SOO LINE RAILROAD COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SOO SAVINGS PLAN FOR TCU EMPLOYEES
| Measure | Date | Value |
|---|
| 2014 : SOO SAVINGS PLAN FOR TCU EMPLOYEES 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-10-27 | $0 |
| Total transfer of assets from this plan | 2014-10-27 | $7,053,485 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-10-27 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-10-27 | $0 |
| Total income from all sources (including contributions) | 2014-10-27 | $478,234 |
| Total loss/gain on sale of assets | 2014-10-27 | $0 |
| Total of all expenses incurred | 2014-10-27 | $413,141 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-10-27 | $403,670 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-10-27 | $267,900 |
| Value of total assets at end of year | 2014-10-27 | $0 |
| Value of total assets at beginning of year | 2014-10-27 | $6,988,392 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-10-27 | $9,471 |
| Total interest from all sources | 2014-10-27 | $936 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-10-27 | $39,402 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-10-27 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2014-10-27 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-10-27 | $39,402 |
| Was this plan covered by a fidelity bond | 2014-10-27 | Yes |
| Value of fidelity bond cover | 2014-10-27 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-10-27 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-10-27 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-10-27 | No |
| Contributions received from participants | 2014-10-27 | $267,900 |
| Participant contributions at end of year | 2014-10-27 | $0 |
| Participant contributions at beginning of year | 2014-10-27 | $25,487 |
| Other income not declared elsewhere | 2014-10-27 | $758 |
| Administrative expenses (other) incurred | 2014-10-27 | $9,471 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-10-27 | No |
| Value of net income/loss | 2014-10-27 | $65,093 |
| Value of net assets at end of year (total assets less liabilities) | 2014-10-27 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-10-27 | $6,988,392 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-10-27 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-10-27 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-10-27 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-10-27 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-10-27 | $5,337,602 |
| Interest on participant loans | 2014-10-27 | $936 |
| Value of interest in common/collective trusts at end of year | 2014-10-27 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2014-10-27 | $1,625,303 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-10-27 | $166,371 |
| Net investment gain or loss from common/collective trusts | 2014-10-27 | $2,867 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-10-27 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-10-27 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2014-10-27 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-10-27 | $403,670 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-10-27 | Yes |
| Did the plan have assets held for investment | 2014-10-27 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-10-27 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-10-27 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-10-27 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-10-27 | Disclaimer |
| Accountancy firm name | 2014-10-27 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2014-10-27 | 133891517 |
| 2013 : SOO SAVINGS PLAN FOR TCU EMPLOYEES 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total transfer of assets to this plan | 2013-12-31 | $23,732 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $1,478,006 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $2,540,412 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $2,531,733 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $421,157 |
| Value of total assets at end of year | 2013-12-31 | $6,988,392 |
| Value of total assets at beginning of year | 2013-12-31 | $8,027,066 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $8,679 |
| Total interest from all sources | 2013-12-31 | $268 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $270,605 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $270,605 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Participant contributions at end of year | 2013-12-31 | $25,487 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $105,819 |
| Other income not declared elsewhere | 2013-12-31 | $6 |
| Administrative expenses (other) incurred | 2013-12-31 | $8,679 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $-1,062,406 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $6,988,392 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $8,027,066 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $5,337,602 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $5,627,353 |
| Interest on participant loans | 2013-12-31 | $268 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $1,625,303 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $2,399,713 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $813,653 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $-27,683 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $315,338 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $2,531,733 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2013-12-31 | 133891517 |
| 2012 : SOO SAVINGS PLAN FOR TCU EMPLOYEES 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $992,397 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $1,038,473 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,025,664 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $258,332 |
| Value of total assets at end of year | 2012-12-31 | $8,027,066 |
| Value of total assets at beginning of year | 2012-12-31 | $8,073,142 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $12,809 |
| Total interest from all sources | 2012-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $216,941 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $216,941 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $258,332 |
| Participant contributions at beginning of year | 2012-12-31 | $8,097 |
| Administrative expenses (other) incurred | 2012-12-31 | $12,809 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $-46,076 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $8,027,066 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $8,073,142 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $5,627,353 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $5,402,243 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $2,399,713 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $2,662,802 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $475,195 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $41,929 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,025,664 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2012-12-31 | 133891517 |
| 2011 : SOO SAVINGS PLAN FOR TCU EMPLOYEES 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $-53,111 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $2,115,280 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,104,165 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $234,019 |
| Value of total assets at end of year | 2011-12-31 | $8,073,142 |
| Value of total assets at beginning of year | 2011-12-31 | $10,241,533 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $11,115 |
| Total interest from all sources | 2011-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $90,302 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $90,302 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $225,922 |
| Participant contributions at end of year | 2011-12-31 | $8,097 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $8,097 |
| Other income not declared elsewhere | 2011-12-31 | $11,115 |
| Administrative expenses (other) incurred | 2011-12-31 | $11,115 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-2,168,391 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $8,073,142 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $10,241,533 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $5,402,243 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $6,951,833 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $2,662,802 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $3,289,700 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-443,268 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $54,721 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $2,104,165 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | DELOITTE & TOUCHE LLP |
| Accountancy firm EIN | 2011-12-31 | 133891517 |
| 2010 : SOO SAVINGS PLAN FOR TCU EMPLOYEES 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $1,231,317 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $1,210,441 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,201,948 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $226,443 |
| Value of total assets at end of year | 2010-12-31 | $10,241,533 |
| Value of total assets at beginning of year | 2010-12-31 | $10,220,657 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $8,493 |
| Total interest from all sources | 2010-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $197,740 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $197,740 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $226,443 |
| Participant contributions at beginning of year | 2010-12-31 | $8,107 |
| Administrative expenses (other) incurred | 2010-12-31 | $8,493 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $20,876 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $10,241,533 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $10,220,657 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $6,951,833 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $6,616,626 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $3,289,700 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $3,595,924 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $640,737 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $166,397 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,201,948 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | PRICEWATERHOUSECOOPER, LLP |
| Accountancy firm EIN | 2010-12-31 | 134008324 |
| 2009 : SOO SAVINGS PLAN FOR TCU EMPLOYEES 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
