401k Plan data: PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN plan

PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN
Plan identification number	001

PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PRIES ENTERPRISES INC has sponsored the creation of one or more 401k plans.

Company Name: PRIES ENTERPRISES INC

Employer identification number (EIN): 421054908

NAIC Classification: 332900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 RONDA PRIES 2024-06-28
001 2022-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 RONDA PRIES 2018-06-01 RONDA PRIES 2018-06-01
001 2016-01-01 MATTHEW MCMAHON 2017-05-30 MATTHEW MCMAHON 2017-05-30
001 2016-01-01 MATTHEW MCMAHON 2017-05-23 MATTHEW MCMAHON 2017-05-23
001 2015-01-01 DELBERT MOORE 2016-07-14 DELBERT MOORE 2016-07-14
001 2014-01-01 DELBERT MOORE 2015-05-14 DELBERT MOORE 2015-05-14
001 2013-01-01 DELBERT MOORE 2014-07-30 DELBERT MOORE 2014-07-30
001 2012-01-01 DELBERT MOORE 2013-07-29 DELBERT MOORE 2013-07-29
001 2011-01-01 DELBERT MOORE 2012-07-30
001 2010-01-01 DEL MOORE 2011-07-25

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	RONDA PRIES	2024-06-28
001	2022-01-01
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	RONDA PRIES	2018-06-01	RONDA PRIES	2018-06-01
001	2016-01-01	MATTHEW MCMAHON	2017-05-30	MATTHEW MCMAHON	2017-05-30
001	2016-01-01	MATTHEW MCMAHON	2017-05-23	MATTHEW MCMAHON	2017-05-23
001	2015-01-01	DELBERT MOORE	2016-07-14	DELBERT MOORE	2016-07-14
001	2014-01-01	DELBERT MOORE	2015-05-14	DELBERT MOORE	2015-05-14
001	2013-01-01	DELBERT MOORE	2014-07-30	DELBERT MOORE	2014-07-30
001	2012-01-01	DELBERT MOORE	2013-07-29	DELBERT MOORE	2013-07-29
001	2011-01-01	DELBERT MOORE	2012-07-30
001	2010-01-01	DEL MOORE	2011-07-25

Plan Statistics for PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN

401k plan membership statisitcs for PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN

Measure Date Value
2022: PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 196
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 204
Number of retired or separated participants receiving benefits 2022-01-01 3
Number of other retired or separated participants entitled to future benefits 2022-01-01 11
Total of all active and inactive participants 2022-01-01 218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 219
Number of participants with account balances 2022-01-01 71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 3
2021: PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 189
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 177
Number of retired or separated participants receiving benefits 2021-01-01 4
Number of other retired or separated participants entitled to future benefits 2021-01-01 9
Total of all active and inactive participants 2021-01-01 190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 1
Total participants 2021-01-01 191
Number of participants with account balances 2021-01-01 58
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 3
2020: PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 125
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 177
Number of retired or separated participants receiving benefits 2020-01-01 2
Number of other retired or separated participants entitled to future benefits 2020-01-01 5
Total of all active and inactive participants 2020-01-01 184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 185
Number of participants with account balances 2020-01-01 55
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 1
2019: PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 135
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 114
Number of retired or separated participants receiving benefits 2019-01-01 3
Number of other retired or separated participants entitled to future benefits 2019-01-01 7
Total of all active and inactive participants 2019-01-01 124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 125
Number of participants with account balances 2019-01-01 53
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 4
2018: PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 121
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 113
Number of retired or separated participants receiving benefits 2018-01-01 4
Number of other retired or separated participants entitled to future benefits 2018-01-01 17
Total of all active and inactive participants 2018-01-01 134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 135
Number of participants with account balances 2018-01-01 68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 7

Measure	Date	Value
2022: PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	196
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	204
Number of retired or separated participants receiving benefits	2022-01-01	3
Number of other retired or separated participants entitled to future benefits	2022-01-01	11
Total of all active and inactive participants	2022-01-01	218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	219
Number of participants with account balances	2022-01-01	71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	3
2021: PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	189
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	177
Number of retired or separated participants receiving benefits	2021-01-01	4
Number of other retired or separated participants entitled to future benefits	2021-01-01	9
Total of all active and inactive participants	2021-01-01	190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	191
Number of participants with account balances	2021-01-01	58
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	3
2020: PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	125
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	177
Number of retired or separated participants receiving benefits	2020-01-01	2
Number of other retired or separated participants entitled to future benefits	2020-01-01	5
Total of all active and inactive participants	2020-01-01	184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	185
Number of participants with account balances	2020-01-01	55
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	1
2019: PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	135
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	114
Number of retired or separated participants receiving benefits	2019-01-01	3
Number of other retired or separated participants entitled to future benefits	2019-01-01	7
Total of all active and inactive participants	2019-01-01	124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	125
Number of participants with account balances	2019-01-01	53
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	4
2018: PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	121
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	113
Number of retired or separated participants receiving benefits	2018-01-01	4
Number of other retired or separated participants entitled to future benefits	2018-01-01	17
Total of all active and inactive participants	2018-01-01	134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	135
Number of participants with account balances	2018-01-01	68
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	7

