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ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 401k Plan overview

Plan NameST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN
Plan identification number 001

ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ST. AMBROSE UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:ST. AMBROSE UNIVERSITY
Employer identification number (EIN):420703280
NAIC Classification:611000

Additional information about ST. AMBROSE UNIVERSITY

Jurisdiction of Incorporation: Iowa Secretary of State Business Entities
Incorporation Date: 1937-09-30
Company Identification Number: 062709
Legal Registered Office Address: 220 N MAIN ST STE 600

DAVENPORT
United States of America (USA)
52801

More information about ST. AMBROSE UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01MICHAEL POSTER
0012017-01-01MICHAEL POSTER
0012016-01-01MICHAEL POSTER
0012015-01-01MICHAEL POSTER
0012014-01-01MICHAEL POSTER
0012013-01-01MICHAEL POSTER
0012012-01-01MICHAEL POSTER
0012011-01-01MICHAEL POSTER
0012010-01-01MICHAEL POSTER
0012009-01-01MICHAEL POSTER
0012009-01-01MICHAEL POSTER
0012009-01-01MICHAEL POSTER

Plan Statistics for ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN

401k plan membership statisitcs for ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN

Measure Date Value
2022: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01810
Total number of active participants reported on line 7a of the Form 55002022-01-01523
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01301
Total of all active and inactive participants2022-01-01824
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-017
Total participants2022-01-01831
Number of participants with account balances2022-01-01801
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-017
2021: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01795
Total number of active participants reported on line 7a of the Form 55002021-01-01540
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01273
Total of all active and inactive participants2021-01-01813
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-017
Total participants2021-01-01820
Number of participants with account balances2021-01-01795
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-017
2020: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01804
Total number of active participants reported on line 7a of the Form 55002020-01-01536
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01266
Total of all active and inactive participants2020-01-01802
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01803
Number of participants with account balances2020-01-01775
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01794
Total number of active participants reported on line 7a of the Form 55002019-01-01549
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01254
Total of all active and inactive participants2019-01-01803
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01804
Number of participants with account balances2019-01-01787
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011
2018: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01772
Total number of active participants reported on line 7a of the Form 55002018-01-01551
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01243
Total of all active and inactive participants2018-01-01794
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01794
Number of participants with account balances2018-01-01785
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011
2017: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01799
Total number of active participants reported on line 7a of the Form 55002017-01-01515
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01255
Total of all active and inactive participants2017-01-01770
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01770
Number of participants with account balances2017-01-01763
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01807
Total number of active participants reported on line 7a of the Form 55002016-01-01515
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01285
Total of all active and inactive participants2016-01-01800
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01800
Number of participants with account balances2016-01-01791
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01789
Total number of active participants reported on line 7a of the Form 55002015-01-01533
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01273
Total of all active and inactive participants2015-01-01806
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01807
Number of participants with account balances2015-01-01774
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01765
Total number of active participants reported on line 7a of the Form 55002014-01-01532
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01256
Total of all active and inactive participants2014-01-01788
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01789
Number of participants with account balances2014-01-01756
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-019
2013: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01746
Total number of active participants reported on line 7a of the Form 55002013-01-01521
Number of other retired or separated participants entitled to future benefits2013-01-01243
Total of all active and inactive participants2013-01-01764
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01765
Number of participants with account balances2013-01-01713
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-017
2012: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01717
Total number of active participants reported on line 7a of the Form 55002012-01-01543
Number of other retired or separated participants entitled to future benefits2012-01-01201
Total of all active and inactive participants2012-01-01744
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01746
Number of participants with account balances2012-01-01682
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01660
Total number of active participants reported on line 7a of the Form 55002011-01-01533
Number of other retired or separated participants entitled to future benefits2011-01-01183
Total of all active and inactive participants2011-01-01716
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01717
Number of participants with account balances2011-01-01648
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2010: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01635
Total number of active participants reported on line 7a of the Form 55002010-01-01498
Number of other retired or separated participants entitled to future benefits2010-01-01161
Total of all active and inactive participants2010-01-01659
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01660
Number of participants with account balances2010-01-01596
2009: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01586
Total number of active participants reported on line 7a of the Form 55002009-01-01554
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0178
Total of all active and inactive participants2009-01-01632
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-013
Total participants2009-01-01635
Number of participants with account balances2009-01-01577

