401k Plan data: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN plan

FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 401k Plan overview

Plan Name	FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN
Plan identification number	002

FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Stock bonus
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

FIRST NIAGARA FINANCIAL GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name: FIRST NIAGARA FINANCIAL GROUP, INC.

Employer identification number (EIN): 421556195

NAIC Classification: 522120
NAIC Description: Savings Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2015-01-01 MARYLISA OROSS
002 2014-01-01 MARYLISA OROSS MARYLISA OROSS 2015-07-08
002 2013-01-01 MARYLISA OROSS MARYLISA OROSS 2014-07-09
002 2012-01-01 JULIE M. LAFOREST JULIE M. LAFOREST 2013-07-10
002 2011-01-01 JULIE M. LAFOREST JULIE M. LAFOREST 2012-07-11
002 2010-01-01 JULIE M. LAFOREST JULIE M. LAFOREST 2011-06-30
002 2009-01-01 JULIE M. LAFOREST JULIE M. LAFOREST 2010-07-27
002 2009-01-01 JULIE M. LAFOREST JULIE M. LAFOREST 2010-10-04

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2015-01-01	MARYLISA OROSS
002	2014-01-01	MARYLISA OROSS	MARYLISA OROSS	2015-07-08
002	2013-01-01	MARYLISA OROSS	MARYLISA OROSS	2014-07-09
002	2012-01-01	JULIE M. LAFOREST	JULIE M. LAFOREST	2013-07-10
002	2011-01-01	JULIE M. LAFOREST	JULIE M. LAFOREST	2012-07-11
002	2010-01-01	JULIE M. LAFOREST	JULIE M. LAFOREST	2011-06-30
002	2009-01-01	JULIE M. LAFOREST	JULIE M. LAFOREST	2010-07-27
002	2009-01-01	JULIE M. LAFOREST	JULIE M. LAFOREST	2010-10-04

Plan Statistics for FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN

401k plan membership statisitcs for FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN

Measure Date Value
2015: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 6,783
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 5,162
Number of retired or separated participants receiving benefits 2015-01-01 2
Number of other retired or separated participants entitled to future benefits 2015-01-01 1,022
Total of all active and inactive participants 2015-01-01 6,186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 11
Total participants 2015-01-01 6,197
Number of participants with account balances 2015-01-01 4,898
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 6,755
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 5,257
Number of retired or separated participants receiving benefits 2014-01-01 4
Number of other retired or separated participants entitled to future benefits 2014-01-01 1,194
Total of all active and inactive participants 2014-01-01 6,455
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 13
Total participants 2014-01-01 6,468
Number of participants with account balances 2014-01-01 5,386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 3
2013: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 7,504
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 5,890
Number of retired or separated participants receiving benefits 2013-01-01 5
Number of other retired or separated participants entitled to future benefits 2013-01-01 768
Total of all active and inactive participants 2013-01-01 6,663
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 9
Total participants 2013-01-01 6,672
Number of participants with account balances 2013-01-01 5,502
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 6,463
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 6,192
Number of retired or separated participants receiving benefits 2012-01-01 4
Number of other retired or separated participants entitled to future benefits 2012-01-01 1,187
Total of all active and inactive participants 2012-01-01 7,383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 6
Total participants 2012-01-01 7,389
Number of participants with account balances 2012-01-01 5,573
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 12
2011: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 4,634
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 5,492
Number of retired or separated participants receiving benefits 2011-01-01 3
Number of other retired or separated participants entitled to future benefits 2011-01-01 847
Total of all active and inactive participants 2011-01-01 6,342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 5
Total participants 2011-01-01 6,347
Number of participants with account balances 2011-01-01 4,272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 15
2010: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 3,435
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 3,858
Number of retired or separated participants receiving benefits 2010-01-01 2
Number of other retired or separated participants entitled to future benefits 2010-01-01 718
Total of all active and inactive participants 2010-01-01 4,578
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 5
Total participants 2010-01-01 4,583
Number of participants with account balances 2010-01-01 3,395
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 35
2009: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,348
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2,884
Number of retired or separated participants receiving benefits 2009-01-01 2
Number of other retired or separated participants entitled to future benefits 2009-01-01 479
Total of all active and inactive participants 2009-01-01 3,365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 4
Total participants 2009-01-01 3,369
Number of participants with account balances 2009-01-01 2,549
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 32

