics for E & H ENTERPRISES OF ALEXANDRIA, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for E & H ENTERPRISES OF ALEXANDRIA, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2013: E & H ENTERPRISES OF ALEXANDRIA, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-03-0177
Total number of active participants reported on line 7a of the Form 55002013-03-0169
Number of retired or separated participants receiving benefits2013-03-010
Number of other retired or separated participants entitled to future benefits2013-03-0120
Total of all active and inactive participants2013-03-0189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-03-010
Total participants2013-03-0189
Number of participants with account balances2013-03-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-03-010
2012: E & H ENTERPRISES OF ALEXANDRIA, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-03-0196
Total number of active participants reported on line 7a of the Form 55002012-03-0167
Number of retired or separated participants receiving benefits2012-03-010
Number of other retired or separated participants entitled to future benefits2012-03-0120
Total of all active and inactive participants2012-03-0187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-03-010
Total participants2012-03-0187
Number of participants with account balances2012-03-0167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-03-0116
2011: E & H ENTERPRISES OF ALEXANDRIA, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-03-0194
Total number of active participants reported on line 7a of the Form 55002011-03-0176
Number of retired or separated participants receiving benefits2011-03-010
Number of other retired or separated participants entitled to future benefits2011-03-010
Total of all active and inactive participants2011-03-0176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-03-010
Total participants2011-03-0176
Number of participants with account balances2011-03-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-03-010
2009: E & H ENTERPRISES OF ALEXANDRIA, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-03-0172
Total number of active participants reported on line 7a of the Form 55002009-03-0176
Number of retired or separated participants receiving benefits2009-03-010
Number of other retired or separated participants entitled to future benefits2009-03-0112
Total of all active and inactive participants2009-03-0188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-03-010
Total participants2009-03-0188
Number of participants with account balances2009-03-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-03-010

Financial Data on E & H ENTERPRISES OF ALEXANDRIA, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2014 : E & H ENTERPRISES OF ALEXANDRIA, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-02-28$0
Total income from all sources2014-02-28$1,121,029
Expenses. Total of all expenses incurred2014-02-28$231,129
Benefits paid (including direct rollovers)2014-02-28$230,556
Total plan assets at end of year2014-02-28$4,748,955
Total plan assets at beginning of year2014-02-28$3,859,055
Value of fidelity bond covering the plan2014-02-28$225,000
Total contributions received or receivable from participants2014-02-28$217,810
Expenses. Other expenses not covered elsewhere2014-02-28$573
Contributions received from other sources (not participants or employers)2014-02-28$20,455
Other income received2014-02-28$763,312
Net income (gross income less expenses)2014-02-28$889,900
Net plan assets at end of year (total assets less liabilities)2014-02-28$4,748,955
Net plan assets at beginning of year (total assets less liabilities)2014-02-28$3,859,055
Assets. Value of participant loans2014-02-28$77,419
Total contributions received or receivable from employer(s)2014-02-28$119,452
Value of certain deemed distributions of participant loans2014-02-28$0
Value of corrective distributions2014-02-28$0
Funding deficiency by the employer to the plan for this plan year2014-02-28$0
Minimum employer required contribution for this plan year2014-02-28$0
Amount contributed by the employer to the plan for this plan year2014-02-28$0
2013 : E & H ENTERPRISES OF ALEXANDRIA, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan2013-02-28$0
Total income from all sources2013-02-28$598,467
Expenses. Total of all expenses incurred2013-02-28$444,822
Benefits paid (including direct rollovers)2013-02-28$444,185
Total plan assets at end of year2013-02-28$3,859,055
Total plan assets at beginning of year2013-02-28$3,705,410
Value of fidelity bond covering the plan2013-02-28$225,000
Total contributions received or receivable from participants2013-02-28$195,236
Expenses. Other expenses not covered elsewhere2013-02-28$637
Contributions received from other sources (not participants or employers)2013-02-28$0
Other income received2013-02-28$300,995
Net income (gross income less expenses)2013-02-28$153,645
Net plan assets at end of year (total assets less liabilities)2013-02-28$3,859,055
Net plan assets at beginning of year (total assets less liabilities)2013-02-28$3,705,410
Assets. Value of participant loans2013-02-28$58,637
Total contributions received or receivable from employer(s)2013-02-28$102,236
Value of certain deemed distributions of participant loans2013-02-28$0
Value of corrective distributions2013-02-28$0
Funding deficiency by the employer to the plan for this plan year2013-02-28$0
Minimum employer required contribution for this plan year2013-02-28$0
Amount contributed by the employer to the plan for this plan year2013-02-28$0
2012 : E & H ENTERPRISES OF ALEXANDRIA, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan2012-02-29$248
Total income from all sources2012-02-29$283,537
Expenses. Total of all expenses incurred2012-02-29$149,872
Benefits paid (including direct rollovers)2012-02-29$149,284
Total plan assets at end of year2012-02-29$3,705,410
Total plan assets at beginning of year2012-02-29$3,571,497
Value of fidelity bond covering the plan2012-02-29$225,000
Total contributions received or receivable from participants2012-02-29$189,233
Expenses. Other expenses not covered elsewhere2012-02-29$588
Contributions received from other sources (not participants or employers)2012-02-29$0
Other income received2012-02-29$-3,799
Net income (gross income less expenses)2012-02-29$133,665
Net plan assets at end of year (total assets less liabilities)2012-02-29$3,705,410
Net plan assets at beginning of year (total assets less liabilities)2012-02-29$3,571,497
Assets. Value of participant loans2012-02-29$41,615
Total contributions received or receivable from employer(s)2012-02-29$98,103
Value of certain deemed distributions of participant loans2012-02-29$0
Value of corrective distributions2012-02-29$0
Funding deficiency by the employer to the plan for this plan year2012-02-29$0
Minimum employer required contribution for this plan year2012-02-29$0
Amount contributed by the employer to the plan for this plan year2012-02-29$0
2011 : E & H ENTERPRISES OF ALEXANDRIA, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan2011-02-28$0
Total income from all sources2011-02-28$868,443
Expenses. Total of all expenses incurred2011-02-28$265,978
Benefits paid (including direct rollovers)2011-02-28$265,277
Total plan assets at end of year2011-02-28$3,571,497
Total plan assets at beginning of year2011-02-28$2,969,032
Value of fidelity bond covering the plan2011-02-28$225,000
Total contributions received or receivable from participants2011-02-28$194,073
Expenses. Other expenses not covered elsewhere2011-02-28$701
Contributions received from other sources (not participants or employers)2011-02-28$0
Other income received2011-02-28$576,823
Net income (gross income less expenses)2011-02-28$602,465
Net plan assets at end of year (total assets less liabilities)2011-02-28$3,571,497
Net plan assets at beginning of year (total assets less liabilities)2011-02-28$2,969,032
Assets. Value of participant loans2011-02-28$94,300
Total contributions received or receivable from employer(s)2011-02-28$97,547
Value of certain deemed distributions of participant loans2011-02-28$0
Value of corrective distributions2011-02-28$0
Funding deficiency by the employer to the plan for this plan year2011-02-28$0
Minimum employer required contribution for this plan year2011-02-28$0
Amount contributed by the employer to the plan for this plan year2011-02-28$0
2010 : E & H ENTERPRISES OF ALEXANDRIA, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Funding deficiency by the employer to the plan for this plan year2010-02-28$0
Minimum employer required contribution for this plan year2010-02-28$0
Amount contributed by the employer to the plan for this plan year2010-02-28$0

