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HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameHARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN
Plan identification number 002

HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HARTWIG, INCORPORATED has sponsored the creation of one or more 401k plans.

Company Name:HARTWIG, INCORPORATED
Employer identification number (EIN):430761198
NAIC Classification:423800

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022024-01-01LINDA EHLER
0022023-01-01
0022023-01-01LINDA EHLER
0022022-10-01
0022022-10-01LINDA EHLER
0022021-10-01
0022021-10-01LINDA EHLER
0022020-10-01
0022019-10-01
0022016-10-01LINDA EHLER
0022015-10-01LINDA EHLER
0022014-10-01LINDA EHLER
0022014-10-01LINDA EHLER
0022013-10-01LINDA EHLER
0022012-10-01LINDA EHLER
0022011-10-01LINDA EHLER
0022010-10-01LINDA EHLER
0022009-10-01LINDA EHLER
0022008-10-01

Plan Statistics for HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN

Measure Date Value
2023: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01231
Total number of active participants reported on line 7a of the Form 55002023-01-01193
Number of retired or separated participants receiving benefits2023-01-012
Number of other retired or separated participants entitled to future benefits2023-01-0135
Total of all active and inactive participants2023-01-01230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01230
Number of participants with account balances2023-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-016
2022: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-10-01236
Total number of active participants reported on line 7a of the Form 55002022-10-01188
Number of retired or separated participants receiving benefits2022-10-013
Number of other retired or separated participants entitled to future benefits2022-10-0133
Total of all active and inactive participants2022-10-01224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-10-010
Total participants2022-10-01224
Number of participants with account balances2022-10-01201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-10-011
2021: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-10-01226
Total number of active participants reported on line 7a of the Form 55002021-10-01178
Number of retired or separated participants receiving benefits2021-10-014
Number of other retired or separated participants entitled to future benefits2021-10-0142
Total of all active and inactive participants2021-10-01224
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-010
Total participants2021-10-01224
Number of participants with account balances2021-10-01204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-015
2020: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-10-01231
Total number of active participants reported on line 7a of the Form 55002020-10-01181
Number of retired or separated participants receiving benefits2020-10-012
Number of other retired or separated participants entitled to future benefits2020-10-0136
Total of all active and inactive participants2020-10-01219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-010
Total participants2020-10-01219
Number of participants with account balances2020-10-01199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-0111
2019: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-01222
Total number of active participants reported on line 7a of the Form 55002019-10-01198
Number of retired or separated participants receiving benefits2019-10-010
Number of other retired or separated participants entitled to future benefits2019-10-0132
Total of all active and inactive participants2019-10-01230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-010
Total participants2019-10-01230
Number of participants with account balances2019-10-01209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-014
2016: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-01181
Total number of active participants reported on line 7a of the Form 55002016-10-01153
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-0124
Total of all active and inactive participants2016-10-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-01177
Number of participants with account balances2016-10-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-011
2015: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-01195
Total number of active participants reported on line 7a of the Form 55002015-10-01148
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-0131
Total of all active and inactive participants2015-10-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-010
Total participants2015-10-01179
Number of participants with account balances2015-10-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-0117
2014: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-01188
Total number of active participants reported on line 7a of the Form 55002014-10-01168
Number of retired or separated participants receiving benefits2014-10-010
Number of other retired or separated participants entitled to future benefits2014-10-0126
Total of all active and inactive participants2014-10-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-010
Total participants2014-10-01194
Number of participants with account balances2014-10-01185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-019
2013: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-01178
Total number of active participants reported on line 7a of the Form 55002013-10-01155
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-0127
Total of all active and inactive participants2013-10-01182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-010
Total participants2013-10-01182
Number of participants with account balances2013-10-01180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-0112
2012: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-01168
Total number of active participants reported on line 7a of the Form 55002012-10-01156
Number of retired or separated participants receiving benefits2012-10-010
Number of other retired or separated participants entitled to future benefits2012-10-0116
Total of all active and inactive participants2012-10-01172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-01172
Number of participants with account balances2012-10-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-019
