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SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameSUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SUMMIT FIRE PROTECTION COMPANY has sponsored the creation of one or more 401k plans.

Company Name:SUMMIT FIRE PROTECTION COMPANY
Employer identification number (EIN):411927111
NAIC Classification:238900

Additional information about SUMMIT FIRE PROTECTION COMPANY

Jurisdiction of Incorporation: Nevada Department of State
Incorporation Date: 1991-01-11
Company Identification Number: 19911011453
Legal Registered Office Address: 4322 BOB WHITE DRIVE

N LAS VEGAS
United States of America (USA)
89032

More information about SUMMIT FIRE PROTECTION COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01
0012017-01-01LON BINDER
0012016-01-01LON BINDER
0012016-01-01LON BINDER
0012015-01-01LON BINDER
0012015-01-01LON BINDER
0012014-01-01LON BINDER LON BINDER2016-12-12
0012014-01-01JENNA MILLER JENNA MILLER2015-10-13
0012014-01-01JENNA MILLER JENNA MILLER2015-10-14
0012013-01-01MARK HANDLOS MARK HANDLOS2014-10-14
0012012-01-01MARK HANDLOS2013-06-27
0012011-01-01MARK HANDLOS2012-06-19 MARK HANDLOS2012-06-19
0012010-01-01MARK HANDLOS2011-10-13 MARK HANDLOS2011-10-13

Plan Statistics for SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2019: SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,090
Total number of active participants reported on line 7a of the Form 55002019-01-011,260
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01179
Total of all active and inactive participants2019-01-011,439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,439
Number of participants with account balances2019-01-01864
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0138
2018: SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01366
Total number of active participants reported on line 7a of the Form 55002018-01-01522
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01102
Total of all active and inactive participants2018-01-01624
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01624
Number of participants with account balances2018-01-01529
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0125
2017: SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01711
Total number of active participants reported on line 7a of the Form 55002017-01-01702
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0153
Total of all active and inactive participants2017-01-01755
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01755
Number of participants with account balances2017-01-01285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-018
2016: SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01717
Total number of active participants reported on line 7a of the Form 55002016-01-01657
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0165
Total of all active and inactive participants2016-01-01722
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01722
Number of participants with account balances2016-01-01278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0121
2015: SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01559
Total number of active participants reported on line 7a of the Form 55002015-01-01653
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0159
Total of all active and inactive participants2015-01-01712
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01712
Number of participants with account balances2015-01-01274
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0112
2014: SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01412
Total number of active participants reported on line 7a of the Form 55002014-01-01509
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0132
Total of all active and inactive participants2014-01-01541
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01541
Number of participants with account balances2014-01-01170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0110
2013: SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01176
Total number of active participants reported on line 7a of the Form 55002013-01-01173
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0133
Total of all active and inactive participants2013-01-01206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01206
Number of participants with account balances2013-01-01155

