THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	THE IOWA CLINIC 401(K) PROFIT SHARING PLAN
Plan identification number	001

THE IOWA CLINIC 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1. Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met. Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash. Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities. Participant-directed brokerage accounts provided as an investment option under the plan. Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers. Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)). Life insurance

401k Sponsoring company profile

THE IOWA CLINIC P.C. has sponsored the creation of one or more 401k plans.

Company Name:	THE IOWA CLINIC P.C.
Employer identification number (EIN):	421420077
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Additional information about THE IOWA CLINIC P.C.

Jurisdiction of Incorporation:	Iowa Secretary of State Business Entities
Incorporation Date:	1994-03-21
Company Identification Number:	172325
Legal Registered Office Address:	5950 UNIVERSITY AVE SUITE 321 WEST DES MOINES United States of America (USA) 50266

More information about THE IOWA CLINIC P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE IOWA CLINIC 401(K) PROFIT SHARING PLAN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	JAMIE CARLSON	2024-10-11	JAMIE CARLSON	2024-10-11
001	2022-01-01	JAMIE CARLSON	2023-10-05	JAMIE CARLSON	2023-10-05
001	2021-01-01	JAMIE CARLSON	2022-10-13	JAMIE CARLSON	2022-10-13
001	2020-01-01	JAMIE CARLSON	2021-10-12	JAMIE CARLSON	2021-10-12
001	2019-01-01	JAMIE CARLSON	2020-10-08	JAMIE CARLSON	2020-10-08
001	2018-01-01	JAMIE CARLSON	2019-10-10	JAMIE CARLSON	2019-10-10
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	KATHRYN JOHNSON
001	2011-01-01	KATHRYN JOHNSON
001	2010-01-01	KATHRYN JOHNSON
001	2009-01-01	KATHRYN JOHNSON
001	2009-01-01	KATHRYN JOHNSON

Plan Statistics for THE IOWA CLINIC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for THE IOWA CLINIC 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2023: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	1,638
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	1,174
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	525
Total of all active and inactive participants	2023-01-01	1,699
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	3
Total participants	2023-01-01	1,702
Number of participants with account balances	2023-01-01	1,679
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	100
2022: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	1,559
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	1,116
Number of retired or separated participants receiving benefits	2022-01-01	1
Number of other retired or separated participants entitled to future benefits	2022-01-01	493
Total of all active and inactive participants	2022-01-01	1,610
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	1,610
Number of participants with account balances	2022-01-01	1,582
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	90
2021: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	1,492
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	1,088
Number of retired or separated participants receiving benefits	2021-01-01	1
Number of other retired or separated participants entitled to future benefits	2021-01-01	455
Total of all active and inactive participants	2021-01-01	1,544
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	1,544
Number of participants with account balances	2021-01-01	1,523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	105
2020: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	1,421
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	1,081
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	387
Total of all active and inactive participants	2020-01-01	1,469
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	2
Total participants	2020-01-01	1,471
Number of participants with account balances	2020-01-01	1,442
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	86
2019: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,327
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	1,094
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	308
Total of all active and inactive participants	2019-01-01	1,403
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	1,404
Number of participants with account balances	2019-01-01	1,374
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	69
2018: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,243
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	1,037
Number of retired or separated participants receiving benefits	2018-01-01	1
Number of other retired or separated participants entitled to future benefits	2018-01-01	282
Total of all active and inactive participants	2018-01-01	1,320
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	1,320
Number of participants with account balances	2018-01-01	1,288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	54
2017: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,043
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	970
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	210
Total of all active and inactive participants	2017-01-01	1,181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	1,181
Number of participants with account balances	2017-01-01	1,132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	44
2016: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,012
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	842
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	200
Total of all active and inactive participants	2016-01-01	1,043
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	1,043
Number of participants with account balances	2016-01-01	1,009
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	48
2015: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	938
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	882
Number of other retired or separated participants entitled to future benefits	2015-01-01	130
Total of all active and inactive participants	2015-01-01	1,012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	1,012
Number of participants with account balances	2015-01-01	1,012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	23
2014: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	687
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	831
Number of other retired or separated participants entitled to future benefits	2014-01-01	107
Total of all active and inactive participants	2014-01-01	938
Total participants	2014-01-01	938
Number of participants with account balances	2014-01-01	938
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	41
2013: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	674
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	588
Number of other retired or separated participants entitled to future benefits	2013-01-01	99
Total of all active and inactive participants	2013-01-01	687
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	687
Number of participants with account balances	2013-01-01	687
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	16
2012: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	647
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	559
Number of other retired or separated participants entitled to future benefits	2012-01-01	114
Total of all active and inactive participants	2012-01-01	673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	674
Number of participants with account balances	2012-01-01	674
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	11
2011: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	633
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	540
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	107
Total of all active and inactive participants	2011-01-01	647
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	647
Number of participants with account balances	2011-01-01	647
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	30
2010: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	638
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	525
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	108
Total of all active and inactive participants	2010-01-01	633
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	633
Number of participants with account balances	2010-01-01	633
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	38
2009: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	593
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	515
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	123
Total of all active and inactive participants	2009-01-01	638
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	638
Number of participants with account balances	2009-01-01	638
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	26

Financial Data on THE IOWA CLINIC 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2023 : THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2023 401k financial data
Total income from all sources (including contributions)	2023-12-31	$63,733,408
Total of all expenses incurred	2023-12-31	$25,039,581
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2023-12-31	$25,039,581
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2023-12-31	$22,624,811
Value of total assets at end of year	2023-12-31	$296,026,788
Value of total assets at beginning of year	2023-12-31	$257,332,961
Total interest from all sources	2023-12-31	$92,543
Total dividends received (eg from common stock, registered investment company shares)	2023-12-31	$4,113,587
