401k Plan data: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN plan

HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 401k Plan overview

Plan Name	HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN
Plan identification number	002

HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HERMANN COMPANIES, INC. has sponsored the creation of one or more 401k plans.

Company Name: HERMANN COMPANIES, INC.

Employer identification number (EIN): 430719261

NAIC Classification: 326100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2018-01-01
002 2017-01-01 STEVEN W. RIEK
002 2016-01-01 STEVEN W. RIEK
002 2015-01-01 STEVEN RIEK STEVEN RIEK 2016-07-28
002 2014-01-01 STEVEN RIEK
002 2013-01-01 STEVEN W. RIEK STEVEN W. RIEK 2014-10-15
002 2012-01-01 STEVEN W. RIEK STEVEN W. RIEK 2013-10-10
002 2011-01-01 STEVEN W. RIEK
002 2010-01-01 STEVEN RIEK
002 2009-01-01 STEVEN W. RIEK STEVEN W. RIEK 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2018-01-01
002	2017-01-01	STEVEN W. RIEK
002	2016-01-01	STEVEN W. RIEK
002	2015-01-01	STEVEN RIEK	STEVEN RIEK	2016-07-28
002	2014-01-01	STEVEN RIEK
002	2013-01-01	STEVEN W. RIEK	STEVEN W. RIEK	2014-10-15
002	2012-01-01	STEVEN W. RIEK	STEVEN W. RIEK	2013-10-10
002	2011-01-01	STEVEN W. RIEK
002	2010-01-01	STEVEN RIEK
002	2009-01-01	STEVEN W. RIEK	STEVEN W. RIEK	2010-10-15

Plan Statistics for HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN

401k plan membership statisitcs for HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN

Measure Date Value
2018: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,024
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 854
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 356
Total of all active and inactive participants 2018-01-01 1,210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 1,211
Number of participants with account balances 2018-01-01 789
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 5
2017: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 958
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 898
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 156
Total of all active and inactive participants 2017-01-01 1,054
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 1,055
Number of participants with account balances 2017-01-01 490
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 13
2016: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 878
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 905
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 61
Total of all active and inactive participants 2016-01-01 966
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 966
Number of participants with account balances 2016-01-01 307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 15
2015: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 805
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 902
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 48
Total of all active and inactive participants 2015-01-01 950
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 951
Number of participants with account balances 2015-01-01 297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 10
2014: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 869
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 761
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 53
Total of all active and inactive participants 2014-01-01 814
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 814
Number of participants with account balances 2014-01-01 290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 10
2013: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 661
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 726
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 34
Total of all active and inactive participants 2013-01-01 760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 760
Number of participants with account balances 2013-01-01 284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 7
2012: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 753
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 633
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 28
Total of all active and inactive participants 2012-01-01 661
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 661
Number of participants with account balances 2012-01-01 275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 8
2011: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 787
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 709
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 44
Total of all active and inactive participants 2011-01-01 753
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 753
Number of participants with account balances 2011-01-01 311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 12
2010: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 647
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 748
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 39
Total of all active and inactive participants 2010-01-01 787
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 787
Number of participants with account balances 2010-01-01 313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 6
2009: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 665
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 605
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 41
Total of all active and inactive participants 2009-01-01 647
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 647
Number of participants with account balances 2009-01-01 318
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 12

Measure	Date	Value
2018: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,024
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	854
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	356
Total of all active and inactive participants	2018-01-01	1,210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	1,211
Number of participants with account balances	2018-01-01	789
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	5
2017: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	958
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	898
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	156
Total of all active and inactive participants	2017-01-01	1,054
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	1,055
Number of participants with account balances	2017-01-01	490
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	13
2016: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	878
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	905
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	61
Total of all active and inactive participants	2016-01-01	966
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	966
Number of participants with account balances	2016-01-01	307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	15
2015: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	805
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	902
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	48
Total of all active and inactive participants	2015-01-01	950
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	951
Number of participants with account balances	2015-01-01	297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	10
2014: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	869
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	761
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	53
Total of all active and inactive participants	2014-01-01	814
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	814
Number of participants with account balances	2014-01-01	290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	10
2013: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	661
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	726
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	34
Total of all active and inactive participants	2013-01-01	760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	760
Number of participants with account balances	2013-01-01	284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	7
2012: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	753
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	633
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	28
Total of all active and inactive participants	2012-01-01	661
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	661
Number of participants with account balances	2012-01-01	275
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	8
2011: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	787
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	709
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	44
Total of all active and inactive participants	2011-01-01	753
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	753
Number of participants with account balances	2011-01-01	311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	12
2010: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	647
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	748
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	39
Total of all active and inactive participants	2010-01-01	787
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	787
Number of participants with account balances	2010-01-01	313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	6
2009: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	665
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	605
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	41
Total of all active and inactive participants	2009-01-01	647
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	647
Number of participants with account balances	2009-01-01	318
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	12

