Logo

HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameHARRIS COMPANIES 401(K) PROFIT SHARING PLAN
Plan identification number 001

HARRIS COMPANIES 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HARRIS CONTRACTING COMPANY has sponsored the creation of one or more 401k plans.

Company Name:HARRIS CONTRACTING COMPANY
Employer identification number (EIN):411447328
NAIC Classification:238220
NAIC Description:Plumbing, Heating, and Air-Conditioning Contractors

Additional information about HARRIS CONTRACTING COMPANY

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division
Incorporation Date: 2016-04-07
Company Identification Number: 602992553
Legal Registered Office Address: 300 DESCHUTES WAY SW STE 208 MC-CSC1

TUMWATER
United States of America (USA)
98501

More information about HARRIS CONTRACTING COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARRIS COMPANIES 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01BRENDA DEVLIN
0012016-01-01TOM DEPAUW BRENDA DEVLIN2017-10-16
0012015-01-01TOM DEPAUW
0012014-01-01TOM DEPAUW
0012013-01-01TOM DEPAUW
0012012-01-01TOM DEPAUW
0012011-01-01TOM DEPAUW TOM DEPAUW2012-10-12
0012009-01-01TOM DEPAUW TOM DEPAUW2010-10-12

Plan Statistics for HARRIS COMPANIES 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for HARRIS COMPANIES 401(K) PROFIT SHARING PLAN

Measure Date Value
2017: HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01462
Total number of active participants reported on line 7a of the Form 55002017-01-01310
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-01137
Total of all active and inactive participants2017-01-01450
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01452
Number of participants with account balances2017-01-01452
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0153
2016: HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01405
Total number of active participants reported on line 7a of the Form 55002016-01-01330
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-01130
Total of all active and inactive participants2016-01-01462
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01462
Number of participants with account balances2016-01-01461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0153
2015: HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01364
Total number of active participants reported on line 7a of the Form 55002015-01-01297
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-01100
Total of all active and inactive participants2015-01-01400
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01400
Number of participants with account balances2015-01-01400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0134
2014: HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01320
Total number of active participants reported on line 7a of the Form 55002014-01-01267
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0189
Total of all active and inactive participants2014-01-01357
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01357
Number of participants with account balances2014-01-01353
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0128
2013: HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01299
Total number of active participants reported on line 7a of the Form 55002013-01-01234
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0180
Total of all active and inactive participants2013-01-01315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01315
Number of participants with account balances2013-01-01310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0122
2012: HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01253
Total number of active participants reported on line 7a of the Form 55002012-01-01224
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0173
Total of all active and inactive participants2012-01-01298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01298
Number of participants with account balances2012-01-01282
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0120
2011: HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01237
Total number of active participants reported on line 7a of the Form 55002011-01-01194
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0159
Total of all active and inactive participants2011-01-01253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01253
Number of participants with account balances2011-01-01243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0119
2009: HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01246
Total number of active participants reported on line 7a of the Form 55002009-01-01167
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0171
Total of all active and inactive participants2009-01-01238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01238
Number of participants with account balances2009-01-01233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0129

