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FLUSHING BANK 401(K) SAVINGS PLAN 401k Plan overview

Plan NameFLUSHING BANK 401(K) SAVINGS PLAN
Plan identification number 002

FLUSHING BANK 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

FLUSHING BANK has sponsored the creation of one or more 401k plans.

Company Name:FLUSHING BANK
Employer identification number (EIN):412231564
NAIC Classification:522120
NAIC Description:Savings Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FLUSHING BANK 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022020-01-01
0022019-01-01
0022018-01-01RUTH FILIBERTO RUTH FILIBERTO2019-06-25
0022017-01-01RUTH FILIBERTO RUTH FILIBERTO2018-07-02
0022016-01-01RUTH FILIBERTO RUTH FILIBERTO2017-06-28
0022015-01-01RUTH FILIBERTO RUTH FILIBERTO2016-07-06
0022014-01-01RUTH FILIBERTO RUTH FILIBERTO2015-07-07
0022013-01-01RUTH FILIBERTO RUTH FILIBERTO2014-08-08
0022012-01-01RUTH FILIBERTO

Plan Statistics for FLUSHING BANK 401(K) SAVINGS PLAN

401k plan membership statisitcs for FLUSHING BANK 401(K) SAVINGS PLAN

Measure Date Value
2022: FLUSHING BANK 401(K) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01662
Total number of active participants reported on line 7a of the Form 55002022-01-01469
Number of retired or separated participants receiving benefits2022-01-013
Number of other retired or separated participants entitled to future benefits2022-01-01214
Total of all active and inactive participants2022-01-01686
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01686
Number of participants with account balances2022-01-01686
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-018
2021: FLUSHING BANK 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01683
Total number of active participants reported on line 7a of the Form 55002021-01-01523
Number of retired or separated participants receiving benefits2021-01-012
Number of other retired or separated participants entitled to future benefits2021-01-01214
Total of all active and inactive participants2021-01-01739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01739
Number of participants with account balances2021-01-01662
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0129
2020: FLUSHING BANK 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01640
Total number of active participants reported on line 7a of the Form 55002020-01-01510
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-01171
Total of all active and inactive participants2020-01-01683
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01683
Number of participants with account balances2020-01-01622
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-017
2019: FLUSHING BANK 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01632
Total number of active participants reported on line 7a of the Form 55002019-01-01453
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-01185
Total of all active and inactive participants2019-01-01640
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01640
Number of participants with account balances2019-01-01598
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0117
2018: FLUSHING BANK 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01581
Total number of active participants reported on line 7a of the Form 55002018-01-01456
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-01174
Total of all active and inactive participants2018-01-01632
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01632
Number of participants with account balances2018-01-01595
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0117
2017: FLUSHING BANK 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01546
Total number of active participants reported on line 7a of the Form 55002017-01-01413
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-01166
Total of all active and inactive participants2017-01-01581
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01581
Number of participants with account balances2017-01-01581
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0118
2016: FLUSHING BANK 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01598
Total number of active participants reported on line 7a of the Form 55002016-01-01380
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-01164
Total of all active and inactive participants2016-01-01546
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01546
Number of participants with account balances2016-01-01546
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: FLUSHING BANK 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01542
Total number of active participants reported on line 7a of the Form 55002015-01-01429
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-01166
Total of all active and inactive participants2015-01-01598
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01598
Number of participants with account balances2015-01-01538
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0118
2014: FLUSHING BANK 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01438
Total number of active participants reported on line 7a of the Form 55002014-01-01410
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-01129
Total of all active and inactive participants2014-01-01542
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01542
Number of participants with account balances2014-01-01476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0110
2013: FLUSHING BANK 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01462
Total number of active participants reported on line 7a of the Form 55002013-01-01361
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-01115
Total of all active and inactive participants2013-01-01479
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01479
Number of participants with account balances2013-01-01438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0114
2012: FLUSHING BANK 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01452
Total number of active participants reported on line 7a of the Form 55002012-01-01367
Number of retired or separated participants receiving benefits2012-01-013
Number of other retired or separated participants entitled to future benefits2012-01-0192
Total of all active and inactive participants2012-01-01462
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01462
Number of participants with account balances2012-01-01424
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0121