2011: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-01140
Total number of active participants reported on line 7a of the Form 55002011-10-01141
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-0119
Total of all active and inactive participants2011-10-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01160
Number of participants with account balances2011-10-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-017
2010: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-10-01132
Total number of active participants reported on line 7a of the Form 55002010-10-01119
Number of retired or separated participants receiving benefits2010-10-010
Number of other retired or separated participants entitled to future benefits2010-10-0111
Total of all active and inactive participants2010-10-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-012
Total participants2010-10-01132
Number of participants with account balances2010-10-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-013
2009: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-01133
Total number of active participants reported on line 7a of the Form 55002009-10-01111
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-0111
Total of all active and inactive participants2009-10-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-011
Total participants2009-10-01123
Number of participants with account balances2009-10-01103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-015

Financial Data on HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN

Measure Date Value
2023 : HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$6,163,037
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$2,856,081
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$2,779,876
Value of total corrective distributions2023-12-31$3,697
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$1,917,067
Value of total assets at end of year2023-12-31$28,409,258
Value of total assets at beginning of year2023-12-31$25,102,302
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$72,508
Total interest from all sources2023-12-31$17,275
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$1,361,426
Participant contributions at end of year2023-12-31$296,100
Participant contributions at beginning of year2023-12-31$248,386
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$287,491
Administrative expenses (other) incurred2023-12-31$1,950
Total non interest bearing cash at end of year2023-12-31$897
Total non interest bearing cash at beginning of year2023-12-31$2,332
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$3,306,956
Value of net assets at end of year (total assets less liabilities)2023-12-31$28,409,258
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$25,102,302
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in pooled separate accounts at end of year2023-12-31$28,106,434
Value of interest in pooled separate accounts at beginning of year2023-12-31$24,844,984
Interest on participant loans2023-12-31$17,260
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$15
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$1,897
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$1,884
Net investment gain/loss from pooled separate accounts2023-12-31$4,228,695
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$268,150
Employer contributions (assets) at end of year2023-12-31$3,930
Employer contributions (assets) at beginning of year2023-12-31$4,716
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$2,779,876
Contract administrator fees2023-12-31$70,558
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31BOTZ DEAL AND COMPANY
Accountancy firm EIN2023-12-31431064657
Total unrealized appreciation/depreciation of assets2023-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-01-01$0
Total income from all sources (including contributions)2023-01-01$6,163,037
Total loss/gain on sale of assets2023-01-01$0
Total of all expenses incurred2023-01-01$2,856,081
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$2,779,876
Value of total corrective distributions2023-01-01$3,697
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$1,917,067
Value of total assets at end of year2023-01-01$28,409,258
Value of total assets at beginning of year2023-01-01$25,102,302
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$72,508
Total interest from all sources2023-01-01$17,275
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$500,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$1,361,426
Participant contributions at end of year2023-01-01$296,100
Participant contributions at beginning of year2023-01-01$248,386
Income. Received or receivable in cash from other sources (including rollovers)2023-01-01$287,491
Administrative expenses (other) incurred2023-01-01$1,950
Total non interest bearing cash at end of year2023-01-01$897
Total non interest bearing cash at beginning of year2023-01-01$2,332
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$3,306,956
Value of net assets at end of year (total assets less liabilities)2023-01-01$28,409,258
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$25,102,302
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Value of interest in pooled separate accounts at end of year2023-01-01$28,106,434
Value of interest in pooled separate accounts at beginning of year2023-01-01$24,844,984
Interest on participant loans2023-01-01$17,260
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-01-01$15
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-01-01$1,897
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-01-01$1,884
Net investment gain/loss from pooled separate accounts2023-01-01$4,228,695
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01No
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Contributions received in cash from employer2023-01-01$268,150
Employer contributions (assets) at end of year2023-01-01$3,930
Employer contributions (assets) at beginning of year2023-01-01$4,716
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$2,779,876
Contract administrator fees2023-01-01$70,558
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01BOTZ DEAL AND COMPANY
Accountancy firm EIN2023-01-01431064657
2022 : HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$1,895,618
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$106,448
