401k Plan data: GAM, LLC CASH BALANCE PENSION PLAN plan

GAM, LLC CASH BALANCE PENSION PLAN 401k Plan overview

Plan Name	GAM, LLC CASH BALANCE PENSION PLAN
Plan identification number	002

GAM, LLC CASH BALANCE PENSION PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Plan covering Self-Employed individuals.

401k Sponsoring company profile

GORDON ASSET MANAGEMENT, LLC has sponsored the creation of one or more 401k plans.

Company Name: GORDON ASSET MANAGEMENT, LLC

Employer identification number (EIN): 421582751

NAIC Classification: 523900

Additional information about GORDON ASSET MANAGEMENT, LLC

Jurisdiction of Incorporation: North Carolina Secretary of State

Incorporation Date:

Company Identification Number: 0698175

More information about GORDON ASSET MANAGEMENT, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GAM, LLC CASH BALANCE PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 JOSEPH GORDON JOSEPH GORDON 2018-10-01
002 2016-01-01 JOSEPH GORDON JOSEPH GORDON 2017-09-22
002 2015-01-01 JOSEPH GORDON JOSEPH GORDON 2016-09-07
002 2014-01-01 JOSEPH GORDON JOSEPH GORDON 2015-09-10
002 2013-01-01 JOSEPH GORDON JOSEPH GORDON 2014-09-15
002 2012-01-01 JOSEPH GORDON JOSEPH GORDON 2013-10-01
002 2011-01-01 JOSEPH M. GORDON JOSEPH M. GORDON 2012-09-19
002 2010-01-01 JOSEPH GORDON JOSEPH GORDON 2011-09-07

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2020-01-01
002	2019-01-01
002	2018-01-01
002	2017-01-01	JOSEPH GORDON	JOSEPH GORDON	2018-10-01
002	2016-01-01	JOSEPH GORDON	JOSEPH GORDON	2017-09-22
002	2015-01-01	JOSEPH GORDON	JOSEPH GORDON	2016-09-07
002	2014-01-01	JOSEPH GORDON	JOSEPH GORDON	2015-09-10
002	2013-01-01	JOSEPH GORDON	JOSEPH GORDON	2014-09-15
002	2012-01-01	JOSEPH GORDON	JOSEPH GORDON	2013-10-01
002	2011-01-01	JOSEPH M. GORDON	JOSEPH M. GORDON	2012-09-19
002	2010-01-01	JOSEPH GORDON	JOSEPH GORDON	2011-09-07

