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ORAL-FACIAL SURGERY PROFIT SHARING & 401K PL 401k Plan overview

Plan NameORAL-FACIAL SURGERY PROFIT SHARING & 401K PL
Plan identification number 002

ORAL-FACIAL SURGERY PROFIT SHARING & 401K PL Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ORAL-FACIAL SURGERY, P.A. has sponsored the creation of one or more 401k plans.

Company Name:ORAL-FACIAL SURGERY, P.A.
Employer identification number (EIN):411758354
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ORAL-FACIAL SURGERY PROFIT SHARING & 401K PL

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01JAMES R HUGHES, DDS2023-07-21 JAMES R HUGHES, DDS2023-07-21
0022021-01-01JAMES R HUGHES, DDS2022-07-21 JAMES R HUGHES, DDS2022-07-21
0022020-01-01JAMES R HUGHES, DDS2021-09-29 JAMES R HUGHES, DDS2021-09-29
0022019-01-01JAMES R HUGHES, DDS2020-09-30 JAMES R HUGHES, DDS2020-09-30
0022018-01-01JAMES R HUGHES, DDS2019-09-18 JAMES R HUGHES, DDS2019-09-18
0022017-01-01JAMES R HUGHES, DDS2018-03-22 JAMES R HUGHES, DDS2018-03-22
0022016-01-01JAMES R HUGHES, DDS2017-03-23 JAMES R HUGHES, DDS2017-03-23
0022015-01-01JAMES R HUGHES, DDS2016-04-12 JAMES R HUGHES, DDS2016-04-12
0022014-01-01JAMES R HUGHES, DDS2015-03-30 JAMES R HUGHES, DDS2015-03-30
0022013-01-01JAMES R HUGHES, DDS2014-05-15 JAMES R HUGHES, DDS2014-05-15
0022012-01-01JAMES HUGHES
0022011-01-01JAMES R. HUGHES

Plan Statistics for ORAL-FACIAL SURGERY PROFIT SHARING & 401K PL

401k plan membership statisitcs for ORAL-FACIAL SURGERY PROFIT SHARING & 401K PL

Measure Date Value
2012: ORAL-FACIAL SURGERY PROFIT SHARING & 401K PL 2012 401k membership
Total participants, beginning-of-year2012-01-0119
Total number of active participants reported on line 7a of the Form 55002012-01-0116
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-014
Total of all active and inactive participants2012-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0121
Number of participants with account balances2012-01-0120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: ORAL-FACIAL SURGERY PROFIT SHARING & 401K PL 2011 401k membership
Total participants, beginning-of-year2011-01-0119
Total number of active participants reported on line 7a of the Form 55002011-01-0114
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-015
Total of all active and inactive participants2011-01-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0119
Number of participants with account balances2011-01-0119

Financial Data on ORAL-FACIAL SURGERY PROFIT SHARING & 401K PL

Measure Date Value
2012 : ORAL-FACIAL SURGERY PROFIT SHARING & 401K PL 2012 401k financial data
Total income from all sources2012-12-31$282,263
Expenses. Total of all expenses incurred2012-12-31$9,725
Benefits paid (including direct rollovers)2012-12-31$9,725
Total plan assets at end of year2012-12-31$1,553,689
Total plan assets at beginning of year2012-12-31$1,281,151
Value of fidelity bond covering the plan2012-12-31$150,000
Total contributions received or receivable from participants2012-12-31$65,901
Contributions received from other sources (not participants or employers)2012-12-31$71,257
Other income received2012-12-31$54,453
Net income (gross income less expenses)2012-12-31$272,538
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,553,689
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,281,151
Total contributions received or receivable from employer(s)2012-12-31$90,652
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : ORAL-FACIAL SURGERY PROFIT SHARING & 401K PL 2011 401k financial data
Total income from all sources2011-12-31$154,256
Expenses. Total of all expenses incurred2011-12-31$4,228
Benefits paid (including direct rollovers)2011-12-31$4,228
Total plan assets at end of year2011-12-31$1,281,151
Total plan assets at beginning of year2011-12-31$1,131,123
Value of fidelity bond covering the plan2011-12-31$130,000
Total contributions received or receivable from participants2011-12-31$70,219
Other income received2011-12-31$964
Net income (gross income less expenses)2011-12-31$150,028
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,281,151
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,131,123
Total contributions received or receivable from employer(s)2011-12-31$83,073
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : ORAL-FACIAL SURGERY PROFIT SHARING & 401K PL 2010 401k financial data
Total income from all sources2010-12-31$237,744
Expenses. Total of all expenses incurred2010-12-31$3,093
Benefits paid (including direct rollovers)2010-12-31$3,093
Total plan assets at end of year2010-12-31$1,131,123
Total plan assets at beginning of year2010-12-31$896,472
Value of fidelity bond covering the plan2010-12-31$150,000
Total contributions received or receivable from participants2010-12-31$76,042
Other income received2010-12-31$87,785
Net income (gross income less expenses)2010-12-31$234,651
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,131,123
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$896,472
Total contributions received or receivable from employer(s)2010-12-31$73,917
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for ORAL-FACIAL SURGERY PROFIT SHARING & 401K PL

2012: ORAL-FACIAL SURGERY PROFIT SHARING & 401K PL 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ORAL-FACIAL SURGERY PROFIT SHARING & 401K PL 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number985444-000
Policy instance 1
Insurance contract or identification number985444-000
Number of Individuals Covered22
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Dental Insurance Welfare BenefitYes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Total amount of fees paid to insurance companyUSD $3,417
Amount paid for insurance broker fees3417
Additional information about fees paid to insurance brokerPRODUCER:DEAN DEDEKER
Insurance broker organization code?3
Insurance broker nameFINANCIAL NETWORK INVESTMENT C
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number985444-000
Policy instance 1
Insurance contract or identification number985444-000
Number of Individuals Covered19
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,917
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number985444-000
Policy instance 1
Insurance contract or identification number985444-000
Number of Individuals Covered14
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $2,463
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitYes
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,463
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerPRODUCER:KENNETH D DEDEKER
Insurance broker organization code?3
Insurance broker nameFINANCIAL NETWORK INVESTMENT C

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