Financial Data on ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN

Measure Date Value
2022 : ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$10,794
Total income from all sources (including contributions)2022-12-31$-10,472,690
Total of all expenses incurred2022-12-31$7,769,534
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$7,614,505
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$4,717,552
Value of total assets at end of year2022-12-31$104,793,698
Value of total assets at beginning of year2022-12-31$123,025,128
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$155,029
Total interest from all sources2022-12-31$1,915,636
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31No
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,892,159
Participant contributions at end of year2022-12-31$119,470
Participant contributions at beginning of year2022-12-31$115,735
Participant contributions at end of year2022-12-31$233,574
Participant contributions at beginning of year2022-12-31$243,769
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$139,306
Liabilities. Value of operating payables at end of year2022-12-31$10,794
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-18,242,224
Value of net assets at end of year (total assets less liabilities)2022-12-31$104,782,904
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$123,025,128
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$52,858
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$72,847,421
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$92,837,148
Value of interest in pooled separate accounts at end of year2022-12-31$1,550,485
Value of interest in pooled separate accounts at beginning of year2022-12-31$4,912,862
Interest on participant loans2022-12-31$5,453
Interest earned on other investments2022-12-31$1,910,183
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$29,902,440
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$24,769,968
Net investment gain/loss from pooled separate accounts2022-12-31$-17,105,878
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,686,087
Employer contributions (assets) at end of year2022-12-31$140,308
Employer contributions (assets) at beginning of year2022-12-31$145,646
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$7,614,505
Contract administrator fees2022-12-31$102,171
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31ANDERSON, LOWER, WHITLOW, P.C.
Accountancy firm EIN2022-12-31421394940
2021 : ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$18,933,587
Total of all expenses incurred2021-12-31$7,661,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$7,468,936
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,617,449
Value of total assets at end of year2021-12-31$123,025,128
Value of total assets at beginning of year2021-12-31$111,752,797
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$192,320
Total interest from all sources2021-12-31$4,489,352
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31No
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,709,693
Participant contributions at end of year2021-12-31$115,735
Participant contributions at beginning of year2021-12-31$39,047
Participant contributions at end of year2021-12-31$243,769
Participant contributions at beginning of year2021-12-31$216,416
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$245,512
Administrative expenses (other) incurred2021-12-31$774
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$11,272,331
Value of net assets at end of year (total assets less liabilities)2021-12-31$123,025,128
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$111,752,797
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$111,219
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$92,837,148
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$83,572,363
Value of interest in pooled separate accounts at end of year2021-12-31$4,912,862
Value of interest in pooled separate accounts at beginning of year2021-12-31$2,850,210
Interest on participant loans2021-12-31$3,114
Interest earned on other investments2021-12-31$4,486,238
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$24,769,968
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$24,937,034
Net investment gain/loss from pooled separate accounts2021-12-31$9,826,786
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,662,244
Employer contributions (assets) at end of year2021-12-31$145,646
Employer contributions (assets) at beginning of year2021-12-31$137,727
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$7,468,936
Contract administrator fees2021-12-31$80,327
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31ANDERSON, LOWER, WHITLOW, P.C.
Accountancy firm EIN2021-12-31421394940
2020 : ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$18,478,861
Total of all expenses incurred2020-12-31$7,158,510
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$6,957,504
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,741,186
Value of total assets at end of year2020-12-31$111,752,797
Value of total assets at beginning of year2020-12-31$100,432,446
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$201,006
Total interest from all sources2020-12-31$2,439,023
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31No
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,601,599
Participant contributions at end of year2020-12-31$39,047
Participant contributions at beginning of year2020-12-31$16,570
Participant contributions at end of year2020-12-31$216,416
Participant contributions at beginning of year2020-12-31$227,756
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$525,184
Administrative expenses (other) incurred2020-12-31$431
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$11,320,351
Value of net assets at end of year (total assets less liabilities)2020-12-31$111,752,797
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$100,432,446
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$89,146
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$83,572,363
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$71,913,035
Value of interest in pooled separate accounts at end of year2020-12-31$2,850,210
Value of interest in pooled separate accounts at beginning of year2020-12-31$3,741,171
Interest on participant loans2020-12-31$783
Interest earned on other investments2020-12-31$2,438,240
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$24,937,034
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$24,390,236
Net investment gain/loss from pooled separate accounts2020-12-31$11,298,652
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,614,403
Employer contributions (assets) at end of year2020-12-31$137,727
Employer contributions (assets) at beginning of year2020-12-31$143,678
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$6,957,504
Contract administrator fees2020-12-31$111,429
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ANDERSON, LOWER, WHITLOW, P.C.
Accountancy firm EIN2020-12-31421394940
2019 : ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$20,110,095
Total of all expenses incurred2019-12-31$7,814,906
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,719,470
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,983,834
Value of total assets at end of year2019-12-31$100,432,446
Value of total assets at beginning of year2019-12-31$88,137,257
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$95,436
Total interest from all sources2019-12-31$2,029,139
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,581,648
Participant contributions at end of year2019-12-31$16,570
Participant contributions at beginning of year2019-12-31$3,813
Participant contributions at end of year2019-12-31$227,756
Participant contributions at beginning of year2019-12-31$215,256
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$740,292
Administrative expenses (other) incurred2019-12-31$763
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$12,295,189
Value of net assets at end of year (total assets less liabilities)2019-12-31$100,432,446
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$88,137,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$55,121
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$71,662,022
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$59,404,313
Value of interest in pooled separate accounts at end of year2019-12-31$3,992,184
Value of interest in pooled separate accounts at beginning of year2019-12-31$3,752,578
Interest on participant loans2019-12-31$195
Interest earned on other investments2019-12-31$2,028,944
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$24,390,236
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$24,620,780
Net investment gain/loss from pooled separate accounts2019-12-31$13,097,122
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,661,894
Employer contributions (assets) at end of year2019-12-31$143,678
Employer contributions (assets) at beginning of year2019-12-31$140,517
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,719,470
Contract administrator fees2019-12-31$39,552
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ANDERSON, LOWER, WHITLOW, P.C.
Accountancy firm EIN2019-12-31421394940
2018 : ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$1,707,672
Total of all expenses incurred2018-12-31$6,091,967
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,995,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,956,586
Value of total assets at end of year2018-12-31$88,137,257
Value of total assets at beginning of year2018-12-31$92,521,552
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$96,912
Total interest from all sources2018-12-31$194,424
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,913,651
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,913,651
Was this plan covered by a fidelity bond2018-12-31No
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,513,391
Participant contributions at end of year2018-12-31$3,813
Participant contributions at beginning of year2018-12-31$11,531
Participant contributions at end of year2018-12-31$215,256
Participant contributions at beginning of year2018-12-31$207,614
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$808,199
Administrative expenses (other) incurred2018-12-31$757
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-4,384,295
Value of net assets at end of year (total assets less liabilities)2018-12-31$88,137,257
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$92,521,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$86,997
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$59,404,313
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$64,858,085
Value of interest in pooled separate accounts at end of year2018-12-31$3,752,578
Value of interest in pooled separate accounts at beginning of year2018-12-31$3,510,300
Interest on participant loans2018-12-31$341
Interest earned on other investments2018-12-31$194,083
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$24,620,780
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$23,798,092
Net investment gain/loss from pooled separate accounts2018-12-31$-5,356,989
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,634,996
Employer contributions (assets) at end of year2018-12-31$140,517
Employer contributions (assets) at beginning of year2018-12-31$135,930
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,995,055
Contract administrator fees2018-12-31$9,158
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ANDERSON, LOWER, WHITLOW, P.C.
Accountancy firm EIN2018-12-31421394940
2017 : ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$16,419,678
Total of all expenses incurred2017-12-31$6,234,648
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,145,743
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,539,033
Value of total assets at end of year2017-12-31$92,521,552
Value of total assets at beginning of year2017-12-31$82,336,522
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$88,905
Total interest from all sources2017-12-31$176,368
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,361,615
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31No
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,549,835
Participant contributions at end of year2017-12-31$11,531
Participant contributions at beginning of year2017-12-31$18,929
Participant contributions at end of year2017-12-31$207,614
Participant contributions at beginning of year2017-12-31$237,244
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$379,012
Administrative expenses (other) incurred2017-12-31$810
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$10,185,030
Value of net assets at end of year (total assets less liabilities)2017-12-31$92,521,552
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$82,336,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$87,808
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$64,858,085
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$55,258,899
Value of interest in pooled separate accounts at end of year2017-12-31$3,510,300
Value of interest in pooled separate accounts at beginning of year2017-12-31$3,543,068
Interest on participant loans2017-12-31$176,368
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$23,798,092
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$23,136,615
Net investment gain/loss from pooled separate accounts2017-12-31$10,342,662
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,610,186
Employer contributions (assets) at end of year2017-12-31$135,930
Employer contributions (assets) at beginning of year2017-12-31$141,767
Income. Dividends from common stock2017-12-31$1,361,615
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,145,743
Contract administrator fees2017-12-31$287
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ANDERSON, LOWER, WHITLOW, P.C.
Accountancy firm EIN2017-12-31421394940
2016 : ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$10,112,800
Total of all expenses incurred2016-12-31$2,895,267
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,809,013
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,310,806
Value of total assets at end of year2016-12-31$82,336,522
Value of total assets at beginning of year2016-12-31$75,118,989
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$86,254