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$89,187
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$338,709
Value of total assets at end of year2022-12-31$25,102,302
Value of total assets at beginning of year2022-12-31$23,313,132
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$17,261
Total interest from all sources2022-12-31$2,959
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$282,429
Participant contributions at end of year2022-12-31$248,386
Participant contributions at beginning of year2022-12-31$254,368
Administrative expenses (other) incurred2022-12-31$710
Total non interest bearing cash at end of year2022-12-31$2,332
Total non interest bearing cash at beginning of year2022-12-31$924
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$1,789,170
Value of net assets at end of year (total assets less liabilities)2022-12-31$25,102,302
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$23,313,132
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$24,844,984
Value of interest in pooled separate accounts at beginning of year2022-12-31$23,050,500
Interest on participant loans2022-12-31$2,955
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,884
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,882
Net investment gain/loss from pooled separate accounts2022-12-31$1,553,950
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$56,280
Employer contributions (assets) at end of year2022-12-31$4,716
Employer contributions (assets) at beginning of year2022-12-31$5,458
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$89,187
Contract administrator fees2022-12-31$16,551
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Total unrealized appreciation/depreciation of assets2022-10-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-10-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-10-01$0
Total income from all sources (including contributions)2022-10-01$1,895,618
Total loss/gain on sale of assets2022-10-01$0
Total of all expenses incurred2022-10-01$106,448
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-10-01$89,187
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-10-01$338,709
Value of total assets at end of year2022-10-01$25,102,302
Value of total assets at beginning of year2022-10-01$23,313,132
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-10-01$17,261
Total interest from all sources2022-10-01$2,959
Total dividends received (eg from common stock, registered investment company shares)2022-10-01$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-10-01No
Was this plan covered by a fidelity bond2022-10-01Yes
Value of fidelity bond cover2022-10-01$500,000
If this is an individual account plan, was there a blackout period2022-10-01No
Were there any nonexempt tranactions with any party-in-interest2022-10-01No
Contributions received from participants2022-10-01$282,429
Participant contributions at end of year2022-10-01$248,386
Participant contributions at beginning of year2022-10-01$254,368
Administrative expenses (other) incurred2022-10-01$710
Total non interest bearing cash at end of year2022-10-01$2,332
Total non interest bearing cash at beginning of year2022-10-01$924
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-10-01No
Value of net income/loss2022-10-01$1,789,170
Value of net assets at end of year (total assets less liabilities)2022-10-01$25,102,302
Value of net assets at beginning of year (total assets less liabilities)2022-10-01$23,313,132
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-10-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-10-01No
Were any leases to which the plan was party in default or uncollectible2022-10-01No
Value of interest in pooled separate accounts at end of year2022-10-01$24,844,984
Value of interest in pooled separate accounts at beginning of year2022-10-01$23,050,500
Interest on participant loans2022-10-01$2,955
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-10-01$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-10-01$1,884
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-10-01$1,882
Net investment gain/loss from pooled separate accounts2022-10-01$1,553,950
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-10-01No
Was there a failure to transmit to the plan any participant contributions2022-10-01No
Has the plan failed to provide any benefit when due under the plan2022-10-01No
Contributions received in cash from employer2022-10-01$56,280
Employer contributions (assets) at end of year2022-10-01$4,716
Employer contributions (assets) at beginning of year2022-10-01$5,458
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-10-01$89,187
Contract administrator fees2022-10-01$16,551
Did the plan have assets held for investment2022-10-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-10-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-10-01No
Total unrealized appreciation/depreciation of assets2022-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total income from all sources (including contributions)2022-09-30$-3,936,721
Total loss/gain on sale of assets2022-09-30$0
Total of all expenses incurred2022-09-30$3,750,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$3,676,928
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$1,505,478
Value of total assets at end of year2022-09-30$23,313,132
Value of total assets at beginning of year2022-09-30$31,000,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$73,634
Total interest from all sources2022-09-30$11,208
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$500,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Contributions received from participants2022-09-30$1,234,225
Participant contributions at end of year2022-09-30$254,368
Participant contributions at beginning of year2022-09-30$201,599
Participant contributions at beginning of year2022-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2022-09-30$55,757
Administrative expenses (other) incurred2022-09-30$1,775
Total non interest bearing cash at end of year2022-09-30$924
Total non interest bearing cash at beginning of year2022-09-30$450
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Value of net income/loss2022-09-30$-7,687,283
Value of net assets at end of year (total assets less liabilities)2022-09-30$23,313,132