Financial Data on HARRIS COMPANIES 401(K) PROFIT SHARING PLAN

Measure Date Value
2017 : HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$10,578,619
Total of all expenses incurred2017-12-31$2,453,808
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,264,231
Value of total corrective distributions2017-12-31$16,753
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,417,223
Value of total assets at end of year2017-12-31$41,465,103
Value of total assets at beginning of year2017-12-31$33,340,292
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$172,824
Total interest from all sources2017-12-31$21,460
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$792,694
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$792,694
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,148,229
Participant contributions at end of year2017-12-31$560,283
Participant contributions at beginning of year2017-12-31$459,462
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$588,038
Administrative expenses (other) incurred2017-12-31$120,588
Total non interest bearing cash at end of year2017-12-31$26,352
Total non interest bearing cash at beginning of year2017-12-31$20,005
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,124,811
Value of net assets at end of year (total assets less liabilities)2017-12-31$41,465,103
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$33,340,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$52,236
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$38,651,984
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$30,897,386
Interest on participant loans2017-12-31$21,379
Value of interest in common/collective trusts at end of year2017-12-31$2,111,193
Value of interest in common/collective trusts at beginning of year2017-12-31$1,921,525
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$115,291
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$41,914
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$41,914
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$81
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,320,119
Net investment gain or loss from common/collective trusts2017-12-31$27,123
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,680,956
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,264,231
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-12-31390859910
2016 : HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$7,814,500
Total of all expenses incurred2016-12-31$1,793,535
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,645,291
Value of total corrective distributions2016-12-31$16,243
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,909,531
Value of total assets at end of year2016-12-31$33,340,292
Value of total assets at beginning of year2016-12-31$27,319,327
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$132,001
Total interest from all sources2016-12-31$19,545
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$524,886
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$524,886
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,897,211
Participant contributions at end of year2016-12-31$459,462
Participant contributions at beginning of year2016-12-31$509,241
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,757,806
Administrative expenses (other) incurred2016-12-31$87,779
Total non interest bearing cash at end of year2016-12-31$20,005
Total non interest bearing cash at beginning of year2016-12-31$70,866
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,020,965
Value of net assets at end of year (total assets less liabilities)2016-12-31$33,340,292
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$27,319,327
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$44,222
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$30,897,386
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$24,732,118
Interest on participant loans2016-12-31$19,545
Value of interest in common/collective trusts at end of year2016-12-31$1,921,525
Value of interest in common/collective trusts at beginning of year2016-12-31$1,965,289
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$41,914
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$41,813
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$41,813
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,331,227
Net investment gain or loss from common/collective trusts2016-12-31$29,311
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,254,514
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,645,291
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2016-12-31390859910
2015 : HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,979,485
Total of all expenses incurred2015-12-31$2,001,444
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,871,278
Value of total corrective distributions2015-12-31$1,949
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,359,319
Value of total assets at end of year2015-12-31$27,319,327
Value of total assets at beginning of year2015-12-31$27,341,286
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$128,217
Total interest from all sources2015-12-31$20,070
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$452,178
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$452,178
Administrative expenses professional fees incurred2015-12-31$38,000
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,489,640
Participant contributions at end of year2015-12-31$509,241
Participant contributions at beginning of year2015-12-31$478,879
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$57,909
Administrative expenses (other) incurred2015-12-31$90,217
Total non interest bearing cash at end of year2015-12-31$70,866
Total non interest bearing cash at beginning of year2015-12-31$51,869
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-21,959
Value of net assets at end of year (total assets less liabilities)2015-12-31$27,319,327
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$27,341,286
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$24,732,118
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$24,803,514
Interest on participant loans2015-12-31$20,066
Value of interest in common/collective trusts at end of year2015-12-31$1,965,289
Value of interest in common/collective trusts at beginning of year2015-12-31$1,982,845
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$41,813
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$24,179
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$24,179
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-876,373
Net investment gain or loss from common/collective trusts2015-12-31$24,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$811,770
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,871,278
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2015-12-31390859910
2014 : HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$3,830,887
Total of all expenses incurred2014-12-31$1,031,421
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$916,863
Value of total corrective distributions2014-12-31$48,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,369,954
Value of total assets at end of year2014-12-31$27,341,286
Value of total assets at beginning of year2014-12-31$24,541,820
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$66,058
Total interest from all sources2014-12-31$18,774
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$488,576
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$488,576
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,246,267
Participant contributions at end of year2014-12-31$478,879
Participant contributions at beginning of year2014-12-31$455,327
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$498,364
Administrative expenses (other) incurred2014-12-31$28,058
Total non interest bearing cash at end of year2014-12-31$51,869
Total non interest bearing cash at beginning of year2014-12-31$36,956
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,799,466
Value of net assets at end of year (total assets less liabilities)2014-12-31$27,341,286
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$24,541,820
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$38,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$24,803,514
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$22,186,389
Interest on participant loans2014-12-31$18,770
Value of interest in common/collective trusts at end of year2014-12-31$1,982,845
Value of interest in common/collective trusts at beginning of year2014-12-31$1,824,408
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$24,179
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$38,740
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$38,740
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$933,743
Net investment gain or loss from common/collective trusts2014-12-31$19,840
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$625,323
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$916,863
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2014-12-31390859910
2013 : HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$6,377,871
Total of all expenses incurred2013-12-31$1,787,690
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,733,068
Value of total corrective distributions2013-12-31$2,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,069,993