Plan Statistics for GAM, LLC CASH BALANCE PENSION PLAN

401k plan membership statisitcs for GAM, LLC CASH BALANCE PENSION PLAN

Measure Date Value
2020: GAM, LLC CASH BALANCE PENSION PLAN 2020 401k membership
Market value of plan assets 2020-11-30 1,780,537
Acturial value of plan assets 2020-11-30 1,780,537
Funding target for retired participants and beneficiaries receiving payment 2020-11-30 0
Number of terminated vested participants 2020-11-30 3
Fundng target for terminated vested participants 2020-11-30 3,753
Active participant vested funding target 2020-11-30 1,475,494
Number of active participants 2020-11-30 4
Total funding liabilities for active participants 2020-11-30 1,475,494
Total participant count 2020-11-30 7
Total funding target for all participants 2020-11-30 1,479,247
Balance at beginning of prior year after applicable adjustments 2020-11-30 0
Prefunding balance at beginning of prior year after applicable adjustments 2020-11-30 0
Carryover balanced portion elected for use to offset prior years funding requirement 2020-11-30 0
Prefunding balanced used to offset prior years funding requirement 2020-11-30 0
Amount remaining of carryover balance 2020-11-30 0
Amount remaining of prefunding balance 2020-11-30 0
Present value of excess contributions 2020-11-30 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2020-11-30 0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2020-11-30 0
Reductions in caryover balances due to elections or deemed elections 2020-11-30 0
Reductions in prefunding balances due to elections or deemed elections 2020-11-30 0
Balance of carryovers at beginning of current year 2020-11-30 0
Balance of prefunding at beginning of current year 2020-11-30 0
Total employer contributions 2020-11-30 0
Total employee contributions 2020-11-30 0
Contributions allocated toward unpaid minimum require contributions from prior years 2020-11-30 0
Contributions made to avoid restrictions adjusted to valuation date 2020-11-30 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2020-11-30 0
Unpaid minimum required contributions for all prior years 2020-11-30 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2020-11-30 0
Remaining amount of unpaid minimum required contributions 2020-11-30 0
Minimum required contributions for current year target normal cost 2020-11-30 0
Net shortfall amortization installment of oustanding balance 2020-11-30 0
Waiver amortization installment 2020-11-30 0
Total funding amount beforereflecting carryover/prefunding balances 2020-11-30 0
Carryover balance elected to use to offset funding requirement 2020-11-30 0
Prefunding balance elected to use to offset funding requirement 2020-11-30 0
Additional cash requirement 2020-11-30 0
Contributions allocatedtoward minimum required contributions for current year 2020-11-30 0
Unpaid minimum required contributions for current year 2020-11-30 0
Unpaid minimum required contributions for all years 2020-11-30 0
Total participants, beginning-of-year 2020-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: GAM, LLC CASH BALANCE PENSION PLAN 2019 401k membership
Market value of plan assets 2019-12-31 1,780,537
Acturial value of plan assets 2019-12-31 1,780,537
Funding target for retired participants and beneficiaries receiving payment 2019-12-31 0
Number of terminated vested participants 2019-12-31 3
Fundng target for terminated vested participants 2019-12-31 3,930
Active participant vested funding target 2019-12-31 1,475,819
Number of active participants 2019-12-31 4
Total funding liabilities for active participants 2019-12-31 1,475,819
Total participant count 2019-12-31 7
Total funding target for all participants 2019-12-31 1,479,749
Balance at beginning of prior year after applicable adjustments 2019-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2019-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2019-12-31 0
Prefunding balanced used to offset prior years funding requirement 2019-12-31 0
Amount remaining of carryover balance 2019-12-31 0
Amount remaining of prefunding balance 2019-12-31 0
Present value of excess contributions 2019-12-31 156,334
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2019-12-31 156,334
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2019-12-31 0
Reductions in caryover balances due to elections or deemed elections 2019-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2019-12-31 0
Balance of carryovers at beginning of current year 2019-12-31 0
Balance of prefunding at beginning of current year 2019-12-31 0
Total employer contributions 2019-12-31 0
Total employee contributions 2019-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2019-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2019-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2019-12-31 0
Unpaid minimum required contributions for all prior years 2019-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2019-12-31 0
Remaining amount of unpaid minimum required contributions 2019-12-31 0
Minimum required contributions for current year target normal cost 2019-12-31 0
Net shortfall amortization installment of oustanding balance 2019-12-31 0
Waiver amortization installment 2019-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2019-12-31 0
Carryover balance elected to use to offset funding requirement 2019-12-31 0
Prefunding balance elected to use to offset funding requirement 2019-12-31 0
