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DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 401k Plan overview

Plan NameDOUGLAS DYNAMICS, L.L.C. 401(K) PLAN
Plan identification number 006

DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

DOUGLAS DYNAMICS LLC has sponsored the creation of one or more 401k plans.

Company Name:DOUGLAS DYNAMICS LLC
Employer identification number (EIN):421623692
NAIC Classification:332900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0062024-01-01ISABEL TARNOWSKI
0062023-01-01
0062023-01-01ISABEL TARNOWSKI
0062022-01-01
0062022-01-01JON SISULAK
0062021-01-01
0062021-01-01JON SISULAK
0062020-01-01
0062019-01-01
0062018-01-01JON SISULAK JON SISULAK2019-07-25
0062017-01-01JON SISULAK JON SISULAK2018-07-10
0062016-01-01JON SISULAK JON SISULAK2017-07-25
0062015-01-01JON SISULAK JON SISULAK2016-07-26
0062014-01-01JON SISULAK JON SISULAK2015-07-27
0062013-01-01JON SISULAK JON SISULAK2014-06-26
0062012-01-01JON SISULAK JON SISULAK2013-07-25
0062011-01-01JON SISULAK JON SISULAK2012-09-11
0062009-01-01JAMES LATTIN JAMES LATTIN2010-09-23

Financial Data on DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN

Measure Date Value
2023 : DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2023 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2023-12-31$-416,495
Total unrealized appreciation/depreciation of assets2023-12-31$-416,495
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$35,686,549
Total loss/gain on sale of assets2023-12-31$-85,925
Total of all expenses incurred2023-12-31$13,332,157
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$13,062,381
Expenses. Certain deemed distributions of participant loans2023-12-31$5,663
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$15,368,855
Value of total assets at end of year2023-12-31$145,734,986
Value of total assets at beginning of year2023-12-31$123,380,594
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$264,113
Total interest from all sources2023-12-31$184,007
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$698,981
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$604,715
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$5,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$9,331,782
Participant contributions at end of year2023-12-31$2,874,761
Participant contributions at beginning of year2023-12-31$2,385,778
Participant contributions at end of year2023-12-31$39,299
Participant contributions at beginning of year2023-12-31$32,178
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$875,762
Other income not declared elsewhere2023-12-31$12,958
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$22,354,392
Value of net assets at end of year (total assets less liabilities)2023-12-31$145,734,986
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$123,380,594
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$35,257,518
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$23,667,566
Value of interest in pooled separate accounts at beginning of year2023-12-31$22,056,997
Interest on participant loans2023-12-31$184,007
Value of interest in common/collective trusts at end of year2023-12-31$105,194,648
Value of interest in common/collective trusts at beginning of year2023-12-31$72,353,347
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$4,166,605
Net investment gain/loss from pooled separate accounts2023-12-31$1,668,882
Net investment gain or loss from common/collective trusts2023-12-31$14,088,681
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Assets. Invements in employer securities at end of year2023-12-31$2,345,353
Assets. Invements in employer securities at beginning of year2023-12-31$2,864,603
Contributions received in cash from employer2023-12-31$5,161,311
Employer contributions (assets) at end of year2023-12-31$23,407
Employer contributions (assets) at beginning of year2023-12-31$20,125
Income. Dividends from common stock2023-12-31$94,266
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$13,062,381
Contract administrator fees2023-12-31$264,113
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Aggregate proceeds on sale of assets2023-12-31$570,039
Aggregate carrying amount (costs) on sale of assets2023-12-31$655,964
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31WIPFLI, LLP
Accountancy firm EIN2023-12-31390758449
Unrealized appreciation/depreciation of other (non real estate) assets2023-01-01$-416,495
Total unrealized appreciation/depreciation of assets2023-01-01$-416,495
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total income from all sources (including contributions)2023-01-01$35,686,549
Total loss/gain on sale of assets2023-01-01$-85,925
Total of all expenses incurred2023-01-01$13,332,157
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$13,062,381
Expenses. Certain deemed distributions of participant loans2023-01-01$5,663
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$15,368,855
Value of total assets at end of year2023-01-01$145,734,986
Value of total assets at beginning of year2023-01-01$123,380,594
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$264,113
Total interest from all sources2023-01-01$184,007
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$698,981
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2023-01-01$604,715
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$5,000,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$9,331,782
Participant contributions at end of year2023-01-01$2,874,761
Participant contributions at beginning of year2023-01-01$2,385,778
Participant contributions at end of year2023-01-01$39,299
Participant contributions at beginning of year2023-01-01$32,178
Income. Received or receivable in cash from other sources (including rollovers)2023-01-01$875,762
Other income not declared elsewhere2023-01-01$12,958
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$22,354,392
Value of net assets at end of year (total assets less liabilities)2023-01-01$145,734,986
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$123,380,594
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$35,257,518
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$23,667,566
