WILLIAM TAO & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
401k plan membership statisitcs for WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN
| Measure | Date | Value |
|---|
| 2017: WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 73 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 24 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 9 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 26 |
| Total of all active and inactive participants | 2017-01-01 | 59 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 59 |
| Number of participants with account balances | 2017-01-01 | 59 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 71 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 36 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 8 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 29 |
| Total of all active and inactive participants | 2016-01-01 | 73 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 73 |
| Number of participants with account balances | 2016-01-01 | 72 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 87 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 42 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 7 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 21 |
| