401k Plan data: FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN plan

FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 401k Plan overview

Plan Name	FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN
Plan identification number	002

FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FAITHFUL AND GOULD INC has sponsored the creation of one or more 401k plans.

Company Name: FAITHFUL AND GOULD INC

Employer identification number (EIN): 411797617

NAIC Classification: 238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01 PAUL G WOOD
002 2013-01-01 PAUL G WOOD
002 2012-01-01 PAUL G WOOD
002 2011-01-01 PAUL G WOOD
002 2010-01-01 CYNTHIA GROSZKIEWICZ
002 2009-01-01 JAMES NEVADA

Plan id#	Filing Submission Date	Name of Administrator
002	2014-01-01	PAUL G WOOD
002	2013-01-01	PAUL G WOOD
002	2012-01-01	PAUL G WOOD
002	2011-01-01	PAUL G WOOD
002	2010-01-01	CYNTHIA GROSZKIEWICZ
002	2009-01-01	JAMES NEVADA

Plan Statistics for FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN

401k plan membership statisitcs for FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN

Measure Date Value
2014: FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 905
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 864
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 644
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 260
Total of all active and inactive participants 2013-01-01 904
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 905
Number of participants with account balances 2013-01-01 666
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 23
2012: FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 815
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 599
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 264
Total of all active and inactive participants 2012-01-01 863
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 864
Number of participants with account balances 2012-01-01 629
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 19
2011: FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 769
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 580
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 235
Total of all active and inactive participants 2011-01-01 815
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 816
Number of participants with account balances 2011-01-01 611
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 14
2010: FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 802
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 544
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 225
Total of all active and inactive participants 2010-01-01 769
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 769
Number of participants with account balances 2010-01-01 608
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 18
2009: FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 861
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 574
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 220
Total of all active and inactive participants 2009-01-01 794
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 794
Number of participants with account balances 2009-01-01 617
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 37

Measure	Date	Value
2014: FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	905
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	864
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	644
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	260
Total of all active and inactive participants	2013-01-01	904
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	905
Number of participants with account balances	2013-01-01	666
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	23
2012: FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	815
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	599
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	264
Total of all active and inactive participants	2012-01-01	863
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	864
Number of participants with account balances	2012-01-01	629
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	19
2011: FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	769
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	580
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	235
Total of all active and inactive participants	2011-01-01	815
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	816
Number of participants with account balances	2011-01-01	611
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	14
2010: FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	802
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	544
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	225
Total of all active and inactive participants	2010-01-01	769
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	769
Number of participants with account balances	2010-01-01	608
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	18
2009: FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	861
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	574
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	220
Total of all active and inactive participants	2009-01-01	794
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	794
Number of participants with account balances	2009-01-01	617
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	37