Value of interest in pooled separate accounts at beginning of year2023-01-01$22,056,997
Interest on participant loans2023-01-01$184,007
Value of interest in common/collective trusts at end of year2023-01-01$105,194,648
Value of interest in common/collective trusts at beginning of year2023-01-01$72,353,347
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$4,166,605
Net investment gain/loss from pooled separate accounts2023-01-01$1,668,882
Net investment gain or loss from common/collective trusts2023-01-01$14,088,681
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01No
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Assets. Invements in employer securities at end of year2023-01-01$2,345,353
Assets. Invements in employer securities at beginning of year2023-01-01$2,864,603
Contributions received in cash from employer2023-01-01$5,161,311
Employer contributions (assets) at end of year2023-01-01$23,407
Employer contributions (assets) at beginning of year2023-01-01$20,125
Income. Dividends from common stock2023-01-01$94,266
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$13,062,381
Contract administrator fees2023-01-01$264,113
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Aggregate proceeds on sale of assets2023-01-01$570,039
Aggregate carrying amount (costs) on sale of assets2023-01-01$655,964
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01WIPFLI, LLP
Accountancy firm EIN2023-01-01390758449
2022 : DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-121,937
Total unrealized appreciation/depreciation of assets2022-12-31$-121,937
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-6,891,299
Total loss/gain on sale of assets2022-12-31$-80,702
Total of all expenses incurred2022-12-31$10,946,556
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$10,683,982
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$15,722,294
Value of total assets at end of year2022-12-31$123,380,594
Value of total assets at beginning of year2022-12-31$141,218,449
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$262,574
Total interest from all sources2022-12-31$125,165
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$404,771
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$317,333
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$8,958,748
Participant contributions at end of year2022-12-31$2,385,778
Participant contributions at beginning of year2022-12-31$2,075,849
Participant contributions at end of year2022-12-31$32,178
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,677,136
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-12-31$17,251
Other income not declared elsewhere2022-12-31$27,686
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-17,837,855
Value of net assets at end of year (total assets less liabilities)2022-12-31$123,380,594
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$141,218,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$23,667,566
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$27,051,998
Value of interest in pooled separate accounts at end of year2022-12-31$22,056,997
Value of interest in pooled separate accounts at beginning of year2022-12-31$27,919,794
Interest on participant loans2022-12-31$125,165
Value of interest in common/collective trusts at end of year2022-12-31$72,353,347
Value of interest in common/collective trusts at beginning of year2022-12-31$81,209,668
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,183,086
Net investment gain/loss from pooled separate accounts2022-12-31$-5,880,789
Net investment gain or loss from common/collective trusts2022-12-31$-12,904,701
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$2,864,603
Assets. Invements in employer securities at beginning of year2022-12-31$2,946,862
Contributions received in cash from employer2022-12-31$5,086,410
Employer contributions (assets) at end of year2022-12-31$20,125
Employer contributions (assets) at beginning of year2022-12-31$14,278
Income. Dividends from common stock2022-12-31$87,438
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$10,666,731
Contract administrator fees2022-12-31$262,574
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$467,951
Aggregate carrying amount (costs) on sale of assets2022-12-31$548,653
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WIPFLI, LLP
Accountancy firm EIN2022-12-31390758449
Unrealized appreciation/depreciation of other (non real estate) assets2022-01-01$-121,937
Total unrealized appreciation/depreciation of assets2022-01-01$-121,937
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$-6,891,299
Total loss/gain on sale of assets2022-01-01$-80,702
Total of all expenses incurred2022-01-01$10,946,556
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$10,683,982
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$15,722,294
Value of total assets at end of year2022-01-01$123,380,594
Value of total assets at beginning of year2022-01-01$141,218,449
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$262,574
Total interest from all sources2022-01-01$125,165
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$404,771
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$317,333
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$5,000,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$8,958,748
Participant contributions at end of year2022-01-01$2,385,778
Participant contributions at beginning of year2022-01-01$2,075,849
Participant contributions at end of year2022-01-01$32,178
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$1,677,136
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-01-01$17,251
Other income not declared elsewhere2022-01-01$27,686
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-17,837,855
Value of net assets at end of year (total assets less liabilities)2022-01-01$123,380,594
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$141,218,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$23,667,566
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$27,051,998
Value of interest in pooled separate accounts at end of year2022-01-01$22,056,997
Value of interest in pooled separate accounts at beginning of year2022-01-01$27,919,794
Interest on participant loans2022-01-01$125,165
Value of interest in common/collective trusts at end of year2022-01-01$72,353,347
Value of interest in common/collective trusts at beginning of year2022-01-01$81,209,668
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-4,183,086
Net investment gain/loss from pooled separate accounts2022-01-01$-5,880,789
Net investment gain or loss from common/collective trusts2022-01-01$-12,904,701
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01Yes
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Assets. Invements in employer securities at end of year2022-01-01$2,864,603
Assets. Invements in employer securities at beginning of year2022-01-01$2,946,862
Contributions received in cash from employer2022-01-01$5,086,410
Employer contributions (assets) at end of year2022-01-01$20,125
Employer contributions (assets) at beginning of year2022-01-01$14,278
Income. Dividends from common stock2022-01-01$87,438
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$10,666,731
Contract administrator fees2022-01-01$262,574
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Aggregate proceeds on sale of assets2022-01-01$467,951
Aggregate carrying amount (costs) on sale of assets2022-01-01$548,653
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01WIPFLI, LLP
Accountancy firm EIN2022-01-01390758449
2021 : DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-320,301
Total unrealized appreciation/depreciation of assets2021-12-31$-320,301
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$32,030,578
Total loss/gain on sale of assets2021-12-31$-41,894
Total of all expenses incurred2021-12-31$14,095,919
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$14,019,218
Expenses. Certain deemed distributions of participant loans2021-12-31$5,778
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$13,728,554
Value of total assets at end of year2021-12-31$141,218,449
Value of total assets at beginning of year2021-12-31$123,283,790
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$70,923
Total interest from all sources2021-12-31$106,617
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$330,343
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$242,022
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$7,857,519
Participant contributions at end of year2021-12-31$2,075,849
Participant contributions at beginning of year2021-12-31$1,867,085
Participant contributions at beginning of year2021-12-31$28,011
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,058,194
Other income not declared elsewhere2021-12-31$5,727
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$17,934,659
Value of net assets at end of year (total assets less liabilities)2021-12-31$141,218,449
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$123,283,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$27,051,998
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$25,376,398
Value of interest in pooled separate accounts at end of year2021-12-31$27,919,794
Value of interest in pooled separate accounts at beginning of year2021-12-31$23,593,590
Interest on participant loans2021-12-31$106,617
Value of interest in common/collective trusts at end of year2021-12-31$81,209,668
Value of interest in common/collective trusts at beginning of year2021-12-31$69,429,620
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,833,731
Net investment gain/loss from pooled separate accounts2021-12-31$5,016,916
Net investment gain or loss from common/collective trusts2021-12-31$9,370,885
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$2,946,862
Assets. Invements in employer securities at beginning of year2021-12-31$2,970,174
Contributions received in cash from employer2021-12-31$4,812,841
Employer contributions (assets) at end of year2021-12-31$14,278
Employer contributions (assets) at beginning of year2021-12-31$18,912
Income. Dividends from common stock2021-12-31$88,321
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$14,019,218
Contract administrator fees2021-12-31$70,923
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$1,030,875
Aggregate carrying amount (costs) on sale of assets2021-12-31$1,072,769
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-421,588
Total unrealized appreciation/depreciation of assets2020-12-31$-421,588
Total transfer of assets to this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$25,469,190
Total loss/gain on sale of assets2020-12-31$-453,601
Total of all expenses incurred2020-12-31$11,583,401
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$11,536,510
Expenses. Certain deemed distributions of participant loans2020-12-31$6,171
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$11,863,032
Value of total assets at end of year2020-12-31$123,283,790
Value of total assets at beginning of year2020-12-31$109,398,001
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$40,720
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$110,836
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$265,062
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$185,855
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Amount of non-exempt transactions with any party-in-interest2020-12-31$0
Contributions received from participants2020-12-31$7,032,972
Participant contributions at end of year2020-12-31$1,867,085
Participant contributions at beginning of year2020-12-31$1,883,324
Participant contributions at end of year2020-12-31$28,011
Participant contributions at beginning of year2020-12-31$21,364
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$940,185
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$269
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$19,583
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$1
Administrative expenses (other) incurred2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$13,885,789
Value of net assets at end of year (total assets less liabilities)2020-12-31$123,283,790
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$109,398,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2020-12-31$0
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2020-12-31$0
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$25,376,398
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$29,973,453
Value of interest in pooled separate accounts at end of year2020-12-31$23,593,590
Value of interest in pooled separate accounts at beginning of year2020-12-31$16,557,054
Interest on participant loans2020-12-31$110,836
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$0
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$69,429,620
Value of interest in common/collective trusts at beginning of year2020-12-31$56,955,522
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,923,219
Net investment gain/loss from pooled separate accounts2020-12-31$2,042,062
Net investment gain or loss from common/collective trusts2020-12-31$8,140,167
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$2,970,174
Assets. Invements in employer securities at beginning of year2020-12-31$3,972,731
Contributions received in cash from employer2020-12-31$3,889,875
Employer contributions (assets) at end of year2020-12-31$18,912
Employer contributions (assets) at beginning of year2020-12-31$14,970
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$79,207
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$11,536,241
Contract administrator fees2020-12-31$40,720
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$1,052,555
Aggregate carrying amount (costs) on sale of assets2020-12-31$1,506,156
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$1,258,548
Total unrealized appreciation/depreciation of assets2019-12-31$1,258,548
Total transfer of assets to this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$35,541,618
Total loss/gain on sale of assets2019-12-31$105,789
Total of all expenses incurred2019-12-31$5,093,289
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,047,266
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Value of total corrective distributions2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$16,564,606
Value of total assets at end of year2019-12-31$109,398,001
Value of total assets at beginning of year2019-12-31$78,949,672
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$46,023
Total income from rents2019-12-31$0
Total interest from all sources2019-12-31$122,292
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$406,576
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$330,162
Administrative expenses professional fees incurred2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Amount of non-exempt transactions with any party-in-interest2019-12-31$0
Contributions received from participants2019-12-31$6,662,292
Participant contributions at end of year2019-12-31$1,883,324
Participant contributions at beginning of year2019-12-31$1,992,341
Participant contributions at end of year2019-12-31$21,364
Participant contributions at beginning of year2019-12-31$20,233
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$6,269,268
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$19,583
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$218
Administrative expenses (other) incurred2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$0
Total non interest bearing cash at end of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$30,448,329
Value of net assets at end of year (total assets less liabilities)2019-12-31$109,398,001
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$78,949,672
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2019-12-31$0
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2019-12-31$0
Investment advisory and management fees2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$29,973,453
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$20,620,898
Value of interest in pooled separate accounts at end of year2019-12-31$16,557,054
Value of interest in pooled separate accounts at beginning of year2019-12-31$12,277,606
Interest on participant loans2019-12-31$122,292
Income. Interest from loans (other than to participants)2019-12-31$0
Interest earned on other investments2019-12-31$0
Income. Interest from US Government securities2019-12-31$0
Income. Interest from corporate debt instruments2019-12-31$0
Value of interest in common/collective trusts at end of year2019-12-31$56,955,522
Value of interest in common/collective trusts at beginning of year2019-12-31$41,539,136
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,722,240
Net investment gain/loss from pooled separate accounts2019-12-31$2,832,431
Net investment gain or loss from common/collective trusts2019-12-31$8,528,918
Net gain/loss from 103.12 investment entities2019-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$3,972,731
Assets. Invements in employer securities at beginning of year2019-12-31$2,486,994
Contributions received in cash from employer2019-12-31$3,633,046
Employer contributions (assets) at end of year2019-12-31$14,970
Employer contributions (assets) at beginning of year2019-12-31$12,464
Income. Dividends from preferred stock2019-12-31$0
Income. Dividends from common stock2019-12-31$76,414
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,047,266
Contract administrator fees2019-12-31$46,023
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$719,061
Aggregate carrying amount (costs) on sale of assets2019-12-31$613,272
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
2018 : DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-214,201
Total unrealized appreciation/depreciation of assets2018-12-31$-214,201
Total transfer of assets to this plan2018-12-31$13,390,124
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$3,682,478
Total loss/gain on sale of assets2018-12-31$54,184
Total of all expenses incurred2018-12-31$7,013,100
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,975,403
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Value of total corrective distributions2018-12-31$2,369
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$9,583,801
Value of total assets at end of year2018-12-31$78,949,672
Value of total assets at beginning of year2018-12-31$68,890,170
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$35,328
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$111,210
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$370,276
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$300,159
Administrative expenses professional fees incurred2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Amount of non-exempt transactions with any party-in-interest2018-12-31$0
Contributions received from participants2018-12-31$5,945,182
Participant contributions at end of year2018-12-31$1,992,341
Participant contributions at beginning of year2018-12-31$1,538,481
Participant contributions at end of year2018-12-31$20,233
Participant contributions at beginning of year2018-12-31$87,638
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$752,534
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$5,674
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$149
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$3,612
Administrative expenses (other) incurred2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,330,622
Value of net assets at end of year (total assets less liabilities)2018-12-31$78,949,672
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$68,890,170
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2018-12-31$0
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2018-12-31$0
Investment advisory and management fees2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$20,620,898
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$18,662,967
Value of interest in pooled separate accounts at end of year2018-12-31$12,277,606
Value of interest in pooled separate accounts at beginning of year2018-12-31$11,882,274
Interest on participant loans2018-12-31$111,210
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$0
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$41,539,136
Value of interest in common/collective trusts at beginning of year2018-12-31$34,400,191
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,616,527
Net investment gain/loss from pooled separate accounts2018-12-31$-976,095
Net investment gain or loss from common/collective trusts2018-12-31$-3,633,782
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$2,486,994
Assets. Invements in employer securities at beginning of year2018-12-31$2,279,072
Contributions received in cash from employer2018-12-31$2,886,085
Employer contributions (assets) at end of year2018-12-31$12,464
Employer contributions (assets) at beginning of year2018-12-31$39,398
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$70,117
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,969,729
Contract administrator fees2018-12-31$35,328
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$445,906
Aggregate carrying amount (costs) on sale of assets2018-12-31$391,722
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$243,925
Total unrealized appreciation/depreciation of assets2017-12-31$243,925
Total transfer of assets to this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$17,129,571
Total loss/gain on sale of assets2017-12-31$20,770
Total of all expenses incurred2017-12-31$4,376,154
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,340,153
Expenses. Certain deemed distributions of participant loans2017-12-31$5,700
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,482,038
Value of total assets at end of year2017-12-31$68,890,170
Value of total assets at beginning of year2017-12-31$56,136,753
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$30,301
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$81,152
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$241,536
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$184,953
Administrative expenses professional fees incurred2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Amount of non-exempt transactions with any party-in-interest2017-12-31$0
Contributions received from participants2017-12-31$4,514,928
Participant contributions at end of year2017-12-31$1,538,481
Participant contributions at beginning of year2017-12-31$1,330,200
Participant contributions at end of year2017-12-31$87,638
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$825,168
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$523
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$149
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$26
Administrative expenses (other) incurred2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$12,753,417
Value of net assets at end of year (total assets less liabilities)2017-12-31$68,890,170
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$56,136,753
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2017-12-31$0
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2017-12-31$0
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$18,662,967
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$14,755,941
Value of interest in pooled separate accounts at end of year2017-12-31$11,882,274
Value of interest in pooled separate accounts at beginning of year2017-12-31$35,295,758
Interest on participant loans2017-12-31$81,152
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$0
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$34,400,191
Value of interest in common/collective trusts at beginning of year2017-12-31$2,747,460
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$51,758
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,983,941
Net investment gain/loss from pooled separate accounts2017-12-31$4,429,286
Net investment gain or loss from common/collective trusts2017-12-31$1,646,897
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$2,279,072
Assets. Invements in employer securities at beginning of year2017-12-31$1,955,636
Contributions received in cash from employer2017-12-31$2,141,942
Employer contributions (assets) at end of year2017-12-31$39,398
Employer contributions (assets) at beginning of year2017-12-31$0
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$56,583
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,339,630
Contract administrator fees2017-12-31$30,301
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$380,540
Aggregate carrying amount (costs) on sale of assets2017-12-31$359,770
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2017-12-31410746749
2016 : DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$646,951
Total unrealized appreciation/depreciation of assets2016-12-31$646,951