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$31,000,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Value of interest in pooled separate accounts at end of year2022-09-30$23,050,500
Value of interest in pooled separate accounts at beginning of year2022-09-30$30,689,196
Interest on participant loans2022-09-30$11,138
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-09-30$70
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-09-30$1,882
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-09-30$109,170
Net investment gain/loss from pooled separate accounts2022-09-30$-5,453,407
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30No
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Contributions received in cash from employer2022-09-30$215,496
Employer contributions (assets) at end of year2022-09-30$5,458
Employer contributions (assets) at beginning of year2022-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$3,676,928
Contract administrator fees2022-09-30$71,859
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Opinion of an independent qualified public accountant for this plan2022-09-30Disclaimer
Accountancy firm name2022-09-30BOTZ, DEAL AND COMPANY, PC
Accountancy firm EIN2022-09-30431064657
2021 : HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total income from all sources (including contributions)2021-09-30$7,022,342
Total loss/gain on sale of assets2021-09-30$0
Total of all expenses incurred2021-09-30$3,399,184
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$3,309,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$1,207,015
Value of total assets at end of year2021-09-30$31,000,415
Value of total assets at beginning of year2021-09-30$27,377,257
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$90,074
Total interest from all sources2021-09-30$11,326
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$500,000
If this is an individual account plan, was there a blackout period2021-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-09-30$0
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$1,095,549
Participant contributions at end of year2021-09-30$201,599
Participant contributions at beginning of year2021-09-30$226,276
Participant contributions at end of year2021-09-30$0
Participant contributions at beginning of year2021-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2021-09-30$99,409
Administrative expenses (other) incurred2021-09-30$1,770
Total non interest bearing cash at end of year2021-09-30$450
Total non interest bearing cash at beginning of year2021-09-30$1,814
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Value of net income/loss2021-09-30$3,623,158
Value of net assets at end of year (total assets less liabilities)2021-09-30$31,000,415
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$27,377,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Value of interest in pooled separate accounts at end of year2021-09-30$30,689,196
Value of interest in pooled separate accounts at beginning of year2021-09-30$27,040,442
Interest on participant loans2021-09-30$10,566
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-09-30$760
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-09-30$109,170
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-09-30$108,725
Net investment gain/loss from pooled separate accounts2021-09-30$5,804,001
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30No
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Contributions received in cash from employer2021-09-30$12,057
Employer contributions (assets) at end of year2021-09-30$0
Employer contributions (assets) at beginning of year2021-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$3,309,110
Contract administrator fees2021-09-30$88,304
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Opinion of an independent qualified public accountant for this plan2021-09-30Disclaimer
Accountancy firm name2021-09-30BOTZ, DEAL AND COMPANY, PC
Accountancy firm EIN2021-09-30431064657
2020 : HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total income from all sources (including contributions)2020-09-30$4,309,127
Total loss/gain on sale of assets2020-09-30$0
Total of all expenses incurred2020-09-30$415,136
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$304,000
Expenses. Certain deemed distributions of participant loans2020-09-30$22,118
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$1,730,789
Value of total assets at end of year2020-09-30$27,377,257
Value of total assets at beginning of year2020-09-30$23,483,266
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$89,018
Total interest from all sources2020-09-30$10,537
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$500,000
If this is an individual account plan, was there a blackout period2020-09-30No
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Contributions received from participants2020-09-30$1,263,249
Participant contributions at end of year2020-09-30$226,276
Participant contributions at beginning of year2020-09-30$198,033
Participant contributions at end of year2020-09-30$0
Participant contributions at beginning of year2020-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2020-09-30$263,532
Other income not declared elsewhere2020-09-30$-27
Administrative expenses (other) incurred2020-09-30$1,670
Total non interest bearing cash at end of year2020-09-30$1,814
Total non interest bearing cash at beginning of year2020-09-30$757
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Value of net income/loss2020-09-30$3,893,991
Value of net assets at end of year (total assets less liabilities)2020-09-30$27,377,257
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$23,483,266
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Value of interest in pooled separate accounts at end of year2020-09-30$27,040,442
Value of interest in pooled separate accounts at beginning of year2020-09-30$23,284,086
Interest on participant loans2020-09-30$10,537
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-09-30$108,725
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-09-30$0
Net investment gain/loss from pooled separate accounts2020-09-30$2,567,828
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Contributions received in cash from employer2020-09-30$204,008
Employer contributions (assets) at end of year2020-09-30$0
Employer contributions (assets) at beginning of year2020-09-30$390