Financial Data on FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN

Measure	Date	Value
2014 : FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-04-02	$0
Total transfer of assets from this plan	2014-04-02	$54,726,904
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-04-02	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-04-02	$0
Total income from all sources (including contributions)	2014-04-02	$2,208,732
Total loss/gain on sale of assets	2014-04-02	$0
Total of all expenses incurred	2014-04-02	$1,771,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-04-02	$1,767,660
Value of total corrective distributions	2014-04-02	$195
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-04-02	$1,242,833
Value of total assets at end of year	2014-04-02	$0
Value of total assets at beginning of year	2014-04-02	$54,289,591
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-04-02	$3,564
Total interest from all sources	2014-04-02	$42,686
Total dividends received (eg from common stock, registered investment company shares)	2014-04-02	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-04-02	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-04-02	$0
Was this plan covered by a fidelity bond	2014-04-02	Yes
Value of fidelity bond cover	2014-04-02	$5,000,000
If this is an individual account plan, was there a blackout period	2014-04-02	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-04-02	$0
Were there any nonexempt tranactions with any party-in-interest	2014-04-02	No
Contributions received from participants	2014-04-02	$717,693
Participant contributions at end of year	2014-04-02	$0
Participant contributions at beginning of year	2014-04-02	$966,522
Income. Received or receivable in cash from other sources (including rollovers)	2014-04-02	$249,937
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-04-02	No
Value of net income/loss	2014-04-02	$437,313
Value of net assets at end of year (total assets less liabilities)	2014-04-02	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-04-02	$54,289,591
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-04-02	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-04-02	No
Were any leases to which the plan was party in default or uncollectible	2014-04-02	No
Value of interest in pooled separate accounts at end of year	2014-04-02	$0
Value of interest in pooled separate accounts at beginning of year	2014-04-02	$49,366,795
Interest on participant loans	2014-04-02	$8,705
Interest earned on other investments	2014-04-02	$33,981
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-04-02	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-04-02	$3,956,274
Net investment gain/loss from pooled separate accounts	2014-04-02	$923,213
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-04-02	No
Was there a failure to transmit to the plan any participant contributions	2014-04-02	No
Has the plan failed to provide any benefit when due under the plan	2014-04-02	No
Contributions received in cash from employer	2014-04-02	$275,203
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-04-02	$1,767,660
Contract administrator fees	2014-04-02	$3,564
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-04-02	Yes
Did the plan have assets held for investment	2014-04-02	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-04-02	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-04-02	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-04-02	Yes
Opinion of an independent qualified public accountant for this plan	2014-04-02	Disclaimer
Accountancy firm name	2014-04-02	PICKER & ASSOCIATES, LLC
Accountancy firm EIN	2014-04-02	455560310
2013 : FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$14,877,111
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$4,747,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$4,734,446
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$4,710,266
Value of total assets at end of year	2013-12-31	$54,289,591
Value of total assets at beginning of year	2013-12-31	$44,159,596
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$12,670
Total interest from all sources	2013-12-31	$184,790
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$3,250,831
Participant contributions at end of year	2013-12-31	$966,522
Participant contributions at beginning of year	2013-12-31	$1,082,457
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$212,695
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$10,129,995
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$54,289,591
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$44,159,596
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$49,366,795
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$39,259,069
Interest on participant loans	2013-12-31	$48,759
Interest earned on other investments	2013-12-31	$136,031
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$3,956,274
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$3,818,070
Net investment gain/loss from pooled separate accounts	2013-12-31	$9,982,055
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,246,740
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$4,734,446
Contract administrator fees	2013-12-31	$12,670
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PICKER ASSOCIATES
Accountancy firm EIN	2013-12-31	362892499
2012 : FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$9,764,840
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$3,478,397
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,451,046
Expenses. Certain deemed distributions of participant loans	2012-12-31	$2,569
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$4,692,137
Value of total assets at end of year	2012-12-31	$44,159,596
Value of total assets at beginning of year	2012-12-31	$37,873,153
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$24,782
Total interest from all sources	2012-12-31	$211,646
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,915,217
Participant contributions at end of year	2012-12-31	$1,082,457
Participant contributions at beginning of year	2012-12-31	$938,667
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$640,028
Other income not declared elsewhere	2012-12-31	$12,546
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$6,286,443
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$44,159,596
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$37,873,153
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$39,259,069
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$32,936,772
Interest on participant loans	2012-12-31	$53,681
Interest earned on other investments	2012-12-31	$157,965
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$3,818,070
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$3,997,714
Net investment gain/loss from pooled separate accounts	2012-12-31	$4,848,511
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,136,892
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,451,046
Contract administrator fees	2012-12-31	$24,782
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PICKER ASSOCIATES
Accountancy firm EIN	2012-12-31	362892499
2011 : FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$3,702,546
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,216,325
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,157,823
Expenses. Certain deemed distributions of participant loans	2011-12-31	$34,843
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$4,408,372
Value of total assets at end of year	2011-12-31	$37,873,153
Value of total assets at beginning of year	2011-12-31	$36,386,932
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$23,659
Total interest from all sources	2011-12-31	$200,449
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,874,886
Participant contributions at end of year	2011-12-31	$938,667
Participant contributions at beginning of year	2011-12-31	$635,864
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$427,226
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,486,221
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$37,873,153
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$36,386,932
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$32,936,772
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$32,439,082
Interest on participant loans	2011-12-31	$48,557
Interest earned on other investments	2011-12-31	$151,892
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$3,997,714
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$3,311,986
Net investment gain/loss from pooled separate accounts	2011-12-31	$-906,275
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$1,106,260
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,157,823
Contract administrator fees	2011-12-31	$23,659
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PICKER AND ASSOCIATES
Accountancy firm EIN	2011-12-31	362892499
2010 : FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$8,919,302
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$3,853,086
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,824,770
Value of total corrective distributions	2010-12-31	$4,335
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$4,211,833
Value of total assets at end of year	2010-12-31	$36,386,932
Value of total assets at beginning of year	2010-12-31	$31,320,716
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$23,981
Total interest from all sources	2010-12-31	$196,502
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,955,531
Participant contributions at end of year	2010-12-31	$635,864
Participant contributions at beginning of year	2010-12-31	$461,330
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$140,964
Other income not declared elsewhere	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$5,066,216
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$36,386,932
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$31,320,716
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$12,688
Value of interest in pooled separate accounts at end of year	2010-12-31	$32,439,082
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$27,835,937
Interest on participant loans	2010-12-31	$48,499
Interest earned on other investments	2010-12-31	$148,003
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$3,311,986
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$3,023,449
Net investment gain/loss from pooled separate accounts	2010-12-31	$4,510,967
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,115,338
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,824,770
Contract administrator fees	2010-12-31	$11,293
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PICKER AND ASSOC
Accountancy firm EIN	2010-12-31	362892499
2009 : FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN

2014: FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: FAITHFUL AND GOULD EMPLOYEE SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	FAITHFUL AND GOULD INC
Employer identification number (EIN):	411797617
NAIC Classification:	238900