NAU HOLDING COMPANY LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan NAU HOLDING COMPANY RETIREMENT SAVINGS PLAN
Measure | Date | Value |
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2012 : NAU HOLDING COMPANY RETIREMENT SAVINGS PLAN 2012 401k financial data |
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Total transfer of assets from this plan | 2012-06-21 | $12,059,746 |
Total income from all sources (including contributions) | 2012-06-21 | $582,847 |
Total of all expenses incurred | 2012-06-21 | $581,636 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-06-21 | $569,549 |
Value of total assets at end of year | 2012-06-21 | $0 |
Value of total assets at beginning of year | 2012-06-21 | $12,058,535 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-06-21 | $12,087 |
Total interest from all sources | 2012-06-21 | $18,042 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-06-21 | No |
Was this plan covered by a fidelity bond | 2012-06-21 | Yes |
Value of fidelity bond cover | 2012-06-21 | $1,500,000 |
If this is an individual account plan, was there a blackout period | 2012-06-21 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-06-21 | No |
Participant contributions at end of year | 2012-06-21 | $0 |
Participant contributions at beginning of year | 2012-06-21 | $261,832 |
Administrative expenses (other) incurred | 2012-06-21 | $2,544 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-21 | No |
Value of net income/loss | 2012-06-21 | $1,211 |
Value of net assets at end of year (total assets less liabilities) | 2012-06-21 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-06-21 | $12,058,535 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-06-21 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-06-21 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-06-21 | No |
Value of interest in pooled separate accounts at end of year | 2012-06-21 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2012-06-21 | $10,479,211 |
Interest on participant loans | 2012-06-21 | $3,810 |
Interest earned on other investments | 2012-06-21 | $14,232 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-06-21 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-06-21 | $1,259,465 |
Net investment gain/loss from pooled separate accounts | 2012-06-21 | $564,805 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-06-21 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-06-21 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-06-21 | No |
Employer contributions (assets) at beginning of year | 2012-06-21 | $58,027 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-06-21 | $569,549 |
Contract administrator fees | 2012-06-21 | $9,543 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-06-21 | No |
Did the plan have assets held for investment | 2012-06-21 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-21 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-06-21 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-06-21 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-06-21 | Disclaimer |
Accountancy firm name | 2012-06-21 | SCHENCK SC |
Accountancy firm EIN | 2012-06-21 | 391173131 |
2011 : NAU HOLDING COMPANY RETIREMENT SAVINGS PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $2,422,242 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $460,080 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $452,260 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,971,039 |
Value of total assets at end of year | 2011-12-31 | $12,000,508 |
Value of total assets at beginning of year | 2011-12-31 | $10,038,346 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $7,820 |
Total interest from all sources | 2011-12-31 | $37,019 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $2,124,887 |
Participant contributions at end of year | 2011-12-31 | $261,832 |
Participant contributions at beginning of year | 2011-12-31 | $211,565 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $133,637 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $1,962,162 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $12,000,508 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $10,038,346 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2011-12-31 | $10,479,211 |
Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $8,833,125 |
Interest on participant loans | 2011-12-31 | $7,297 |
Interest earned on other investments | 2011-12-31 | $29,722 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $1,259,465 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $993,656 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-585,816 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $712,515 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $452,260 |
Contract administrator fees | 2011-12-31 | $7,820 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | CARLSON ADVISORS LLC |
Accountancy firm EIN | 2011-12-31 | 411504933 |
2010 : NAU HOLDING COMPANY RETIREMENT SAVINGS PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $3,434,932 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $592,632 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $571,600 |
Value of total corrective distributions | 2010-12-31 | $5,767 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,340,797 |
Value of total assets at end of year | 2010-12-31 | $10,038,346 |
Value of total assets at beginning of year | 2010-12-31 | $7,196,046 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $15,265 |
Total interest from all sources | 2010-12-31 | $33,157 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $1,566,932 |
Participant contributions at end of year | 2010-12-31 | $211,565 |
Participant contributions at beginning of year | 2010-12-31 | $116,277 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $239,241 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $2,842,300 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $10,038,346 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $7,196,046 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in pooled separate accounts at end of year | 2010-12-31 | $8,833,125 |
Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $6,366,637 |
Interest on participant loans | 2010-12-31 | $6,387 |
Interest earned on other investments | 2010-12-31 | $26,770 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $993,656 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $713,132 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $1,060,978 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $534,624 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $571,600 |
Contract administrator fees | 2010-12-31 | $15,265 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | CARLSON ADVISORS LLC |
Accountancy firm EIN | 2010-12-31 | 411504933 |
2009 : NAU HOLDING COMPANY RETIREMENT SAVINGS PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |