HUSSMANN CORPORATION has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan HUSSMANN CORPORATION RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2017: HUSSMANN CORPORATION RETIREMENT PLAN 2017 401k membership |
|---|
| Market value of plan assets | 2017-11-15 | 228,185,779 |
| Acturial value of plan assets | 2017-11-15 | 233,920,495 |
| Funding target for retired participants and beneficiaries receiving payment | 2017-11-15 | 116,692,565 |
| Number of terminated vested participants | 2017-11-15 | 1,165 |
| Fundng target for terminated vested participants | 2017-11-15 | 31,079,079 |
| Active participant vested funding target | 2017-11-15 | 83,144,975 |
| Number of active participants | 2017-11-15 | 1,384 |
| Total funding liabilities for active participants | 2017-11-15 | 86,257,423 |
| Total participant count | 2017-11-15 | 4,604 |
| Total funding target for all participants | 2017-11-15 | 234,029,067 |
| Balance at beginning of prior year after applicable adjustments | 2017-11-15 | 24,681,296 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2017-11-15 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2017-11-15 | 9,885,490 |
| Prefunding balanced used to offset prior years funding requirement | 2017-11-15 | 0 |
| Amount remaining of carryover balance | 2017-11-15 | 14,795,806 |
| Amount remaining of prefunding balance | 2017-11-15 | 0 |
| Present value of excess contributions | 2017-11-15 | 19,174,974 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-11-15 | 20,341,801 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2017-11-15 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2017-11-15 | 0 |
| Balance of carryovers at beginning of current year | 2017-11-15 | 15,696,871 |
| Balance of prefunding at beginning of current year | 2017-11-15 | 0 |
| Total employer contributions | 2017-11-15 | 0 |
| Total employee contributions | 2017-11-15 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2017-11-15 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2017-11-15 | 0 |
| Liquidity shortfalls end of Q1 | 2017-11-15 | 0 |
| Liquidity shortfalls end of Q2 | 2017-11-15 | 0 |
| Liquidity shortfalls end of Q3 | 2017-11-15 | 0 |
| Liquidity shortfalls end of Q4 | 2017-11-15 | 0 |
| Unpaid minimum required contributions for all prior years | 2017-11-15 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2017-11-15 | 0 |
| Remaining amount of unpaid minimum required contributions | 2017-11-15 | 0 |
| Minimum required contributions for current year target normal cost | 2017-11-15 | 2,305,062 |
| Net shortfall amortization installment of oustanding balance | 2017-11-15 | 15,805,443 |
| Total funding amount beforereflecting carryover/prefunding balances | 2017-11-15 | 5,933,348 |
| Additional cash requirement | 2017-11-15 | 5,933,348 |
| Unpaid minimum required contributions for current year | 2017-11-15 | 5,933,348 |
| Unpaid minimum required contributions for all years | 2017-11-15 | 5,933,348 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2017-11-15 | 0 |
| Carryover balance elected to use to offset funding requirement | 2017-11-15 | 6,577,918 |
| Contributions allocatedtoward minimum required contributions for current year | 2017-11-15 | 0 |
| Total participants, beginning-of-year | 2017-01-01 | 4,600 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 0 |
| Total of all active and inactive participants | 2017-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 0 |
| Number of participants with account balances | 2017-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: HUSSMANN CORPORATION RETIREMENT PLAN 2016 401k membership |
|---|
| Market value of plan assets | 2016-12-31 | 211,845,027 |
| Acturial value of plan assets | 2016-12-31 | 222,811,467 |
| Funding target for retired participants and beneficiaries receiving payment | 2016-12-31 | 113,032,463 |
| Number of terminated vested participants | 2016-12-31 | 1,242 |
| Fundng target for terminated vested participants | 2016-12-31 | 31,538,914 |
| Active participant vested funding target | 2016-12-31 | 82,808,461 |
| Number of active participants | 2016-12-31 | 1,502 |
| Total funding liabilities for active participants | 2016-12-31 | 86,164,636 |
| Total participant count | 2016-12-31 | 4,804 |
| Total funding target for all participants | 2016-12-31 | 230,736,013 |
| Balance at beginning of prior year after applicable adjustments | 2016-12-31 | 34,976,109 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2016-12-31 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2016-12-31 | 10,180,754 |
| Prefunding balanced used to offset prior years funding requirement | 2016-12-31 | 0 |
| Amount remaining of carryover balance | 2016-12-31 | 24,795,355 |
| Amount remaining of prefunding balance | 2016-12-31 | 0 |
| Present value of excess contributions | 2016-12-31 | 13,527,188 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2016-12-31 | 13,690,178 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2016-12-31 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2016-12-31 | 0 |
| Balance of carryovers at beginning of current year | 2016-12-31 | 24,681,296 |
| Balance of prefunding at beginning of current year | 2016-12-31 | 0 |
| Total employer contributions | 2016-12-31 | 21,100,000 |
| Total employee contributions | 2016-12-31 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2016-12-31 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2016-12-31 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2016-12-31 | 19,174,974 |
| Liquidity shortfalls end of Q1 | 2016-12-31 | 0 |
| Liquidity shortfalls end of Q2 | 2016-12-31 | 0 |
| Liquidity shortfalls end of Q3 | 2016-12-31 | 0 |
| Liquidity shortfalls end of Q4 | 2016-12-31 | 0 |
| Unpaid minimum required contributions for all prior years | 2016-12-31 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2016-12-31 | 0 |
| Remaining amount of unpaid minimum required contributions | 2016-12-31 | 0 |
| Minimum required contributions for current year target normal cost | 2016-12-31 | 3,716,345 |
| Net shortfall amortization installment of oustanding balance | 2016-12-31 | 32,605,842 |
