401k Plan data: GAM 401K PROFIT SHARING PLAN plan

GAM 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	GAM 401K PROFIT SHARING PLAN
Plan identification number	001

GAM 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GORDON ASSET MANAGEMENT, LLC has sponsored the creation of one or more 401k plans.

Company Name: GORDON ASSET MANAGEMENT, LLC

Employer identification number (EIN): 421582751

NAIC Classification: 523900

Additional information about GORDON ASSET MANAGEMENT, LLC

Jurisdiction of Incorporation: North Carolina Secretary of State

Incorporation Date:

Company Identification Number: 0698175

More information about GORDON ASSET MANAGEMENT, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GAM 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 TODD ZEMPEL 2023-09-12
001 2021-01-01 JOE GORDON 2022-07-14
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 DAVID T MISENHEIMER
001 2016-01-01 DAVID T MISENHEIMER
001 2016-01-01 DAVID T MISENHEIMER
001 2015-01-01 DAVID T MISENHEIMER
001 2014-01-01 DAVID T MISENHEIMER
001 2013-01-01 DAVID T MISENHEIMER
001 2012-01-01 DAVID T MISENHEIMER 2013-06-12
001 2011-01-01 TODD MISENHEIMER 2012-09-27
001 2010-01-01 TODD MISENHEIMER 2011-03-22

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	TODD ZEMPEL	2023-09-12
001	2021-01-01	JOE GORDON	2022-07-14
001	2020-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	DAVID T MISENHEIMER
001	2016-01-01	DAVID T MISENHEIMER
001	2016-01-01	DAVID T MISENHEIMER
001	2015-01-01	DAVID T MISENHEIMER
001	2014-01-01	DAVID T MISENHEIMER
001	2013-01-01	DAVID T MISENHEIMER
001	2012-01-01	DAVID T MISENHEIMER	2013-06-12
001	2011-01-01	TODD MISENHEIMER	2012-09-27
001	2010-01-01	TODD MISENHEIMER	2011-03-22

Plan Statistics for GAM 401K PROFIT SHARING PLAN

401k plan membership statisitcs for GAM 401K PROFIT SHARING PLAN

Measure Date Value
2020: GAM 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 6
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 5
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 1
Total of all active and inactive participants 2020-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 6
Number of participants with account balances 2020-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: GAM 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 5
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 0
Total of all active and inactive participants 2019-01-01 6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 6
Number of participants with account balances 2019-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 2
2018: GAM 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 17
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 13
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 2
Total of all active and inactive participants 2018-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 15
Number of participants with account balances 2018-01-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 1
2017: GAM 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 14
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 2
Total of all active and inactive participants 2017-01-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 16
Number of participants with account balances 2017-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 2
2016: GAM 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 17
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 16
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 16
Number of participants with account balances 2016-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: GAM 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 15
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 1
Total of all active and inactive participants 2015-01-01 16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 16
Number of participants with account balances 2015-01-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 1
2014: GAM 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 12
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 12
Number of participants with account balances 2014-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: GAM 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 9
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 9
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 9
Number of participants with account balances 2013-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0

Measure	Date	Value
2020: GAM 401K PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	6
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	5
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	1
Total of all active and inactive participants	2020-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	6
Number of participants with account balances	2020-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: GAM 401K PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	5
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	0
Total of all active and inactive participants	2019-01-01	6
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	6
Number of participants with account balances	2019-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	2
2018: GAM 401K PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	17
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	13
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	2
Total of all active and inactive participants	2018-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	15
Number of participants with account balances	2018-01-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	1
2017: GAM 401K PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	14
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	2
Total of all active and inactive participants	2017-01-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	16
Number of participants with account balances	2017-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	2
2016: GAM 401K PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	17
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	16
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	16
Number of participants with account balances	2016-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: GAM 401K PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	15
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	1
Total of all active and inactive participants	2015-01-01	16
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	16
Number of participants with account balances	2015-01-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	1
2014: GAM 401K PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	12
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	12
Number of participants with account balances	2014-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: GAM 401K PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	9
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	9
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	9
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	9
Number of participants with account balances	2013-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0