Additional cash requirement 2019-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2019-12-31 0
Unpaid minimum required contributions for current year 2019-12-31 0
Unpaid minimum required contributions for all years 2019-12-31 0
Total participants, beginning-of-year 2019-01-01 13
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 4
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 3
Total of all active and inactive participants 2019-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: GAM, LLC CASH BALANCE PENSION PLAN 2018 401k membership
Market value of plan assets 2018-12-31 1,363,168
Acturial value of plan assets 2018-12-31 1,363,168
Funding target for retired participants and beneficiaries receiving payment 2018-12-31 0
Number of terminated vested participants 2018-12-31 4
Fundng target for terminated vested participants 2018-12-31 20,099
Active participant vested funding target 2018-12-31 1,230,348
Number of active participants 2018-12-31 8
Total funding liabilities for active participants 2018-12-31 1,230,348
Total participant count 2018-12-31 12
Total funding target for all participants 2018-12-31 1,250,447
Balance at beginning of prior year after applicable adjustments 2018-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2018-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2018-12-31 0
Prefunding balanced used to offset prior years funding requirement 2018-12-31 0
Amount remaining of carryover balance 2018-12-31 0
Amount remaining of prefunding balance 2018-12-31 0
Present value of excess contributions 2018-12-31 237,014
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2018-12-31 237,014
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2018-12-31 0
Reductions in caryover balances due to elections or deemed elections 2018-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2018-12-31 0
Balance of carryovers at beginning of current year 2018-12-31 0
Balance of prefunding at beginning of current year 2018-12-31 0
Total employer contributions 2018-12-31 257,282
Total employee contributions 2018-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2018-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2018-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2018-12-31 248,844
Liquidity shortfalls end of Q1 2018-12-31 0
Liquidity shortfalls end of Q2 2018-12-31 0
Liquidity shortfalls end of Q3 2018-12-31 0
Liquidity shortfalls end of Q4 2018-12-31 0
Unpaid minimum required contributions for all prior years 2018-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2018-12-31 0
Remaining amount of unpaid minimum required contributions 2018-12-31 0
Minimum required contributions for current year target normal cost 2018-12-31 205,231
Net shortfall amortization installment of oustanding balance 2018-12-31 0
Waiver amortization installment 2018-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2018-12-31 92,510
Carryover balance elected to use to offset funding requirement 2018-12-31 0
Prefunding balance elected to use to offset funding requirement 2018-12-31 0
Additional cash requirement 2018-12-31 92,510
Contributions allocatedtoward minimum required contributions for current year 2018-12-31 248,844
Unpaid minimum required contributions for current year 2018-12-31 0
Unpaid minimum required contributions for all years 2018-12-31 0
Total participants, beginning-of-year 2018-01-01 14
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 8
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 4
Total of all active and inactive participants 2018-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: GAM, LLC CASH BALANCE PENSION PLAN 2017 401k membership
Market value of plan assets 2017-12-31 1,184,556
Acturial value of plan assets 2017-12-31 1,184,556
Funding target for retired participants and beneficiaries receiving payment 2017-12-31 0
Number of terminated vested participants 2017-12-31 2
Fundng target for terminated vested participants 2017-12-31 1,602
Active participant vested funding target 2017-12-31 1,202,989
Number of active participants 2017-12-31 10
Total funding liabilities for active participants 2017-12-31 1,202,989
Total participant count 2017-12-31 12
Total funding target for all participants 2017-12-31 1,204,591
Balance at beginning of prior year after applicable adjustments 2017-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2017-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2017-12-31 0
Prefunding balanced used to offset prior years funding requirement 2017-12-31 0
Amount remaining of carryover balance 2017-12-31 0
Amount remaining of prefunding balance 2017-12-31 0
Present value of excess contributions 2017-12-31 8,221
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2017-12-31 8,221
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2017-12-31 0
Reductions in caryover balances due to elections or deemed elections 2017-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2017-12-31 0
Balance of carryovers at beginning of current year 2017-12-31 0
Balance of prefunding at beginning of current year 2017-12-31 0
Total employer contributions 2017-12-31 250,000
Total employee contributions 2017-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2017-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2017-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2017-12-31 242,065