| Waiver amortization installment | 2016-12-31 | 0 |
| Waived amount of outstanding balance | 2016-12-31 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2016-12-31 | 9,885,490 |
| Carryover balance elected to use to offset funding requirement | 2016-12-31 | 9,885,490 |
| Prefunding balance elected to use to offset funding requirement | 2016-12-31 | 0 |
| Additional cash requirement | 2016-12-31 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2016-12-31 | 19,174,974 |
| Unpaid minimum required contributions for current year | 2016-12-31 | 0 |
| Unpaid minimum required contributions for all years | 2016-12-31 | 0 |
| Total participants, beginning-of-year | 2016-01-01 | 4,803 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 1,384 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 1,675 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 1,144 |
| Total of all active and inactive participants | 2016-01-01 | 4,203 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 397 |
| Total participants | 2016-01-01 | 4,600 |
| Number of participants with account balances | 2016-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 6 |
| 2015: HUSSMANN CORPORATION RETIREMENT PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 4,966 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 1,502 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 1,663 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 1,181 |
| Total of all active and inactive participants | 2015-01-01 | 4,346 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 457 |
| Total participants | 2015-01-01 | 4,803 |
| Number of participants with account balances | 2015-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 16 |
| 2014: HUSSMANN CORPORATION RETIREMENT PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 5,499 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 1,600 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 1,654 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 1,276 |
| Total of all active and inactive participants | 2014-01-01 | 4,530 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 436 |
| Total participants | 2014-01-01 | 4,966 |
| Number of participants with account balances | 2014-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 32 |
| 2013: HUSSMANN CORPORATION RETIREMENT PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 5,724 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 1,744 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 1,644 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 1,701 |
| Total of all active and inactive participants | 2013-01-01 | 5,089 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 410 |
| Total participants | 2013-01-01 | 5,499 |
| Number of participants with account balances | 2013-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 93 |
| 2012: HUSSMANN CORPORATION RETIREMENT PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 5,859 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 2,119 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 1,637 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 1,566 |
| Total of all active and inactive participants | 2012-01-01 | 5,322 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 402 |
| Total participants | 2012-01-01 | 5,724 |
| Number of participants with account balances | 2012-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 71 |
| 2011: HUSSMANN CORPORATION RETIREMENT PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 5,912 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 2,209 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 1,664 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 1,651 |
| Total of all active and inactive participants | 2011-01-01 | 5,524 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 335 |
| Total participants | 2011-01-01 | 5,859 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 132 |
| Measure | Date | Value |
|---|
| 2017 : HUSSMANN CORPORATION RETIREMENT PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total transfer of assets from this plan | 2017-12-31 | $221,536,422 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $164,139 |
| Total income from all sources (including contributions) | 2017-12-31 | $51,949,318 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $38,093,725 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $36,483,813 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $21,100,000 |
| Value of total assets at end of year | 2017-12-31 | $0 |
| Value of total assets at beginning of year | 2017-12-31 | $207,844,968 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $1,609,912 |
| Total interest from all sources | 2017-12-31 | $428,044 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2017-12-31 | $0 |
| Administrative expenses professional fees incurred | 2017-12-31 | $1,227,512 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $5,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $0 |
| Administrative expenses (other) incurred | 2017-12-31 | $317,400 |
| Liabilities. Value of operating payables at end of year | 2017-12-31 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2017-12-31 | $164,139 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $13,855,593 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $207,680,829 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2017-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2017-12-31 | $31,595,985 |
| Investment advisory and management fees | 2017-12-31 | $65,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $28,236,221 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $148,012,762 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $428,044 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $19,318,161 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $30,421,274 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $21,100,000 |
| Employer contributions (assets) at end of year | 2017-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $17,165,652 |
| Did the plan have assets held for investment | 2017-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Unqualified |