Financial Data on HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN

Measure	Date	Value
2018 : HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$6,334
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$9,835
Total income from all sources (including contributions)	2018-12-31	$1,642,566
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,489,068
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,437,066
Value of total corrective distributions	2018-12-31	$6,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,968,584
Value of total assets at end of year	2018-12-31	$24,751,341
Value of total assets at beginning of year	2018-12-31	$24,601,344
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$45,668
Total interest from all sources	2018-12-31	$35,109
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$868,814
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$868,814
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,878,853
Participant contributions at end of year	2018-12-31	$784,122
Participant contributions at beginning of year	2018-12-31	$667,834
Participant contributions at beginning of year	2018-12-31	$41,034
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$182,543
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$6,334
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$9,835
Other income not declared elsewhere	2018-12-31	$218
Administrative expenses (other) incurred	2018-12-31	$45,668
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$153,498
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$24,745,007
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$24,591,509
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$18,310,572
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$19,189,883
Interest on participant loans	2018-12-31	$35,109
Value of interest in common/collective trusts at end of year	2018-12-31	$5,629,137
Value of interest in common/collective trusts at beginning of year	2018-12-31	$4,677,772
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-2,334,830
Net investment gain or loss from common/collective trusts	2018-12-31	$104,671
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$907,188
Employer contributions (assets) at end of year	2018-12-31	$27,510
Employer contributions (assets) at beginning of year	2018-12-31	$24,821
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,437,066
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	RUBINBROWN LLP
Accountancy firm EIN	2018-12-31	430765316
2017 : HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$9,835
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$9,728
Total income from all sources (including contributions)	2017-12-31	$5,702,568
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,963,685
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,912,454
Value of total corrective distributions	2017-12-31	$9,835
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,143,747
Value of total assets at end of year	2017-12-31	$24,601,344
Value of total assets at beginning of year	2017-12-31	$20,862,354
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$41,396
Total interest from all sources	2017-12-31	$30,988
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$610,379
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$610,379
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,431,599
Participant contributions at end of year	2017-12-31	$667,834
Participant contributions at beginning of year	2017-12-31	$713,460
Participant contributions at end of year	2017-12-31	$41,034
Participant contributions at beginning of year	2017-12-31	$33,551
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$82,013
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$9,835
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$9,728
Administrative expenses (other) incurred	2017-12-31	$41,396
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$3,738,883
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$24,591,509
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$20,852,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$19,189,883
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$15,126,481
Interest on participant loans	2017-12-31	$30,988
Value of interest in common/collective trusts at end of year	2017-12-31	$4,677,772
Value of interest in common/collective trusts at beginning of year	2017-12-31	$4,901,672
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$2,839,368
Net investment gain or loss from common/collective trusts	2017-12-31	$78,086
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$630,135
Employer contributions (assets) at end of year	2017-12-31	$24,821
Employer contributions (assets) at beginning of year	2017-12-31	$87,190
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,912,454
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	RUBINBROWN LLP
Accountancy firm EIN	2017-12-31	430765316
2016 : HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$9,728
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$290,647
Total income from all sources (including contributions)	2016-12-31	$3,695,173
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$837,175
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$788,473
Expenses. Certain deemed distributions of participant loans	2016-12-31	$0
Value of total corrective distributions	2016-12-31	$9,728
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,298,122
Value of total assets at end of year	2016-12-31	$20,862,354
Value of total assets at beginning of year	2016-12-31	$18,285,275
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$38,974
Total interest from all sources	2016-12-31	$31,981
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$374,820
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$374,820
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,454,849
Participant contributions at end of year	2016-12-31	$713,460
Participant contributions at beginning of year	2016-12-31	$715,360
Participant contributions at end of year	2016-12-31	$33,551
Participant contributions at beginning of year	2016-12-31	$31,938
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$154,917
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$9,728
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$290,647
Other income not declared elsewhere	2016-12-31	$0
Administrative expenses (other) incurred	2016-12-31	$38,974
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$2,857,998
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$20,852,626
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$17,994,628
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$15,126,481
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$12,950,013
Interest on participant loans	2016-12-31	$31,981
Value of interest in common/collective trusts at end of year	2016-12-31	$4,901,672
Value of interest in common/collective trusts at beginning of year	2016-12-31	$4,576,567
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$920,590
Net investment gain or loss from common/collective trusts	2016-12-31	$69,660
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$688,356
Employer contributions (assets) at end of year	2016-12-31	$87,190
