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TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameTRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 003

TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

AEGON USA, LLC has sponsored the creation of one or more 401k plans.

Company Name:AEGON USA, LLC
Employer identification number (EIN):421310237
NAIC Classification:524140

Additional information about AEGON USA, LLC

Jurisdiction of Incorporation: Iowa Secretary of State Business Entities
Incorporation Date: 1988-02-12
Company Identification Number: 120200
Legal Registered Office Address: 4333 EDGEWOOD RD NE

CEDAR RAPIDS
United States of America (USA)
52499

More information about AEGON USA, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032015-01-01BRANDON RICHARDS
0032014-01-01MARY TAIBER
0032013-01-01MARY TAIBER
0032012-01-01MARY TAIBER
0032011-01-01MARY TAIBER
0032009-01-01MARY TAIBER MARY TAIBER2010-10-14

Plan Statistics for TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2015: TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0117,866
Total number of active participants reported on line 7a of the Form 55002015-01-0111,962
Number of retired or separated participants receiving benefits2015-01-01662
Number of other retired or separated participants entitled to future benefits2015-01-015,882
Total of all active and inactive participants2015-01-0118,506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0170
Total participants2015-01-0118,576
Number of participants with account balances2015-01-0117,582
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01584
2014: TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0116,758
Total number of active participants reported on line 7a of the Form 55002014-01-0111,684
Number of retired or separated participants receiving benefits2014-01-01632
Number of other retired or separated participants entitled to future benefits2014-01-015,481
Total of all active and inactive participants2014-01-0117,797
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0168
Total participants2014-01-0117,865
Number of participants with account balances2014-01-0116,836
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01418
2013: TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0117,007
Total number of active participants reported on line 7a of the Form 55002013-01-0110,566
Number of retired or separated participants receiving benefits2013-01-01586
Number of other retired or separated participants entitled to future benefits2013-01-015,499
Total of all active and inactive participants2013-01-0116,651
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0164
Total participants2013-01-0116,715
Number of participants with account balances2013-01-0114,574
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01160
2012: TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0117,436
Total number of active participants reported on line 7a of the Form 55002012-01-0110,711
Number of retired or separated participants receiving benefits2012-01-01528
Number of other retired or separated participants entitled to future benefits2012-01-015,707
Total of all active and inactive participants2012-01-0116,946
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0161
Total participants2012-01-0117,007
Number of participants with account balances2012-01-0114,875
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01127
2011: TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0118,185
Total number of active participants reported on line 7a of the Form 55002011-01-0110,651
Number of retired or separated participants receiving benefits2011-01-01459
Number of other retired or separated participants entitled to future benefits2011-01-016,274
Total of all active and inactive participants2011-01-0117,384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0152
Total participants2011-01-0117,436
Number of participants with account balances2011-01-0115,543
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-01169
2009: TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0119,458
Total number of active participants reported on line 7a of the Form 55002009-01-0112,281
Number of retired or separated participants receiving benefits2009-01-01318
Number of other retired or separated participants entitled to future benefits2009-01-016,140
Total of all active and inactive participants2009-01-0118,739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0139
Total participants2009-01-0118,778
Number of participants with account balances2009-01-0116,598
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01152