Financial Data on FLUSHING BANK 401(K) SAVINGS PLAN

Measure Date Value
2022 : FLUSHING BANK 401(K) SAVINGS PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-9,893,739
Total unrealized appreciation/depreciation of assets2022-12-31$-9,893,739
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-8,248,740
Total loss/gain on sale of assets2022-12-31$587,645
Total of all expenses incurred2022-12-31$5,662,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,482,774
Expenses. Certain deemed distributions of participant loans2022-12-31$8,498
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$9,528,342
Value of total assets at end of year2022-12-31$106,224,723
Value of total assets at beginning of year2022-12-31$120,136,135
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$171,400
Total interest from all sources2022-12-31$271,751
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,085,316
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$415,079
Administrative expenses professional fees incurred2022-12-31$46,520
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,193,230
Participant contributions at end of year2022-12-31$1,346,173
Participant contributions at beginning of year2022-12-31$1,228,126
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$365,555
Administrative expenses (other) incurred2022-12-31$417
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-13,911,412
Value of net assets at end of year (total assets less liabilities)2022-12-31$106,224,723
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$120,136,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$55,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$28,521,620
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$36,952,662
Value of interest in pooled separate accounts at end of year2022-12-31$22,378,964
Value of interest in pooled separate accounts at beginning of year2022-12-31$22,990,956
Interest on participant loans2022-12-31$57,808
Interest earned on other investments2022-12-31$213,943
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$13,825,481
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$11,492,903
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-8,344,915
Net investment gain/loss from pooled separate accounts2022-12-31$-2,483,140
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$36,210,849
Assets. Invements in employer securities at beginning of year2022-12-31$41,272,712
Contributions received in cash from employer2022-12-31$4,969,557
Employer contributions (assets) at end of year2022-12-31$3,941,636
Employer contributions (assets) at beginning of year2022-12-31$6,198,776
Income. Dividends from common stock2022-12-31$1,670,237
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,482,774
Contract administrator fees2022-12-31$69,463
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$4,979,973
Aggregate carrying amount (costs) on sale of assets2022-12-31$4,392,328
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BDO USA, LLP
Accountancy firm EIN2022-12-31135381590
2021 : FLUSHING BANK 401(K) SAVINGS PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$12,400,086
Total unrealized appreciation/depreciation of assets2021-12-31$12,400,086
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$35,941,299
Total loss/gain on sale of assets2021-12-31$735,616
Total of all expenses incurred2021-12-31$7,056,475
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$6,907,181
Expenses. Certain deemed distributions of participant loans2021-12-31$-8,701
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$12,741,561
Value of total assets at end of year2021-12-31$120,136,135
Value of total assets at beginning of year2021-12-31$91,251,311
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$157,995
Total interest from all sources2021-12-31$229,697
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,810,552
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$363,139
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,904,925
Participant contributions at end of year2021-12-31$1,228,126
Participant contributions at beginning of year2021-12-31$1,140,625
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,691,191
Other income not declared elsewhere2021-12-31$191
Administrative expenses (other) incurred2021-12-31$157,995
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$943,909
Value of net income/loss2021-12-31$28,884,824
Value of net assets at end of year (total assets less liabilities)2021-12-31$120,136,135
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$91,251,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$36,952,662
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$30,220,400
Value of interest in pooled separate accounts at end of year2021-12-31$22,990,956
Value of interest in pooled separate accounts at beginning of year2021-12-31$19,251,766
Interest on participant loans2021-12-31$60,621
Interest earned on other investments2021-12-31$169,076
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$11,492,903
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$10,024,861
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$5,052,911
Net investment gain/loss from pooled separate accounts2021-12-31$2,970,685
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$41,272,712
Assets. Invements in employer securities at beginning of year2021-12-31$27,741,594
Contributions received in cash from employer2021-12-31$6,201,536
Employer contributions (assets) at end of year2021-12-31$6,198,776
Employer contributions (assets) at beginning of year2021-12-31$2,872,065
Income. Dividends from common stock2021-12-31$1,447,413
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$6,907,181
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$5,535,733
Aggregate carrying amount (costs) on sale of assets2021-12-31$4,800,117
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BDO USA, LLP
Accountancy firm EIN2021-12-31135381590
2020 : FLUSHING BANK 401(K) SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-6,355,649
Total unrealized appreciation/depreciation of assets2020-12-31$-6,355,649
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$11,812,788
Total loss/gain on sale of assets2020-12-31$-590,848
Total of all expenses incurred2020-12-31$4,504,148
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,339,102
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$9,762,790
Value of total assets at end of year2020-12-31$91,251,311
Value of total assets at beginning of year2020-12-31$83,942,671
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$165,046
Total interest from all sources2020-12-31$222,507
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,627,040
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$289,611
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$28,746
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,564,665
Participant contributions at end of year2020-12-31$1,140,625
Participant contributions at beginning of year2020-12-31$1,112,791
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,497,635
Administrative expenses (other) incurred2020-12-31$165,046
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$458,762
Value of net income/loss2020-12-31$7,308,640
Value of net assets at end of year (total assets less liabilities)2020-12-31$91,251,311
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$83,942,671
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$30,220,400