Financial Data on SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2019 : SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$428
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$428
Total income from all sources (including contributions)2019-12-31$8,708,656
Total income from all sources (including contributions)2019-12-31$8,708,656
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,147,522
Total of all expenses incurred2019-12-31$1,147,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,079,174
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,079,174
Expenses. Certain deemed distributions of participant loans2019-12-31$1,444
Expenses. Certain deemed distributions of participant loans2019-12-31$1,444
Value of total corrective distributions2019-12-31$32,673
Value of total corrective distributions2019-12-31$32,673
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,174,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,174,284
Value of total assets at end of year2019-12-31$22,861,390
Value of total assets at end of year2019-12-31$22,861,390
Value of total assets at beginning of year2019-12-31$15,300,684
Value of total assets at beginning of year2019-12-31$15,300,684
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$34,231
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$34,231
Total interest from all sources2019-12-31$11,542
Total interest from all sources2019-12-31$11,542
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,009,158
Contributions received from participants2019-12-31$3,009,158
Participant contributions at end of year2019-12-31$218,384
Participant contributions at end of year2019-12-31$218,384
Participant contributions at beginning of year2019-12-31$109,423
Participant contributions at beginning of year2019-12-31$109,423
Participant contributions at end of year2019-12-31$92,075
Participant contributions at end of year2019-12-31$92,075
Participant contributions at beginning of year2019-12-31$66,741
Participant contributions at beginning of year2019-12-31$66,741
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,252,303
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,252,303
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$428
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$428
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,561,134
Value of net income/loss2019-12-31$7,561,134
Value of net assets at end of year (total assets less liabilities)2019-12-31$22,861,390
Value of net assets at end of year (total assets less liabilities)2019-12-31$22,861,390
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$15,300,256
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$15,300,256
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$21,540,063
Value of interest in pooled separate accounts at end of year2019-12-31$21,540,063
Value of interest in pooled separate accounts at beginning of year2019-12-31$14,408,068
Value of interest in pooled separate accounts at beginning of year2019-12-31$14,408,068
Interest on participant loans2019-12-31$9,839
Interest on participant loans2019-12-31$9,839
Interest earned on other investments2019-12-31$1,703
Interest earned on other investments2019-12-31$1,703
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$98,208
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$98,208
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$157,076
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$157,076
Net investment gain/loss from pooled separate accounts2019-12-31$3,522,830
Net investment gain/loss from pooled separate accounts2019-12-31$3,522,830
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$912,823
Contributions received in cash from employer2019-12-31$912,823
Employer contributions (assets) at end of year2019-12-31$912,660
Employer contributions (assets) at end of year2019-12-31$912,660
Employer contributions (assets) at beginning of year2019-12-31$559,376
Employer contributions (assets) at beginning of year2019-12-31$559,376
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,079,174
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,079,174
Contract administrator fees2019-12-31$34,231
Contract administrator fees2019-12-31$34,231
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BOULAY, PLLP
Accountancy firm name2019-12-31BOULAY, PLLP
Accountancy firm EIN2019-12-31410887288
Accountancy firm EIN2019-12-31410887288
2018 : SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$428
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$14,955
Total income from all sources (including contributions)2018-12-31$1,730,890
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$324,771
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$286,036
Value of total corrective distributions2018-12-31$21,765
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,919,298
Value of total assets at end of year2018-12-31$15,300,684
Value of total assets at beginning of year2018-12-31$13,909,092
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$16,970
Total interest from all sources2018-12-31$12,712
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,814,495
Participant contributions at end of year2018-12-31$109,423
Participant contributions at beginning of year2018-12-31$147,172
Participant contributions at end of year2018-12-31$66,741
Participant contributions at beginning of year2018-12-31$78,626
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$530,466
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$428
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$14,955
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,406,119
Value of net assets at end of year (total assets less liabilities)2018-12-31$15,300,256
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$13,894,137
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$14,408,068
Value of interest in pooled separate accounts at beginning of year2018-12-31$12,801,829
Interest on participant loans2018-12-31$8,765
Interest earned on other investments2018-12-31$3,947
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$157,076
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$490,165
Net investment gain/loss from pooled separate accounts2018-12-31$-1,201,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$574,337
Employer contributions (assets) at end of year2018-12-31$559,376
Employer contributions (assets) at beginning of year2018-12-31$391,300
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$286,036
Contract administrator fees2018-12-31$16,970
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BOULAY, PLLP
Accountancy firm EIN2018-12-31410887288
2017 : SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$14,955
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$52,807
Total income from all sources (including contributions)2017-12-31$3,525,104
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$563,430
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$536,201
Value of total corrective distributions2017-12-31$14,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,616,350
Value of total assets at end of year2017-12-31$13,909,092
Value of total assets at beginning of year2017-12-31$10,985,270
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$12,245
Total interest from all sources2017-12-31$19,515
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,124,215
Participant contributions at end of year2017-12-31$147,172
Participant contributions at beginning of year2017-12-31$166,743
Participant contributions at end of year2017-12-31$78,626
Participant contributions at beginning of year2017-12-31$49,766
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$86,469
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$14,955
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$52,807
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,961,674
Value of net assets at end of year (total assets less liabilities)2017-12-31$13,894,137
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$10,932,463
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$12,801,829
Value of interest in pooled separate accounts at beginning of year2017-12-31$10,005,258
Interest on participant loans2017-12-31$10,977
Interest earned on other investments2017-12-31$8,538
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$490,165
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$452,852
Net investment gain/loss from pooled separate accounts2017-12-31$1,889,239
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$405,666
Employer contributions (assets) at end of year2017-12-31$391,300
Employer contributions (assets) at beginning of year2017-12-31$310,651
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$536,201
Contract administrator fees2017-12-31$12,245
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BOULAY, PLLP
Accountancy firm EIN2017-12-31410887288
2016 : SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$25,379
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$26,631
Total income from all sources (including contributions)2016-12-31$2,178,171
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$518,551
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$502,315
Value of total corrective distributions2016-12-31$3,126
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,424,452
Value of total assets at end of year2016-12-31$10,938,138
Value of total assets at beginning of year2016-12-31$9,279,770
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$13,110
Total interest from all sources2016-12-31$15,925
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$941,571