Measure	Date	Value
2015: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	6,783
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	5,162
Number of retired or separated participants receiving benefits	2015-01-01	2
Number of other retired or separated participants entitled to future benefits	2015-01-01	1,022
Total of all active and inactive participants	2015-01-01	6,186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	11
Total participants	2015-01-01	6,197
Number of participants with account balances	2015-01-01	4,898
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	6,755
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	5,257
Number of retired or separated participants receiving benefits	2014-01-01	4
Number of other retired or separated participants entitled to future benefits	2014-01-01	1,194
Total of all active and inactive participants	2014-01-01	6,455
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	13
Total participants	2014-01-01	6,468
Number of participants with account balances	2014-01-01	5,386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	3
2013: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	7,504
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	5,890
Number of retired or separated participants receiving benefits	2013-01-01	5
Number of other retired or separated participants entitled to future benefits	2013-01-01	768
Total of all active and inactive participants	2013-01-01	6,663
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	9
Total participants	2013-01-01	6,672
Number of participants with account balances	2013-01-01	5,502
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	6,463
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	6,192
Number of retired or separated participants receiving benefits	2012-01-01	4
Number of other retired or separated participants entitled to future benefits	2012-01-01	1,187
Total of all active and inactive participants	2012-01-01	7,383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	6
Total participants	2012-01-01	7,389
Number of participants with account balances	2012-01-01	5,573
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	12
2011: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	4,634
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	5,492
Number of retired or separated participants receiving benefits	2011-01-01	3
Number of other retired or separated participants entitled to future benefits	2011-01-01	847
Total of all active and inactive participants	2011-01-01	6,342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	5
Total participants	2011-01-01	6,347
Number of participants with account balances	2011-01-01	4,272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	15
2010: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	3,435
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	3,858
Number of retired or separated participants receiving benefits	2010-01-01	2
Number of other retired or separated participants entitled to future benefits	2010-01-01	718
Total of all active and inactive participants	2010-01-01	4,578
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	5
Total participants	2010-01-01	4,583
Number of participants with account balances	2010-01-01	3,395
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	35
2009: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,348
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2,884
Number of retired or separated participants receiving benefits	2009-01-01	2
Number of other retired or separated participants entitled to future benefits	2009-01-01	479
Total of all active and inactive participants	2009-01-01	3,365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	4
Total participants	2009-01-01	3,369
Number of participants with account balances	2009-01-01	2,549
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	32