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2023-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2023-12-31	$4,113,587
Was this plan covered by a fidelity bond	2023-12-31	Yes
Value of fidelity bond cover	2023-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2023-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2023-12-31	No
Contributions received from participants	2023-12-31	$8,746,150
Participant contributions at end of year	2023-12-31	$1,563,037
Participant contributions at beginning of year	2023-12-31	$1,568,840
Assets. Other investments not covered elsewhere at end of year	2023-12-31	$60,149,174
Assets. Other investments not covered elsewhere at beginning of year	2023-12-31	$60,561,059
Income. Received or receivable in cash from other sources (including rollovers)	2023-12-31	$2,195,026
Other income not declared elsewhere	2023-12-31	$8,085,460
Total non interest bearing cash at end of year	2023-12-31	$1,527,901
Total non interest bearing cash at beginning of year	2023-12-31	$1,462,355
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Value of net income/loss	2023-12-31	$38,693,827
Value of net assets at end of year (total assets less liabilities)	2023-12-31	$296,026,788
Value of net assets at beginning of year (total assets less liabilities)	2023-12-31	$257,332,961
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2023-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2023-12-31	No
Were any leases to which the plan was party in default or uncollectible	2023-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2023-12-31	$231,872,734
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2023-12-31	$192,980,620
Value of interest in pooled separate accounts at end of year	2023-12-31	$890,011
Value of interest in pooled separate accounts at beginning of year	2023-12-31	$738,563
Interest on participant loans	2023-12-31	$92,543
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2023-12-31	$23,931
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2023-12-31	$21,524
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2023-12-31	$28,817,007
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2023-12-31	No
Was there a failure to transmit to the plan any participant contributions	2023-12-31	No
Has the plan failed to provide any benefit when due under the plan	2023-12-31	No
Contributions received in cash from employer	2023-12-31	$11,683,635
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2023-12-31	$25,039,581
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2023-12-31	No
Did the plan have assets held for investment	2023-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2023-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2023-12-31	No
Opinion of an independent qualified public accountant for this plan	2023-12-31	Unqualified
Accountancy firm name	2023-12-31	DENMAN CPA LLP
Accountancy firm EIN	2023-12-31	420794029
2022 : THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-27,998,066
Total of all expenses incurred	2022-12-31	$29,194,106
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$29,194,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$21,307,195
Value of total assets at end of year	2022-12-31	$257,332,961
Value of total assets at beginning of year	2022-12-31	$314,525,133
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$0
Total interest from all sources	2022-12-31	$70,512
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$3,577,419
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$3,577,419
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$7,877,823
Participant contributions at end of year	2022-12-31	$1,568,840
Participant contributions at beginning of year	2022-12-31	$1,507,087
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$60,561,059
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$83,231,461
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$2,574,563
Other income not declared elsewhere	2022-12-31	$-11,649,968
Total non interest bearing cash at end of year	2022-12-31	$1,462,355
Total non interest bearing cash at beginning of year	2022-12-31	$1,100,177
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-57,192,172
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$257,332,961
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$314,525,133
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$192,980,620
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$227,774,901
Value of interest in pooled separate accounts at end of year	2022-12-31	$738,563
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$889,181
Interest on participant loans	2022-12-31	$70,512
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$21,524
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$22,326
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-41,303,224
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$10,854,809
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$29,194,106
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	No
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	DENMAN & COMPANY, LLP
Accountancy firm EIN	2022-12-31	420794029
2021 : THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$62,561,885
Total of all expenses incurred	2021-12-31	$26,845,569
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$26,524,187
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$21,169,899
Value of total assets at end of year	2021-12-31	$314,525,133
Value of total assets at beginning of year	2021-12-31	$278,808,817
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$321,382
Total interest from all sources	2021-12-31	$73,766
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$4,209,198
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$4,209,198
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$7,488,394
Participant contributions at end of year	2021-12-31	$1,507,087
Participant contributions at beginning of year	2021-12-31	$1,560,665
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$83,231,461
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$80,294,741
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$3,835,209
Other income not declared elsewhere	2021-12-31	$10,755,536
Total non interest bearing cash at end of year	2021-12-31	$1,100,177
Total non interest bearing cash at beginning of year	2021-12-31	$1,188,661
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$35,716,316
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$314,525,133
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$278,808,817
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$321,382
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$227,774,901
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$195,021,186
Value of interest in pooled separate accounts at end of year	2021-12-31	$889,181
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$719,647
Interest on participant loans	2021-12-31	$73,766
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$22,326
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$23,917
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$26,353,486
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$9,846,296
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$26,524,187
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	DENMAN & COMPANY, LLP
Accountancy firm EIN	2021-12-31	420794029
2020 : THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$50,716,587
Total of all expenses incurred	2020-12-31	$22,881,044
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$22,524,388
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$18,400,701
Value of total assets at end of year	2020-12-31	$278,808,817
Value of total assets at beginning of year	2020-12-31	$250,973,274
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$356,656
Total interest from all sources	2020-12-31	$76,487
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$2,646,671
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$2,646,671
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$6,647,026
Participant contributions at end of year	2020-12-31	$1,560,665
Participant contributions at beginning of year	2020-12-31	$1,609,329
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$80,294,741
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$83,190,836
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$2,235,067
Other income not declared elsewhere	2020-12-31	$6,882,558
Total non interest bearing cash at end of year	2020-12-31	$1,188,661
Total non interest bearing cash at beginning of year	2020-12-31	$1,135,621
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$27,835,543
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$278,808,817
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$250,973,274
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$356,656
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$195,021,186
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$164,380,697
Value of interest in pooled separate accounts at end of year	2020-12-31	$719,647
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$631,542
Interest on participant loans	2020-12-31	$76,487
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$23,917
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$25,249
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$22,710,170
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$9,518,608
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$22,524,388