Participant contributions at end of year2016-12-31$166,743
Participant contributions at beginning of year2016-12-31$148,489
Participant contributions at end of year2016-12-31$3,436
Participant contributions at beginning of year2016-12-31$26,827
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$192,700
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$25,379
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$26,631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,659,620
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,912,759
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,253,139
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$10,005,258
Value of interest in pooled separate accounts at beginning of year2016-12-31$8,511,101
Interest on participant loans2016-12-31$10,492
Interest earned on other investments2016-12-31$5,433
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$452,852
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$259,901
Net investment gain/loss from pooled separate accounts2016-12-31$737,794
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$290,181
Employer contributions (assets) at end of year2016-12-31$309,849
Employer contributions (assets) at beginning of year2016-12-31$333,452
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$502,315
Contract administrator fees2016-12-31$13,110
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BOULAY, PLLP
Accountancy firm EIN2016-12-31410887288
2015 : SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$868,368
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$185,401
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$173,541
Value of total corrective distributions2015-12-31$26,631
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,080,137
Value of total assets at end of year2015-12-31$8,919,491
Value of total assets at beginning of year2015-12-31$8,236,524
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$11,860
Total interest from all sources2015-12-31$11,447
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$887,886
Participant contributions at end of year2015-12-31$148,489
Participant contributions at beginning of year2015-12-31$130,739
Participant contributions at end of year2015-12-31$26,827
Participant contributions at beginning of year2015-12-31$19,158
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$186,647
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$26,631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$682,967
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,919,491
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,236,524
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$8,511,101
Value of interest in pooled separate accounts at beginning of year2015-12-31$7,628,998
Interest on participant loans2015-12-31$7,912
Interest earned on other investments2015-12-31$3,535
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$259,901
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$221,281
Net investment gain/loss from pooled separate accounts2015-12-31$-223,216
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$5,604
Employer contributions (assets) at end of year2015-12-31$333,452
Employer contributions (assets) at beginning of year2015-12-31$236,348
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$173,541
Contract administrator fees2015-12-31$11,860
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BOULAY, PLLP
Accountancy firm EIN2015-12-31410887288
2014 : SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,370,911
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$622,375
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$578,971
Value of total corrective distributions2014-12-31$35,194
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$903,267
Value of total assets at end of year2014-12-31$7,981,018
Value of total assets at beginning of year2014-12-31$7,253,159
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$8,210
Total interest from all sources2014-12-31$12,086
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$643,120
Participant contributions at end of year2014-12-31$130,739
Participant contributions at beginning of year2014-12-31$91,469
Participant contributions at end of year2014-12-31$19,158
Participant contributions at beginning of year2014-12-31$20,677
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$76,827
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$748,536
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,981,018
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,253,159
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$7,628,998
Value of interest in pooled separate accounts at beginning of year2014-12-31$6,967,045
Interest on participant loans2014-12-31$8,558
Interest earned on other investments2014-12-31$3,528
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$221,281
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$173,968
Net investment gain/loss from pooled separate accounts2014-12-31$455,558
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$183,320
Employer contributions (assets) at end of year2014-12-31$236,348
Employer contributions (assets) at beginning of year2014-12-31$20,677
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$578,971
Contract administrator fees2014-12-31$8,210
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BOULAY, PLLP
Accountancy firm EIN2014-12-31410887288
2013 : SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$2,264,901
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,950,849
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,072,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,019,870
Value of total corrective distributions2013-12-31$45,492
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$725,981
Value of total assets at end of year2013-12-31$7,253,159
Value of total assets at beginning of year2013-12-31$4,110,206
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$7,435
Total interest from all sources2013-12-31$7,140
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$566,212
Participant contributions at end of year2013-12-31$91,469
Participant contributions at beginning of year2013-12-31$84,496
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$39,592
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$878,052
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,253,159
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,110,206
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$6,967,045
Value of interest in pooled separate accounts at beginning of year2013-12-31$4,012,629
Interest on participant loans2013-12-31$6,387
Interest earned on other investments2013-12-31$753
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$173,968
Net investment gain/loss from pooled separate accounts2013-12-31$1,217,728
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$120,177
Employer contributions (assets) at end of year2013-12-31$20,677
Employer contributions (assets) at beginning of year2013-12-31$13,081
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,019,870
Contract administrator fees2013-12-31$7,435
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BOULAY, PLLP
Accountancy firm EIN2013-12-31410887288

Form 5500 Responses for SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN

2019: SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: SUMMIT FIRE PROTECTION, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number066591
Policy instance 1
Insurance contract or identification number066591
Number of Individuals Covered1439
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $46,585
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $46,585
Insurance broker organization code?3
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number066591
Policy instance 1
Insurance contract or identification number066591
Number of Individuals Covered624
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $36,571
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $36,571
Insurance broker organization code?3
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number066591
Policy instance 1
Insurance contract or identification number066591
Number of Individuals Covered755
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $30,555
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $30,555
Insurance broker organization code?3
Insurance broker nameNORTHWESTERN MUTUAL
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number066591
Policy instance 1
Insurance contract or identification number066591
Number of Individuals Covered712
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $21,460
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,460
Insurance broker organization code?3
Insurance broker nameNORTHWESTERN MUTUAL
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number066591
Policy instance 1
Insurance contract or identification number066591
Number of Individuals Covered218
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $18,793
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,793
Insurance broker organization code?3
Insurance broker nameNORTHWESTERN MUTUAL
MINNESOTA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66168 )
Policy contract number066591
Policy instance 1
Insurance contract or identification number066591
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $16,160
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,160
Insurance broker organization code?3
Insurance broker nameNORTHWESTERN MUTUAL

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