Liquidity shortfalls end of Q1 2017-12-31 0
Liquidity shortfalls end of Q2 2017-12-31 0
Liquidity shortfalls end of Q3 2017-12-31 0
Liquidity shortfalls end of Q4 2017-12-31 0
Unpaid minimum required contributions for all prior years 2017-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2017-12-31 0
Remaining amount of unpaid minimum required contributions 2017-12-31 0
Minimum required contributions for current year target normal cost 2017-12-31 0
Net shortfall amortization installment of oustanding balance 2017-12-31 20,035
Waiver amortization installment 2017-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2017-12-31 5,051
Carryover balance elected to use to offset funding requirement 2017-12-31 0
Prefunding balance elected to use to offset funding requirement 2017-12-31 0
Additional cash requirement 2017-12-31 5,051
Contributions allocatedtoward minimum required contributions for current year 2017-12-31 242,065
Unpaid minimum required contributions for current year 2017-12-31 0
Unpaid minimum required contributions for all years 2017-12-31 0
Total participants, beginning-of-year 2017-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 10
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 2
Total of all active and inactive participants 2017-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: GAM, LLC CASH BALANCE PENSION PLAN 2016 401k membership
Market value of plan assets 2016-12-31 945,794
Acturial value of plan assets 2016-12-31 945,794
Funding target for retired participants and beneficiaries receiving payment 2016-12-31 0
Number of terminated vested participants 2016-12-31 0
Fundng target for terminated vested participants 2016-12-31 0
Active participant vested funding target 2016-12-31 989,119
Number of active participants 2016-12-31 12
Total funding liabilities for active participants 2016-12-31 989,119
Total participant count 2016-12-31 12
Total funding target for all participants 2016-12-31 989,119
Balance at beginning of prior year after applicable adjustments 2016-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2016-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2016-12-31 0
Prefunding balanced used to offset prior years funding requirement 2016-12-31 0
Amount remaining of carryover balance 2016-12-31 0
Amount remaining of prefunding balance 2016-12-31 0
Present value of excess contributions 2016-12-31 935
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-12-31 935
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2016-12-31 0
Reductions in caryover balances due to elections or deemed elections 2016-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2016-12-31 0
Balance of carryovers at beginning of current year 2016-12-31 0
Balance of prefunding at beginning of current year 2016-12-31 0
Total employer contributions 2016-12-31 186,158
Total employee contributions 2016-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2016-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2016-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-12-31 174,626
Liquidity shortfalls end of Q1 2016-12-31 0
Liquidity shortfalls end of Q2 2016-12-31 0
Liquidity shortfalls end of Q3 2016-12-31 0
Liquidity shortfalls end of Q4 2016-12-31 0
Unpaid minimum required contributions for all prior years 2016-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-12-31 0
Remaining amount of unpaid minimum required contributions 2016-12-31 0
Minimum required contributions for current year target normal cost 2016-12-31 158,468
Net shortfall amortization installment of oustanding balance 2016-12-31 43,325
Waiver amortization installment 2016-12-31 0
Waived amount of outstanding balance 2016-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2016-12-31 166,405
Carryover balance elected to use to offset funding requirement 2016-12-31 0
Prefunding balance elected to use to offset funding requirement 2016-12-31 0
Additional cash requirement 2016-12-31 166,405
Contributions allocatedtoward minimum required contributions for current year 2016-12-31 174,626
Unpaid minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for all years 2016-12-31 0
Total participants, beginning-of-year 2016-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 12
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: GAM, LLC CASH BALANCE PENSION PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 8
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: GAM, LLC CASH BALANCE PENSION PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 7
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 7
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: GAM, LLC CASH BALANCE PENSION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 5
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: GAM, LLC CASH BALANCE PENSION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 5
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 5
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: GAM, LLC CASH BALANCE PENSION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 3
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: GAM, LLC CASH BALANCE PENSION PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 3
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 0
Total of all active and inactive participants 2010-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0