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$304,000
Contract administrator fees2020-09-30$87,348
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30Yes
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30BOTZ, DEAL AND COMPANY, PC
Accountancy firm EIN2020-09-30431064657
2019 : HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total income from all sources (including contributions)2019-09-30$2,280,556
Total loss/gain on sale of assets2019-09-30$0
Total of all expenses incurred2019-09-30$359,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$276,080
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$1,770,583
Value of total assets at end of year2019-09-30$23,483,266
Value of total assets at beginning of year2019-09-30$21,562,409
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$83,619
Total interest from all sources2019-09-30$9,723
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$500,000
If this is an individual account plan, was there a blackout period2019-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-09-30$0
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$1,379,821
Participant contributions at end of year2019-09-30$198,033
Participant contributions at beginning of year2019-09-30$168,442
Participant contributions at end of year2019-09-30$0
Participant contributions at beginning of year2019-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$117,192
Other income not declared elsewhere2019-09-30$79
Administrative expenses (other) incurred2019-09-30$1,155
Total non interest bearing cash at end of year2019-09-30$757
Total non interest bearing cash at beginning of year2019-09-30$1,012
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Value of net income/loss2019-09-30$1,920,857
Value of net assets at end of year (total assets less liabilities)2019-09-30$23,483,266
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$21,562,409
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Value of interest in pooled separate accounts at end of year2019-09-30$23,284,086
Value of interest in pooled separate accounts at beginning of year2019-09-30$21,392,955
Interest on participant loans2019-09-30$9,723
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-09-30$0
Net investment gain/loss from pooled separate accounts2019-09-30$500,171
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Contributions received in cash from employer2019-09-30$273,570
Employer contributions (assets) at end of year2019-09-30$390
Employer contributions (assets) at beginning of year2019-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$276,080
Contract administrator fees2019-09-30$82,464
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30BOTZ, DEAL AND COMPANY, PC
Accountancy firm EIN2019-09-30431064657
2018 : HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total income from all sources (including contributions)2018-09-30$3,509,912
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$1,373,364
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$1,336,807
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$1,762,114
Value of total assets at end of year2018-09-30$21,562,409
Value of total assets at beginning of year2018-09-30$19,425,861
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$36,557
Total interest from all sources2018-09-30$7,215
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Administrative expenses professional fees incurred2018-09-30$1,060
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$500,000
If this is an individual account plan, was there a blackout period2018-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$1,191,343
Participant contributions at end of year2018-09-30$168,442
Participant contributions at beginning of year2018-09-30$144,409
Participant contributions at end of year2018-09-30$0
Participant contributions at beginning of year2018-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2018-09-30$362,688
Other income not declared elsewhere2018-09-30$17,152
Total non interest bearing cash at end of year2018-09-30$1,012
Total non interest bearing cash at beginning of year2018-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Value of net income/loss2018-09-30$2,136,548
Value of net assets at end of year (total assets less liabilities)2018-09-30$21,562,409
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$19,425,861
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Value of interest in pooled separate accounts at end of year2018-09-30$21,392,955
Value of interest in pooled separate accounts at beginning of year2018-09-30$19,281,452
Interest on participant loans2018-09-30$7,215
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-09-30$0
Net investment gain/loss from pooled separate accounts2018-09-30$1,723,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Contributions received in cash from employer2018-09-30$208,083
Employer contributions (assets) at end of year2018-09-30$0
Employer contributions (assets) at beginning of year2018-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$1,336,807
Contract administrator fees2018-09-30$35,497
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30BOTZ, DEAL AND COMPANY, PC
Accountancy firm EIN2018-09-30431064657
2017 : HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total income from all sources (including contributions)2017-09-30$3,490,514
Total loss/gain on sale of assets2017-09-30$0
Total of all expenses incurred2017-09-30$912,274
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$911,140
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$1,194,644
Value of total assets at end of year2017-09-30$19,425,861
Value of total assets at beginning of year2017-09-30$16,847,621
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$1,134
Total interest from all sources2017-09-30$8,344
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Administrative expenses professional fees incurred2017-09-30$600
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$500,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$914,344
Participant contributions at end of year2017-09-30$144,409
Participant contributions at beginning of year2017-09-30$228,093
Participant contributions at end of year2017-09-30$0
Participant contributions at beginning of year2017-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$209,377
Other income not declared elsewhere2017-09-30$25,137
