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GAM 401K PROFIT SHARING PLAN 401k Plan overview

Plan NameGAM 401K PROFIT SHARING PLAN
Plan identification number 001

GAM 401K PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GORDON ASSET MANAGEMENT, LLC has sponsored the creation of one or more 401k plans.

Company Name:GORDON ASSET MANAGEMENT, LLC
Employer identification number (EIN):421582751
NAIC Classification:523900

Additional information about GORDON ASSET MANAGEMENT, LLC

Jurisdiction of Incorporation: North Carolina Secretary of State
Incorporation Date:
Company Identification Number: 0698175

More information about GORDON ASSET MANAGEMENT, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GAM 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01TODD ZEMPEL2024-07-29
0012022-01-01TODD ZEMPEL2023-09-12
0012021-01-01JOE GORDON2022-07-14
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01DAVID T MISENHEIMER
0012016-01-01DAVID T MISENHEIMER
0012016-01-01DAVID T MISENHEIMER
0012015-01-01DAVID T MISENHEIMER
0012014-01-01DAVID T MISENHEIMER
0012013-01-01DAVID T MISENHEIMER
0012012-01-01DAVID T MISENHEIMER2013-06-12
0012011-01-01TODD MISENHEIMER2012-09-27
0012010-01-01TODD MISENHEIMER2011-03-22