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2020-12-31	No
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	DENMAN & COMPANY, LLP
Accountancy firm EIN	2020-12-31	420794029
2019 : THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$62,927,097
Total of all expenses incurred	2019-12-31	$14,773,683
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$14,394,081
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$17,748,642
Value of total assets at end of year	2019-12-31	$250,973,274
Value of total assets at beginning of year	2019-12-31	$202,819,860
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$379,602
Total interest from all sources	2019-12-31	$86,167
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$3,231,446
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$3,231,446
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$6,555,949
Participant contributions at end of year	2019-12-31	$1,609,329
Participant contributions at beginning of year	2019-12-31	$1,663,126
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$83,190,836
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$71,862,566
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$1,707,178
Other income not declared elsewhere	2019-12-31	$14,260,866
Total non interest bearing cash at end of year	2019-12-31	$1,135,621
Total non interest bearing cash at beginning of year	2019-12-31	$1,141,616
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$48,153,414
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$250,973,274
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$202,819,860
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$379,602
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$164,380,697
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$127,336,295
Value of interest in pooled separate accounts at end of year	2019-12-31	$631,542
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$684,899
Interest on participant loans	2019-12-31	$86,167
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$25,249
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$131,358
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$27,599,976
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$9,485,515
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$14,394,081
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	No
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Accountancy firm name	2019-12-31	DENMAN & COMPANY, LLP
Accountancy firm EIN	2019-12-31	420794029
2018 : THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$-10,238,083
Total unrealized appreciation/depreciation of assets	2018-12-31	$-10,238,083
Total income from all sources (including contributions)	2018-12-31	$4,124,029
Total loss/gain on sale of assets	2018-12-31	$-784,449
Total of all expenses incurred	2018-12-31	$16,281,194
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$15,884,552
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$16,568,094
Value of total assets at end of year	2018-12-31	$202,819,860
Value of total assets at beginning of year	2018-12-31	$214,977,025
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$396,642
Total interest from all sources	2018-12-31	$150,122
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$4,312,207
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$4,030,373
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$5,952,901
Participant contributions at end of year	2018-12-31	$1,663,126
Participant contributions at beginning of year	2018-12-31	$1,458,858
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$71,862,566
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$80,004,037
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,213,426
Other income not declared elsewhere	2018-12-31	$47,992
Total non interest bearing cash at end of year	2018-12-31	$1,141,616
Total non interest bearing cash at beginning of year	2018-12-31	$1,419,741
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-12,157,165
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$202,819,860
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$214,977,025
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$396,642
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$127,336,295
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$129,024,727
Value of interest in pooled separate accounts at end of year	2018-12-31	$684,899
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$2,419,184
Interest on participant loans	2018-12-31	$73,804
Income. Interest from US Government securities	2018-12-31	$9,289
Income. Interest from corporate debt instruments	2018-12-31	$26,798
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$40,231
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$131,358
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$650,478
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-5,931,854
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$9,401,767
Income. Dividends from preferred stock	2018-12-31	$61,098
Income. Dividends from common stock	2018-12-31	$220,736
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$15,884,552
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-31	No
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$35,601,808
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$36,386,257
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	DENMAN & COMPANY, LLP
Accountancy firm EIN	2018-12-31	420794029
2017 : THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$12,393,601
Total unrealized appreciation/depreciation of assets	2017-12-31	$12,393,601
Total income from all sources (including contributions)	2017-12-31	$43,770,239
Total loss/gain on sale of assets	2017-12-31	$-1,765,011
Total of all expenses incurred	2017-12-31	$11,221,254
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$10,796,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$17,104,047
Value of total assets at end of year	2017-12-31	$214,977,025
Value of total assets at beginning of year	2017-12-31	$182,428,040
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$424,795
Total interest from all sources	2017-12-31	$111,932
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$3,576,514
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$3,271,772
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$5,246,146
Participant contributions at end of year	2017-12-31	$1,458,858
Participant contributions at beginning of year	2017-12-31	$1,296,113
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$80,004,037
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$73,963,947
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$3,262,780
Other income not declared elsewhere	2017-12-31	$87,919
Total non interest bearing cash at end of year	2017-12-31	$1,419,741
Total non interest bearing cash at beginning of year	2017-12-31	$1,271,968
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$32,548,985
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$214,977,025
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$182,428,040
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$424,795
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$129,024,727
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$103,284,677
Value of interest in pooled separate accounts at end of year	2017-12-31	$2,419,184
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$2,016,851
Interest on participant loans	2017-12-31	$49,679
Income. Interest from US Government securities	2017-12-31	$8,556
Income. Interest from corporate debt instruments	2017-12-31	$37,887
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$15,810
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$650,478
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$594,484
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$12,261,237
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$8,595,121
Income. Dividends from preferred stock	2017-12-31	$72,979
Income. Dividends from common stock	2017-12-31	$231,763
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$10,796,459
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$45,887,764
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$47,652,775
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	DENMAN & COMPANY, LLP
Accountancy firm EIN	2017-12-31	420794029
2016 : THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$5,649,565
Total unrealized appreciation/depreciation of assets	2016-12-31	$5,649,565
Total income from all sources (including contributions)	2016-12-31	$28,119,393
Total loss/gain on sale of assets	2016-12-31	$-412,403
Total of all expenses incurred	2016-12-31	$9,093,597
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$8,566,999
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$13,595,296
Value of total assets at end of year	2016-12-31	$182,428,040
Value of total assets at beginning of year	2016-12-31	$163,402,244
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$526,598
Total interest from all sources	2016-12-31	$107,758
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$3,128,747
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$2,830,616
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$4,741,954
Participant contributions at end of year	2016-12-31	$1,296,113
Participant contributions at beginning of year	2016-12-31	$1,496,686
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$73,963,947
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$67,679,574
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$686,012
