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MAKEMUSIC 401(K) SAVINGS PLAN 401k Plan overview

Plan NameMAKEMUSIC 401(K) SAVINGS PLAN
Plan identification number 001

MAKEMUSIC 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MAKEMUSIC, INC. has sponsored the creation of one or more 401k plans.

Company Name:MAKEMUSIC, INC.
Employer identification number (EIN):411716250
NAIC Classification:511210
NAIC Description:Software Publishers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MAKEMUSIC 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01GEORGE FISHER GEORGE FISHER2015-12-22
0012014-01-01GEORGE FISHER GEORGE FISHER2015-10-15
0012013-01-01KAREN VANDERBOSCH KAREN VANDERBOSCH2014-07-29
0012012-01-01KAREN VANDERBOSCH KAREN VANDERBOSCH2013-07-18
0012011-01-01KAREN L. VANDERBOSCH2012-07-13 KAREN L. VANDERBOSCH2012-07-13
0012010-01-01KAREN L. VANDERBOSCH2011-05-26

Plan Statistics for MAKEMUSIC 401(K) SAVINGS PLAN

401k plan membership statisitcs for MAKEMUSIC 401(K) SAVINGS PLAN

Measure Date Value
2015: MAKEMUSIC 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01154
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-010
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: MAKEMUSIC 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01166
Total number of active participants reported on line 7a of the Form 55002014-01-0155
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0199
Total of all active and inactive participants2014-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01154
Number of participants with account balances2014-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-015
2013: MAKEMUSIC 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01158
Total number of active participants reported on line 7a of the Form 55002013-01-01120
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0139
Total of all active and inactive participants2013-01-01159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01159
Number of participants with account balances2013-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0115
2012: MAKEMUSIC 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01138
Total number of active participants reported on line 7a of the Form 55002012-01-01126
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0130
Total of all active and inactive participants2012-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01156
Number of participants with account balances2012-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0118