Employer contributions (assets) at beginning of year	2016-12-31	$11,397
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$788,473
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	RUBINBROWN LLP
Accountancy firm EIN	2016-12-31	430765316
2015 : HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$290,647
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$282,501
Total income from all sources (including contributions)	2015-12-31	$2,297,815
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,758,575
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,404,548
Expenses. Certain deemed distributions of participant loans	2015-12-31	$23,714
Value of total corrective distributions	2015-12-31	$290,647
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,590,638
Value of total assets at end of year	2015-12-31	$18,285,275
Value of total assets at beginning of year	2015-12-31	$17,737,889
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$39,666
Total interest from all sources	2015-12-31	$29,374
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$638,131
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$638,131
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,354,679
Participant contributions at end of year	2015-12-31	$715,360
Participant contributions at beginning of year	2015-12-31	$675,023
Participant contributions at end of year	2015-12-31	$31,938
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$801,767
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$290,647
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$282,501
Other income not declared elsewhere	2015-12-31	$0
Administrative expenses (other) incurred	2015-12-31	$39,666
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$539,240
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$17,994,628
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$17,455,388
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$12,950,013
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$12,395,315
Interest on participant loans	2015-12-31	$29,374
Value of interest in common/collective trusts at end of year	2015-12-31	$4,576,567
Value of interest in common/collective trusts at beginning of year	2015-12-31	$4,667,551
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-953,745
Net investment gain or loss from common/collective trusts	2015-12-31	$-6,583
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$434,192
Employer contributions (assets) at end of year	2015-12-31	$11,397
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,404,548
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	RUBINBROWN LLP
Accountancy firm EIN	2015-12-31	430765316
2014 : HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$282,501
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$162,948
Total income from all sources (including contributions)	2014-12-31	$2,332,962
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,307,349
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$972,732
Expenses. Certain deemed distributions of participant loans	2014-12-31	$15,038
Value of total corrective distributions	2014-12-31	$282,501
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,658,601
Value of total assets at end of year	2014-12-31	$17,737,889
Value of total assets at beginning of year	2014-12-31	$16,592,723
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$37,078
Total interest from all sources	2014-12-31	$26,916
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$661,632
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$661,632
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,203,714
Participant contributions at end of year	2014-12-31	$675,023
Participant contributions at beginning of year	2014-12-31	$637,080
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$67,341
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$282,501
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$162,948
Other income not declared elsewhere	2014-12-31	$99
Administrative expenses (other) incurred	2014-12-31	$37,078
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,025,613
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$17,455,388
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$16,429,775
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$12,395,315
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$11,525,384
Interest on participant loans	2014-12-31	$26,916
Value of interest in common/collective trusts at end of year	2014-12-31	$4,667,551
Value of interest in common/collective trusts at beginning of year	2014-12-31	$4,430,259
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-89,473
Net investment gain or loss from common/collective trusts	2014-12-31	$75,187
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$387,546
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$972,732
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	RUBINBROWN LLP
Accountancy firm EIN	2014-12-31	430765316
2013 : HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$162,948
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$151,090
Total income from all sources (including contributions)	2013-12-31	$3,961,954
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,506,437
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,286,202
Expenses. Certain deemed distributions of participant loans	2013-12-31	$38,515
Value of total corrective distributions	2013-12-31	$162,948
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,479,397
Value of total assets at end of year	2013-12-31	$16,592,723
Value of total assets at beginning of year	2013-12-31	$14,125,348
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$18,772
Total interest from all sources	2013-12-31	$31,523
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$275,339
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$275,339
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,086,668
Participant contributions at end of year	2013-12-31	$637,080
Participant contributions at beginning of year	2013-12-31	$797,627
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$28,761
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$162,948
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$151,090
Other income not declared elsewhere	2013-12-31	$219
Administrative expenses (other) incurred	2013-12-31	$18,772
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,455,517
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$16,429,775
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$13,974,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$11,525,384
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$8,500,905
Interest on participant loans	2013-12-31	$31,523
Value of interest in common/collective trusts at end of year	2013-12-31	$4,430,259
Value of interest in common/collective trusts at beginning of year	2013-12-31	$4,826,816
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,259,142
Net investment gain or loss from common/collective trusts	2013-12-31	$-83,666
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$363,968
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,286,202
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	RUBINBROWN LLP
Accountancy firm EIN	2013-12-31	430765316
