401k Plan data: PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN plan

PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN 401k Plan overview

Plan Name	PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN
Plan identification number	001

PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PROVIDENCE CAPITAL FUNDING, INC. has sponsored the creation of one or more 401k plans.

Company Name: PROVIDENCE CAPITAL FUNDING, INC.

Employer identification number (EIN): 421631113

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01 OFER HORN 2019-04-26 OFER HORN 2019-04-26
001 2017-01-01 OFER HORN 2018-05-30 OFER HORN 2018-05-30
001 2016-01-01 OFER HORN 2017-04-20 OFER HORN 2017-04-20
001 2015-01-01 OFER HORN 2016-04-19 OFER HORN 2016-04-19
001 2014-01-01 OFER HORN 2015-09-29 OFER HORN 2015-09-29
001 2013-01-01 OFER HORN 2014-07-05 OFER HORN 2014-07-05
001 2012-01-01 OFER HORN 2013-05-26 OFER HORN 2013-05-26
001 2011-01-01 OFER HORN 2012-05-30 OFER HORN 2012-05-30
001 2010-01-01 OFER HORN 2011-07-13 OFER HORN 2011-07-13

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01
001	2022-01-01
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2018-01-01	OFER HORN	2019-04-26	OFER HORN	2019-04-26
001	2017-01-01	OFER HORN	2018-05-30	OFER HORN	2018-05-30
001	2016-01-01	OFER HORN	2017-04-20	OFER HORN	2017-04-20
001	2015-01-01	OFER HORN	2016-04-19	OFER HORN	2016-04-19
001	2014-01-01	OFER HORN	2015-09-29	OFER HORN	2015-09-29
001	2013-01-01	OFER HORN	2014-07-05	OFER HORN	2014-07-05
001	2012-01-01	OFER HORN	2013-05-26	OFER HORN	2013-05-26
001	2011-01-01	OFER HORN	2012-05-30	OFER HORN	2012-05-30
001	2010-01-01	OFER HORN	2011-07-13	OFER HORN	2011-07-13

Plan Statistics for PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN

401k plan membership statisitcs for PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN

Measure Date Value
2023: PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year 2023-01-01 40
Total number of active participants reported on line 7a of the Form 5500 2023-01-01 35
Number of retired or separated participants receiving benefits 2023-01-01 0
Number of other retired or separated participants entitled to future benefits 2023-01-01 4
Total of all active and inactive participants 2023-01-01 39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2023-01-01 0
Total participants 2023-01-01 39
Number of participants with account balances 2023-01-01 38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2023-01-01 0
2022: PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 38
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 35
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 5
Total of all active and inactive participants 2022-01-01 40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 40
Number of participants with account balances 2022-01-01 39
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 43
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 35
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 3
Total of all active and inactive participants 2021-01-01 38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 38
Number of participants with account balances 2021-01-01 37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 38
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 40
Number of other retired or separated participants entitled to future benefits 2020-01-01 3
Total of all active and inactive participants 2020-01-01 43
Total participants 2020-01-01 43
Number of participants with account balances 2020-01-01 37
2019: PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 31
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 29
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 9
Total of all active and inactive participants 2019-01-01 38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 38
Number of participants with account balances 2019-01-01 35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0

Measure	Date	Value
2023: PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN 2023 401k membership
Total participants, beginning-of-year	2023-01-01	40
Total number of active participants reported on line 7a of the Form 5500	2023-01-01	35
Number of retired or separated participants receiving benefits	2023-01-01	0
Number of other retired or separated participants entitled to future benefits	2023-01-01	4
Total of all active and inactive participants	2023-01-01	39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2023-01-01	0
Total participants	2023-01-01	39
Number of participants with account balances	2023-01-01	38
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2023-01-01	0
2022: PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	38
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	35
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	5
Total of all active and inactive participants	2022-01-01	40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	40
Number of participants with account balances	2022-01-01	39
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	43
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	35
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	3
Total of all active and inactive participants	2021-01-01	38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	38
Number of participants with account balances	2021-01-01	37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	38
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	40
Number of other retired or separated participants entitled to future benefits	2020-01-01	3
Total of all active and inactive participants	2020-01-01	43
Total participants	2020-01-01	43
Number of participants with account balances	2020-01-01	37
2019: PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	31
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	29
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	9
Total of all active and inactive participants	2019-01-01	38
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	38
Number of participants with account balances	2019-01-01	35
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0