Other income not declared elsewhere	2016-12-31	$773,621
Total non interest bearing cash at end of year	2016-12-31	$1,271,968
Total non interest bearing cash at beginning of year	2016-12-31	$1,163,994
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$19,025,796
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$182,428,040
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$163,402,244
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$526,598
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$103,284,677
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$90,653,110
Value of interest in pooled separate accounts at end of year	2016-12-31	$2,016,851
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$1,901,510
Interest on participant loans	2016-12-31	$57,346
Income. Interest from US Government securities	2016-12-31	$8,407
Income. Interest from corporate debt instruments	2016-12-31	$36,369
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$5,636
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$594,484
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$507,370
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$5,276,809
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$8,167,330
Income. Dividends from preferred stock	2016-12-31	$54,873
Income. Dividends from common stock	2016-12-31	$243,258
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$8,566,999
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$39,663,656
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$40,076,059
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	DENMAN & COMPANY, LLP
Accountancy firm EIN	2016-12-31	420794029
2015 : THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-2,722,198
Total unrealized appreciation/depreciation of assets	2015-12-31	$-2,722,198
Total income from all sources (including contributions)	2015-12-31	$10,651,305
Total loss/gain on sale of assets	2015-12-31	$-555,434
Total of all expenses incurred	2015-12-31	$15,292,039
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$14,843,788
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$13,242,263
Value of total assets at end of year	2015-12-31	$163,402,244
Value of total assets at beginning of year	2015-12-31	$168,042,978
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$448,251
Total interest from all sources	2015-12-31	$89,360
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$2,876,364
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$2,600,895
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$4,520,040
Participant contributions at end of year	2015-12-31	$1,496,686
Participant contributions at beginning of year	2015-12-31	$1,368,854
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$67,679,574
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$76,741,175
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$892,856
Other income not declared elsewhere	2015-12-31	$281,775
Total non interest bearing cash at end of year	2015-12-31	$1,163,994
Total non interest bearing cash at beginning of year	2015-12-31	$892,112
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-4,640,734
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$163,402,244
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$168,042,978
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$448,251
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$90,653,110
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$86,719,985
Value of interest in pooled separate accounts at end of year	2015-12-31	$1,901,510
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$1,924,162
Interest on participant loans	2015-12-31	$59,207
Income. Interest from US Government securities	2015-12-31	$1,675
Income. Interest from corporate debt instruments	2015-12-31	$24,781
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$3,697
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$507,370
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$396,690
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-2,560,825
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$7,829,367
Income. Dividends from preferred stock	2015-12-31	$35,221
Income. Dividends from common stock	2015-12-31	$240,248
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$14,843,788
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$37,337,947
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$37,893,381
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	DENMAN & COMPANY, LLP
Accountancy firm EIN	2015-12-31	420794029
2014 : THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$4,006,189
Total unrealized appreciation/depreciation of assets	2014-12-31	$4,006,189
Total income from all sources (including contributions)	2014-12-31	$21,970,339
Total loss/gain on sale of assets	2014-12-31	$-2,799,771
Total of all expenses incurred	2014-12-31	$11,529,737
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$11,046,978
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$12,341,749
Value of total assets at end of year	2014-12-31	$168,042,978
Value of total assets at beginning of year	2014-12-31	$157,602,376
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$482,759
Total interest from all sources	2014-12-31	$89,679
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$3,378,595
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$3,123,390
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$4,017,012
Participant contributions at end of year	2014-12-31	$1,368,854
Participant contributions at beginning of year	2014-12-31	$1,432,143
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$76,741,175
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$73,748,048
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,640,485
Other income not declared elsewhere	2014-12-31	$3,497
Total non interest bearing cash at end of year	2014-12-31	$892,112
Total non interest bearing cash at beginning of year	2014-12-31	$714,598
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$10,440,602
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$168,042,978
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$157,602,376
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$482,759
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$86,719,985
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$78,939,840
Value of interest in pooled separate accounts at end of year	2014-12-31	$1,924,162
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$1,765,605
Interest on participant loans	2014-12-31	$56,551
Income. Interest from US Government securities	2014-12-31	$1,375
Income. Interest from corporate debt instruments	2014-12-31	$28,587
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$3,166
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$396,690
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$1,002,142
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$4,950,401
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$6,684,252
Income. Dividends from preferred stock	2014-12-31	$24,208
Income. Dividends from common stock	2014-12-31	$230,997
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$11,046,978
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$30,509,482
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$33,309,253
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	DENMAN & COMPANY, LLP
Accountancy firm EIN	2014-12-31	420794029
2013 : THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$12,263,606
Total unrealized appreciation/depreciation of assets	2013-12-31	$12,263,606
Total income from all sources (including contributions)	2013-12-31	$36,084,139
Total loss/gain on sale of assets	2013-12-31	$712,155
Total of all expenses incurred	2013-12-31	$12,451,190
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$11,995,392
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$10,709,555
Value of total assets at end of year	2013-12-31	$157,602,376
Value of total assets at beginning of year	2013-12-31	$133,969,427
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$455,798
Total interest from all sources	2013-12-31	$116,194
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$2,608,004
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$2,254,411
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$3,301,144
Participant contributions at end of year	2013-12-31	$1,432,143
Participant contributions at beginning of year	2013-12-31	$1,361,417
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$73,748,048
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$69,497,544
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$1,286,609
Other income not declared elsewhere	2013-12-31	$55,688
Total non interest bearing cash at end of year	2013-12-31	$714,598
Total non interest bearing cash at beginning of year	2013-12-31	$690,063
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$23,632,949
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$157,602,376
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$133,969,427
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$4,248
Investment advisory and management fees	2013-12-31	$455,798
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$78,939,840
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$59,584,743
Value of interest in pooled separate accounts at end of year	2013-12-31	$1,765,605
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$1,426,334
Interest on participant loans	2013-12-31	$54,696
Income. Interest from loans (other than to participants)	2013-12-31	$850
Income. Interest from US Government securities	2013-12-31	$4,173