Financial Data on FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN

Measure	Date	Value
2015 : FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$46,497,145
Total loss/gain on sale of assets	2015-12-31	$-884,945
Total of all expenses incurred	2015-12-31	$40,321,222
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$39,994,446
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$40,293,717
Value of total assets at end of year	2015-12-31	$287,207,348
Value of total assets at beginning of year	2015-12-31	$281,031,425
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$326,776
Total interest from all sources	2015-12-31	$271,285
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$9,403,935
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$8,515,956
Administrative expenses professional fees incurred	2015-12-31	$326,776
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$40,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$23,623,417
Participant contributions at end of year	2015-12-31	$5,985,459
Participant contributions at beginning of year	2015-12-31	$6,598,425
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$3,338,123
Total non interest bearing cash at end of year	2015-12-31	$1,219,783
Total non interest bearing cash at beginning of year	2015-12-31	$1,376,120
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$6,175,923
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$287,207,348
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$281,031,425
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$238,227,389
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$233,683,817
Interest on participant loans	2015-12-31	$270,723
Value of interest in common/collective trusts at end of year	2015-12-31	$8,359,047
Value of interest in common/collective trusts at beginning of year	2015-12-31	$9,708,976
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$5,692,477
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$4,810,112
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$4,810,112
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$562
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-2,678,690
Net investment gain or loss from common/collective trusts	2015-12-31	$91,843
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$27,723,193
Assets. Invements in employer securities at beginning of year	2015-12-31	$24,853,975
Contributions received in cash from employer	2015-12-31	$13,332,177
Income. Dividends from common stock	2015-12-31	$887,979
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$39,994,446
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$5,681,891
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$6,566,836
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	INSERO & CO. CPAS, LLP
Accountancy firm EIN	2015-12-31	475324570
2014 : FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$-5,023,296
Total unrealized appreciation/depreciation of assets	2014-12-31	$-5,023,296
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$53,965,689
Total loss/gain on sale of assets	2014-12-31	$-1,105,997
Total of all expenses incurred	2014-12-31	$28,021,747
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$27,651,659
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$42,640,508
Value of total assets at end of year	2014-12-31	$281,031,425
Value of total assets at beginning of year	2014-12-31	$255,087,483
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$370,088
Total interest from all sources	2014-12-31	$258,430
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$9,509,319
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$8,599,525
Administrative expenses professional fees incurred	2014-12-31	$370,088
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$40,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$24,642,667
Participant contributions at end of year	2014-12-31	$6,598,425
Participant contributions at beginning of year	2014-12-31	$5,784,571
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$3,885,855
Total non interest bearing cash at end of year	2014-12-31	$1,376,120
Total non interest bearing cash at beginning of year	2014-12-31	$147,737
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$25,943,942
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$281,031,425
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$255,087,483
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$233,683,817
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$204,657,907
Interest on participant loans	2014-12-31	$257,934
Value of interest in common/collective trusts at end of year	2014-12-31	$9,708,976
Value of interest in common/collective trusts at beginning of year	2014-12-31	$9,987,573
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$4,810,112
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$4,701,150
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$4,701,150
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$496
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$7,489,559
Net investment gain or loss from common/collective trusts	2014-12-31	$197,166
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$24,853,975
Assets. Invements in employer securities at beginning of year	2014-12-31	$29,808,545
Contributions received in cash from employer	2014-12-31	$14,111,986
Income. Dividends from common stock	2014-12-31	$909,794
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$27,651,659
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$4,282,348
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$5,388,345
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	INSERO & COMPANY CPAS PC
Accountancy firm EIN	2014-12-31	161016457
2013 : FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$7,670,883
Total unrealized appreciation/depreciation of assets	2013-12-31	$7,670,883
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$85,002,461
Total loss/gain on sale of assets	2013-12-31	$57,445
Total of all expenses incurred	2013-12-31	$19,754,253
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$19,556,434
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$42,411,814
Value of total assets at end of year	2013-12-31	$255,087,483
Value of total assets at beginning of year	2013-12-31	$189,839,275
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$197,819
Total interest from all sources	2013-12-31	$204,139
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$6,830,692
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$5,909,226
Administrative expenses professional fees incurred	2013-12-31	$197,819
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$40,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$23,130,455
Participant contributions at end of year	2013-12-31	$5,784,571
Participant contributions at beginning of year	2013-12-31	$4,516,183
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$5,804,887
Total non interest bearing cash at end of year	2013-12-31	$147,737
Total non interest bearing cash at beginning of year	2013-12-31	$70,948
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$65,248,208
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$255,087,483
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$189,839,275
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$204,657,907
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$149,009,211
Interest on participant loans	2013-12-31	$203,575
Value of interest in common/collective trusts at end of year	2013-12-31	$9,987,573
Value of interest in common/collective trusts at beginning of year	2013-12-31	$8,701,650
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$4,701,150
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$4,159,329
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$4,159,329
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$564
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$27,763,031
Net investment gain or loss from common/collective trusts	2013-12-31	$64,457
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$29,808,545
Assets. Invements in employer securities at beginning of year	2013-12-31	$23,381,954
Contributions received in cash from employer	2013-12-31	$13,476,472
Income. Dividends from common stock	2013-12-31	$921,466
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$19,556,434
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$5,715,792
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$5,658,347
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2013-12-31	161131146
2012 : FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$-1,192,371
Total unrealized appreciation/depreciation of assets	2012-12-31	$-1,192,371
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$61,572,704
Total loss/gain on sale of assets	2012-12-31	$-781,302
Total of all expenses incurred	2012-12-31	$15,310,442
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$15,099,795
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$47,084,295
Value of total assets at end of year	2012-12-31	$189,839,275
Value of total assets at beginning of year	2012-12-31	$143,577,013
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$210,647
Total interest from all sources	2012-12-31	$168,002
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$5,341,067
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$4,475,126
Administrative expenses professional fees incurred	2012-12-31	$210,647
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$40,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$19,979,552