2012 : HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$151,090
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$115,581
Total income from all sources (including contributions)	2012-12-31	$2,838,492
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,862,306
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,705,784
Expenses. Certain deemed distributions of participant loans	2012-12-31	$2,172
Value of total corrective distributions	2012-12-31	$149,030
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,518,307
Value of total assets at end of year	2012-12-31	$14,125,348
Value of total assets at beginning of year	2012-12-31	$13,113,653
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$5,320
Total interest from all sources	2012-12-31	$31,438
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$259,691
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$259,691
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,024,643
Participant contributions at end of year	2012-12-31	$797,627
Participant contributions at beginning of year	2012-12-31	$737,752
Participant contributions at beginning of year	2012-12-31	$7,167
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$148,113
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$151,090
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$115,581
Other income not declared elsewhere	2012-12-31	$1,406
Administrative expenses (other) incurred	2012-12-31	$5,320
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$976,186
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$13,974,258
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$12,998,072
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$8,500,905
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$7,465,447
Interest on participant loans	2012-12-31	$31,438
Value of interest in common/collective trusts at end of year	2012-12-31	$4,826,816
Value of interest in common/collective trusts at beginning of year	2012-12-31	$4,900,572
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$829,430
Net investment gain or loss from common/collective trusts	2012-12-31	$198,220
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$345,551
Employer contributions (assets) at beginning of year	2012-12-31	$2,715
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,705,784
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	RUBINBROWN LLP
Accountancy firm EIN	2012-12-31	430765316
2011 : HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$115,581
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$89,196
Total income from all sources (including contributions)	2011-12-31	$1,055,663
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$655,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$648,014
Expenses. Certain deemed distributions of participant loans	2011-12-31	$2,913
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,293,649
Value of total assets at end of year	2011-12-31	$13,113,653
Value of total assets at beginning of year	2011-12-31	$12,686,617
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$4,085
Total interest from all sources	2011-12-31	$33,512
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$221,915
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$221,915
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$965,009
Participant contributions at end of year	2011-12-31	$737,752
Participant contributions at beginning of year	2011-12-31	$738,135
Participant contributions at end of year	2011-12-31	$7,167
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$813
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$115,581
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$89,196
Administrative expenses (other) incurred	2011-12-31	$4,085
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$400,651
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$12,998,072
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$12,597,421
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$7,465,447
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$7,346,852
Interest on participant loans	2011-12-31	$33,512
Value of interest in common/collective trusts at end of year	2011-12-31	$4,900,572
Value of interest in common/collective trusts at beginning of year	2011-12-31	$4,601,630
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-534,118
Net investment gain or loss from common/collective trusts	2011-12-31	$40,705
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$327,827
Employer contributions (assets) at end of year	2011-12-31	$2,715
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$648,014
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	RUBINBROWN LLP
Accountancy firm EIN	2011-12-31	430765316
2010 : HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$89,196
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$109,995
Total income from all sources (including contributions)	2010-12-31	$2,188,596
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,308,406
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,300,906
Expenses. Certain deemed distributions of participant loans	2010-12-31	$1,864
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,252,705
Value of total assets at end of year	2010-12-31	$12,686,617
Value of total assets at beginning of year	2010-12-31	$11,827,226
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$5,636
Total interest from all sources	2010-12-31	$42,239
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$152,520
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$152,520
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$927,088
Participant contributions at end of year	2010-12-31	$738,135
Participant contributions at beginning of year	2010-12-31	$763,414
Participant contributions at beginning of year	2010-12-31	$9,790
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$89,196
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$109,995
Administrative expenses (other) incurred	2010-12-31	$5,636
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$880,190
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$12,597,421
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$11,717,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$7,346,852
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$5,775,912
Interest on participant loans	2010-12-31	$42,239
Value of interest in common/collective trusts at end of year	2010-12-31	$4,601,630
Value of interest in common/collective trusts at beginning of year	2010-12-31	$5,274,958
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$720,394
Net investment gain or loss from common/collective trusts	2010-12-31	$20,738
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$325,617
Employer contributions (assets) at beginning of year	2010-12-31	$3,152
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,300,906
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	RUBINBROWN LLP
Accountancy firm EIN	2010-12-31	430765316
2009 : HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN

2018: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: HERMANN COMPANIES EMPLOYEES' 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	HERMANN COMPANIES, INC.
Employer identification number (EIN):	430719261
NAIC Classification:	326100