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$2,578,240
Value of net assets at end of year (total assets less liabilities)2017-09-30$19,425,861
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$16,847,621
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Value of interest in pooled separate accounts at end of year2017-09-30$19,281,452
Value of interest in pooled separate accounts at beginning of year2017-09-30$16,619,528
Interest on participant loans2017-09-30$8,344
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-09-30$0
Net investment gain/loss from pooled separate accounts2017-09-30$2,262,389
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$70,923
Employer contributions (assets) at end of year2017-09-30$0
Employer contributions (assets) at beginning of year2017-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$911,140
Contract administrator fees2017-09-30$534
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30BOTZ, DEAL AND COMPANY, PC
Accountancy firm EIN2017-09-30431064657
2016 : HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total income from all sources (including contributions)2016-09-30$2,582,092
Total loss/gain on sale of assets2016-09-30$0
Total of all expenses incurred2016-09-30$693,252
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$692,814
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$1,082,894
Value of total assets at end of year2016-09-30$16,847,621
Value of total assets at beginning of year2016-09-30$14,958,781
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$438
Total interest from all sources2016-09-30$7,147
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$500,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$971,362
Participant contributions at end of year2016-09-30$228,093
Participant contributions at beginning of year2016-09-30$131,245
Participant contributions at end of year2016-09-30$0
Participant contributions at beginning of year2016-09-30$0
Other income not declared elsewhere2016-09-30$16,997
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$1,888,840
Value of net assets at end of year (total assets less liabilities)2016-09-30$16,847,621
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$14,958,781
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Value of interest in pooled separate accounts at end of year2016-09-30$16,619,528
Value of interest in pooled separate accounts at beginning of year2016-09-30$14,827,536
Interest on participant loans2016-09-30$7,147
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-09-30$0
Net investment gain/loss from pooled separate accounts2016-09-30$1,475,054
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$111,532
Employer contributions (assets) at end of year2016-09-30$0
Employer contributions (assets) at beginning of year2016-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$692,814
Contract administrator fees2016-09-30$438
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30BOTZ, DEAL AND COMPANY, PC
Accountancy firm EIN2016-09-30431064657
2015 : HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total income from all sources (including contributions)2015-09-30$989,668
Total loss/gain on sale of assets2015-09-30$0
Total of all expenses incurred2015-09-30$1,616,944
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$1,616,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$1,396,772
Value of total assets at end of year2015-09-30$14,958,781
Value of total assets at beginning of year2015-09-30$15,586,057
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$346
Total interest from all sources2015-09-30$3,095
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$500,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$1,182,495
Participant contributions at end of year2015-09-30$131,245
Participant contributions at beginning of year2015-09-30$41,393
Participant contributions at end of year2015-09-30$0
Participant contributions at beginning of year2015-09-30$0
Other income not declared elsewhere2015-09-30$5,924
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Value of net income/loss2015-09-30$-627,276
Value of net assets at end of year (total assets less liabilities)2015-09-30$14,958,781
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$15,586,057
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Value of interest in pooled separate accounts at end of year2015-09-30$14,827,536
Value of interest in pooled separate accounts at beginning of year2015-09-30$15,152,914
Interest on participant loans2015-09-30$3,092
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-09-30$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-09-30$191,196
Net investment gain/loss from pooled separate accounts2015-09-30$-416,123
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$214,277
Employer contributions (assets) at end of year2015-09-30$0
Employer contributions (assets) at beginning of year2015-09-30$200,554
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$1,616,598
Contract administrator fees2015-09-30$346
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30Yes
Opinion of an independent qualified public accountant for this plan2015-09-30Disclaimer
Accountancy firm name2015-09-30BOTZ, DEAL AND COMPANY, PC
Accountancy firm EIN2015-09-30431064657
2014 : HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total income from all sources (including contributions)2014-09-30$2,728,889
Total loss/gain on sale of assets2014-09-30$0
Total of all expenses incurred2014-09-30$274,371
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$274,135
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$1,626,045
Value of total assets at end of year2014-09-30$15,586,057
Value of total assets at beginning of year2014-09-30$13,131,539
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$236
Total interest from all sources2014-09-30$2,473
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$500,000
If this is an individual account plan, was there a blackout period2014-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$1,150,607
Participant contributions at end of year2014-09-30$41,393
Participant contributions at beginning of year2014-09-30$51,126
Participant contributions at end of year2014-09-30$0
Participant contributions at beginning of year2014-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2014-09-30$57,902
