401k Plan data: SPOONER RISK CONTROL SERVICES, INC. MULTIPLE EMPLOYER 401(K) PROFIT SHARING PLAN plan

SPOONER RISK CONTROL SERVICES, INC. MULTIPLE EMPLOYER 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	SPOONER RISK CONTROL SERVICES, INC. MULTIPLE EMPLOYER 401(K) PROFIT SHARING PLAN
Plan identification number	003

SPOONER RISK CONTROL SERVICES, INC. MULTIPLE EMPLOYER 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SPOONER RISK CONTROL SERVICES INC. has sponsored the creation of one or more 401k plans.

Company Name: SPOONER RISK CONTROL SERVICES INC.

Employer identification number (EIN): 421539435

NAIC Classification: 541600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPOONER RISK CONTROL SERVICES, INC. MULTIPLE EMPLOYER 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2015-01-01 PAUL MCEWAN
003 2015-01-01 PAUL MCEWAN
003 2014-03-01 PAUL MCEWAN

Plan id#	Filing Submission Date	Name of Administrator
003	2015-01-01	PAUL MCEWAN
003	2015-01-01	PAUL MCEWAN
003	2014-03-01	PAUL MCEWAN

Plan Statistics for SPOONER RISK CONTROL SERVICES, INC. MULTIPLE EMPLOYER 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for SPOONER RISK CONTROL SERVICES, INC. MULTIPLE EMPLOYER 401(K) PROFIT SHARING PLAN

Measure Date Value
2015: SPOONER RISK CONTROL SERVICES, INC. MULTIPLE EMPLOYER 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 126
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 116
Number of retired or separated participants receiving benefits 2015-01-01 3
Number of other retired or separated participants entitled to future benefits 2015-01-01 4
Total of all active and inactive participants 2015-01-01 123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 123
Number of participants with account balances 2015-01-01 114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SPOONER RISK CONTROL SERVICES, INC. MULTIPLE EMPLOYER 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-03-01 112
Total number of active participants reported on line 7a of the Form 5500 2014-03-01 121
Number of retired or separated participants receiving benefits 2014-03-01 1
Number of other retired or separated participants entitled to future benefits 2014-03-01 3
Total of all active and inactive participants 2014-03-01 125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-03-01 0
Total participants 2014-03-01 125
Number of participants with account balances 2014-03-01 123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-03-01 0

Measure	Date	Value
2015: SPOONER RISK CONTROL SERVICES, INC. MULTIPLE EMPLOYER 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	126
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	116
Number of retired or separated participants receiving benefits	2015-01-01	3
Number of other retired or separated participants entitled to future benefits	2015-01-01	4
Total of all active and inactive participants	2015-01-01	123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	123
Number of participants with account balances	2015-01-01	114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SPOONER RISK CONTROL SERVICES, INC. MULTIPLE EMPLOYER 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-03-01	112
Total number of active participants reported on line 7a of the Form 5500	2014-03-01	121
Number of retired or separated participants receiving benefits	2014-03-01	1
Number of other retired or separated participants entitled to future benefits	2014-03-01	3
Total of all active and inactive participants	2014-03-01	125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-03-01	0
Total participants	2014-03-01	125
Number of participants with account balances	2014-03-01	123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-03-01	0

Financial Data on SPOONER RISK CONTROL SERVICES, INC. MULTIPLE EMPLOYER 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2015 : SPOONER RISK CONTROL SERVICES, INC. MULTIPLE EMPLOYER 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$26,670
Total income from all sources (including contributions)	2015-12-31	$615,398
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$527,510
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$484,425
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$645,808
Value of total assets at end of year	2015-12-31	$5,683,819
Value of total assets at beginning of year	2015-12-31	$5,622,601
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$43,085
Total interest from all sources	2015-12-31	$4,776
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$141,037
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$141,037
Administrative expenses professional fees incurred	2015-12-31	$5,248
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$427,333
Participant contributions at end of year	2015-12-31	$130,762
Participant contributions at beginning of year	2015-12-31	$98,999
Participant contributions at beginning of year	2015-12-31	$126
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$2,034
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$33
Liabilities. Value of operating payables at beginning of year	2015-12-31	$26,670
Total non interest bearing cash at end of year	2015-12-31	$18,749
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$87,888
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$5,683,819
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$5,595,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$19,233
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$5,202,818
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$5,129,483
Interest on participant loans	2015-12-31	$4,623
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$319,032
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$272,604
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$272,604
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$153
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-176,223
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$216,441
Employer contributions (assets) at end of year	2015-12-31	$12,458
Employer contributions (assets) at beginning of year	2015-12-31	$121,356
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$484,425
Contract administrator fees	2015-12-31	$18,604
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CORRIGAN KRAUSE
Accountancy firm EIN	2015-12-31	371574855
2014 : SPOONER RISK CONTROL SERVICES, INC. MULTIPLE EMPLOYER 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$5,048,509
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$26,670
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$889,234
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$341,812
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$314,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$604,715
Value of total assets at end of year	2014-12-31	$5,622,601
Value of total assets at beginning of year	2014-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$27,300
Total interest from all sources	2014-12-31	$2,269
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$98,698
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$98,698
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$325,608
Participant contributions at end of year	2014-12-31	$98,999
Participant contributions at end of year	2014-12-31	$126
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$3,547
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$33
Liabilities. Value of operating payables at end of year	2014-12-31	$26,670
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$547,422
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$5,595,931
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$13,300
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$5,129,483
Interest on participant loans	2014-12-31	$2,244
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$272,604
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$25
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$183,552
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$275,560
Employer contributions (assets) at end of year	2014-12-31	$121,356
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$314,512
Contract administrator fees	2014-12-31	$14,000
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MCMANUS, DOSEN & CO.
Accountancy firm EIN	2014-12-31	341639529

Form 5500 Responses for SPOONER RISK CONTROL SERVICES, INC. MULTIPLE EMPLOYER 401(K) PROFIT SHARING PLAN

2015: SPOONER RISK CONTROL SERVICES, INC. MULTIPLE EMPLOYER 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Mulitple employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SPOONER RISK CONTROL SERVICES, INC. MULTIPLE EMPLOYER 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-03-01	Type of plan entity	Mulitple employer plan
2014-03-01	First time form 5500 has been submitted	Yes
2014-03-01	Submission has been amended	No
2014-03-01	This submission is the final filing	No
2014-03-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-03-01	Plan is a collectively bargained plan	No
2014-03-01	Plan funding arrangement – Trust	Yes
2014-03-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	SPOONER RISK CONTROL SERVICES INC.
Employer identification number (EIN):	421539435
NAIC Classification:	541600