Financial Data on GAM 401K PROFIT SHARING PLAN

Measure	Date	Value
2020 : GAM 401K PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$179,929
Expenses. Total of all expenses incurred	2020-12-31	$47,639
Benefits paid (including direct rollovers)	2020-12-31	$46,984
Total plan assets at end of year	2020-12-31	$399,556
Total plan assets at beginning of year	2020-12-31	$267,266
Value of fidelity bond covering the plan	2020-12-31	$300,000
Total contributions received or receivable from participants	2020-12-31	$55,225
Contributions received from other sources (not participants or employers)	2020-12-31	$10,718
Other income received	2020-12-31	$55,076
Net income (gross income less expenses)	2020-12-31	$132,290
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$399,556
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$267,266
Assets. Value of participant loans	2020-12-31	$10,339
Assets. Value of real-estate (other than employer real property)	2020-12-31	$0
Total contributions received or receivable from employer(s)	2020-12-31	$58,910
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$655
2019 : GAM 401K PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$226,053
Expenses. Total of all expenses incurred	2019-12-31	$1,992,065
Benefits paid (including direct rollovers)	2019-12-31	$1,990,814
Total plan assets at end of year	2019-12-31	$267,266
Total plan assets at beginning of year	2019-12-31	$2,033,278
Value of fidelity bond covering the plan	2019-12-31	$300,000
Total contributions received or receivable from participants	2019-12-31	$25,398
Other income received	2019-12-31	$194,667
Net income (gross income less expenses)	2019-12-31	$-1,766,012
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$267,266
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$2,033,278
Assets. Value of participant loans	2019-12-31	$15,299
Assets. Value of real-estate (other than employer real property)	2019-12-31	$8,983
Total contributions received or receivable from employer(s)	2019-12-31	$5,988
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$1,251
2018 : GAM 401K PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$-5,809
Expenses. Total of all expenses incurred	2018-12-31	$108,885
Benefits paid (including direct rollovers)	2018-12-31	$108,085
Total plan assets at end of year	2018-12-31	$2,033,278
Total plan assets at beginning of year	2018-12-31	$2,147,972
Value of fidelity bond covering the plan	2018-12-31	$300,000
Total contributions received or receivable from participants	2018-12-31	$136,030
Contributions received from other sources (not participants or employers)	2018-12-31	$1,066
Other income received	2018-12-31	$-226,057
Net income (gross income less expenses)	2018-12-31	$-114,694
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$2,033,278
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$2,147,972
Assets. Value of participant loans	2018-12-31	$63,366
Assets. Value of real-estate (other than employer real property)	2018-12-31	$12,139
Total contributions received or receivable from employer(s)	2018-12-31	$83,152
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$800
2017 : GAM 401K PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$518,493
Expenses. Total of all expenses incurred	2017-12-31	$380,583
Benefits paid (including direct rollovers)	2017-12-31	$380,000
Total plan assets at end of year	2017-12-31	$2,147,972
Total plan assets at beginning of year	2017-12-31	$2,010,062
Value of fidelity bond covering the plan	2017-12-31	$300,000
Total contributions received or receivable from participants	2017-12-31	$118,677
Other income received	2017-12-31	$283,869
Net income (gross income less expenses)	2017-12-31	$137,910
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$2,147,972
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$2,010,062
Assets. Value of participant loans	2017-12-31	$82,916
Assets. Value of real-estate (other than employer real property)	2017-12-31	$9,468
Total contributions received or receivable from employer(s)	2017-12-31	$115,947
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$583
2016 : GAM 401K PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$370,364
Expenses. Total of all expenses incurred	2016-12-31	$456
Benefits paid (including direct rollovers)	2016-12-31	$216
Total plan assets at end of year	2016-12-31	$1,972,440
Total plan assets at beginning of year	2016-12-31	$1,602,532
Value of fidelity bond covering the plan	2016-12-31	$300,000
Total contributions received or receivable from participants	2016-12-31	$97,709
Contributions received from other sources (not participants or employers)	2016-12-31	$6,700
Other income received	2016-12-31	$139,644
Net income (gross income less expenses)	2016-12-31	$369,908
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,972,440
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,602,532
Assets. Value of participant loans	2016-12-31	$47,076
Assets. Value of real-estate (other than employer real property)	2016-12-31	$25,000
Total contributions received or receivable from employer(s)	2016-12-31	$126,311
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$240
2015 : GAM 401K PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$195,423
Expenses. Total of all expenses incurred	2015-12-31	$7,629
Benefits paid (including direct rollovers)	2015-12-31	$6,261
Total plan assets at end of year	2015-12-31	$1,602,532
Total plan assets at beginning of year	2015-12-31	$1,414,738
Value of fidelity bond covering the plan	2015-12-31	$440,000
Total contributions received or receivable from participants	2015-12-31	$104,519
Other income received	2015-12-31	$-28,085
Net income (gross income less expenses)	2015-12-31	$187,794
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$1,602,532
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$1,414,738
Assets. Value of participant loans	2015-12-31	$66,256
Assets. Value of employer real property	2015-12-31	$25,000
Total contributions received or receivable from employer(s)	2015-12-31	$118,989
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$1,368
2014 : GAM 401K PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$291,343
Expenses. Total of all expenses incurred	2014-12-31	$247
Total plan assets at end of year	2014-12-31	$1,414,738
Total plan assets at beginning of year	2014-12-31	$1,123,642
Value of fidelity bond covering the plan	2014-12-31	$440,000
Total contributions received or receivable from participants	2014-12-31	$105,577
Expenses. Other expenses not covered elsewhere	2014-12-31	$58
Contributions received from other sources (not participants or employers)	2014-12-31	$1,730
Other income received	2014-12-31	$52,761
Net income (gross income less expenses)	2014-12-31	$291,096
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$1,414,738
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,123,642
Assets. Value of participant loans	2014-12-31	$48,160
Assets. Value of employer real property	2014-12-31	$25,000
Total contributions received or receivable from employer(s)	2014-12-31	$131,275
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$189
2013 : GAM 401K PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$237,845
Expenses. Total of all expenses incurred	2013-12-31	$29
Total plan assets at end of year	2013-12-31	$1,123,642
Total plan assets at beginning of year	2013-12-31	$885,826
Value of fidelity bond covering the plan	2013-12-31	$440,000
Total contributions received or receivable from participants	2013-12-31	$105,703
Other income received	2013-12-31	$26,071
Net income (gross income less expenses)	2013-12-31	$237,816
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,123,642
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$885,826
Assets. Value of participant loans	2013-12-31	$58,902
Total contributions received or receivable from employer(s)	2013-12-31	$106,071
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$29