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$25,003,868
Value of interest in pooled separate accounts at end of year2020-12-31$19,251,766
Value of interest in pooled separate accounts at beginning of year2020-12-31$16,757,372
Interest on participant loans2020-12-31$61,539
Interest earned on other investments2020-12-31$160,968
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$10,024,861
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$7,462,225
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$5,609,678
Net investment gain/loss from pooled separate accounts2020-12-31$1,537,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$27,741,594
Assets. Invements in employer securities at beginning of year2020-12-31$31,418,484
Contributions received in cash from employer2020-12-31$3,241,728
Employer contributions (assets) at end of year2020-12-31$2,872,065
Employer contributions (assets) at beginning of year2020-12-31$2,187,931
Income. Dividends from common stock2020-12-31$1,337,429
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,339,102
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$1,959,493
Aggregate carrying amount (costs) on sale of assets2020-12-31$2,550,341
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BDO USA, LLP
Accountancy firm EIN2020-12-31135381590
2019 : FLUSHING BANK 401(K) SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$13,345
Total unrealized appreciation/depreciation of assets2019-12-31$13,345
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$18,334,864
Total loss/gain on sale of assets2019-12-31$180,579
Total of all expenses incurred2019-12-31$4,614,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,547,191
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$8,630,393
Value of total assets at end of year2019-12-31$83,942,671
Value of total assets at beginning of year2019-12-31$70,222,494
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$67,496
Total interest from all sources2019-12-31$189,493
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,596,895
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$381,969
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$591,304
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,326,851
Participant contributions at end of year2019-12-31$1,112,791
Participant contributions at beginning of year2019-12-31$986,087
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,319,027
Administrative expenses (other) incurred2019-12-31$67,496
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$2,630,639
Value of net income/loss2019-12-31$13,720,177
Value of net assets at end of year (total assets less liabilities)2019-12-31$83,942,671
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$70,222,494
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$25,003,868
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$28,770,662
Value of interest in pooled separate accounts at end of year2019-12-31$16,757,372
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Interest on participant loans2019-12-31$54,156
Interest earned on other investments2019-12-31$135,337
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$7,462,225
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$8,395,165
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$6,566,820
Net investment gain/loss from pooled separate accounts2019-12-31$1,157,339
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$31,418,484
Assets. Invements in employer securities at beginning of year2019-12-31$29,093,807
Contributions received in cash from employer2019-12-31$353,876
Employer contributions (assets) at end of year2019-12-31$2,187,931
Employer contributions (assets) at beginning of year2019-12-31$2,976,773
Income. Dividends from common stock2019-12-31$1,214,926
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,547,191
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$3,322,745
Aggregate carrying amount (costs) on sale of assets2019-12-31$3,142,166
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31BDO USA, LLP
Accountancy firm EIN2019-12-31135381590
2018 : FLUSHING BANK 401(K) SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-8,530,306
Total unrealized appreciation/depreciation of assets2018-12-31$-8,530,306
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-1,949,708
Total loss/gain on sale of assets2018-12-31$581,514
Total of all expenses incurred2018-12-31$2,821,249
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,816,153
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$7,199,344
Value of total assets at end of year2018-12-31$70,222,494
Value of total assets at beginning of year2018-12-31$74,993,451
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$5,096
Total interest from all sources2018-12-31$175,922
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,467,980
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$408,266
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$211,815
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,107,188
Participant contributions at end of year2018-12-31$986,087
Participant contributions at beginning of year2018-12-31$952,027
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$400,696
Other income not declared elsewhere2018-12-31$-14,390
Administrative expenses (other) incurred2018-12-31$5,096
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$3,408,003
Value of net income/loss2018-12-31$-4,770,957
Value of net assets at end of year (total assets less liabilities)2018-12-31$70,222,494
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$74,993,451
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$28,770,662
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$28,633,227
Interest on participant loans2018-12-31$46,951
Interest earned on other investments2018-12-31$128,971
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$8,395,165
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$8,612,941
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,829,772
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$29,093,807
Assets. Invements in employer securities at beginning of year2018-12-31$33,640,975
Contributions received in cash from employer2018-12-31$283,457
Employer contributions (assets) at end of year2018-12-31$2,976,773
Employer contributions (assets) at beginning of year2018-12-31$3,154,281
Income. Dividends from common stock2018-12-31$1,059,714
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,816,153
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$3,774,270
Aggregate carrying amount (costs) on sale of assets2018-12-31$3,192,756
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31BDO USA, LLP
Accountancy firm EIN2018-12-31135381590
2017 : FLUSHING BANK 401(K) SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$-3,493,139
Total unrealized appreciation/depreciation of assets2017-12-31$-3,493,139
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$11,697,485
Total loss/gain on sale of assets2017-12-31$1,528,185
Total of all expenses incurred2017-12-31$3,118,872
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,112,947
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$8,126,961
Value of total assets at end of year2017-12-31$74,993,451
Value of total assets at beginning of year2017-12-31$66,414,838
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,925
Total interest from all sources2017-12-31$149,946
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,136,426