| Accountancy firm name | 2017-12-31 | BROWN SMITH WALLACE, LLP |
| Accountancy firm EIN | 2017-12-31 | 431001367 |
| Total unrealized appreciation/depreciation of assets | 2017-11-15 | $0 |
| Total transfer of assets from this plan | 2017-11-15 | $221,536,422 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-11-15 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-11-15 | $164,139 |
| Total income from all sources (including contributions) | 2017-11-15 | $51,949,318 |
| Total loss/gain on sale of assets | 2017-11-15 | $0 |
| Total of all expenses incurred | 2017-11-15 | $38,093,725 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-11-15 | $36,483,813 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-11-15 | $21,100,000 |
| Value of total assets at end of year | 2017-11-15 | $0 |
| Value of total assets at beginning of year | 2017-11-15 | $207,844,968 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-11-15 | $1,609,912 |
| Total interest from all sources | 2017-11-15 | $428,044 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-11-15 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-11-15 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2017-11-15 | $0 |
| Administrative expenses professional fees incurred | 2017-11-15 | $1,227,512 |
| Was this plan covered by a fidelity bond | 2017-11-15 | Yes |
| Value of fidelity bond cover | 2017-11-15 | $5,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-11-15 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-11-15 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-11-15 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-11-15 | $0 |
| Administrative expenses (other) incurred | 2017-11-15 | $317,400 |
| Liabilities. Value of operating payables at end of year | 2017-11-15 | $0 |
| Liabilities. Value of operating payables at beginning of year | 2017-11-15 | $164,139 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-15 | No |
| Value of net income/loss | 2017-11-15 | $13,855,593 |
| Value of net assets at end of year (total assets less liabilities) | 2017-11-15 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-11-15 | $207,680,829 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-11-15 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-11-15 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-11-15 | No |
| Assets. partnership/joint venture interests at end of year | 2017-11-15 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2017-11-15 | $31,595,985 |
| Investment advisory and management fees | 2017-11-15 | $65,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-11-15 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-11-15 | $28,236,221 |
| Value of interest in common/collective trusts at end of year | 2017-11-15 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2017-11-15 | $148,012,762 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-11-15 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-11-15 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-11-15 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-11-15 | $428,044 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-11-15 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-11-15 | $0 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-11-15 | $19,318,161 |
| Net investment gain or loss from common/collective trusts | 2017-11-15 | $30,421,274 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-11-15 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-11-15 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-11-15 | No |
| Contributions received in cash from employer | 2017-11-15 | $21,100,000 |
| Employer contributions (assets) at end of year | 2017-11-15 | $0 |
| Employer contributions (assets) at beginning of year | 2017-11-15 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-11-15 | $17,165,652 |
| Did the plan have assets held for investment | 2017-11-15 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-11-15 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-11-15 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-11-15 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-11-15 | Unqualified |
| Accountancy firm name | 2017-11-15 | BROWN SMITH WALLACE, LLP |
| Accountancy firm EIN | 2017-11-15 | 431001367 |
| 2016 : HUSSMANN CORPORATION RETIREMENT PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $164,139 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $72,855 |
| Total income from all sources (including contributions) | 2016-12-31 | $26,841,247 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $16,570,697 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $13,789,187 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $15,000,000 |
| Value of total assets at end of year | 2016-12-31 | $207,844,968 |
| Value of total assets at beginning of year | 2016-12-31 | $197,483,134 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $2,781,510 |
| Total interest from all sources | 2016-12-31 | $20,560 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $0 |
| Administrative expenses professional fees incurred | 2016-12-31 | $421,558 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $5,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $13,450 |
| Administrative expenses (other) incurred | 2016-12-31 | $2,294,952 |
| Liabilities. Value of operating payables at end of year | 2016-12-31 | $164,139 |
| Liabilities. Value of operating payables at beginning of year | 2016-12-31 | $72,855 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $10,270,550 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $207,680,829 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $197,410,279 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2016-12-31 | $31,595,985 |
| Assets. partnership/joint venture interests at beginning of year | 2016-12-31 | $32,428,782 |