Financial Data on MAKEMUSIC 401(K) SAVINGS PLAN

Measure Date Value
2015 : MAKEMUSIC 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-08-20$0
Total transfer of assets from this plan2015-08-20$2,167,751
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-20$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-08-20$0
Total income from all sources (including contributions)2015-08-20$100,518
Total loss/gain on sale of assets2015-08-20$0
Total of all expenses incurred2015-08-20$5,164,190
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-08-20$5,157,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-08-20$8,728
Value of total assets at end of year2015-08-20$0
Value of total assets at beginning of year2015-08-20$7,231,423
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-08-20$6,783
Total interest from all sources2015-08-20$6,322
Total dividends received (eg from common stock, registered investment company shares)2015-08-20$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-08-20Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-08-20$0
Was this plan covered by a fidelity bond2015-08-20Yes
Value of fidelity bond cover2015-08-20$2,000,000
If this is an individual account plan, was there a blackout period2015-08-20Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-08-20$0
Were there any nonexempt tranactions with any party-in-interest2015-08-20No
Participant contributions at end of year2015-08-20$0
Participant contributions at beginning of year2015-08-20$110,328
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-20No
Value of net income/loss2015-08-20$-5,063,672
Value of net assets at end of year (total assets less liabilities)2015-08-20$0
Value of net assets at beginning of year (total assets less liabilities)2015-08-20$7,231,423
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-08-20No
Were any loans by the plan or fixed income obligations due to the plan in default2015-08-20No
Were any leases to which the plan was party in default or uncollectible2015-08-20No
Value of interest in pooled separate accounts at end of year2015-08-20$0
Value of interest in pooled separate accounts at beginning of year2015-08-20$5,936,610
Interest on participant loans2015-08-20$854
Interest earned on other investments2015-08-20$5,468
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-08-20$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-08-20$1,184,485
Net investment gain/loss from pooled separate accounts2015-08-20$85,468
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-08-20No
Was there a failure to transmit to the plan any participant contributions2015-08-20No
Has the plan failed to provide any benefit when due under the plan2015-08-20No
Contributions received in cash from employer2015-08-20$8,728
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-08-20$5,157,407
Contract administrator fees2015-08-20$6,783
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-08-20Yes
Did the plan have assets held for investment2015-08-20No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-08-20No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-08-20Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-08-20Yes
Opinion of an independent qualified public accountant for this plan2015-08-20Disclaimer
Accountancy firm name2015-08-20MCGLADREY
Accountancy firm EIN2015-08-20420714325
2014 : MAKEMUSIC 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,329,060
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$957,036
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$949,285
Value of total corrective distributions2014-12-31$6,626
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$947,262
Value of total assets at end of year2014-12-31$7,231,423
Value of total assets at beginning of year2014-12-31$6,859,399
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,125
Total interest from all sources2014-12-31$20,620
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$744,328
Participant contributions at end of year2014-12-31$110,328
Participant contributions at beginning of year2014-12-31$135,379
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$60,317
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$372,024
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,231,423
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$6,859,399
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$5,936,610
Value of interest in pooled separate accounts at beginning of year2014-12-31$5,414,003
Interest on participant loans2014-12-31$2,852
Interest earned on other investments2014-12-31$17,768
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,184,485
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,310,017
Net investment gain/loss from pooled separate accounts2014-12-31$361,178
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$142,617
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$949,285
Contract administrator fees2014-12-31$1,125
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCGLADREY
Accountancy firm EIN2014-12-31420714325
2013 : MAKEMUSIC 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,055,815
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$616,318
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$590,187
Value of total corrective distributions2013-12-31$23,565
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$980,765
Value of total assets at end of year2013-12-31$6,859,399
Value of total assets at beginning of year2013-12-31$5,419,902
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,566
Total interest from all sources2013-12-31$26,690
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$700,839
Participant contributions at end of year2013-12-31$135,379
Participant contributions at beginning of year2013-12-31$22,082
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$118,595
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,439,497
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,859,399
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,419,902
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$5,414,003
Value of interest in pooled separate accounts at beginning of year2013-12-31$4,024,303
Interest on participant loans2013-12-31$1,418
Interest earned on other investments2013-12-31$25,272
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,310,017
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,373,517
Net investment gain/loss from pooled separate accounts2013-12-31$1,048,360
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$161,331
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$590,187
Contract administrator fees2013-12-31$2,566
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCGLADRY LLP
Accountancy firm EIN2013-12-31420714325
2012 : MAKEMUSIC 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,337,440
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$158,063
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$155,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$842,312
Value of total assets at end of year2012-12-31$5,419,902
Value of total assets at beginning of year2012-12-31$4,240,525
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,092
Total interest from all sources2012-12-31$30,001
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$641,616
Participant contributions at end of year2012-12-31$22,082
Participant contributions at beginning of year2012-12-31$42,754
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$39,689
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,179,377
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,419,902
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,240,525
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$4,024,303
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,966,491
Interest on participant loans2012-12-31$1,401
Interest earned on other investments2012-12-31$28,600
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,373,517
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,231,280
Net investment gain/loss from pooled separate accounts2012-12-31$465,127
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$161,007
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$155,971
Contract administrator fees2012-12-31$2,092
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WIPFLI, LLP
Accountancy firm EIN2012-12-31390758449

Form 5500 Responses for MAKEMUSIC 401(K) SAVINGS PLAN

2015: MAKEMUSIC 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MAKEMUSIC 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MAKEMUSIC 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MAKEMUSIC 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number067055
Policy instance 1
Insurance contract or identification number067055
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-08-20
Total amount of commissions paid to insurance brokerUSD $4,419
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,419
Insurance broker organization code?3
Insurance broker nameRBC WEALTH MANAGEMENT
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number067055
Policy instance 1
Insurance contract or identification number067055
Number of Individuals Covered154
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $24,084
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $24,084
Insurance broker organization code?3
Insurance broker nameRBC WEALTH MANAGEMENT
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number067055
Policy instance 1
Insurance contract or identification number067055
Number of Individuals Covered159
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $21,336
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,336
Insurance broker organization code?3
Insurance broker nameRICK J STERLING
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number067055
Policy instance 1
Insurance contract or identification number067055
Number of Individuals Covered156
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $17,634
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,634
Insurance broker organization code?3
Insurance broker nameRICK J STERLING

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