Financial Data on PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN

Measure	Date	Value
2023 : PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN 2023 401k financial data
Transfers to/from the plan	2023-12-31	$0
Total plan liabilities at end of year	2023-12-31	$0
Total plan liabilities at beginning of year	2023-12-31	$0
Total income from all sources	2023-12-31	$1,073,380
Expenses. Total of all expenses incurred	2023-12-31	$288,406
Benefits paid (including direct rollovers)	2023-12-31	$267,449
Total plan assets at end of year	2023-12-31	$3,181,345
Total plan assets at beginning of year	2023-12-31	$2,396,371
Value of fidelity bond covering the plan	2023-12-31	$250,943
Assets. Value of tangible personal property	2023-12-31	$0
Total contributions received or receivable from participants	2023-12-31	$489,072
Assets. Value of loans (other than to participants)	2023-12-31	$0
Expenses. Other expenses not covered elsewhere	2023-12-31	$0
Contributions received from other sources (not participants or employers)	2023-12-31	$77,677
Other income received	2023-12-31	$506,631
Noncash contributions received	2023-12-31	$0
Net income (gross income less expenses)	2023-12-31	$784,974
Net plan assets at end of year (total assets less liabilities)	2023-12-31	$3,181,345
Net plan assets at beginning of year (total assets less liabilities)	2023-12-31	$2,396,371
Assets. Value of participant loans	2023-12-31	$73,896
Assets. Value of assets in partnership/joint-venture interests	2023-12-31	$0
Assets. Value of real-estate (other than employer real property)	2023-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2023-12-31	$0
Assets. Value of employer securities	2023-12-31	$0
Assets. Value of employer real property	2023-12-31	$0
Total contributions received or receivable from employer(s)	2023-12-31	$0
Value of certain deemed distributions of participant loans	2023-12-31	$0
Value of corrective distributions	2023-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2023-12-31	$20,957
2022 : PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN 2022 401k financial data
Transfers to/from the plan	2022-12-31	$0
Total plan liabilities at end of year	2022-12-31	$0
Total plan liabilities at beginning of year	2022-12-31	$0
Total income from all sources	2022-12-31	$-74,905
Expenses. Total of all expenses incurred	2022-12-31	$38,147
Benefits paid (including direct rollovers)	2022-12-31	$17,010
Total plan assets at end of year	2022-12-31	$2,396,371
Total plan assets at beginning of year	2022-12-31	$2,509,423
Value of fidelity bond covering the plan	2022-12-31	$250,943
Assets. Value of tangible personal property	2022-12-31	$0
Total contributions received or receivable from participants	2022-12-31	$428,830
Assets. Value of loans (other than to participants)	2022-12-31	$0
Expenses. Other expenses not covered elsewhere	2022-12-31	$0
Contributions received from other sources (not participants or employers)	2022-12-31	$4,199
Other income received	2022-12-31	$-507,934
Noncash contributions received	2022-12-31	$0
Net income (gross income less expenses)	2022-12-31	$-113,052
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$2,396,371
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$2,509,423
Assets. Value of participant loans	2022-12-31	$42,448
Assets. Value of assets in partnership/joint-venture interests	2022-12-31	$0
Assets. Value of real-estate (other than employer real property)	2022-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2022-12-31	$0
Assets. Value of employer securities	2022-12-31	$0
Assets. Value of employer real property	2022-12-31	$0
Total contributions received or receivable from employer(s)	2022-12-31	$0
Value of certain deemed distributions of participant loans	2022-12-31	$0
Value of corrective distributions	2022-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$21,137
2021 : PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN 2021 401k financial data
Transfers to/from the plan	2021-12-31	$0
Total plan liabilities at end of year	2021-12-31	$0
Total plan liabilities at beginning of year	2021-12-31	$0
Total income from all sources	2021-12-31	$724,633
Expenses. Total of all expenses incurred	2021-12-31	$185,953
Benefits paid (including direct rollovers)	2021-12-31	$166,252
Total plan assets at end of year	2021-12-31	$2,509,423
Total plan assets at beginning of year	2021-12-31	$1,970,743
Value of fidelity bond covering the plan	2021-12-31	$1,700,000
Total contributions received or receivable from participants	2021-12-31	$405,278
Expenses. Other expenses not covered elsewhere	2021-12-31	$0
Contributions received from other sources (not participants or employers)	2021-12-31	$1,306