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$249,175
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$221,765
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,754,274
Participant contributions at end of year2017-12-31$952,027
Participant contributions at beginning of year2017-12-31$805,516
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$144
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,616,355
Other income not declared elsewhere2017-12-31$16,321
Administrative expenses (other) incurred2017-12-31$5,925
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$3,545,061
Value of net income/loss2017-12-31$8,578,613
Value of net assets at end of year (total assets less liabilities)2017-12-31$74,993,451
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$66,414,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$28,633,227
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$21,828,743
Interest on participant loans2017-12-31$36,552
Interest earned on other investments2017-12-31$113,394
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$8,612,941
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$6,904,739
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,232,785
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$33,640,975
Assets. Invements in employer securities at beginning of year2017-12-31$34,038,350
Contributions received in cash from employer2017-12-31$211,271
Employer contributions (assets) at end of year2017-12-31$3,154,281
Employer contributions (assets) at beginning of year2017-12-31$2,837,346
Income. Dividends from common stock2017-12-31$887,251
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,112,947
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$5,273,748
Aggregate carrying amount (costs) on sale of assets2017-12-31$3,745,563
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31BDO USA, LLP
Accountancy firm EIN2017-12-31135381590
2016 : FLUSHING BANK 401(K) SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$8,476,755
Total unrealized appreciation/depreciation of assets2016-12-31$8,476,755
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$18,091,420
Total loss/gain on sale of assets2016-12-31$1,147,628
Total of all expenses incurred2016-12-31$2,898,731
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,880,222
Value of total corrective distributions2016-12-31$183
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,105,183
Value of total assets at end of year2016-12-31$66,414,838
Value of total assets at beginning of year2016-12-31$51,222,149
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$18,326
Total interest from all sources2016-12-31$106,639
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,085,230
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$248,266
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$365,172
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,509,791
Participant contributions at end of year2016-12-31$805,516
Participant contributions at beginning of year2016-12-31$886,347
Participant contributions at end of year2016-12-31$144
Participant contributions at beginning of year2016-12-31$69,275
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$260,261
Other income not declared elsewhere2016-12-31$-37
Administrative expenses (other) incurred2016-12-31$18,326
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$3,195,304
Value of net income/loss2016-12-31$15,192,689
Value of net assets at end of year (total assets less liabilities)2016-12-31$66,414,838
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$51,222,149
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$21,828,743
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$18,773,814
Interest on participant loans2016-12-31$35,328
Interest earned on other investments2016-12-31$71,311
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$6,904,739
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,374,709
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,170,022
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$34,038,350
Assets. Invements in employer securities at beginning of year2016-12-31$24,622,010
Contributions received in cash from employer2016-12-31$139,827
Employer contributions (assets) at end of year2016-12-31$2,837,346
Employer contributions (assets) at beginning of year2016-12-31$2,495,994
Income. Dividends from common stock2016-12-31$836,964
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,880,222
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$4,931,948
Aggregate carrying amount (costs) on sale of assets2016-12-31$3,784,320
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31BDO USA, LLP
Accountancy firm EIN2016-12-31135381590
2015 : FLUSHING BANK 401(K) SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$1,101,389
Total unrealized appreciation/depreciation of assets2015-12-31$1,101,389
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$7,540,596
Total loss/gain on sale of assets2015-12-31$591,423
Total of all expenses incurred2015-12-31$2,119,682
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,113,625
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,296,751
Value of total assets at end of year2015-12-31$51,222,149
Value of total assets at beginning of year2015-12-31$45,801,235
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,057
Total interest from all sources2015-12-31$103,658
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$939,126
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$221,135
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,226,299
Participant contributions at end of year2015-12-31$886,347
Participant contributions at beginning of year2015-12-31$851,500
Participant contributions at end of year2015-12-31$69,275
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$92,982
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$6,057
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$2,796,932
Value of net income/loss2015-12-31$5,420,914
Value of net assets at end of year (total assets less liabilities)2015-12-31$51,222,149
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$45,801,235
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$18,773,814
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$17,379,625
Interest on participant loans2015-12-31$33,158
Interest earned on other investments2015-12-31$70,500
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,374,709
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$4,556,367
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-491,751
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$24,622,010
Assets. Invements in employer securities at beginning of year2015-12-31$20,486,593
Contributions received in cash from employer2015-12-31$180,538
Employer contributions (assets) at end of year2015-12-31$2,495,994
Employer contributions (assets) at beginning of year2015-12-31$2,527,150
Income. Dividends from common stock2015-12-31$717,991
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,113,625
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$3,492,670
Aggregate carrying amount (costs) on sale of assets2015-12-31$2,901,247
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31BDO USA, LLP
Accountancy firm EIN2015-12-31135331590
2014 : FLUSHING BANK 401(K) SAVINGS PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-1,313,848
Total unrealized appreciation/depreciation of assets2014-12-31$-1,313,848
