401k Plan data: SOO LINE 401(K) PLAN FOR UNION EMPLOYEES plan

SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 401k Plan overview

Plan Name	SOO LINE 401(K) PLAN FOR UNION EMPLOYEES
Plan identification number	005

SOO LINE 401(K) PLAN FOR UNION EMPLOYEES Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SOO LINE RAILROAD COMPANY has sponsored the creation of one or more 401k plans.

Company Name: SOO LINE RAILROAD COMPANY

Employer identification number (EIN): 416009079

NAIC Classification: 482110
NAIC Description: Rail Transportation

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOO LINE 401(K) PLAN FOR UNION EMPLOYEES

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
005 2014-01-01 PAULA JONES
005 2013-01-01 PAULA JONES
005 2012-01-01 PAULA JONES
005 2011-01-01 PAULA JONES
005 2010-01-01 SOO LINE RAILROAD COMPANY SOO LINE RAILROAD COMPANY 2011-10-13
005 2009-01-01 RUSSELL THEIS
005 2009-01-01 RUSSELL THEIS

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
005	2014-01-01	PAULA JONES
005	2013-01-01	PAULA JONES
005	2012-01-01	PAULA JONES
005	2011-01-01	PAULA JONES
005	2010-01-01	SOO LINE RAILROAD COMPANY	SOO LINE RAILROAD COMPANY	2011-10-13
005	2009-01-01	RUSSELL THEIS
005	2009-01-01	RUSSELL THEIS

Plan Statistics for SOO LINE 401(K) PLAN FOR UNION EMPLOYEES

401k plan membership statisitcs for SOO LINE 401(K) PLAN FOR UNION EMPLOYEES

Measure Date Value
2014: SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2014 401k membership
Total participants, beginning-of-year 2014-01-01 3,101
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2013 401k membership
Total participants, beginning-of-year 2013-01-01 3,204
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2,845
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 237
Total of all active and inactive participants 2013-01-01 3,082
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 19
Total participants 2013-01-01 3,101
Number of participants with account balances 2013-01-01 1,633
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,962
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2,893
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 145
Total of all active and inactive participants 2012-01-01 3,038
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 13
Total participants 2012-01-01 3,051
Number of participants with account balances 2012-01-01 1,278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,430
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2,783
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 158
Total of all active and inactive participants 2011-01-01 2,941
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 15
Total participants 2011-01-01 2,956
Number of participants with account balances 2011-01-01 1,134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2010 401k membership
Total participants, beginning-of-year 2010-01-01 2,481
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 2,277
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 137
Total of all active and inactive participants 2010-01-01 2,414
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 15
Total participants 2010-01-01 2,429
Number of participants with account balances 2010-01-01 1,001
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,528
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2,314
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 166
Total of all active and inactive participants 2009-01-01 2,480
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 2,480
Number of participants with account balances 2009-01-01 1,040
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2014 401k membership
Total participants, beginning-of-year	2014-01-01	3,101
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2013 401k membership
Total participants, beginning-of-year	2013-01-01	3,204
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2,845
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	237
Total of all active and inactive participants	2013-01-01	3,082
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	19
Total participants	2013-01-01	3,101
Number of participants with account balances	2013-01-01	1,633
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,962
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2,893
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	145
Total of all active and inactive participants	2012-01-01	3,038
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	13
Total participants	2012-01-01	3,051
Number of participants with account balances	2012-01-01	1,278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,430
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2,783
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	158
Total of all active and inactive participants	2011-01-01	2,941
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	15
Total participants	2011-01-01	2,956
Number of participants with account balances	2011-01-01	1,134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2010 401k membership
Total participants, beginning-of-year	2010-01-01	2,481
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	2,277
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	137
Total of all active and inactive participants	2010-01-01	2,414
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	15
Total participants	2010-01-01	2,429
Number of participants with account balances	2010-01-01	1,001
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,528
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2,314
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	166
Total of all active and inactive participants	2009-01-01	2,480
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	2,480
Number of participants with account balances	2009-01-01	1,040
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SOO LINE 401(K) PLAN FOR UNION EMPLOYEES