Value of total assets at end of year2013-12-31$24,541,820
Value of total assets at beginning of year2013-12-31$19,951,639
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$52,227
Total interest from all sources2013-12-31$19,771
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$348,302
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$348,302
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,081,556
Participant contributions at end of year2013-12-31$455,327
Participant contributions at beginning of year2013-12-31$465,949
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$395,531
Administrative expenses (other) incurred2013-12-31$23,727
Total non interest bearing cash at end of year2013-12-31$36,956
Total non interest bearing cash at beginning of year2013-12-31$19,810
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,590,181
Value of net assets at end of year (total assets less liabilities)2013-12-31$24,541,820
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$19,951,639
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$28,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$22,186,389
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$17,465,984
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$19,768
Value of interest in common/collective trusts at end of year2013-12-31$1,824,408
Value of interest in common/collective trusts at beginning of year2013-12-31$1,980,254
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$38,740
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$19,642
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$19,642
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$3
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,917,233
Net investment gain or loss from common/collective trusts2013-12-31$22,572
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$592,906
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,733,068
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ABDO, EICK & MEYERS, LLP
Accountancy firm EIN2013-12-31411397419
2012 : HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$3,717,270
Total of all expenses incurred2012-12-31$1,800,801
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,725,463
Value of total corrective distributions2012-12-31$44,345
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,576,397
Value of total assets at end of year2012-12-31$19,951,639
Value of total assets at beginning of year2012-12-31$18,035,170
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$30,993
Total interest from all sources2012-12-31$38,558
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$243,028
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$243,028
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,069,683
Participant contributions at end of year2012-12-31$465,949
Participant contributions at beginning of year2012-12-31$341,540
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$116,514
Administrative expenses (other) incurred2012-12-31$21,493
Total non interest bearing cash at end of year2012-12-31$19,810
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,916,469
Value of net assets at end of year (total assets less liabilities)2012-12-31$19,951,639
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$18,035,170
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$9,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$17,465,984
Value of interest in pooled separate accounts at end of year2012-12-31$0
Value of interest in pooled separate accounts at beginning of year2012-12-31$15,780,176
Interest on participant loans2012-12-31$15,031
Interest earned on other investments2012-12-31$23,526
Value of interest in common/collective trusts at end of year2012-12-31$1,980,254
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$19,642
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,913,454
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$834,206
Net investment gain/loss from pooled separate accounts2012-12-31$1,010,476
Net investment gain or loss from common/collective trusts2012-12-31$14,605
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$390,200
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,725,463
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ABDO, EICK & MEYERS,LLP
Accountancy firm EIN2012-12-31411397419
2011 : HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,721,008
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,523,016
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,468,683
Value of total corrective distributions2011-12-31$38,242
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,154,686
Value of total assets at end of year2011-12-31$18,035,170
Value of total assets at beginning of year2011-12-31$17,837,178
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$16,091
Total interest from all sources2011-12-31$61,976
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,100,924
Participant contributions at end of year2011-12-31$341,540
Participant contributions at beginning of year2011-12-31$209,338
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$498,229
Other income not declared elsewhere2011-12-31$14,431
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$197,992
Value of net assets at end of year (total assets less liabilities)2011-12-31$18,035,170
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$17,837,178
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$15,780,176
Value of interest in pooled separate accounts at beginning of year2011-12-31$16,028,344
Interest on participant loans2011-12-31$12,098
Interest earned on other investments2011-12-31$49,878
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,913,454
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,599,496
Net investment gain/loss from pooled separate accounts2011-12-31$-510,085
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$555,533
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,468,683
Contract administrator fees2011-12-31$16,091
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ABDO, EICK & MEYERS, LLP
Accountancy firm EIN2011-12-31411397419
2010 : HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$3,469,518
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,590,846
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,564,247
Value of total corrective distributions2010-12-31$24,979
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,592,094
Value of total assets at end of year2010-12-31$17,837,178
Value of total assets at beginning of year2010-12-31$15,958,506
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,620
Total interest from all sources2010-12-31$72,980
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$976,779
Participant contributions at end of year2010-12-31$209,338
Participant contributions at beginning of year2010-12-31$201,698
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$846
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$177,452
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,878,672
Value of net assets at end of year (total assets less liabilities)2010-12-31$17,837,178
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$15,958,506
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$16,028,344
Value of interest in pooled separate accounts at beginning of year2010-12-31$14,381,719
Interest on participant loans2010-12-31$10,301
Interest earned on other investments2010-12-31$62,679
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,599,496
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,374,243
Net investment gain/loss from pooled separate accounts2010-12-31$1,804,444
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$437,863
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,564,247
Contract administrator fees2010-12-31$1,620
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ABDO, EICK & MEYERS, LLP
Accountancy firm EIN2010-12-31411397419
2009 : HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for HARRIS COMPANIES 401(K) PROFIT SHARING PLAN

2017: HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: HARRIS COMPANIES 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number063929-100
Policy instance 1
Insurance contract or identification number063929-100
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-06-29
Total amount of commissions paid to insurance brokerUSD $12,118
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,694
Insurance broker organization code?3
Insurance broker nameCHRISTOPHER BERG
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number063929-100
Policy instance 1
Insurance contract or identification number063929-100
Number of Individuals Covered253
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $44,306
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number063929-100
Policy instance 1
Insurance contract or identification number063929-100
Number of Individuals Covered250
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $41,358
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $33,086
Insurance broker organization code?3
Insurance broker nameCHRISTOPHER M BERG
AVIVA LIFE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 64645 )
Policy contract number63929
Policy instance 2
Insurance contract or identification number63929
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S1