Total interest from all sources2016-12-31$242,046
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$857,271
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31No
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,695,528
Participant contributions at end of year2016-12-31$18,929
Participant contributions at beginning of year2016-12-31$25,439
Participant contributions at end of year2016-12-31$237,244
Participant contributions at beginning of year2016-12-31$222,677
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$952,501
Administrative expenses (other) incurred2016-12-31$1,171
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$7,217,533
Value of net assets at end of year (total assets less liabilities)2016-12-31$82,336,522
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$75,118,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$78,835
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$55,258,899
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$48,793,312
Value of interest in pooled separate accounts at end of year2016-12-31$3,543,068
Value of interest in pooled separate accounts at beginning of year2016-12-31$3,416,335
Interest on participant loans2016-12-31$242,046
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$23,136,615
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$22,519,612
Net investment gain/loss from pooled separate accounts2016-12-31$3,702,677
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,662,777
Employer contributions (assets) at end of year2016-12-31$141,767
Employer contributions (assets) at beginning of year2016-12-31$141,614
Income. Dividends from common stock2016-12-31$857,271
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,809,013
Contract administrator fees2016-12-31$6,248
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ANDERSON, LOWER, WHITLOW, P.C.
Accountancy firm EIN2016-12-31421394940
2015 : ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$6,323,836
Total of all expenses incurred2015-12-31$2,957,152
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,854,278
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,232,995
Value of total assets at end of year2015-12-31$75,118,989
Value of total assets at beginning of year2015-12-31$71,752,305
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$102,874
Total interest from all sources2015-12-31$988
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,292,915
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31No
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,761,699
Participant contributions at end of year2015-12-31$25,439
Participant contributions at beginning of year2015-12-31$25,438
Participant contributions at end of year2015-12-31$222,677
Participant contributions at beginning of year2015-12-31$229,401
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$796,618
Administrative expenses (other) incurred2015-12-31$9,814
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$3,366,684
Value of net assets at end of year (total assets less liabilities)2015-12-31$75,118,989
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$71,752,305
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$80,657
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$48,793,312
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$46,539,896
Value of interest in pooled separate accounts at end of year2015-12-31$3,416,335
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,939,320
Interest on participant loans2015-12-31$988
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$22,519,612
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$21,876,424
Net investment gain/loss from pooled separate accounts2015-12-31$-203,062
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,674,678
Employer contributions (assets) at end of year2015-12-31$141,614
Employer contributions (assets) at beginning of year2015-12-31$141,826
Income. Dividends from common stock2015-12-31$1,292,915
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,854,278
Contract administrator fees2015-12-31$12,403
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ANDERSON, LOWER, WHITLOW, P.C.
Accountancy firm EIN2015-12-31421394940
2014 : ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$9,598,633
Total of all expenses incurred2014-12-31$2,829,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,751,122
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,770,468
Value of total assets at end of year2014-12-31$71,752,305
Value of total assets at beginning of year2014-12-31$64,983,260
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$78,466
Total interest from all sources2014-12-31$1,183
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,096,601
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31No
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,627,702
Participant contributions at end of year2014-12-31$25,438
Participant contributions at beginning of year2014-12-31$18,718
Participant contributions at end of year2014-12-31$229,401
Participant contributions at beginning of year2014-12-31$217,197
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,476,548
Administrative expenses (other) incurred2014-12-31$6,199
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$6,769,045
Value of net assets at end of year (total assets less liabilities)2014-12-31$71,752,305
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$64,983,260
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$54,556
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$46,539,896
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$41,675,608
Value of interest in pooled separate accounts at end of year2014-12-31$2,939,320
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,999,458
Interest on participant loans2014-12-31$1,183
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$21,876,424
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$20,936,682
Net investment gain/loss from pooled separate accounts2014-12-31$2,730,381
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,666,218
Employer contributions (assets) at end of year2014-12-31$141,826
Employer contributions (assets) at beginning of year2014-12-31$135,597
Income. Dividends from common stock2014-12-31$1,096,601
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,751,122
Contract administrator fees2014-12-31$17,711
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ANDERSON, LOWER, WHITLOW, P.C.
Accountancy firm EIN2014-12-31421394940
2013 : ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$12,817,663
Total of all expenses incurred2013-12-31$1,535,891
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,525,540
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,511,290
Value of total assets at end of year2013-12-31$64,983,260
Value of total assets at beginning of year2013-12-31$53,701,488
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$10,351
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$805,414
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,969,652
Participant contributions at end of year2013-12-31$18,718
Participant contributions at beginning of year2013-12-31$28,807