Measure	Date	Value
2020: GAM, LLC CASH BALANCE PENSION PLAN 2020 401k membership
Market value of plan assets	2020-11-30	1,780,537
Acturial value of plan assets	2020-11-30	1,780,537
Funding target for retired participants and beneficiaries receiving payment	2020-11-30	0
Number of terminated vested participants	2020-11-30	3
Fundng target for terminated vested participants	2020-11-30	3,753
Active participant vested funding target	2020-11-30	1,475,494
Number of active participants	2020-11-30	4
Total funding liabilities for active participants	2020-11-30	1,475,494
Total participant count	2020-11-30	7
Total funding target for all participants	2020-11-30	1,479,247
Balance at beginning of prior year after applicable adjustments	2020-11-30	0
Prefunding balance at beginning of prior year after applicable adjustments	2020-11-30	0
Carryover balanced portion elected for use to offset prior years funding requirement	2020-11-30	0
Prefunding balanced used to offset prior years funding requirement	2020-11-30	0
Amount remaining of carryover balance	2020-11-30	0
Amount remaining of prefunding balance	2020-11-30	0
Present value of excess contributions	2020-11-30	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2020-11-30	0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2020-11-30	0
Reductions in caryover balances due to elections or deemed elections	2020-11-30	0
Reductions in prefunding balances due to elections or deemed elections	2020-11-30	0
Balance of carryovers at beginning of current year	2020-11-30	0
Balance of prefunding at beginning of current year	2020-11-30	0
Total employer contributions	2020-11-30	0
Total employee contributions	2020-11-30	0
Contributions allocated toward unpaid minimum require contributions from prior years	2020-11-30	0
Contributions made to avoid restrictions adjusted to valuation date	2020-11-30	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2020-11-30	0
Unpaid minimum required contributions for all prior years	2020-11-30	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2020-11-30	0
Remaining amount of unpaid minimum required contributions	2020-11-30	0
Minimum required contributions for current year target normal cost	2020-11-30	0
Net shortfall amortization installment of oustanding balance	2020-11-30	0
Waiver amortization installment	2020-11-30	0
Total funding amount beforereflecting carryover/prefunding balances	2020-11-30	0
Carryover balance elected to use to offset funding requirement	2020-11-30	0
Prefunding balance elected to use to offset funding requirement	2020-11-30	0
Additional cash requirement	2020-11-30	0
Contributions allocatedtoward minimum required contributions for current year	2020-11-30	0
Unpaid minimum required contributions for current year	2020-11-30	0
Unpaid minimum required contributions for all years	2020-11-30	0
Total participants, beginning-of-year	2020-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: GAM, LLC CASH BALANCE PENSION PLAN 2019 401k membership
Market value of plan assets	2019-12-31	1,780,537
Acturial value of plan assets	2019-12-31	1,780,537
Funding target for retired participants and beneficiaries receiving payment	2019-12-31	0
Number of terminated vested participants	2019-12-31	3
Fundng target for terminated vested participants	2019-12-31	3,930
Active participant vested funding target	2019-12-31	1,475,819
Number of active participants	2019-12-31	4
Total funding liabilities for active participants	2019-12-31	1,475,819
Total participant count	2019-12-31	7
Total funding target for all participants	2019-12-31	1,479,749
Balance at beginning of prior year after applicable adjustments	2019-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2019-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2019-12-31	0
Prefunding balanced used to offset prior years funding requirement	2019-12-31	0
Amount remaining of carryover balance	2019-12-31	0
Amount remaining of prefunding balance	2019-12-31	0
Present value of excess contributions	2019-12-31	156,334
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2019-12-31	156,334
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2019-12-31	0
Reductions in caryover balances due to elections or deemed elections	2019-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2019-12-31	0
Balance of carryovers at beginning of current year	2019-12-31	0
Balance of prefunding at beginning of current year	2019-12-31	0
Total employer contributions	2019-12-31	0
Total employee contributions	2019-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2019-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2019-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2019-12-31	0
Unpaid minimum required contributions for all prior years	2019-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2019-12-31	0
Remaining amount of unpaid minimum required contributions	2019-12-31	0
Minimum required contributions for current year target normal cost	2019-12-31	0
Net shortfall amortization installment of oustanding balance	2019-12-31	0
Waiver amortization installment	2019-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2019-12-31	0
Carryover balance elected to use to offset funding requirement	2019-12-31	0
Prefunding balance elected to use to offset funding requirement	2019-12-31	0
Additional cash requirement	2019-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2019-12-31	0
Unpaid minimum required contributions for current year	2019-12-31	0
Unpaid minimum required contributions for all years	2019-12-31	0
Total participants, beginning-of-year	2019-01-01	13
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	4
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	3
Total of all active and inactive participants	2019-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: GAM, LLC CASH BALANCE PENSION PLAN 2018 401k membership
Market value of plan assets	2018-12-31	1,363,168
Acturial value of plan assets	2018-12-31	1,363,168
Funding target for retired participants and beneficiaries receiving payment	2018-12-31	0
Number of terminated vested participants	2018-12-31	4
Fundng target for terminated vested participants	2018-12-31	20,099
Active participant vested funding target	2018-12-31	1,230,348
Number of active participants	2018-12-31	8
Total funding liabilities for active participants	2018-12-31	1,230,348
Total participant count	2018-12-31	12
Total funding target for all participants	2018-12-31	1,250,447
Balance at beginning of prior year after applicable adjustments	2018-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2018-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2018-12-31	0
Prefunding balanced used to offset prior years funding requirement	2018-12-31	0
Amount remaining of carryover balance	2018-12-31	0
Amount remaining of prefunding balance	2018-12-31	0
Present value of excess contributions	2018-12-31	237,014
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2018-12-31	237,014
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2018-12-31	0
Reductions in caryover balances due to elections or deemed elections	2018-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2018-12-31	0
Balance of carryovers at beginning of current year	2018-12-31	0
Balance of prefunding at beginning of current year	2018-12-31	0
Total employer contributions	2018-12-31	257,282
Total employee contributions	2018-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2018-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2018-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2018-12-31	248,844
Liquidity shortfalls end of Q1	2018-12-31	0
Liquidity shortfalls end of Q2	2018-12-31	0
Liquidity shortfalls end of Q3	2018-12-31	0
Liquidity shortfalls end of Q4	2018-12-31	0
Unpaid minimum required contributions for all prior years	2018-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2018-12-31	0
Remaining amount of unpaid minimum required contributions	2018-12-31	0
Minimum required contributions for current year target normal cost	2018-12-31	205,231
Net shortfall amortization installment of oustanding balance	2018-12-31	0
Waiver amortization installment	2018-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2018-12-31	92,510