Form 5500 Responses for GAM 401K PROFIT SHARING PLAN

2020: GAM 401K PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: GAM 401K PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: GAM 401K PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: GAM 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: GAM 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: GAM 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: GAM 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: GAM 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )

Policy contract number

E0850166

Policy instance

Insurance contract or identification number	E0850166
Number of Individuals Covered	0
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-07
Insurance broker organization code?	7
Insurance broker name	GORDON ASSET MANAGEMENT, LLC

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )

Policy contract number

E0850166

Policy instance

Insurance contract or identification number	E0850166
Number of Individuals Covered	1
Total amount of commissions paid to insurance broker	USD $127
Commission paid to Insurance Broker	USD $127
Insurance broker organization code?	7
Insurance broker name	GORDON ASSET MANAGEMENT, LLC

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )

Policy contract number

E0850166

Policy instance

Insurance contract or identification number	E0850166
Number of Individuals Covered	1
Total amount of commissions paid to insurance broker	USD $119
Commission paid to Insurance Broker	USD $119
Insurance broker name	GORDON ASSET MANAGEMENT, LLC

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Company Name:	GORDON ASSET MANAGEMENT, LLC
Employer identification number (EIN):	421582751
NAIC Classification:	523900

Jurisdiction of Incorporation:	North Carolina Secretary of State
Incorporation Date:
Company Identification Number:	0698175