Total transfer of assets to this plan2016-12-31$12,064,660
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$11,346,446
Total loss/gain on sale of assets2016-12-31$71,097
Total of all expenses incurred2016-12-31$2,511,519
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,481,348
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,506,836
Value of total assets at end of year2016-12-31$56,136,753
Value of total assets at beginning of year2016-12-31$35,237,166
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$30,171
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$56,596
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$238,082
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$186,838
Administrative expenses professional fees incurred2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Amount of non-exempt transactions with any party-in-interest2016-12-31$0
Contributions received from participants2016-12-31$4,029,198
Participant contributions at end of year2016-12-31$1,330,200
Participant contributions at beginning of year2016-12-31$811,348
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$712,241
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$-2,337
Administrative expenses (other) incurred2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$8,834,927
Value of net assets at end of year (total assets less liabilities)2016-12-31$56,136,753
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$35,237,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-12-31$0
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2016-12-31$0
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$14,755,941
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$12,159,408
Value of interest in pooled separate accounts at end of year2016-12-31$35,295,758
Value of interest in pooled separate accounts at beginning of year2016-12-31$18,698,264
Interest on participant loans2016-12-31$56,049
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$547
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Value of interest in common/collective trusts at end of year2016-12-31$2,747,460
Value of interest in common/collective trusts at beginning of year2016-12-31$2,448,006
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$51,758
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$313,230
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,111,109
Net investment gain/loss from pooled separate accounts2016-12-31$2,690,942
Net investment gain or loss from common/collective trusts2016-12-31$27,170
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$1,955,636
Assets. Invements in employer securities at beginning of year2016-12-31$806,910
Contributions received in cash from employer2016-12-31$1,765,397
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$0
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$51,244
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,481,348
Contract administrator fees2016-12-31$30,171
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$250,946
Aggregate carrying amount (costs) on sale of assets2016-12-31$179,849
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2016-12-31410746749
2015 : DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-13,921
Total unrealized appreciation/depreciation of assets2015-12-31$-13,921
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$4,777,065
Total loss/gain on sale of assets2015-12-31$358
Total of all expenses incurred2015-12-31$623,575
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$604,314
Expenses. Certain deemed distributions of participant loans2015-12-31$2,882
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,899,461
Value of total assets at end of year2015-12-31$35,237,166
Value of total assets at beginning of year2015-12-31$31,083,676
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$16,379
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$41,525
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$170,693
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$140,983
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Amount of non-exempt transactions with any party-in-interest2015-12-31$0
Contributions received from participants2015-12-31$2,643,550
Participant contributions at end of year2015-12-31$811,348
Participant contributions at beginning of year2015-12-31$680,913
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$615,516
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$953
Administrative expenses (other) incurred2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$4,153,490
Value of net assets at end of year (total assets less liabilities)2015-12-31$35,237,166
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$31,083,676
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-12-31$0
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2015-12-31$0
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$12,159,408
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$10,441,508
Value of interest in pooled separate accounts at end of year2015-12-31$18,698,264
Value of interest in pooled separate accounts at beginning of year2015-12-31$16,774,910
Interest on participant loans2015-12-31$38,152
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$3,373
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$2,448,006
Value of interest in common/collective trusts at beginning of year2015-12-31$2,162,723
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$313,230
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$471,138
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-59,504
Net investment gain/loss from pooled separate accounts2015-12-31$-269,110
Net investment gain or loss from common/collective trusts2015-12-31$6,610
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$806,910
Assets. Invements in employer securities at beginning of year2015-12-31$552,484
Contributions received in cash from employer2015-12-31$1,640,395
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$29,710
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$604,314
Contract administrator fees2015-12-31$16,379
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$86,523