Income. Interest from corporate debt instruments	2013-12-31	$52,876
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$3,599
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,002,142
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,405,078
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$9,618,937
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$6,121,802
Income. Dividends from preferred stock	2013-12-31	$38,737
Income. Dividends from common stock	2013-12-31	$314,856
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$11,995,392
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$38,904,066
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$38,191,911
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	DENMAN & COMPANY, LLP
Accountancy firm EIN	2013-12-31	420794029
2012 : THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$5,429,380
Total unrealized appreciation/depreciation of assets	2012-12-31	$5,429,380
Total income from all sources (including contributions)	2012-12-31	$25,092,072
Total loss/gain on sale of assets	2012-12-31	$897,086
Total of all expenses incurred	2012-12-31	$5,631,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$5,174,143
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$9,873,680
Value of total assets at end of year	2012-12-31	$133,969,427
Value of total assets at beginning of year	2012-12-31	$114,508,801
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$457,303
Total interest from all sources	2012-12-31	$154,732
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$3,351,444
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$2,962,137
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$3,152,915
Participant contributions at end of year	2012-12-31	$1,361,417
Participant contributions at beginning of year	2012-12-31	$1,367,175
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$69,497,544
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$62,111,152
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$548,520
Other income not declared elsewhere	2012-12-31	$54,555
Total non interest bearing cash at end of year	2012-12-31	$690,063
Total non interest bearing cash at beginning of year	2012-12-31	$728,409
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$19,460,626
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$133,969,427
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$114,508,801
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Assets. partnership/joint venture interests at end of year	2012-12-31	$4,248
Assets. partnership/joint venture interests at beginning of year	2012-12-31	$5,666
Investment advisory and management fees	2012-12-31	$457,303
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$59,584,743
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$47,188,651
Value of interest in pooled separate accounts at end of year	2012-12-31	$1,426,334
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$1,231,418
Interest on participant loans	2012-12-31	$65,352
Income. Interest from loans (other than to participants)	2012-12-31	$2,170
Income. Interest from US Government securities	2012-12-31	$6,126
Income. Interest from corporate debt instruments	2012-12-31	$78,555
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$2,529
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,405,078
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,876,330
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$5,331,195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$6,172,245
Income. Dividends from preferred stock	2012-12-31	$46,152
Income. Dividends from common stock	2012-12-31	$343,155
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$5,174,143
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$33,826,641
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$32,929,555
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	DENMAN & COMPANY, LLP
Accountancy firm EIN	2012-12-31	420794029
2011 : THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-1,942,350
Total unrealized appreciation/depreciation of assets	2011-12-31	$-1,942,350
Total income from all sources (including contributions)	2011-12-31	$7,487,783
Total loss/gain on sale of assets	2011-12-31	$-569,695
Total of all expenses incurred	2011-12-31	$18,004,809
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$17,554,454
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$9,622,066
Value of total assets at end of year	2011-12-31	$114,508,801
Value of total assets at beginning of year	2011-12-31	$125,025,827
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$450,355
Total interest from all sources	2011-12-31	$182,560
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$2,349,398
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$1,926,544
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$3,076,438
Participant contributions at end of year	2011-12-31	$1,367,175
Participant contributions at beginning of year	2011-12-31	$1,178,042
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$62,111,152
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$75,657,926
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$471,892
Other income not declared elsewhere	2011-12-31	$61,136
Total non interest bearing cash at end of year	2011-12-31	$728,409
Total non interest bearing cash at beginning of year	2011-12-31	$751,895
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-10,517,026
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$114,508,801
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$125,025,827
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Assets. partnership/joint venture interests at end of year	2011-12-31	$5,666
Assets. partnership/joint venture interests at beginning of year	2011-12-31	$6,948
Investment advisory and management fees	2011-12-31	$450,355
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$47,188,651
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$44,388,847
Value of interest in pooled separate accounts at end of year	2011-12-31	$1,231,418
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$1,166,570
Interest on participant loans	2011-12-31	$61,769
Income. Interest from US Government securities	2011-12-31	$5,484
Income. Interest from corporate debt instruments	2011-12-31	$85,414
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$29,893
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$1,876,330
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$1,875,599
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-2,215,332
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$6,073,736
Income. Dividends from preferred stock	2011-12-31	$51,573
Income. Dividends from common stock	2011-12-31	$371,281
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$17,554,454
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$53,953,625
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$54,523,320
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	DENMAN & COMPANY, LLP
Accountancy firm EIN	2011-12-31	420794029
2010 : THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$8,250,345
Total unrealized appreciation/depreciation of assets	2010-12-31	$8,250,345
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$23,898,950
Total loss/gain on sale of assets	2010-12-31	$-284,850
Total of all expenses incurred	2010-12-31	$6,941,894
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$6,458,525
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$9,555,339
Value of total assets at end of year	2010-12-31	$125,025,827
Value of total assets at beginning of year	2010-12-31	$108,068,771
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$483,369
Total interest from all sources	2010-12-31	$230,638
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$2,266,347
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,881,373
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$3,031,459
Participant contributions at end of year	2010-12-31	$1,178,042
Participant contributions at beginning of year	2010-12-31	$895,812
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$75,657,926
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$68,985,855
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$236,082
Other income not declared elsewhere	2010-12-31	$99,616
Total non interest bearing cash at end of year	2010-12-31	$751,895
Total non interest bearing cash at beginning of year	2010-12-31	$733,963
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$16,957,056
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$125,025,827
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$108,068,771
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$6,948
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$26,759
Investment advisory and management fees	2010-12-31	$483,369
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$44,388,847
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$34,734,724
Value of interest in pooled separate accounts at end of year	2010-12-31	$1,166,570
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$957,613
Interest on participant loans	2010-12-31	$58,693
Income. Interest from US Government securities	2010-12-31	$4,709
Income. Interest from corporate debt instruments	2010-12-31	$116,570
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$50,666
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$1,875,599
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$1,734,045
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$3,781,515