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$7,129,944
Total loss/gain on sale of assets2014-12-31$951,259
Total of all expenses incurred2014-12-31$3,777,933
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,758,381
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,740,029
Value of total assets at end of year2014-12-31$45,801,235
Value of total assets at beginning of year2014-12-31$42,449,224
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$19,552
Total interest from all sources2014-12-31$101,733
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$793,994
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$157,512
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,792,355
Participant contributions at end of year2014-12-31$851,500
Participant contributions at beginning of year2014-12-31$743,346
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$889,830
Administrative expenses (other) incurred2014-12-31$19,552
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$2,792,350
Value of net income/loss2014-12-31$3,352,011
Value of net assets at end of year (total assets less liabilities)2014-12-31$45,801,235
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$42,449,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$17,379,625
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$14,842,017
Interest on participant loans2014-12-31$33,533
Interest earned on other investments2014-12-31$68,200
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$4,556,367
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$3,831,366
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$856,777
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$20,486,593
Assets. Invements in employer securities at beginning of year2014-12-31$20,594,075
Contributions received in cash from employer2014-12-31$265,494
Employer contributions (assets) at end of year2014-12-31$2,527,150
Employer contributions (assets) at beginning of year2014-12-31$2,438,420
Income. Dividends from common stock2014-12-31$636,482
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,758,381
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$4,124,242
Aggregate carrying amount (costs) on sale of assets2014-12-31$3,172,983
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31BDO USA, LLP
Accountancy firm EIN2014-12-31135331590
2013 : FLUSHING BANK 401(K) SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$4,712,528
Total unrealized appreciation/depreciation of assets2013-12-31$4,712,528
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$13,660,143
Total loss/gain on sale of assets2013-12-31$778,604
Total of all expenses incurred2013-12-31$1,280,638
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,250,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,623,254
Value of total assets at end of year2013-12-31$42,449,224
Value of total assets at beginning of year2013-12-31$30,069,719
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$30,577
Total interest from all sources2013-12-31$92,243
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$657,678
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$122,901
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,565,434
Participant contributions at end of year2013-12-31$743,346
Participant contributions at beginning of year2013-12-31$665,150
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$117,358
Other income not declared elsewhere2013-12-31$41,459
Administrative expenses (other) incurred2013-12-31$30,577
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$2,689,307
Value of net income/loss2013-12-31$12,379,505
Value of net assets at end of year (total assets less liabilities)2013-12-31$42,449,224
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$30,069,719
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$14,842,017
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$10,204,234
Interest on participant loans2013-12-31$25,906
Interest earned on other investments2013-12-31$66,337
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$3,831,366
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$3,281,108
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,754,377
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$20,594,075
Assets. Invements in employer securities at beginning of year2013-12-31$13,911,439
Contributions received in cash from employer2013-12-31$251,155
Employer contributions (assets) at end of year2013-12-31$2,438,420
Employer contributions (assets) at beginning of year2013-12-31$2,007,788
Income. Dividends from common stock2013-12-31$534,777
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,250,061
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$2,973,534
Aggregate carrying amount (costs) on sale of assets2013-12-31$2,194,930
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31GRANT THORNTON LLP
Accountancy firm EIN2013-12-31366055558
2012 : FLUSHING BANK 401(K) SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$2,163,956
Total unrealized appreciation/depreciation of assets2012-12-31$2,163,956
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$8,030,503
Total loss/gain on sale of assets2012-12-31$240,646
Total of all expenses incurred2012-12-31$1,529,773
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,475,257
Expenses. Certain deemed distributions of participant loans2012-12-31$17,322
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,950,587
Value of total assets at end of year2012-12-31$30,069,719
Value of total assets at beginning of year2012-12-31$23,568,989
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$37,194
Total interest from all sources2012-12-31$89,635
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$641,151
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$163,072
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,378,396
Participant contributions at end of year2012-12-31$665,150
Participant contributions at beginning of year2012-12-31$552,415
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$126,137
Administrative expenses (other) incurred2012-12-31$37,194
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$2,226,807
Value of net income/loss2012-12-31$6,500,730
Value of net assets at end of year (total assets less liabilities)2012-12-31$30,069,719
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$23,568,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$10,204,234
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$8,195,001
Interest on participant loans2012-12-31$24,344
Interest earned on other investments2012-12-31$65,291
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$3,281,108
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,763,488
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$944,528
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$13,911,439
Assets. Invements in employer securities at beginning of year2012-12-31$10,191,789
Contributions received in cash from employer2012-12-31$219,247
Employer contributions (assets) at end of year2012-12-31$2,007,788
Employer contributions (assets) at beginning of year2012-12-31$1,866,296
Income. Dividends from common stock2012-12-31$478,079
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,475,257
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$2,124,513
Aggregate carrying amount (costs) on sale of assets2012-12-31$1,883,867
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31GRANT THORNTON LLP
Accountancy firm EIN2012-12-31366055558