Aggregate carrying amount (costs) on sale of assets2015-12-31$86,165
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2015-12-31410746749
2014 : DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$101,509
Total unrealized appreciation/depreciation of assets2014-12-31$101,509
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$5,970,725
Total loss/gain on sale of assets2014-12-31$-8,129
Total of all expenses incurred2014-12-31$1,290,364
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,250,748
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$27,041
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,821,901
Value of total assets at end of year2014-12-31$31,083,676
Value of total assets at beginning of year2014-12-31$26,403,315
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$12,575
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$39,038
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$127,804
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$109,064
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Amount of non-exempt transactions with any party-in-interest2014-12-31$0
Contributions received from participants2014-12-31$2,077,367
Participant contributions at end of year2014-12-31$680,913
Participant contributions at beginning of year2014-12-31$660,649
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$430,712
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$1,217
Administrative expenses (other) incurred2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,680,361
Value of net assets at end of year (total assets less liabilities)2014-12-31$31,083,676
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$26,403,315
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-12-31$0
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$10,441,508
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$9,574,806
Value of interest in pooled separate accounts at end of year2014-12-31$16,774,910
Value of interest in pooled separate accounts at beginning of year2014-12-31$12,985,258
Interest on participant loans2014-12-31$33,496
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$5,542
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$2,162,723
Value of interest in common/collective trusts at beginning of year2014-12-31$1,943,852
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$471,138
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$930,403
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$866,833
Net investment gain/loss from pooled separate accounts2014-12-31$993,228
Net investment gain or loss from common/collective trusts2014-12-31$27,324
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$552,484
Assets. Invements in employer securities at beginning of year2014-12-31$308,347
Contributions received in cash from employer2014-12-31$1,313,822
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$18,740
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,250,748
Contract administrator fees2014-12-31$12,575
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$97,410
Aggregate carrying amount (costs) on sale of assets2014-12-31$105,539
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2014-12-31410746749
2013 : DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$59,529
Total unrealized appreciation/depreciation of assets2013-12-31$59,529
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$7,353,289
Total loss/gain on sale of assets2013-12-31$3,692
Total of all expenses incurred2013-12-31$1,548,107
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,520,977
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,724,251
Value of total assets at end of year2013-12-31$26,403,315
Value of total assets at beginning of year2013-12-31$20,598,133
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$27,130
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$42,868
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$92,232
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$78,920
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Amount of non-exempt transactions with any party-in-interest2013-12-31$0
Contributions received from participants2013-12-31$1,581,753
Participant contributions at end of year2013-12-31$660,649
Participant contributions at beginning of year2013-12-31$567,199
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$161,352
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$2,084
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,805,182
Value of net assets at end of year (total assets less liabilities)2013-12-31$26,403,315
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$20,598,133
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$0
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$9,574,806
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,368,736
Value of interest in pooled separate accounts at end of year2013-12-31$12,985,258
Value of interest in pooled separate accounts at beginning of year2013-12-31$10,765,273
Interest on participant loans2013-12-31$31,896
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$10,972
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$1,943,852
Value of interest in common/collective trusts at beginning of year2013-12-31$1,230,376
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$930,403
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,666,549
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,056,636
Net investment gain/loss from pooled separate accounts2013-12-31$2,373,793
Net investment gain or loss from common/collective trusts2013-12-31$-1,796
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$308,347
Assets. Invements in employer securities at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$981,146
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$13,312
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,520,977
Contract administrator fees2013-12-31$27,130
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$26,369
Aggregate carrying amount (costs) on sale of assets2013-12-31$22,677
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31CLIFTON LARSON ALLEN
Accountancy firm EIN2013-12-31410746749