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$6,287,798
Income. Dividends from preferred stock	2010-12-31	$82,071
Income. Dividends from common stock	2010-12-31	$302,903
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$6,458,525
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$55,102,928
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$55,387,778
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	DENMAN & COMPANY LLP
Accountancy firm EIN	2010-12-31	420794029

Form 5500 Responses for THE IOWA CLINIC 401(K) PROFIT SHARING PLAN

2023: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	Plan funding arrangement – Insurance	Yes
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement – Insurance	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: THE IOWA CLINIC 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number	VARIOUS
Policy instance	2
Insurance contract or identification number VARIOUS Number of Individuals Covered 2 Insurance policy start date 2023-01-01 Insurance policy end date 2023-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 1 Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	419360
Policy instance	1
Insurance contract or identification number 419360 Number of Individuals Covered 2 Insurance policy start date 2023-01-01 Insurance policy end date 2023-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number	VARIOUS
Policy instance	2
Insurance contract or identification number VARIOUS Number of Individuals Covered 2 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 1 Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	419360
Policy instance	1
Insurance contract or identification number 419360 Number of Individuals Covered 2 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	017536568
Policy instance	3
Insurance contract or identification number 017536568 Number of Individuals Covered 0 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 1 Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
Policy contract number	307646358
Policy instance	4
Insurance contract or identification number 307646358 Number of Individuals Covered 0 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 1 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
Policy contract number	307646358
Policy instance	4
Insurance contract or identification number 307646358 Number of Individuals Covered 1 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 1 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	017536568
Policy instance	3
Insurance contract or identification number 017536568 Number of Individuals Covered 1 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 1 Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number	VARIOUS
Policy instance	2
Insurance contract or identification number VARIOUS Number of Individuals Covered 2 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 1 Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	419360
Policy instance	1
Insurance contract or identification number 419360 Number of Individuals Covered 2 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	419360
Policy instance	1
Insurance contract or identification number 419360 Number of Individuals Covered 2 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number	VARIOUS
Policy instance	2
Insurance contract or identification number VARIOUS Number of Individuals Covered 2 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 1 Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	017536568
Policy instance	3
Insurance contract or identification number 017536568 Number of Individuals Covered 1 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 1 Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
Policy contract number	307646358
Policy instance	4
Insurance contract or identification number 307646358 Number of Individuals Covered 1 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 1 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	419360
Policy instance	1
Insurance contract or identification number 419360 Number of Individuals Covered 3 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
Policy contract number	307646358
Policy instance	4
Insurance contract or identification number 307646358 Number of Individuals Covered 1 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 1 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	017536568
Policy instance	3
Insurance contract or identification number 017536568 Number of Individuals Covered 1 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 1 Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number	VARIOUS
Policy instance	2
Insurance contract or identification number VARIOUS Number of Individuals Covered 2 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 1 Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
Policy contract number	307646358
Policy instance	4
Insurance contract or identification number 307646358 Number of Individuals Covered 1 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 1 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	017536568
Policy instance	3
Insurance contract or identification number 017536568 Number of Individuals Covered 1 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 1 Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number	VARIOUS
Policy instance	2
Insurance contract or identification number VARIOUS Number of Individuals Covered 2 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 1 Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	419360
Policy instance	1
Insurance contract or identification number 419360 Number of Individuals Covered 4 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract number	R06202919
Policy instance	5
Insurance contract or identification number R06202919 Number of Individuals Covered 1 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 1 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $0 Insurance broker organization code? 3 Insurance broker name MARK MAZZIE - RBC CAPITAL MARKETS
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
Policy contract number	307646358
Policy instance	4
Insurance contract or identification number 307646358 Number of Individuals Covered 1 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $1,028 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 1 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $1,028 Insurance broker organization code? 4 Insurance broker name JAMES MILLER -RAYMOND JAMES & ASSOC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	017536568
Policy instance	3
Insurance contract or identification number 017536568 Number of Individuals Covered 1 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 1 Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number	VARIOUS
Policy instance	2
Insurance contract or identification number VARIOUS Number of Individuals Covered 2 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 1 Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Insurance broker organization code? 3 Insurance broker name DAVID PFLANZ
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	419360
Policy instance	1
Insurance contract or identification number 419360 Number of Individuals Covered 5 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $1,373 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 1373 Additional information about fees paid to insurance broker PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN Insurance broker organization code? 3 Insurance broker name KESTRA INVESTMENT SERVICES LLC
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
Policy contract number	307646358
Policy instance	7
Insurance contract or identification number 307646358 Number of Individuals Covered 1 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $1,155 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $1,155 Insurance broker organization code? 4 Insurance broker name JAMES MILLER -RAYMOND JAMES & ASSOC
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract number	R06202919
Policy instance	8
Insurance contract or identification number R06202919 Number of Individuals Covered 1 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $195 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $195 Insurance broker organization code? 3 Insurance broker name MARK MAZZIE - RBC CAPITAL MARKETS
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	017536568
Policy instance	6
Insurance contract or identification number 017536568 Number of Individuals Covered 1 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number	VARIOUS
Policy instance	5
Insurance contract or identification number VARIOUS Number of Individuals Covered 2 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $0 Insurance broker organization code? 3 Insurance broker name DAVID PFLANZ
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number	VARIOUS
Policy instance	4
Insurance contract or identification number VARIOUS Number of Individuals Covered 2 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
JEFFERSON NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 64017 )
Policy contract number	V047236000
Policy instance	3
Insurance contract or identification number V047236000 Number of Individuals Covered 1 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $42 Are there contracts with allocated funds for individual policies? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 42 Additional information about fees paid to insurance broker SERVICE FEES Insurance broker organization code? 3 Insurance broker name JEFFERSON NATIONAL LIFE INS. CO.