Carryover balance elected to use to offset funding requirement	2018-12-31	0
Prefunding balance elected to use to offset funding requirement	2018-12-31	0
Additional cash requirement	2018-12-31	92,510
Contributions allocatedtoward minimum required contributions for current year	2018-12-31	248,844
Unpaid minimum required contributions for current year	2018-12-31	0
Unpaid minimum required contributions for all years	2018-12-31	0
Total participants, beginning-of-year	2018-01-01	14
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	8
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	4
Total of all active and inactive participants	2018-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: GAM, LLC CASH BALANCE PENSION PLAN 2017 401k membership
Market value of plan assets	2017-12-31	1,184,556
Acturial value of plan assets	2017-12-31	1,184,556
Funding target for retired participants and beneficiaries receiving payment	2017-12-31	0
Number of terminated vested participants	2017-12-31	2
Fundng target for terminated vested participants	2017-12-31	1,602
Active participant vested funding target	2017-12-31	1,202,989
Number of active participants	2017-12-31	10
Total funding liabilities for active participants	2017-12-31	1,202,989
Total participant count	2017-12-31	12
Total funding target for all participants	2017-12-31	1,204,591
Balance at beginning of prior year after applicable adjustments	2017-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2017-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2017-12-31	0
Prefunding balanced used to offset prior years funding requirement	2017-12-31	0
Amount remaining of carryover balance	2017-12-31	0
Amount remaining of prefunding balance	2017-12-31	0
Present value of excess contributions	2017-12-31	8,221
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2017-12-31	8,221
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2017-12-31	0
Reductions in caryover balances due to elections or deemed elections	2017-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2017-12-31	0
Balance of carryovers at beginning of current year	2017-12-31	0
Balance of prefunding at beginning of current year	2017-12-31	0
Total employer contributions	2017-12-31	250,000
Total employee contributions	2017-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2017-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2017-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2017-12-31	242,065
Liquidity shortfalls end of Q1	2017-12-31	0
Liquidity shortfalls end of Q2	2017-12-31	0
Liquidity shortfalls end of Q3	2017-12-31	0
Liquidity shortfalls end of Q4	2017-12-31	0
Unpaid minimum required contributions for all prior years	2017-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2017-12-31	0
Remaining amount of unpaid minimum required contributions	2017-12-31	0
Minimum required contributions for current year target normal cost	2017-12-31	0
Net shortfall amortization installment of oustanding balance	2017-12-31	20,035
Waiver amortization installment	2017-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2017-12-31	5,051
Carryover balance elected to use to offset funding requirement	2017-12-31	0
Prefunding balance elected to use to offset funding requirement	2017-12-31	0
Additional cash requirement	2017-12-31	5,051
Contributions allocatedtoward minimum required contributions for current year	2017-12-31	242,065
Unpaid minimum required contributions for current year	2017-12-31	0
Unpaid minimum required contributions for all years	2017-12-31	0
Total participants, beginning-of-year	2017-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	10
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	2
Total of all active and inactive participants	2017-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: GAM, LLC CASH BALANCE PENSION PLAN 2016 401k membership
Market value of plan assets	2016-12-31	945,794
Acturial value of plan assets	2016-12-31	945,794
Funding target for retired participants and beneficiaries receiving payment	2016-12-31	0
Number of terminated vested participants	2016-12-31	0
Fundng target for terminated vested participants	2016-12-31	0
Active participant vested funding target	2016-12-31	989,119
Number of active participants	2016-12-31	12
Total funding liabilities for active participants	2016-12-31	989,119
Total participant count	2016-12-31	12
Total funding target for all participants	2016-12-31	989,119
Balance at beginning of prior year after applicable adjustments	2016-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2016-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2016-12-31	0
Prefunding balanced used to offset prior years funding requirement	2016-12-31	0
Amount remaining of carryover balance	2016-12-31	0
Amount remaining of prefunding balance	2016-12-31	0
Present value of excess contributions	2016-12-31	935
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-12-31	935
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2016-12-31	0
Reductions in caryover balances due to elections or deemed elections	2016-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2016-12-31	0
Balance of carryovers at beginning of current year	2016-12-31	0
Balance of prefunding at beginning of current year	2016-12-31	0
Total employer contributions	2016-12-31	186,158
Total employee contributions	2016-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2016-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2016-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-12-31	174,626
Liquidity shortfalls end of Q1	2016-12-31	0
Liquidity shortfalls end of Q2	2016-12-31	0
Liquidity shortfalls end of Q3	2016-12-31	0
Liquidity shortfalls end of Q4	2016-12-31	0
Unpaid minimum required contributions for all prior years	2016-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-12-31	0
Remaining amount of unpaid minimum required contributions	2016-12-31	0
Minimum required contributions for current year target normal cost	2016-12-31	158,468
Net shortfall amortization installment of oustanding balance	2016-12-31	43,325
Waiver amortization installment	2016-12-31	0
Waived amount of outstanding balance	2016-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2016-12-31	166,405
Carryover balance elected to use to offset funding requirement	2016-12-31	0
Prefunding balance elected to use to offset funding requirement	2016-12-31	0
Additional cash requirement	2016-12-31	166,405
Contributions allocatedtoward minimum required contributions for current year	2016-12-31	174,626
Unpaid minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for all years	2016-12-31	0
Total participants, beginning-of-year	2016-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	12
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: GAM, LLC CASH BALANCE PENSION PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	8
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	8
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	8
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: GAM, LLC CASH BALANCE PENSION PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	7
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	7
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	7
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	7
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: GAM, LLC CASH BALANCE PENSION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	5
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: GAM, LLC CASH BALANCE PENSION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	5
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	5
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	5
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	5
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: GAM, LLC CASH BALANCE PENSION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	3
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: GAM, LLC CASH BALANCE PENSION PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	3
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	0
Total of all active and inactive participants	2010-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0