Form 5500 Responses for FLUSHING BANK 401(K) SAVINGS PLAN

2022: FLUSHING BANK 401(K) SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: FLUSHING BANK 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: FLUSHING BANK 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: FLUSHING BANK 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: FLUSHING BANK 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: FLUSHING BANK 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: FLUSHING BANK 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: FLUSHING BANK 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: FLUSHING BANK 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: FLUSHING BANK 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: FLUSHING BANK 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040246
Policy instance 1
Insurance contract or identification number040246
Number of Individuals Covered686
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040246
Policy instance 1
Insurance contract or identification number040246
Number of Individuals Covered739
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040246
Policy instance 1
Insurance contract or identification number040246
Number of Individuals Covered683
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040246
Policy instance 1
Insurance contract or identification number040246
Number of Individuals Covered640
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040246
Policy instance 1
Insurance contract or identification number040246
Number of Individuals Covered632
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040246
Policy instance 1
Insurance contract or identification number040246
Number of Individuals Covered581
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $14,316
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees14316
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameWELLS FARGO WEALTH BROKGE INS AGCY
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040246
Policy instance 1
Insurance contract or identification number040246
Number of Individuals Covered598
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $8,756
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees8756
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
Insurance broker nameWELLS FARGO WEALTH BROKGE INS AGENC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040246
Policy instance 1
Insurance contract or identification number040246
Number of Individuals Covered542
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $8,831
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees8831
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
Insurance broker nameWELLS FARGO WEALTH BROKGE INS AGENC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040246
Policy instance 1
Insurance contract or identification number040246
Number of Individuals Covered479
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $8,591
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees8591
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
Insurance broker nameUBS FINANCIAL SRVCS INS AGENCY INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040246
Policy instance 1
Insurance contract or identification number040246
Number of Individuals Covered462
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,268
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees7268
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?3
Insurance broker nameUBS FINANCIAL SRVCS INS AGENCY INC

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