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80942 )
Policy contract number	90284545
Policy instance	2
Insurance contract or identification number 90284545 Number of Individuals Covered 0 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Insurance broker organization code? 3 Insurance broker name DAVID MCNAMARA
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	419360
Policy instance	1
Insurance contract or identification number 419360 Number of Individuals Covered 7 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $893 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Amount paid for insurance broker fees 893 Additional information about fees paid to insurance broker PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN Insurance broker organization code? 3 Insurance broker name NFP ADVISOR SERVICES LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	419360
Policy instance	1
Insurance contract or identification number 419360 Number of Individuals Covered 7 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80942 )
Policy contract number	90284545
Policy instance	2
Insurance contract or identification number 90284545 Number of Individuals Covered 1 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $0 Amount paid for insurance broker fees 0 Insurance broker organization code? 3 Insurance broker name DAVID MCNAMARA
JEFFERSON NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 64017 )
Policy contract number	V047236000
Policy instance	4
Insurance contract or identification number V047236000 Number of Individuals Covered 1 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $638 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $638 Insurance broker organization code? 3 Insurance broker name JEFFERSON NATIONAL LIFE INS. CO.
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number	8082713
Policy instance	3
Insurance contract or identification number 8082713 Number of Individuals Covered 1 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $70 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $70 Insurance broker organization code? 3 Insurance broker name DAVID BARZEN
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number	VARIOUS
Policy instance	6
Insurance contract or identification number VARIOUS Number of Individuals Covered 3 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $9 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $9 Insurance broker organization code? 3 Insurance broker name DAVID PFLANZ
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	017536568
Policy instance	7
Insurance contract or identification number 017536568 Number of Individuals Covered 1 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
Policy contract number	307646358
Policy instance	8
Insurance contract or identification number 307646358 Number of Individuals Covered 1 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $1,223 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $723 Insurance broker organization code? 4 Insurance broker name JAMES MILLER -RAYMOND JAMES & ASSOC
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number	VARIOUS
Policy instance	5
Insurance contract or identification number VARIOUS Number of Individuals Covered 2 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract number	VARIOUS
Policy instance	9
Insurance contract or identification number VARIOUS Number of Individuals Covered 2 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $233 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $129 Insurance broker organization code? 3 Insurance broker name JOYCE LARSON - RBC CAPITAL MARKETS
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number	8082713
Policy instance	3
Insurance contract or identification number 8082713 Number of Individuals Covered 1 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $167 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $167 Insurance broker organization code? 3 Insurance broker name DAVID BARZEN
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract number	VARIOUS
Policy instance	9
Insurance contract or identification number VARIOUS Number of Individuals Covered 2 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $490 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $383 Insurance broker organization code? 3 Insurance broker name MARK MAZZIE - RBC CAPITAL MARKETS
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
Policy contract number	307646358
Policy instance	8
Insurance contract or identification number 307646358 Number of Individuals Covered 1 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $1,294 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $1,294 Insurance broker organization code? 4 Insurance broker name J. MILLER, J. OPLT, J. SPOONER, UBS
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	017536568
Policy instance	7
Insurance contract or identification number 017536568 Number of Individuals Covered 1 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number	VARIOUS
Policy instance	6
Insurance contract or identification number VARIOUS Number of Individuals Covered 3 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $7 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $7 Insurance broker organization code? 3 Insurance broker name DAVID PFLANZ
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80942 )
Policy contract number	90284545
Policy instance	2
Insurance contract or identification number 90284545 Number of Individuals Covered 1 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $30 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $0 Amount paid for insurance broker fees 30 Additional information about fees paid to insurance broker ANNUAL ADMINISTRATION CHARGE Insurance broker organization code? 3 Insurance broker name ROGER RUDIN
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number	VARIOUS
Policy instance	5
Insurance contract or identification number VARIOUS Number of Individuals Covered 2 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
JEFFERSON NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 64017 )
Policy contract number	V047236000
Policy instance	4
Insurance contract or identification number V047236000 Number of Individuals Covered 1 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $930 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $930 Insurance broker organization code? 3 Insurance broker name JEFFERSON NATIONAL LIFE INS. CO.
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	419360
Policy instance	1
Insurance contract or identification number 419360 Number of Individuals Covered 7 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $938 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $0 Amount paid for insurance broker fees 938 Additional information about fees paid to insurance broker PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN Insurance broker organization code? 3 Insurance broker name NFP SECURITIES INC
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80942 )
Policy contract number	I483496-OP
Policy instance	2
Insurance contract or identification number I483496-OP Number of Individuals Covered 2 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract number	VARIOUS
Policy instance	9
Insurance contract or identification number VARIOUS Number of Individuals Covered 2 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $569 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $569 Insurance broker organization code? 3 Insurance broker name JOYCE LARSON & ORIE PALMER
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
Policy contract number	307646358
Policy instance	8
Insurance contract or identification number 307646358 Number of Individuals Covered 1 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $1,360 Total amount of fees paid to insurance company USD $0 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $1,360 Insurance broker organization code? 4 Insurance broker name J. MILLER, J. OPLT, J. SPOONER UBS
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number	017536568
Policy instance	7
Insurance contract or identification number 017536568 Number of Individuals Covered 1 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $23,563 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $23,563 Insurance broker organization code? 3 Insurance broker name MARK WENZL, PRIVATE CLIENT SERVICES
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number	VARIOUS
Policy instance	6
Insurance contract or identification number VARIOUS Number of Individuals Covered 3 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $9 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $9 Insurance broker organization code? 3 Insurance broker name DAVID PFLANZ
JEFFERSON NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 64017 )
Policy contract number	V047236000
Policy instance	4
Insurance contract or identification number V047236000 Number of Individuals Covered 1 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $762 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $762 Insurance broker organization code? 3 Insurance broker name JEFFERSON NATIONAL LIFE INS. CO.