Financial Data on GAM, LLC CASH BALANCE PENSION PLAN

Measure	Date	Value
2020 : GAM, LLC CASH BALANCE PENSION PLAN 2020 401k financial data
Total plan liabilities at end of year	2020-11-30	$0
Total plan liabilities at beginning of year	2020-11-30	$0
Total income from all sources	2020-11-30	$102,194
Expenses. Total of all expenses incurred	2020-11-30	$1,882,731
Benefits paid (including direct rollovers)	2020-11-30	$1,882,319
Total plan assets at end of year	2020-11-30	$0
Total plan assets at beginning of year	2020-11-30	$1,780,537
Value of fidelity bond covering the plan	2020-11-30	$440,000
Total contributions received or receivable from participants	2020-11-30	$0
Expenses. Other expenses not covered elsewhere	2020-11-30	$0
Contributions received from other sources (not participants or employers)	2020-11-30	$0
Other income received	2020-11-30	$102,194
Net income (gross income less expenses)	2020-11-30	$-1,780,537
Net plan assets at end of year (total assets less liabilities)	2020-11-30	$0
Net plan assets at beginning of year (total assets less liabilities)	2020-11-30	$1,780,537
Assets. Value of assets in partnership/joint-venture interests	2020-11-30	$0
Total contributions received or receivable from employer(s)	2020-11-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2020-11-30	$412
2019 : GAM, LLC CASH BALANCE PENSION PLAN 2019 401k financial data
Transfers to/from the plan	2019-12-31	$0
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$223,483
Expenses. Total of all expenses incurred	2019-12-31	$63,396
Benefits paid (including direct rollovers)	2019-12-31	$63,068
Total plan assets at end of year	2019-12-31	$1,780,537
Total plan assets at beginning of year	2019-12-31	$1,620,450
Value of fidelity bond covering the plan	2019-12-31	$440,000
Total contributions received or receivable from participants	2019-12-31	$0
Expenses. Other expenses not covered elsewhere	2019-12-31	$0
Contributions received from other sources (not participants or employers)	2019-12-31	$0
Other income received	2019-12-31	$223,483
Noncash contributions received	2019-12-31	$0
Net income (gross income less expenses)	2019-12-31	$160,087
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$1,780,537
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$1,620,450
Assets. Value of assets in partnership/joint-venture interests	2019-12-31	$43,538
Total contributions received or receivable from employer(s)	2019-12-31	$0
Value of certain deemed distributions of participant loans	2019-12-31	$0
Value of corrective distributions	2019-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$328
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : GAM, LLC CASH BALANCE PENSION PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$197,429
Expenses. Total of all expenses incurred	2018-12-31	$11,535
Benefits paid (including direct rollovers)	2018-12-31	$11,285
Total plan assets at end of year	2018-12-31	$1,620,450
Total plan assets at beginning of year	2018-12-31	$1,434,556
Value of fidelity bond covering the plan	2018-12-31	$440,000
Total contributions received or receivable from participants	2018-12-31	$0
Expenses. Other expenses not covered elsewhere	2018-12-31	$0
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-59,853
Net income (gross income less expenses)	2018-12-31	$185,894
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$1,620,450
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$1,434,556
Assets. Value of assets in partnership/joint-venture interests	2018-12-31	$57,312
Total contributions received or receivable from employer(s)	2018-12-31	$257,282
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$250
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : GAM, LLC CASH BALANCE PENSION PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$302,855
Expenses. Total of all expenses incurred	2017-12-31	$250
Total plan assets at end of year	2017-12-31	$1,434,556
Total plan assets at beginning of year	2017-12-31	$1,131,951
Value of fidelity bond covering the plan	2017-12-31	$440,000
Total contributions received or receivable from participants	2017-12-31	$0
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$52,855
Net income (gross income less expenses)	2017-12-31	$302,605
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$1,434,556
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,131,951
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$107,742
Total contributions received or receivable from employer(s)	2017-12-31	$250,000
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$250
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
2016 : GAM, LLC CASH BALANCE PENSION PLAN 2016 401k financial data
Total plan liabilities at end of year	2016-12-31	$0
Total plan liabilities at beginning of year	2016-12-31	$0
Total income from all sources	2016-12-31	$222,286
Expenses. Total of all expenses incurred	2016-12-31	$322
Total plan assets at end of year	2016-12-31	$1,131,951
Total plan assets at beginning of year	2016-12-31	$909,987
Value of fidelity bond covering the plan	2016-12-31	$440,000
Total contributions received or receivable from participants	2016-12-31	$0
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$36,128
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$221,964
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,131,951
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$909,987
Assets. Value of real-estate (other than employer real property)	2016-12-31	$112,999
Total contributions received or receivable from employer(s)	2016-12-31	$186,158
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$322
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : GAM, LLC CASH BALANCE PENSION PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$164,193
Expenses. Total of all expenses incurred	2015-12-31	$250
Total plan assets at end of year	2015-12-31	$909,987
Total plan assets at beginning of year	2015-12-31	$746,044
Value of fidelity bond covering the plan	2015-12-31	$440,000
Total contributions received or receivable from participants	2015-12-31	$0
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-3,277