| Investment advisory and management fees | 2016-12-31 | $65,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $28,236,221 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $17,741,145 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $148,012,762 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $135,773,531 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $11,526,226 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $11,526,226 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $20,560 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $0 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $11,820,687 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $15,000,000 |
| Employer contributions (assets) at end of year | 2016-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $13,789,187 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Unqualified |
| Accountancy firm name | 2016-12-31 | BROWN SMITH WALLACE, LLP |
| Accountancy firm EIN | 2016-12-31 | 431001367 |
| 2015 : HUSSMANN CORPORATION RETIREMENT PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $72,855 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $237,242 |
| Total income from all sources (including contributions) | 2015-12-31 | $-956,536 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $16,482,758 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $14,533,793 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $0 |
| Value of total assets at end of year | 2015-12-31 | $197,483,134 |
| Value of total assets at beginning of year | 2015-12-31 | $215,086,815 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $1,948,965 |
| Total interest from all sources | 2015-12-31 | $2,125 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $0 |
| Administrative expenses professional fees incurred | 2015-12-31 | $279,807 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $10,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $13,450 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $0 |
| Administrative expenses (other) incurred | 2015-12-31 | $1,584,102 |
| Liabilities. Value of operating payables at end of year | 2015-12-31 | $72,855 |
| Liabilities. Value of operating payables at beginning of year | 2015-12-31 | $237,242 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-17,439,294 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $197,410,279 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $214,849,573 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2015-12-31 | $32,428,782 |
| Assets. partnership/joint venture interests at beginning of year | 2015-12-31 | $0 |
| Investment advisory and management fees | 2015-12-31 | $85,056 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $17,741,145 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $12,490,464 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $135,773,531 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $193,234,555 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $11,526,226 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $7,330,353 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $7,330,353 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $2,125 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $2,031,443 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $-958,661 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $14,533,793 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | BROWN SMITH WALLACE, LLP |
| Accountancy firm EIN | 2015-12-31 | 431001367 |
| 2014 : HUSSMANN CORPORATION RETIREMENT PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $237,242 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $146,676 |
| Expenses. Interest paid | 2014-12-31 | $18,629 |
| Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2014-12-31 | $18,629 |
| Total income from all sources (including contributions) | 2014-12-31 | $12,029,993 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $27,170,397 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $24,911,287 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $0 |
| Value of total assets at end of year | 2014-12-31 | $215,086,815 |
| Value of total assets at beginning of year | 2014-12-31 | $230,136,653 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $2,240,481 |
| Total interest from all sources | 2014-12-31 | $92,791 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $0 |
| Administrative expenses professional fees incurred | 2014-12-31 | $914,173 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $10,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $100,000 |
| Administrative expenses (other) incurred | 2014-12-31 | $918,373 |
| Liabilities. Value of operating payables at end of year | 2014-12-31 | $237,242 |
| Liabilities. Value of operating payables at beginning of year | 2014-12-31 | $146,676 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-15,140,404 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $214,849,573 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $229,989,977 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $407,935 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $12,490,464 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $11,549,049 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $193,234,555 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $212,674,644 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $7,330,353 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $3,827,913 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $3,827,913 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $92,791 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $2,031,443 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $1,985,047 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $11,937,202 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $24,911,287 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | BROWN SMITH WALLACE, LLC |
| Accountancy firm EIN | 2014-12-31 | 431001367 |
| 2013 : HUSSMANN CORPORATION RETIREMENT PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $146,676 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $134,002 |
| Total income from all sources (including contributions) | 2013-12-31 | $21,230,009 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $15,816,900 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $14,623,651 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $100,000 |