Measure	Date	Value
2014 : SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-10-27	$0
Total transfer of assets to this plan	2014-10-27	$238,538
Total transfer of assets from this plan	2014-10-27	$66,796,659
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-10-27	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-10-27	$0
Total income from all sources (including contributions)	2014-10-27	$5,388,585
Total loss/gain on sale of assets	2014-10-27	$11,698
Total of all expenses incurred	2014-10-27	$12,529,336
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-10-27	$12,440,137
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-10-27	$4,306,667
Value of total assets at end of year	2014-10-27	$0
Value of total assets at beginning of year	2014-10-27	$73,698,872
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-10-27	$89,199
Total interest from all sources	2014-10-27	$62,964
Total dividends received (eg from common stock, registered investment company shares)	2014-10-27	$164,474
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-10-27	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-10-27	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-10-27	$164,474
Was this plan covered by a fidelity bond	2014-10-27	Yes
Value of fidelity bond cover	2014-10-27	$1,000,000
If this is an individual account plan, was there a blackout period	2014-10-27	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-10-27	$0
Were there any nonexempt tranactions with any party-in-interest	2014-10-27	No
Contributions received from participants	2014-10-27	$3,957,970
Participant contributions at end of year	2014-10-27	$0
Participant contributions at beginning of year	2014-10-27	$1,642,878
Income. Received or receivable in cash from other sources (including rollovers)	2014-10-27	$57,063
Other income not declared elsewhere	2014-10-27	$1,816
Administrative expenses (other) incurred	2014-10-27	$89,199
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-10-27	No
Value of net income/loss	2014-10-27	$-7,140,751
Value of net assets at end of year (total assets less liabilities)	2014-10-27	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-10-27	$73,698,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-10-27	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-10-27	No
Were any leases to which the plan was party in default or uncollectible	2014-10-27	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-10-27	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-10-27	$61,018,425
Interest on participant loans	2014-10-27	$62,964
Value of interest in common/collective trusts at end of year	2014-10-27	$0
Value of interest in common/collective trusts at beginning of year	2014-10-27	$11,037,569
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-10-27	$826,185
Net investment gain or loss from common/collective trusts	2014-10-27	$14,781
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-10-27	No
Was there a failure to transmit to the plan any participant contributions	2014-10-27	Yes
Has the plan failed to provide any benefit when due under the plan	2014-10-27	No
Contributions received in cash from employer	2014-10-27	$291,634
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-10-27	$12,440,137
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-10-27	Yes
Did the plan have assets held for investment	2014-10-27	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-10-27	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-10-27	No
Aggregate proceeds on sale of assets	2014-10-27	$673,152
Aggregate carrying amount (costs) on sale of assets	2014-10-27	$661,454
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-10-27	Yes
Opinion of an independent qualified public accountant for this plan	2014-10-27	Disclaimer
Accountancy firm name	2014-10-27	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2014-10-27	133891517
2013 : SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$813
Total unrealized appreciation/depreciation of assets	2013-12-31	$813
Total transfer of assets to this plan	2013-12-31	$22,268,416
Total transfer of assets from this plan	2013-12-31	$16,079
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$12,552,361
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$6,753,964
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$6,682,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,536,282
Value of total assets at end of year	2013-12-31	$73,698,872
Value of total assets at beginning of year	2013-12-31	$45,648,138
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$71,769
Total interest from all sources	2013-12-31	$5,353
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$2,373,253
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$2,373,253
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$3,422,024
Participant contributions at end of year	2013-12-31	$1,642,878
Participant contributions at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$114,258
Other income not declared elsewhere	2013-12-31	$50
Administrative expenses (other) incurred	2013-12-31	$71,769
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$5,798,397
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$73,698,872
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$45,648,138
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$61,018,425
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$37,431,969
Interest on participant loans	2013-12-31	$5,353
Value of interest in common/collective trusts at end of year	2013-12-31	$11,037,569
Value of interest in common/collective trusts at beginning of year	2013-12-31	$8,216,169
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$6,679,083
Net investment gain or loss from common/collective trusts	2013-12-31	$-42,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$6,682,195
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DELOITTE & TOUCHE
Accountancy firm EIN	2013-12-31	133891517
2012 : SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$8,135,658
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$6,276,032