Financial Data on PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN

Measure	Date	Value
2022 : PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-586,362
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$109,455
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$69,578
Expenses. Certain deemed distributions of participant loans	2022-12-31	$24,642
Value of total corrective distributions	2022-12-31	$10,891
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$220,658
Value of total assets at end of year	2022-12-31	$2,673,619
Value of total assets at beginning of year	2022-12-31	$3,369,436
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$4,344
Total interest from all sources	2022-12-31	$8,359
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$167,472
Participant contributions at end of year	2022-12-31	$139,177
Participant contributions at beginning of year	2022-12-31	$172,540
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-695,817
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$2,673,619
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$3,369,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$2,312,797
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$2,995,867
Interest on participant loans	2022-12-31	$8,354
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$451
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$721
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$721
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$5
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$221,194
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$200,308
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-815,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$53,186
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$69,578
Contract administrator fees	2022-12-31	$4,344
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	PENSION ASSURANCE LLP
Accountancy firm EIN	2022-12-31	300840934
2021 : PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$703,957
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$136,816
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$109,821
Expenses. Certain deemed distributions of participant loans	2021-12-31	$13,214
Value of total corrective distributions	2021-12-31	$10,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$244,213
Value of total assets at end of year	2021-12-31	$3,369,436
Value of total assets at beginning of year	2021-12-31	$2,802,295
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$3,376
Total interest from all sources	2021-12-31	$10,841
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$172,326
Participant contributions at end of year	2021-12-31	$172,540
Participant contributions at beginning of year	2021-12-31	$177,939
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$17,036
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$567,141
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$3,369,436
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$2,802,295
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$2,995,867
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$2,391,053
Interest on participant loans	2021-12-31	$10,841
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$721
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$2,810
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$2,810
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$200,308
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$230,493
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$448,903
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$54,851
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$109,821
Contract administrator fees	2021-12-31	$3,376
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Disclaimer
Accountancy firm name	2021-12-31	THE AMERICAN AUDITORS GROUP
Accountancy firm EIN	2021-12-31	814229648
2020 : PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$729,849
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$184,999
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$156,451
Expenses. Certain deemed distributions of participant loans	2020-12-31	$18,673
Value of total corrective distributions	2020-12-31	$5,849
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$184,659
Value of total assets at end of year	2020-12-31	$2,802,295
Value of total assets at beginning of year	2020-12-31	$2,257,445
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$4,026
Total interest from all sources	2020-12-31	$8,519
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$140,234
Participant contributions at end of year	2020-12-31	$177,939
Participant contributions at beginning of year	2020-12-31	$142,885
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$544,850
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$2,802,295
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$2,257,445
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$2,391,053
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$1,890,392
Interest on participant loans	2020-12-31	$8,530
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$2,810
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$5,650
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$5,650
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$-11
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$230,493
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$218,518
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$536,671
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$44,425
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$156,451
Contract administrator fees	2020-12-31	$4,026
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	THE AMERICAN AUDITORS GROUP, LLC
Accountancy firm EIN	2020-12-31	814229648
2019 : PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$616,995
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$250,870
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$220,665
Expenses. Certain deemed distributions of participant loans	2019-12-31	$19,844
Value of total corrective distributions	2019-12-31	$4,666
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$182,491
Value of total assets at end of year	2019-12-31	$2,257,445
Value of total assets at beginning of year	2019-12-31	$1,891,320
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$5,695
Total interest from all sources	2019-12-31	$10,086
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$137,172
Participant contributions at end of year	2019-12-31	$142,885
Participant contributions at beginning of year	2019-12-31	$155,211
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$366,125
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$2,257,445
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$1,891,320
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in pooled separate accounts at end of year	2019-12-31	$1,890,392
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$1,524,303
Interest on participant loans	2019-12-31	$10,026
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$5,650
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$3,480
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$3,480
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$60
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$218,518
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$208,326
Net investment gain/loss from pooled separate accounts	2019-12-31	$424,418
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$45,319
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$220,665
Contract administrator fees	2019-12-31	$5,695
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	THE AMERICAN AUDITORS GROUP, LLC
Accountancy firm EIN	2019-12-31	814229648
2018 : PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$96,396
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$247,431
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$178,168
Expenses. Certain deemed distributions of participant loans	2018-12-31	$57,669
Value of total corrective distributions	2018-12-31	$8,726
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$191,630
Value of total assets at end of year	2018-12-31	$1,891,320
Value of total assets at beginning of year	2018-12-31	$2,042,355
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$2,868
Total interest from all sources	2018-12-31	$8,036
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$145,569
Participant contributions at end of year	2018-12-31	$155,211
Participant contributions at beginning of year	2018-12-31	$120,514
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-151,035
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$1,891,320
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$2,042,355
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$1,524,303
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$1,705,605
Interest on participant loans	2018-12-31	$8,019
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$3,480
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$1,414
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$1,414
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$17
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$208,326
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$214,822
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-103,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$46,061
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$178,168
Contract administrator fees	2018-12-31	$2,868
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	THE AMERICAN AUDITORS GROUP, LLC
Accountancy firm EIN	2018-12-31	814229648

Form 5500 Responses for PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN

2022: PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	Yes
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: PRIES ENTERPRISES INC 401K PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-44-A462

Policy instance

Insurance contract or identification number	GAP-44-A462
Number of Individuals Covered	71
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $7,876
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $7,876
Insurance broker organization code?	7

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-44-A462

Policy instance

Insurance contract or identification number	GAP-44-A462
Number of Individuals Covered	58
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $8,795
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $8,795
Insurance broker organization code?	7

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-44-A462

Policy instance

Insurance contract or identification number	GAP-44-A462
Number of Individuals Covered	55
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $6,344
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $6,344
Insurance broker organization code?	7

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-44-A462

Policy instance

Insurance contract or identification number	GAP-44-A462
Number of Individuals Covered	53
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $5,573
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $5,573
Insurance broker organization code?	7

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-44-A462

Policy instance

Insurance contract or identification number	GAP-44-A462
Number of Individuals Covered	68
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $5,617
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $5,617
Amount paid for insurance broker fees	0
Insurance broker organization code?	7

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Company Name:	PRIES ENTERPRISES INC
Employer identification number (EIN):	421054908
NAIC Classification:	332900