Form 5500 Responses for E & H ENTERPRISES OF ALEXANDRIA, INC. 401(K) PROFIT SHARING PLAN

2013: E & H ENTERPRISES OF ALEXANDRIA, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-03-01Type of plan entitySingle employer plan
2013-03-01Submission has been amendedNo
2013-03-01This submission is the final filingNo
2013-03-01This return/report is a short plan year return/report (less than 12 months)No
2013-03-01Plan is a collectively bargained planNo
2013-03-01Plan funding arrangement – InsuranceYes
2013-03-01Plan funding arrangement – TrustYes
2013-03-01Plan benefit arrangement – InsuranceYes
2012: E & H ENTERPRISES OF ALEXANDRIA, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-03-01Type of plan entitySingle employer plan
2012-03-01Submission has been amendedNo
2012-03-01This submission is the final filingNo
2012-03-01This return/report is a short plan year return/report (less than 12 months)No
2012-03-01Plan is a collectively bargained planNo
2012-03-01Plan funding arrangement – InsuranceYes
2012-03-01Plan funding arrangement – TrustYes
2012-03-01Plan benefit arrangement – InsuranceYes
2011: E & H ENTERPRISES OF ALEXANDRIA, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-03-01Type of plan entitySingle employer plan
2011-03-01Submission has been amendedNo
2011-03-01This submission is the final filingNo
2011-03-01This return/report is a short plan year return/report (less than 12 months)No
2011-03-01Plan is a collectively bargained planNo
2011-03-01Plan funding arrangement – InsuranceYes
2011-03-01Plan funding arrangement – TrustYes
2011-03-01Plan benefit arrangement – InsuranceYes
2009: E & H ENTERPRISES OF ALEXANDRIA, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-03-01Type of plan entitySingle employer plan
2009-03-01Submission has been amendedNo
2009-03-01This submission is the final filingNo
2009-03-01This return/report is a short plan year return/report (less than 12 months)No
2009-03-01Plan is a collectively bargained planNo
2009-03-01Plan funding arrangement – InsuranceYes
2009-03-01Plan funding arrangement – TrustYes
2009-03-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-712118
Policy instance 1
Insurance contract or identification numberGA-712118
Number of Individuals Covered85
Insurance policy start date2013-03-01
Insurance policy end date2014-02-28
Total amount of commissions paid to insurance brokerUSD $8,237
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,237
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS INS AGY
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-712118
Policy instance 1
Insurance contract or identification numberGA-712118
Number of Individuals Covered67
Insurance policy start date2012-03-01
Insurance policy end date2013-02-28
Total amount of commissions paid to insurance brokerUSD $6,944
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,196
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS INS AGY
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-712118
Policy instance 1
Insurance contract or identification numberGA-712118
Number of Individuals Covered76
Insurance policy start date2011-03-01
Insurance policy end date2012-02-29
Total amount of commissions paid to insurance brokerUSD $6,539
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-712118
Policy instance 1
Insurance contract or identification numberGA-712118
Number of Individuals Covered77
Insurance policy start date2010-03-01
Insurance policy end date2011-02-28
Total amount of commissions paid to insurance brokerUSD $5,757
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,757
Insurance broker organization code?3
Insurance broker nameEMERGENT FINANCIAL GROUP INC

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