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number	VARIOUS
Policy instance	5
Insurance contract or identification number VARIOUS Number of Individuals Covered 4 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number	8082713
Policy instance	3
Insurance contract or identification number 8082713 Number of Individuals Covered 1 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $361 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $361 Insurance broker organization code? 3 Insurance broker name DAVID BARZEN
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	419360
Policy instance	1
Insurance contract or identification number 419360 Number of Individuals Covered 7 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $806 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No Commission paid to Insurance Broker USD $0 Amount paid for insurance broker fees 806 Additional information about fees paid to insurance broker PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN Insurance broker organization code? 3 Insurance broker name NFP SECURITIES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	419360
Policy instance	1
Insurance contract or identification number 419360 Number of Individuals Covered 7 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80942 )
Policy contract number	I483496-OP
Policy instance	2
Insurance contract or identification number I483496-OP Number of Individuals Covered 1 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $30 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number	8082713
Policy instance	3
Insurance contract or identification number 8082713 Number of Individuals Covered 1 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $630 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
JEFFERSON NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 64017 )
Policy contract number	V047236000
Policy instance	4
Insurance contract or identification number V047236000 Number of Individuals Covered 1 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $783 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number	VARIOUS
Policy instance	5
Insurance contract or identification number VARIOUS Number of Individuals Covered 4 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number	VARIOUS
Policy instance	6
Insurance contract or identification number VARIOUS Number of Individuals Covered 3 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $9 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
Policy contract number	307646358
Policy instance	8
Insurance contract or identification number 307646358 Number of Individuals Covered 1 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $1,425 Total amount of fees paid to insurance company USD $0 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract number	VARIOUS
Policy instance	9
Insurance contract or identification number VARIOUS Number of Individuals Covered 2 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $498 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Life Insurance Welfare Benefit Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
LINCOLN BENEFIT LIFE COMPANY (National Association of Insurance Commissioners NAIC id number: 65595 )
Policy contract number	LBCA109008
Policy instance	7
Insurance contract or identification number LBCA109008 Number of Individuals Covered 1 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 62944 )
Policy contract number	307646358
Policy instance	9
Insurance contract or identification number 307646358 Number of Individuals Covered 1 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $1,490 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Commission paid to Insurance Broker USD $1,370 Insurance broker organization code? 4 Insurance broker name JAMES MILLER, J.OPLT,J.SPOONER UBS
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number	VARIOUS
Policy instance	2
Insurance contract or identification number VARIOUS Number of Individuals Covered 3 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $9 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit Yes Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Commission paid to Insurance Broker USD $9 Insurance broker organization code? 3 Insurance broker name DAVID PFLANZ
RIVERSOURCE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65005 )
Policy contract number	8082713
Policy instance	3
Insurance contract or identification number 8082713 Number of Individuals Covered 1 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $599 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Commission paid to Insurance Broker USD $599 Insurance broker organization code? 3 Insurance broker name DAVID BARZEN
ING USA ANNUITY AND LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 80942 )
Policy contract number	I483496-OP
Policy instance	4
Insurance contract or identification number I483496-OP Number of Individuals Covered 1 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $34 Total amount of fees paid to insurance company USD $30 Are there contracts with allocated funds for individual policies? Yes Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Commission paid to Insurance Broker USD $34 Amount paid for insurance broker fees 30 Additional information about fees paid to insurance broker ADMINISTRATION FEE Insurance broker organization code? 3 Insurance broker name ROGER RUDEN
JEFFERSON NATIONAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 64017 )
Policy contract number	V047236000
Policy instance	5
Insurance contract or identification number V047236000 Number of Individuals Covered 1 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $875 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Commission paid to Insurance Broker USD $875 Insurance broker organization code? 3 Insurance broker name JEFFERSON NATIONAL LIFE INS. CO.
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA (National Association of Insurance Commissioners NAIC id number: 90611 )
Policy contract number	VARIOUS
Policy instance	7
Insurance contract or identification number VARIOUS Number of Individuals Covered 4 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $76 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Commission paid to Insurance Broker USD $62 Insurance broker organization code? 3 Insurance broker name ROSTER FINANCIAL
GENWORTH LIFE AND ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65536 )
Policy contract number	VARIOUS
Policy instance	6
Insurance contract or identification number VARIOUS Number of Individuals Covered 3 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $402 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? Yes Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit Yes Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Commission paid to Insurance Broker USD $402 Insurance broker organization code? 3 Insurance broker name OVIE PALMER,ROBERT MIETHKE J.LARSON
LINCOLN BENEFIT LIFE COMPANY (National Association of Insurance Commissioners NAIC id number: 65595 )
Policy contract number	109008&146951
Policy instance	8
Insurance contract or identification number 109008&146951 Number of Individuals Covered 2 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	419360
Policy instance	1
Insurance contract or identification number 419360 Number of Individuals Covered 7 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No

Potentially related plans

• THE IOWA GREYHOUND ASSOCIATION 401(K) PLAN [EIN = 421300915]
• THE IOWA PRIMATE LEARNING SANCTUARY D/B/A GREAT APE TRUST OF IOWA DEFINED CONTRIBUTION RETIREMENT PLAN [EIN = 421526640]