2012 : DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$5,260,730
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,216,465
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,162,289
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$31,336
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,962,181
Value of total assets at end of year2012-12-31$20,598,133
Value of total assets at beginning of year2012-12-31$17,553,868
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$22,840
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$49,251
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$95,130
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$95,130
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Amount of non-exempt transactions with any party-in-interest2012-12-31$0
Contributions received from participants2012-12-31$1,504,037
Participant contributions at end of year2012-12-31$567,199
Participant contributions at beginning of year2012-12-31$462,257
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$385,978
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$19
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$-1,813
Administrative expenses (other) incurred2012-12-31$33
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,044,265
Value of net assets at end of year (total assets less liabilities)2012-12-31$20,598,133
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$17,553,868
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$0
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-12-31$0
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,368,736
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$6,174,450
Value of interest in pooled separate accounts at end of year2012-12-31$10,765,273
Value of interest in pooled separate accounts at beginning of year2012-12-31$8,750,045
Interest on participant loans2012-12-31$28,603
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$20,648
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Value of interest in common/collective trusts at end of year2012-12-31$1,230,376
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,666,549
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,167,116
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$935,807
Net investment gain/loss from pooled separate accounts2012-12-31$1,182,329
Net investment gain or loss from common/collective trusts2012-12-31$37,845
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,072,166
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$0
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,162,270
Contract administrator fees2012-12-31$22,807
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31CLIFTON LARSON ALLEN
Accountancy firm EIN2012-12-31410746749
2011 : DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,435,202
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,208,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,180,452
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$21,585
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,624,916
Value of total assets at end of year2011-12-31$17,553,868
Value of total assets at beginning of year2011-12-31$17,327,254
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,551
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$59,592
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$76,382
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$76,382
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$1,173,036
Participant contributions at end of year2011-12-31$462,257
Participant contributions at beginning of year2011-12-31$452,652
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$312,304
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$5,730
Administrative expenses (other) incurred2011-12-31$565
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$226,614
Value of net assets at end of year (total assets less liabilities)2011-12-31$17,553,868
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$17,327,254
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$6,174,450
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,067,533
Value of interest in pooled separate accounts at end of year2011-12-31$8,750,045
Value of interest in pooled separate accounts at beginning of year2011-12-31$7,296,631
Interest on participant loans2011-12-31$23,179
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$36,413
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,167,116
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,510,438
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-308,159
Net investment gain/loss from pooled separate accounts2011-12-31$-23,259
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$139,576
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$0
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,180,452
Contract administrator fees2011-12-31$5,986
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2011-12-31410746749
2009 : DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN

2023: DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: DOUGLAS DYNAMICS, L.L.C. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number410402
Policy instance 1
Insurance contract or identification number410402
Number of Individuals Covered2141
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number410402
Policy instance 1
Insurance contract or identification number410402
Number of Individuals Covered2100
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number410402
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number410402
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number410402
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number410402
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number410402
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number410402
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number410402
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number410402
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number410402
Policy instance 1
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number410402
Policy instance 1

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