Other income received	2021-12-31	$318,049
Noncash contributions received	2021-12-31	$0
Net income (gross income less expenses)	2021-12-31	$538,680
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$2,509,423
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$1,970,743
Assets. Value of participant loans	2021-12-31	$23,966
Total contributions received or receivable from employer(s)	2021-12-31	$0
Value of certain deemed distributions of participant loans	2021-12-31	$0
Value of corrective distributions	2021-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$19,701
2020 : PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN 2020 401k financial data
Transfers to/from the plan	2020-12-31	$0
Total plan liabilities at end of year	2020-12-31	$0
Total plan liabilities at beginning of year	2020-12-31	$0
Total income from all sources	2020-12-31	$633,137
Expenses. Total of all expenses incurred	2020-12-31	$155,987
Benefits paid (including direct rollovers)	2020-12-31	$143,857
Total plan assets at end of year	2020-12-31	$1,970,743
Total plan assets at beginning of year	2020-12-31	$1,493,593
Value of fidelity bond covering the plan	2020-12-31	$1,700,000
Assets. Value of tangible personal property	2020-12-31	$0
Total contributions received or receivable from participants	2020-12-31	$332,319
Assets. Value of loans (other than to participants)	2020-12-31	$0
Expenses. Other expenses not covered elsewhere	2020-12-31	$0
Contributions received from other sources (not participants or employers)	2020-12-31	$1,723
Other income received	2020-12-31	$299,095
Noncash contributions received	2020-12-31	$0
Net income (gross income less expenses)	2020-12-31	$477,150
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$1,970,743
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$1,493,593
Assets. Value of participant loans	2020-12-31	$10,974
Assets. Value of assets in partnership/joint-venture interests	2020-12-31	$0
Assets. Value of real-estate (other than employer real property)	2020-12-31	$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2020-12-31	$0
Assets. Value of employer securities	2020-12-31	$0
Assets. Value of employer real property	2020-12-31	$0
Total contributions received or receivable from employer(s)	2020-12-31	$0
Value of certain deemed distributions of participant loans	2020-12-31	$0
Value of corrective distributions	2020-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$12,130
2019 : PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN 2019 401k financial data
Transfers to/from the plan	2019-12-31	$0
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$524,846
Expenses. Total of all expenses incurred	2019-12-31	$11,136
Benefits paid (including direct rollovers)	2019-12-31	$22,061
Total plan assets at end of year	2019-12-31	$1,493,593
Total plan assets at beginning of year	2019-12-31	$979,883
Value of fidelity bond covering the plan	2019-12-31	$149,354
Total contributions received or receivable from participants	2019-12-31	$297,626
Expenses. Other expenses not covered elsewhere	2019-12-31	$0
Contributions received from other sources (not participants or employers)	2019-12-31	$0
Other income received	2019-12-31	$227,220
Noncash contributions received	2019-12-31	$0
Net income (gross income less expenses)	2019-12-31	$513,710
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$1,493,593
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$979,883
Assets. Value of participant loans	2019-12-31	$2,090
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2019-12-31	$0
Total contributions received or receivable from employer(s)	2019-12-31	$0
Value of certain deemed distributions of participant loans	2019-12-31	$0
Value of corrective distributions	2019-12-31	$-11,025
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$100

Form 5500 Responses for PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN

2023: PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN 2023 form 5500 responses
2023-01-01	Type of plan entity	Single employer plan
2023-01-01	This submission is the final filing	No
2023-01-01	Plan is a collectively bargained plan	No
2023-01-01	Plan funding arrangement – Trust	Yes
2023-01-01	Plan benefit arrangement - Trust	Yes
2022: PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	This submission is the final filing	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: PROVIDENCE CAPITAL FUNDING, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	PROVIDENCE CAPITAL FUNDING, INC.
Employer identification number (EIN):	421631113
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services