Financial Data on TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2015 : TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$111,665,145
Total of all expenses incurred2015-12-31$106,171,347
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$106,112,139
Expenses. Certain deemed distributions of participant loans2015-12-31$46,855
Value of total corrective distributions2015-12-31$10,753
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$104,006,639
Value of total assets at end of year2015-12-31$1,639,455,809
Value of total assets at beginning of year2015-12-31$1,633,962,011
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,600
Total interest from all sources2015-12-31$14,824,624
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$7,060,016
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$7,060,016
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$64,172,661
Participant contributions at end of year2015-12-31$29,118,880
Participant contributions at beginning of year2015-12-31$27,851,862
Assets. Other investments not covered elsewhere at end of year2015-12-31$57,245,645
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$60,977,158
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$13,889,108
Other income not declared elsewhere2015-12-31$-13,671,585
Administrative expenses (other) incurred2015-12-31$1,600
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$5,493,798
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,639,455,809
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,633,962,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$340,488,517
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$84,076,617
Value of interest in pooled separate accounts at end of year2015-12-31$726,159,826
Value of interest in pooled separate accounts at beginning of year2015-12-31$731,876,568
Interest on participant loans2015-12-31$946,134
Interest earned on other investments2015-12-31$13,878,490
Value of interest in common/collective trusts at end of year2015-12-31$15,494,495
Value of interest in common/collective trusts at beginning of year2015-12-31$255,918,229
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$426,342,601
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$414,151,025
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-14,328,473
Net investment gain/loss from pooled separate accounts2015-12-31$8,481,362
Net investment gain or loss from common/collective trusts2015-12-31$5,292,562
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$44,605,845
Assets. Invements in employer securities at beginning of year2015-12-31$59,110,552
Contributions received in cash from employer2015-12-31$25,944,870
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$106,112,139
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2015-12-31134008324
2014 : TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$179,531,088
Total of all expenses incurred2014-12-31$103,554,857
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$103,479,743
Expenses. Certain deemed distributions of participant loans2014-12-31$69,704
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$91,734,935
Value of total assets at end of year2014-12-31$1,633,962,011
Value of total assets at beginning of year2014-12-31$1,557,985,780
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,410
Total interest from all sources2014-12-31$14,695,668
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$907,616
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$907,616
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$58,372,806
Participant contributions at end of year2014-12-31$27,851,862
Participant contributions at beginning of year2014-12-31$27,541,827
Assets. Other investments not covered elsewhere at end of year2014-12-31$60,977,158
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$56,129,358
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$9,569,000
Other income not declared elsewhere2014-12-31$-10,879,381
Administrative expenses (other) incurred2014-12-31$5,410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$75,976,231
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,633,962,011
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,557,985,780
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$84,076,617
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$73,526,854
Value of interest in pooled separate accounts at end of year2014-12-31$731,876,568
Value of interest in pooled separate accounts at beginning of year2014-12-31$683,718,332
Interest on participant loans2014-12-31$932,276
Interest earned on other investments2014-12-31$13,763,392
Value of interest in common/collective trusts at end of year2014-12-31$255,918,229
Value of interest in common/collective trusts at beginning of year2014-12-31$225,985,071
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$414,151,025
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$414,621,315
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,997,041
Net investment gain/loss from pooled separate accounts2014-12-31$49,445,350
Net investment gain or loss from common/collective trusts2014-12-31$31,629,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$59,110,552
Assets. Invements in employer securities at beginning of year2014-12-31$76,463,023
Contributions received in cash from employer2014-12-31$23,793,129
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$103,479,743
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31PRICEWATERHOUSECOOPERS
Accountancy firm EIN2014-12-31134008324
2013 : TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$327,675,493
Total of all expenses incurred2013-12-31$87,496,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$87,349,077
Expenses. Certain deemed distributions of participant loans2013-12-31$145,911
Value of total corrective distributions2013-12-31$85
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$80,840,326
Value of total assets at end of year2013-12-31$1,557,985,780
Value of total assets at beginning of year2013-12-31$1,317,806,560
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,200
Total interest from all sources2013-12-31$14,816,645
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$660,667
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$660,667
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$53,294,410
Participant contributions at end of year2013-12-31$27,541,827
Participant contributions at beginning of year2013-12-31$27,743,216
Assets. Other investments not covered elsewhere at end of year2013-12-31$56,129,358
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$47,395,501
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$6,417,076
Other income not declared elsewhere2013-12-31$33,935,483
Administrative expenses (other) incurred2013-12-31$1,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$240,179,220
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,557,985,780
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,317,806,560
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$73,526,854
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$44,536,117
Value of interest in pooled separate accounts at end of year2013-12-31$683,718,332
Value of interest in pooled separate accounts at beginning of year2013-12-31$565,676,805
Interest on participant loans2013-12-31$945,306
Interest earned on other investments2013-12-31$13,871,339
Value of interest in common/collective trusts at end of year2013-12-31$225,985,071
Value of interest in common/collective trusts at beginning of year2013-12-31$171,316,352
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$414,621,315
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$408,116,185
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$12,513,472
Net investment gain/loss from pooled separate accounts2013-12-31$130,752,155
Net investment gain or loss from common/collective trusts2013-12-31$54,156,745
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$76,463,023
Assets. Invements in employer securities at beginning of year2013-12-31$53,022,384
Contributions received in cash from employer2013-12-31$21,128,840
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$87,349,077
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31ERNST & YOUNG
Accountancy firm EIN2013-12-31346565596
2012 : TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$219,229,752
Total of all expenses incurred2012-12-31$85,453,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$85,379,374
Expenses. Certain deemed distributions of participant loans2012-12-31$74,214
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$77,867,556
Value of total assets at end of year2012-12-31$1,317,806,560
Value of total assets at beginning of year2012-12-31$1,184,030,396
Total interest from all sources2012-12-31$14,527,258
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$579,412