Participant contributions at end of year	2012-12-31	$4,516,183
Participant contributions at beginning of year	2012-12-31	$3,264,307
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$15,173,434
Total non interest bearing cash at end of year	2012-12-31	$70,948
Total non interest bearing cash at beginning of year	2012-12-31	$251,828
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Income. Non cash contributions	2012-12-31	$681,752
Value of net income/loss	2012-12-31	$46,262,262
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$189,839,275
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$143,577,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$149,009,211
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$107,689,532
Interest on participant loans	2012-12-31	$167,639
Value of interest in common/collective trusts at end of year	2012-12-31	$8,701,650
Value of interest in common/collective trusts at beginning of year	2012-12-31	$7,062,712
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$4,159,329
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$3,449,707
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$3,449,707
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$363
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$10,865,589
Net investment gain or loss from common/collective trusts	2012-12-31	$87,424
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$23,381,954
Assets. Invements in employer securities at beginning of year	2012-12-31	$21,858,927
Contributions received in cash from employer	2012-12-31	$11,249,557
Income. Dividends from common stock	2012-12-31	$865,941
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$15,099,795
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$2,884,264
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$3,665,566
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2012-12-31	161131146
2011 : FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-11,561,042
Total unrealized appreciation/depreciation of assets	2011-12-31	$-11,561,042
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$99
Total income from all sources (including contributions)	2011-12-31	$15,980,319
Total loss/gain on sale of assets	2011-12-31	$-770,732
Total of all expenses incurred	2011-12-31	$10,848,383
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$10,537,837
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$27,481,663
Value of total assets at end of year	2011-12-31	$143,577,013
Value of total assets at beginning of year	2011-12-31	$138,445,176
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$310,546
Total interest from all sources	2011-12-31	$158,199
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$4,310,868
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$2,855,963
Administrative expenses professional fees incurred	2011-12-31	$310,546
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$40,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$15,231,347
Participant contributions at end of year	2011-12-31	$3,264,307
Participant contributions at beginning of year	2011-12-31	$3,260,324
Participant contributions at beginning of year	2011-12-31	$3,347
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$3,417,076
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$99
Other income not declared elsewhere	2011-12-31	$-359,356
Total non interest bearing cash at end of year	2011-12-31	$251,828
Total non interest bearing cash at beginning of year	2011-12-31	$754,648
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$5,131,936
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$143,577,013
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$138,445,077
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$107,689,532
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$94,964,993
Interest on participant loans	2011-12-31	$157,826
Value of interest in common/collective trusts at end of year	2011-12-31	$7,062,712
Value of interest in common/collective trusts at beginning of year	2011-12-31	$5,371,103
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$3,449,707
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$3,258,846
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$3,258,846
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$373
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-3,391,429
Net investment gain or loss from common/collective trusts	2011-12-31	$112,148
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$21,858,927
Assets. Invements in employer securities at beginning of year	2011-12-31	$30,830,220
Contributions received in cash from employer	2011-12-31	$8,833,240
Employer contributions (assets) at beginning of year	2011-12-31	$1,695
Income. Dividends from common stock	2011-12-31	$1,454,905
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$10,537,837
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$2,831,325
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$3,602,057
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2011-12-31	161131146
2010 : FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$806,465
Total unrealized appreciation/depreciation of assets	2010-12-31	$806,465
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$99
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$33,310,368
Total loss/gain on sale of assets	2010-12-31	$-325,167
Total of all expenses incurred	2010-12-31	$4,959,304
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$4,739,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$20,581,064
Value of total assets at end of year	2010-12-31	$138,445,176
Value of total assets at beginning of year	2010-12-31	$110,094,013
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$219,552
Total interest from all sources	2010-12-31	$140,180
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$3,133,441
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,969,831
Administrative expenses professional fees incurred	2010-12-31	$219,552
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$40,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$10,829,309
Participant contributions at end of year	2010-12-31	$3,260,324
Participant contributions at beginning of year	2010-12-31	$2,667,520
Participant contributions at end of year	2010-12-31	$3,347
Participant contributions at beginning of year	2010-12-31	$7,559
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$3,460,801
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$380
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$99
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$47,797
Total non interest bearing cash at end of year	2010-12-31	$754,648
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$28,351,064
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$138,445,077
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$110,094,013
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$94,964,993
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$72,473,708
Interest on participant loans	2010-12-31	$139,865
Value of interest in common/collective trusts at end of year	2010-12-31	$5,371,103
Value of interest in common/collective trusts at beginning of year	2010-12-31	$4,813,771
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$3,258,846
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$3,027,983
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$3,027,983
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$315
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$8,819,485
Net investment gain or loss from common/collective trusts	2010-12-31	$107,103
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$30,830,220
Assets. Invements in employer securities at beginning of year	2010-12-31	$27,103,092
Contributions received in cash from employer	2010-12-31	$6,290,954
Employer contributions (assets) at end of year	2010-12-31	$1,695
Employer contributions (assets) at beginning of year	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$1,163,610
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$4,739,752
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$1,743,459
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$2,068,626
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	BONADIO & CO., LLP
Accountancy firm EIN	2010-12-31	161131146
Total income from all sources	2010-01-31	$19
Expenses. Total of all expenses incurred	2010-01-31	$14,479
Benefits paid (including direct rollovers)	2010-01-31	$14,479
Total plan assets at end of year	2010-01-31	$0
Total plan assets at beginning of year	2010-01-31	$14,460
Value of fidelity bond covering the plan	2010-01-31	$10,000,000
Other income received	2010-01-31	$19
Net income (gross income less expenses)	2010-01-31	$-14,460
Net plan assets at end of year (total assets less liabilities)	2010-01-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2010-01-31	$14,460
2009 : FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN

2015: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: FIRST NIAGARA FINANCIAL GROUP, INC. 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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FIRST NIAGARA FINANCIAL GROUP INC. WELFARE BENEFITS PLAN [EIN = 346542451]

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Company Name:	FIRST NIAGARA FINANCIAL GROUP, INC.
Employer identification number (EIN):	421556195
NAIC Classification:	522120
NAIC Description:	Savings Institutions