Participant contributions at end of year2013-12-31$217,197
Participant contributions at beginning of year2013-12-31$201,154
Administrative expenses (other) incurred2013-12-31$10,351
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$11,281,772
Value of net assets at end of year (total assets less liabilities)2013-12-31$64,983,260
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$53,701,488
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$41,675,608
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$32,752,765
Value of interest in pooled separate accounts at end of year2013-12-31$1,999,458
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,656,890
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$20,936,682
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$18,932,294
Net investment gain/loss from pooled separate accounts2013-12-31$7,500,959
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,541,638
Employer contributions (assets) at end of year2013-12-31$135,597
Employer contributions (assets) at beginning of year2013-12-31$129,578
Income. Dividends from common stock2013-12-31$805,414
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,525,540
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ANDERSON, LOWER, WHITLOW, P.C.
Accountancy firm EIN2013-12-31421394940
2012 : ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$8,847,689
Total of all expenses incurred2012-12-31$3,211,599
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,195,586
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,018,496
Value of total assets at end of year2012-12-31$53,701,488
Value of total assets at beginning of year2012-12-31$48,065,398
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$16,013
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$467,126
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,509,581
Participant contributions at end of year2012-12-31$28,807
Participant contributions at beginning of year2012-12-31$38,476
Participant contributions at end of year2012-12-31$201,154
Participant contributions at beginning of year2012-12-31$194,598
Administrative expenses (other) incurred2012-12-31$16,013
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$5,636,090
Value of net assets at end of year (total assets less liabilities)2012-12-31$53,701,488
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$48,065,398
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$32,752,765
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$27,228,798
Value of interest in pooled separate accounts at end of year2012-12-31$1,656,890
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,270,792
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$18,932,294
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$19,209,864
Net investment gain/loss from pooled separate accounts2012-12-31$4,362,067
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,508,915
Employer contributions (assets) at end of year2012-12-31$129,578
Employer contributions (assets) at beginning of year2012-12-31$122,870
Income. Dividends from common stock2012-12-31$467,126
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,195,586
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ANDERSON, LOWER, WHITLOW, P.C.
Accountancy firm EIN2012-12-31421394940
2011 : ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$4,121,429
Total of all expenses incurred2011-12-31$1,774,658
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,770,706
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,764,430
Value of total assets at end of year2011-12-31$48,065,398
Value of total assets at beginning of year2011-12-31$45,718,627
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,952
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$368,078
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,341,222
Participant contributions at end of year2011-12-31$38,476
Participant contributions at beginning of year2011-12-31$47,744
Participant contributions at end of year2011-12-31$194,598
Participant contributions at beginning of year2011-12-31$184,171
Administrative expenses (other) incurred2011-12-31$3,952
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,346,771
Value of net assets at end of year (total assets less liabilities)2011-12-31$48,065,398
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$45,718,627
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$27,228,798
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$25,892,095
Value of interest in pooled separate accounts at end of year2011-12-31$1,270,792
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,040,762
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$19,209,864
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$18,437,601
Net investment gain/loss from pooled separate accounts2011-12-31$-11,079
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,423,208
Employer contributions (assets) at end of year2011-12-31$122,870
Employer contributions (assets) at beginning of year2011-12-31$116,254
Income. Dividends from common stock2011-12-31$368,078
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,770,706
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ANDERSON, LOWER, WHITLOW, P.C.
Accountancy firm EIN2011-12-31421394940
2010 : ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$7,751,717
Total of all expenses incurred2010-12-31$1,334,197
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,332,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,009,142
Value of total assets at end of year2010-12-31$45,718,627
Value of total assets at beginning of year2010-12-31$39,301,107
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,397
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$173,404
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,624,677
Participant contributions at end of year2010-12-31$47,744
Participant contributions at end of year2010-12-31$184,171
Participant contributions at beginning of year2010-12-31$190,758
Administrative expenses (other) incurred2010-12-31$1,397
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$6,417,520
Value of net assets at end of year (total assets less liabilities)2010-12-31$45,718,627
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$39,301,107
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$25,892,095
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$21,071,162
Value of interest in pooled separate accounts at end of year2010-12-31$1,040,762
Value of interest in pooled separate accounts at beginning of year2010-12-31$808,500
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$18,437,601
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$17,115,886
Net investment gain/loss from pooled separate accounts2010-12-31$3,569,171
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,384,465
Employer contributions (assets) at end of year2010-12-31$116,254
Employer contributions (assets) at beginning of year2010-12-31$114,801
Income. Dividends from common stock2010-12-31$173,404
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,332,800
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ANDERSON, LOWER, WHITLOW, P.C.
Accountancy firm EIN2010-12-31421394940