Other income not declared elsewhere2014-09-30$487
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Value of net income/loss2014-09-30$2,454,518
Value of net assets at end of year (total assets less liabilities)2014-09-30$15,586,057
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$13,131,539
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Value of interest in pooled separate accounts at end of year2014-09-30$15,152,914
Value of interest in pooled separate accounts at beginning of year2014-09-30$12,681,588
Interest on participant loans2014-09-30$2,125
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-09-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-09-30$348
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-09-30$191,196
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-09-30$198,271
Net investment gain/loss from pooled separate accounts2014-09-30$1,099,884
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30No
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Contributions received in cash from employer2014-09-30$417,536
Employer contributions (assets) at end of year2014-09-30$200,554
Employer contributions (assets) at beginning of year2014-09-30$200,554
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$274,135
Contract administrator fees2014-09-30$236
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30Yes
Opinion of an independent qualified public accountant for this plan2014-09-30Disclaimer
Accountancy firm name2014-09-30BOTZ, DEAL AND COMPANY, PC
Accountancy firm EIN2014-09-30431064657
2013 : HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total income from all sources (including contributions)2013-09-30$2,915,795
Total loss/gain on sale of assets2013-09-30$0
Total of all expenses incurred2013-09-30$843,964
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$843,858
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$1,522,143
Value of total assets at end of year2013-09-30$13,131,539
Value of total assets at beginning of year2013-09-30$11,059,708
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$106
Total interest from all sources2013-09-30$1,732
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$500,000
If this is an individual account plan, was there a blackout period2013-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$988,400
Participant contributions at end of year2013-09-30$51,126
Participant contributions at beginning of year2013-09-30$25,725
Participant contributions at end of year2013-09-30$0
Participant contributions at beginning of year2013-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$145,585
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$2,071,831
Value of net assets at end of year (total assets less liabilities)2013-09-30$13,131,539
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$11,059,708
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Value of interest in pooled separate accounts at end of year2013-09-30$12,681,588
Value of interest in pooled separate accounts at beginning of year2013-09-30$10,597,208
Interest on participant loans2013-09-30$1,351
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-09-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-09-30$821
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-09-30$821
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-09-30$381
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-09-30$198,271
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-09-30$235,954
Net investment gain/loss from pooled separate accounts2013-09-30$1,391,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30No
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$388,158
Employer contributions (assets) at end of year2013-09-30$200,554
Employer contributions (assets) at beginning of year2013-09-30$200,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$843,858
Contract administrator fees2013-09-30$106
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30BOTZ, DEAL AND COMPANY, PC
Accountancy firm EIN2013-09-30431064657
2012 : HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$0
Total income from all sources (including contributions)2012-09-30$2,855,244
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$334,609
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$327,844
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$1,424,600
Value of total assets at end of year2012-09-30$11,059,708
Value of total assets at beginning of year2012-09-30$8,539,073
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$6,765
Total interest from all sources2012-09-30$2,149
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$500,000
If this is an individual account plan, was there a blackout period2012-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$766,932
Participant contributions at end of year2012-09-30$25,725
Participant contributions at beginning of year2012-09-30$35,434
Participant contributions at end of year2012-09-30$0
Participant contributions at beginning of year2012-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$306,359
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$2,520,635
Value of net assets at end of year (total assets less liabilities)2012-09-30$11,059,708
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$8,539,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest in pooled separate accounts at end of year2012-09-30$10,597,208
Value of interest in pooled separate accounts at beginning of year2012-09-30$8,038,501
Interest on participant loans2012-09-30$1,316
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-09-30$821
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-09-30$25
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-09-30$25
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-09-30$833
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-09-30$235,954
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-09-30$215,113
Net investment gain/loss from pooled separate accounts2012-09-30$1,428,495
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$351,309
Employer contributions (assets) at end of year2012-09-30$200,000
Employer contributions (assets) at beginning of year2012-09-30$250,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$327,844
Contract administrator fees2012-09-30$6,765