| Value of total assets at end of year | 2013-12-31 | $230,136,653 |
| Value of total assets at beginning of year | 2013-12-31 | $224,710,870 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,193,249 |
| Total interest from all sources | 2013-12-31 | $96,062 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $0 |
| Administrative expenses professional fees incurred | 2013-12-31 | $398,043 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $100,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $100,000 |
| Other income not declared elsewhere | 2013-12-31 | $-26,697 |
| Administrative expenses (other) incurred | 2013-12-31 | $451,377 |
| Liabilities. Value of operating payables at end of year | 2013-12-31 | $146,676 |
| Liabilities. Value of operating payables at beginning of year | 2013-12-31 | $134,002 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $5,413,109 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $229,989,977 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $224,576,868 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $343,829 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $11,549,049 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $212,674,644 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $220,652,586 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $3,827,913 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $2,103,441 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $2,103,441 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $96,062 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $1,985,047 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $1,954,843 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $21,060,644 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $14,623,651 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | BROWN SMITH WALLACE, LLC |
| Accountancy firm EIN | 2013-12-31 | 431001367 |
| 2012 : HUSSMANN CORPORATION RETIREMENT PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $134,002 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $48,611 |
| Total income from all sources (including contributions) | 2012-12-31 | $22,760,695 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $14,862,295 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $14,217,610 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
| Value of total assets at end of year | 2012-12-31 | $224,710,870 |
| Value of total assets at beginning of year | 2012-12-31 | $216,727,079 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $644,685 |
| Total interest from all sources | 2012-12-31 | $101,700 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Administrative expenses professional fees incurred | 2012-12-31 | $96,533 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Administrative expenses (other) incurred | 2012-12-31 | $283,400 |
| Liabilities. Value of operating payables at end of year | 2012-12-31 | $134,002 |
| Liabilities. Value of operating payables at beginning of year | 2012-12-31 | $48,611 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $7,898,400 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $224,576,868 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $216,678,468 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $264,752 |
| Value of interest in master investment trust accounts at beginning of year | 2012-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $220,652,586 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $142,877,366 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $2,103,441 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $71,935,104 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $71,935,104 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $101,700 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $1,954,843 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $1,914,609 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $22,658,995 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $14,217,610 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | BROWN SMITH WALLACE, LLC |
| Accountancy firm EIN | 2012-12-31 | 431001367 |
| 2011 : HUSSMANN CORPORATION RETIREMENT PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $48,611 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $67,980 |
| Total income from all sources (including contributions) | 2011-12-31 | $12,143,705 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $15,142,193 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $14,324,279 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $216,727,079 |
| Value of total assets at beginning of year | 2011-12-31 | $219,744,936 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $817,914 |
| Total interest from all sources | 2011-12-31 | $104,654 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Administrative expenses professional fees incurred | 2011-12-31 | $817,914 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Liabilities. Value of operating payables at end of year | 2011-12-31 | $48,611 |
| Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $67,980 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-2,998,488 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $216,678,468 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $219,676,956 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in master investment trust accounts at end of year | 2011-12-31 | $0 |
| Value of interest in master investment trust accounts at beginning of year | 2011-12-31 | $217,855,652 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $142,877,366 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $71,935,104 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $104,654 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $1,914,609 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $1,889,284 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $877,366 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $14,324,279 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | BROWN SMITH WALLACE LLC |
| Accountancy firm EIN | 2011-12-31 | 431001367 |