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$6,200,805
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,498,140
Value of total assets at end of year	2012-12-31	$45,648,138
Value of total assets at beginning of year	2012-12-31	$43,788,512
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$75,227
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$1,840,533
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$1,840,533
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$3,255,009
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$121,781
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$243,131
Other income not declared elsewhere	2012-12-31	$12
Administrative expenses (other) incurred	2012-12-31	$75,227
Total non interest bearing cash at beginning of year	2012-12-31	$443
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,859,626
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$45,648,138
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$43,788,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$37,431,969
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$34,495,392
Value of interest in common/collective trusts at end of year	2012-12-31	$8,216,169
Value of interest in common/collective trusts at beginning of year	2012-12-31	$9,170,896
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,650,589
Net investment gain or loss from common/collective trusts	2012-12-31	$146,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$6,200,805
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DELOITTE & TOUCHE, LLP
Accountancy firm EIN	2012-12-31	133891517
2011 : SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$11,201
Total income from all sources (including contributions)	2011-12-31	$115,385
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$4,569,099
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$4,490,244
Value of total corrective distributions	2011-12-31	$12,995
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$3,199,797
Value of total assets at end of year	2011-12-31	$43,788,512
Value of total assets at beginning of year	2011-12-31	$48,253,427
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$65,860
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$446,992
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$446,992
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$3,078,016
Participant contributions at end of year	2011-12-31	$121,781
Participant contributions at beginning of year	2011-12-31	$9,642
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$121,781
Other income not declared elsewhere	2011-12-31	$64,480
Administrative expenses (other) incurred	2011-12-31	$65,860
Total non interest bearing cash at end of year	2011-12-31	$443
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-4,453,714
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$43,788,512
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$48,242,226
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$34,495,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$39,783,527
Value of interest in common/collective trusts at end of year	2011-12-31	$9,170,896
Value of interest in common/collective trusts at beginning of year	2011-12-31	$8,460,258
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-3,806,722
Net investment gain or loss from common/collective trusts	2011-12-31	$210,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$4,490,244
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$11,201
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DELOITTE & TOUCHE LLP
Accountancy firm EIN	2011-12-31	133891517
2010 : SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$11,201
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$8,707,029
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$4,832,427
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$4,830,983
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,052,748
Value of total assets at end of year	2010-12-31	$48,253,427
Value of total assets at beginning of year	2010-12-31	$44,367,624
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,444
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$363,480
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$363,480
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$3,036,128
Participant contributions at end of year	2010-12-31	$9,642
Participant contributions at beginning of year	2010-12-31	$116,320
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$16,620
Other income not declared elsewhere	2010-12-31	$0
Administrative expenses (other) incurred	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,874,602
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$48,242,226
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$44,367,624
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$1,444
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$39,783,527
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$35,918,926
Value of interest in common/collective trusts at end of year	2010-12-31	$8,460,258
Value of interest in common/collective trusts at beginning of year	2010-12-31	$8,332,378
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$4,898,966
Net investment gain or loss from common/collective trusts	2010-12-31	$391,835
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$4,830,983
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$11,201
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2010-12-31	134008324
2009 : SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SOO LINE 401(K) PLAN FOR UNION EMPLOYEES

2014: SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SOO LINE 401(K) PLAN FOR UNION EMPLOYEES 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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SOO LINE CREDIT UNION 401(K) PLAN AND TRUST [EIN = 410547860]

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Company Name:	SOO LINE RAILROAD COMPANY
Employer identification number (EIN):	416009079
NAIC Classification:	482110
NAIC Description:	Rail Transportation