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30BOTZ, DEAL AND COMPANY, PC
Accountancy firm EIN2012-09-30431064657
2011 : HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$0
Total income from all sources (including contributions)2011-09-30$755,805
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$573,047
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$572,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$936,016
Value of total assets at end of year2011-09-30$8,539,073
Value of total assets at beginning of year2011-09-30$8,356,315
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$102
Total interest from all sources2011-09-30$5,943
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$500,000
If this is an individual account plan, was there a blackout period2011-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$589,659
Participant contributions at end of year2011-09-30$35,434
Participant contributions at beginning of year2011-09-30$30,473
Participant contributions at end of year2011-09-30$0
Participant contributions at beginning of year2011-09-30$11,357
Income. Received or receivable in cash from other sources (including rollovers)2011-09-30$77,748
Other income not declared elsewhere2011-09-30$204
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$182,758
Value of net assets at end of year (total assets less liabilities)2011-09-30$8,539,073
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$8,356,315
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in pooled separate accounts at end of year2011-09-30$8,038,501
Value of interest in pooled separate accounts at beginning of year2011-09-30$8,110,806
Interest on participant loans2011-09-30$1,211
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-09-30$25
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-09-30$229
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-09-30$229
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-09-30$4,732
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-09-30$215,113
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-09-30$203,450
Net investment gain/loss from pooled separate accounts2011-09-30$-186,358
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30No
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$268,609
Employer contributions (assets) at end of year2011-09-30$250,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$572,945
Contract administrator fees2011-09-30$102
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30BOTZ, DEAL AND COMPANY, PC
Accountancy firm EIN2011-09-30431064657
2010 : HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN

2023: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-10-01Type of plan entitySingle employer plan
2022-10-01Submission has been amendedNo
2022-10-01This submission is the final filingNo
2022-10-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-10-01Plan is a collectively bargained planNo
2022-10-01Plan funding arrangement – InsuranceYes
2022-10-01Plan funding arrangement – TrustYes
2022-10-01Plan benefit arrangement – InsuranceYes
2022-10-01Plan benefit arrangement - TrustYes
2021: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01Submission has been amendedNo
2021-10-01This submission is the final filingNo
2021-10-01This return/report is a short plan year return/report (less than 12 months)No
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – InsuranceYes
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement – InsuranceYes
2021-10-01Plan benefit arrangement - TrustYes
2020: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01Submission has been amendedNo
2020-10-01This submission is the final filingNo
2020-10-01This return/report is a short plan year return/report (less than 12 months)No
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – InsuranceYes
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement – InsuranceYes
2020-10-01Plan benefit arrangement - TrustYes
2019: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01Submission has been amendedNo
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – InsuranceYes
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement – InsuranceYes
2019-10-01Plan benefit arrangement - TrustYes
2016: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement – InsuranceYes
2016-10-01Plan benefit arrangement - TrustYes
2015: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2015-10-01Plan benefit arrangement - TrustYes
2014: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedYes
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2014-10-01Plan benefit arrangement - TrustYes
2013: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2013-10-01Plan benefit arrangement - TrustYes
2012: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2012-10-01Plan benefit arrangement - TrustYes
2011: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2011-10-01Plan benefit arrangement - TrustYes
2010: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedNo
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – InsuranceYes
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement – InsuranceYes
2010-10-01Plan benefit arrangement - TrustYes
2009: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – InsuranceYes
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement – InsuranceYes
2009-10-01Plan benefit arrangement - TrustYes
2008: HARTWIG, INCORPORATED 401(K) PROFIT SHARING PLAN 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number29398
Policy instance 1
Insurance contract or identification number29398
Number of Individuals Covered221
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Total amount of commissions paid to insurance brokerUSD $39,318
Total amount of fees paid to insurance companyUSD $14,313
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number29398
Policy instance 1
Insurance contract or identification number29398
Number of Individuals Covered212
Insurance policy start date2022-10-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $6,228
Total amount of fees paid to insurance companyUSD $5,200
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number29398
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number29398
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number29398
Policy instance 1

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