Financial Data on GAM 401K PROFIT SHARING PLAN

Measure Date Value
2025 : GAM 401K PROFIT SHARING PLAN 2025 401k financial data
Total expenses incurred by plan in this plan year2025-08-21101796
Net assets as of the end of the plan year2025-08-21727633
Total assets as of the beginning of the plan year2025-08-21637294
Value of plan covered by a fidelity bond2025-08-2170000
Participant contributions to plan in this plan year2025-08-2159083
Other income to plan in this plan year2025-08-2176518
Plan net income in this plan year2025-08-2190339
Net assets as of the end of the plan year2025-08-21727633
Net assets as of the beginning of the plan year2025-08-21637294
Employer contributions to plan in this plan year2025-08-2156534
Expensese paid to adminstrative service provicers from plan in this plan year2025-08-21610
2024 : GAM 401K PROFIT SHARING PLAN 2024 401k financial data
Total expenses incurred by plan in this plan year2024-07-29105819
Net assets as of the end of the plan year2024-07-29637294
Total assets as of the beginning of the plan year2024-07-29554788
Value of plan covered by a fidelity bond2024-07-2970000
Participant contributions to plan in this plan year2024-07-2962500
Other contributions to plan in this plan year2024-07-290
Other income to plan in this plan year2024-07-2957300
Plan net income in this plan year2024-07-2982506
Net assets as of the end of the plan year2024-07-29637294
Net assets as of the beginning of the plan year2024-07-29554788
Employer contributions to plan in this plan year2024-07-2968525
Expensese paid to adminstrative service provicers from plan in this plan year2024-07-29515
2022 : GAM 401K PROFIT SHARING PLAN 2022 401k financial data
Total expenses incurred by plan in this plan year2022-07-1479873
Net assets as of the end of the plan year2022-07-14633448
Total assets as of the beginning of the plan year2022-07-14399556
Value of plan covered by a fidelity bond2022-07-14300000
Participant contributions to plan in this plan year2022-07-1455659
Value of participant loans at end of plan year2022-07-1425031
Other contributions to plan in this plan year2022-07-14140085
Other income to plan in this plan year2022-07-1457997
Plan net income in this plan year2022-07-14233892
Net assets as of the end of the plan year2022-07-14633448
Net assets as of the beginning of the plan year2022-07-14399556
Employer contributions to plan in this plan year2022-07-1460024
Expensese paid to adminstrative service provicers from plan in this plan year2022-07-14680
2020 : GAM 401K PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources2020-12-31$179,929
Expenses. Total of all expenses incurred2020-12-31$47,639
Benefits paid (including direct rollovers)2020-12-31$46,984
Total plan assets at end of year2020-12-31$399,556
Total plan assets at beginning of year2020-12-31$267,266
Value of fidelity bond covering the plan2020-12-31$300,000
Total contributions received or receivable from participants2020-12-31$55,225
Contributions received from other sources (not participants or employers)2020-12-31$10,718
Other income received2020-12-31$55,076
Net income (gross income less expenses)2020-12-31$132,290
Net plan assets at end of year (total assets less liabilities)2020-12-31$399,556
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$267,266
Assets. Value of participant loans2020-12-31$10,339
Assets. Value of real-estate (other than employer real property)2020-12-31$0
Total contributions received or receivable from employer(s)2020-12-31$58,910
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$655
2019 : GAM 401K PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources2019-12-31$226,053
Expenses. Total of all expenses incurred2019-12-31$1,992,065
Benefits paid (including direct rollovers)2019-12-31$1,990,814
Total plan assets at end of year2019-12-31$267,266
Total plan assets at beginning of year2019-12-31$2,033,278
Value of fidelity bond covering the plan2019-12-31$300,000
Total contributions received or receivable from participants2019-12-31$25,398
Other income received2019-12-31$194,667
Net income (gross income less expenses)2019-12-31$-1,766,012
Net plan assets at end of year (total assets less liabilities)2019-12-31$267,266
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$2,033,278
Assets. Value of participant loans2019-12-31$15,299
Assets. Value of real-estate (other than employer real property)2019-12-31$8,983
Total contributions received or receivable from employer(s)2019-12-31$5,988
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$1,251
2018 : GAM 401K PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$-5,809
Expenses. Total of all expenses incurred2018-12-31$108,885
Benefits paid (including direct rollovers)2018-12-31$108,085
Total plan assets at end of year2018-12-31$2,033,278
Total plan assets at beginning of year2018-12-31$2,147,972
Value of fidelity bond covering the plan2018-12-31$300,000
Total contributions received or receivable from participants2018-12-31$136,030
Contributions received from other sources (not participants or employers)2018-12-31$1,066
Other income received2018-12-31$-226,057
Net income (gross income less expenses)2018-12-31$-114,694
Net plan assets at end of year (total assets less liabilities)2018-12-31$2,033,278
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$2,147,972
Assets. Value of participant loans2018-12-31$63,366
Assets. Value of real-estate (other than employer real property)2018-12-31$12,139
Total contributions received or receivable from employer(s)2018-12-31$83,152
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$800
2017 : GAM 401K PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$518,493
Expenses. Total of all expenses incurred2017-12-31$380,583
Benefits paid (including direct rollovers)2017-12-31$380,000
Total plan assets at end of year2017-12-31$2,147,972
Total plan assets at beginning of year2017-12-31$2,010,062
Value of fidelity bond covering the plan2017-12-31$300,000
Total contributions received or receivable from participants2017-12-31$118,677
Other income received2017-12-31$283,869
Net income (gross income less expenses)2017-12-31$137,910
Net plan assets at end of year (total assets less liabilities)2017-12-31$2,147,972
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,010,062
Assets. Value of participant loans2017-12-31$82,916
Assets. Value of real-estate (other than employer real property)2017-12-31$9,468
Total contributions received or receivable from employer(s)2017-12-31$115,947
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$583
2016 : GAM 401K PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$370,364
Expenses. Total of all expenses incurred2016-12-31$456
Benefits paid (including direct rollovers)2016-12-31$216
Total plan assets at end of year2016-12-31$1,972,440
Total plan assets at beginning of year2016-12-31$1,602,532
Value of fidelity bond covering the plan2016-12-31$300,000
Total contributions received or receivable from participants2016-12-31$97,709
Contributions received from other sources (not participants or employers)2016-12-31$6,700
Other income received2016-12-31$139,644
Net income (gross income less expenses)2016-12-31$369,908
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,972,440
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,602,532
Assets. Value of participant loans2016-12-31$47,076
Assets. Value of real-estate (other than employer real property)2016-12-31$25,000
Total contributions received or receivable from employer(s)2016-12-31$126,311
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$240
2015 : GAM 401K PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$195,423
Expenses. Total of all expenses incurred2015-12-31$7,629
Benefits paid (including direct rollovers)2015-12-31$6,261
Total plan assets at end of year2015-12-31$1,602,532
Total plan assets at beginning of year2015-12-31$1,414,738
Value of fidelity bond covering the plan2015-12-31$440,000
Total contributions received or receivable from participants2015-12-31$104,519
Other income received2015-12-31$-28,085
Net income (gross income less expenses)2015-12-31$187,794
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,602,532
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,414,738
Assets. Value of participant loans2015-12-31$66,256
Assets. Value of employer real property2015-12-31$25,000
Total contributions received or receivable from employer(s)2015-12-31$118,989
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$1,368
2014 : GAM 401K PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$291,343
Expenses. Total of all expenses incurred2014-12-31$247
Total plan assets at end of year2014-12-31$1,414,738
Total plan assets at beginning of year2014-12-31$1,123,642
Value of fidelity bond covering the plan2014-12-31$440,000
Total contributions received or receivable from participants2014-12-31$105,577
Expenses. Other expenses not covered elsewhere2014-12-31$58
Contributions received from other sources (not participants or employers)2014-12-31$1,730
Other income received2014-12-31$52,761
Net income (gross income less expenses)2014-12-31$291,096
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,414,738
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,123,642
Assets. Value of participant loans2014-12-31$48,160
Assets. Value of employer real property2014-12-31$25,000
Total contributions received or receivable from employer(s)2014-12-31$131,275
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$189
2013 : GAM 401K PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$237,845
Expenses. Total of all expenses incurred2013-12-31$29
Total plan assets at end of year2013-12-31$1,123,642
Total plan assets at beginning of year2013-12-31$885,826
Value of fidelity bond covering the plan2013-12-31$440,000
Total contributions received or receivable from participants2013-12-31$105,703
Other income received2013-12-31$26,071
Net income (gross income less expenses)2013-12-31$237,816
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,123,642
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$885,826
Assets. Value of participant loans2013-12-31$58,902
Total contributions received or receivable from employer(s)2013-12-31$106,071
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$29

Form 5500 Responses for GAM 401K PROFIT SHARING PLAN

2020: GAM 401K PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: GAM 401K PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: GAM 401K PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: GAM 401K PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: GAM 401K PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: GAM 401K PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: GAM 401K PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: GAM 401K PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE0850166
Policy instance 1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE0850166
Policy instance 1
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract numberE0850166
Policy instance 1

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