Net income (gross income less expenses)	2015-12-31	$163,943
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$909,987
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$746,044
Assets. Value of real-estate (other than employer real property)	2015-12-31	$30,000
Total contributions received or receivable from employer(s)	2015-12-31	$167,470
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$250
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : GAM, LLC CASH BALANCE PENSION PLAN 2014 401k financial data
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$188,197
Expenses. Total of all expenses incurred	2014-12-31	$225
Total plan assets at end of year	2014-12-31	$746,044
Total plan assets at beginning of year	2014-12-31	$558,072
Value of fidelity bond covering the plan	2014-12-31	$440,000
Total contributions received or receivable from participants	2014-12-31	$0
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$28,596
Net income (gross income less expenses)	2014-12-31	$187,972
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$746,044
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$558,072
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$10,000
Assets. Value of real-estate (other than employer real property)	2014-12-31	$40,000
Total contributions received or receivable from employer(s)	2014-12-31	$159,601
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$225
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : GAM, LLC CASH BALANCE PENSION PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$64,847
Expenses. Total of all expenses incurred	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$558,072
Total plan assets at beginning of year	2013-12-31	$493,225
Value of fidelity bond covering the plan	2013-12-31	$440,000
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$-51,177
Net income (gross income less expenses)	2013-12-31	$64,847
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$558,072
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$493,225
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$10,000
Assets. Value of real-estate (other than employer real property)	2013-12-31	$40,000
Total contributions received or receivable from employer(s)	2013-12-31	$116,024
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : GAM, LLC CASH BALANCE PENSION PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$117,643
Expenses. Total of all expenses incurred	2012-12-31	$90,500
Benefits paid (including direct rollovers)	2012-12-31	$90,500
Total plan assets at end of year	2012-12-31	$493,225
Total plan assets at beginning of year	2012-12-31	$466,082
Value of fidelity bond covering the plan	2012-12-31	$440,000
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Other income received	2012-12-31	$6,195
Net income (gross income less expenses)	2012-12-31	$27,143
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$493,225
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$466,082
Assets. Value of assets in partnership/joint-venture interests	2012-12-31	$45,887
Assets. Value of real-estate (other than employer real property)	2012-12-31	$76,500
Total contributions received or receivable from employer(s)	2012-12-31	$111,448
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : GAM, LLC CASH BALANCE PENSION PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$161,762
Expenses. Total of all expenses incurred	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$466,081
Total plan assets at beginning of year	2011-12-31	$304,319
Value of fidelity bond covering the plan	2011-12-31	$100,000
Total contributions received or receivable from participants	2011-12-31	$0
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$6,473
Net income (gross income less expenses)	2011-12-31	$161,762
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$466,081
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$304,319
Total contributions received or receivable from employer(s)	2011-12-31	$155,289
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : GAM, LLC CASH BALANCE PENSION PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$118,048
Expenses. Total of all expenses incurred	2010-12-31	$25
Total plan assets at end of year	2010-12-31	$304,319
Total plan assets at beginning of year	2010-12-31	$186,296
Value of fidelity bond covering the plan	2010-12-31	$100,000
Total contributions received or receivable from participants	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$13,713
Net income (gross income less expenses)	2010-12-31	$118,023
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$304,319
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$186,296
Total contributions received or receivable from employer(s)	2010-12-31	$104,335
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$25
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0

Form 5500 Responses for GAM, LLC CASH BALANCE PENSION PLAN

2020: GAM, LLC CASH BALANCE PENSION PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: GAM, LLC CASH BALANCE PENSION PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: GAM, LLC CASH BALANCE PENSION PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: GAM, LLC CASH BALANCE PENSION PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: GAM, LLC CASH BALANCE PENSION PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: GAM, LLC CASH BALANCE PENSION PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: GAM, LLC CASH BALANCE PENSION PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: GAM, LLC CASH BALANCE PENSION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: GAM, LLC CASH BALANCE PENSION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: GAM, LLC CASH BALANCE PENSION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: GAM, LLC CASH BALANCE PENSION PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	GORDON ASSET MANAGEMENT, LLC
Employer identification number (EIN):	421582751
NAIC Classification:	523900

Jurisdiction of Incorporation:	North Carolina Secretary of State
Incorporation Date:
Company Identification Number:	0698175