Form 5500 Responses for ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN

2022: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ST. AMBROSE UNIVERSITY DEFINED CONTRIBUTION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – Section 412(e)(3) insurance ContractsYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – Section 412(e)(3) insurance ContractsYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number13708-01
Policy instance 1
Insurance contract or identification number13708-01
Number of Individuals Covered2
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104532
Policy instance 2
Insurance contract or identification number104532
Number of Individuals Covered421
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104532
Policy instance 2
Insurance contract or identification number104532
Number of Individuals Covered415
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number13708-01
Policy instance 1
Insurance contract or identification number13708-01
Number of Individuals Covered3
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104532
Policy instance 2
Insurance contract or identification number104532
Number of Individuals Covered420
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number13708-01
Policy instance 1
Insurance contract or identification number13708-01
Number of Individuals Covered3
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104532
Policy instance 2
Insurance contract or identification number104532
Number of Individuals Covered430
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number13708-01
Policy instance 1
Insurance contract or identification number13708-01
Number of Individuals Covered3
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104532
Policy instance 2
Insurance contract or identification number104532
Number of Individuals Covered442
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number13708-01
Policy instance 1
Insurance contract or identification number13708-01
Number of Individuals Covered3
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104532
Policy instance 2
Insurance contract or identification number104532
Number of Individuals Covered432
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number13708-01
Policy instance 1
Insurance contract or identification number13708-01
Number of Individuals Covered4
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number13708-01
Policy instance 1
Insurance contract or identification number13708-01
Number of Individuals Covered4
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441465
Policy instance 2
Insurance contract or identification number441465
Number of Individuals Covered44
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104532
Policy instance 3
Insurance contract or identification number104532
Number of Individuals Covered449
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGUARANTEED INVESTMENT
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number13708-01
Policy instance 1
Insurance contract or identification number13708-01
Number of Individuals Covered4
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441465
Policy instance 2
Insurance contract or identification number441465
Number of Individuals Covered46
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104532
Policy instance 3
Insurance contract or identification number104532
Number of Individuals Covered449
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGUARANTEED INVESTMENT
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441465
Policy instance 2
Insurance contract or identification number441465
Number of Individuals Covered46
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number13708-01
Policy instance 1
Insurance contract or identification number13708-01
Number of Individuals Covered4
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104532
Policy instance 3
Insurance contract or identification number104532
Number of Individuals Covered437
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGUARANTEED INVESTMENT
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number13708-01
Policy instance 1
Insurance contract or identification number13708-01
Number of Individuals Covered4
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104532
Policy instance 3
Insurance contract or identification number104532
Number of Individuals Covered657
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGUARANTEED INVESTMENT
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441465
Policy instance 2
Insurance contract or identification number441465
Number of Individuals Covered48
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104532
Policy instance 3
Insurance contract or identification number104532
Number of Individuals Covered616
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGUARANTEED INVESTMENT
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441465
Policy instance 2
Insurance contract or identification number441465
Number of Individuals Covered60
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number13708-01
Policy instance 1
Insurance contract or identification number13708-01
Number of Individuals Covered5
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number104532
Policy instance 3
Insurance contract or identification number104532
Number of Individuals Covered560
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGUARANTEED INVESTMENT
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441465
Policy instance 2
Insurance contract or identification number441465
Number of Individuals Covered62
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number13708-01
Policy instance 1
Insurance contract or identification number13708-01
Number of Individuals Covered5
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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