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$579,412
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$51,406,461
Participant contributions at end of year2012-12-31$27,743,216
Participant contributions at beginning of year2012-12-31$28,663,321
Assets. Other investments not covered elsewhere at end of year2012-12-31$47,395,501
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$39,021,367
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$5,906,858
Other income not declared elsewhere2012-12-31$27,245,275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$133,776,164
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,317,806,560
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,184,030,396
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$44,536,117
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$24,706,298
Value of interest in pooled separate accounts at end of year2012-12-31$565,676,805
Value of interest in pooled separate accounts at beginning of year2012-12-31$542,584,676
Interest on participant loans2012-12-31$1,009,676
Interest earned on other investments2012-12-31$13,517,582
Value of interest in common/collective trusts at end of year2012-12-31$171,316,352
Value of interest in common/collective trusts at beginning of year2012-12-31$112,990,745
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$408,116,185
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$401,401,763
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,246,013
Net investment gain/loss from pooled separate accounts2012-12-31$77,669,732
Net investment gain or loss from common/collective trusts2012-12-31$17,094,506
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$53,022,384
Assets. Invements in employer securities at beginning of year2012-12-31$34,662,226
Contributions received in cash from employer2012-12-31$20,554,237
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$85,379,374
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31ERNST & YOUNG
Accountancy firm EIN2012-12-31346565596
2011 : TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$72,673,521
Total of all expenses incurred2011-12-31$90,370,873
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$90,274,427
Expenses. Certain deemed distributions of participant loans2011-12-31$96,446
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$77,549,451
Value of total assets at end of year2011-12-31$1,184,030,396
Value of total assets at beginning of year2011-12-31$1,201,727,748
Total interest from all sources2011-12-31$16,090,541
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$218,078
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$218,078
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$50,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$53,141,012
Participant contributions at end of year2011-12-31$28,663,321
Participant contributions at beginning of year2011-12-31$28,953,748
Assets. Other investments not covered elsewhere at end of year2011-12-31$39,021,367
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$36,686,696
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,031,797
Other income not declared elsewhere2011-12-31$-18,283,569
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-17,697,352
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,184,030,396
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,201,727,748
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$24,706,298
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$21,925,494
Value of interest in pooled separate accounts at end of year2011-12-31$542,584,676
Value of interest in pooled separate accounts at beginning of year2011-12-31$563,706,011
Interest on participant loans2011-12-31$952,229
Interest earned on other investments2011-12-31$15,138,312
Value of interest in common/collective trusts at end of year2011-12-31$112,990,745
Value of interest in common/collective trusts at beginning of year2011-12-31$118,391,316
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$401,401,763
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$380,135,286
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,294,673
Net investment gain/loss from pooled separate accounts2011-12-31$-4,063,310
Net investment gain or loss from common/collective trusts2011-12-31$2,457,003
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$34,662,226
Assets. Invements in employer securities at beginning of year2011-12-31$51,929,197
Contributions received in cash from employer2011-12-31$21,376,642
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$90,274,427
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31ERNST & YOUNG
Accountancy firm EIN2011-12-31346565596
2010 : TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-2,048,461
Total unrealized appreciation/depreciation of assets2010-12-31$-2,048,461
Total income from all sources (including contributions)2010-12-31$191,515,293
Total of all expenses incurred2010-12-31$75,262,229
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$74,159,824
Expenses. Certain deemed distributions of participant loans2010-12-31$1,101,570
Value of total corrective distributions2010-12-31$580
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$80,402,810
Value of total assets at end of year2010-12-31$1,201,727,748
Value of total assets at beginning of year2010-12-31$1,085,474,684
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$255
Total interest from all sources2010-12-31$15,816,803
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$153,034
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$153,034
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$50,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$54,117,426
Participant contributions at end of year2010-12-31$28,953,748
Participant contributions at beginning of year2010-12-31$27,189,191
Assets. Other investments not covered elsewhere at end of year2010-12-31$36,686,696
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$29,444,079
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$3,947,733
Other income not declared elsewhere2010-12-31$4,360,355
Administrative expenses (other) incurred2010-12-31$255
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$116,253,064
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,201,727,748
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,085,474,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$21,925,494
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$8,634,173
Value of interest in pooled separate accounts at end of year2010-12-31$563,706,011
Value of interest in pooled separate accounts at beginning of year2010-12-31$487,928,390
Interest on participant loans2010-12-31$1,606,487
Interest earned on other investments2010-12-31$14,210,316
Value of interest in common/collective trusts at end of year2010-12-31$118,391,316
Value of interest in common/collective trusts at beginning of year2010-12-31$104,290,198
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$380,135,286
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$372,571,896
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,574,649
Net investment gain/loss from pooled separate accounts2010-12-31$73,921,864
Net investment gain or loss from common/collective trusts2010-12-31$15,334,239
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$51,929,197
Assets. Invements in employer securities at beginning of year2010-12-31$55,416,757
Contributions received in cash from employer2010-12-31$22,337,651
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$74,159,824
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31ERNST & YOUNG
Accountancy firm EIN2010-12-31346565596
2009 : TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN

2015: TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: TRANSAMERICA 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberAE61167
Policy instance 1
Insurance contract or identification numberAE61167
Number of Individuals Covered17582
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberAE61167
Policy instance 1
Insurance contract or identification numberAE61167
Number of Individuals Covered16836
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberAE61167
Policy instance 1
Insurance contract or identification numberAE61167
Number of Individuals Covered14574
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberAE61167
Policy instance 1
Insurance contract or identification numberAE61167
Number of Individuals Covered14875
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberAE61167
Policy instance 1
Insurance contract or identification numberAE61167
Number of Individuals Covered15543
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberAE61167
Policy instance 1
Insurance contract or identification numberAE61167
Number of Individuals Covered16284
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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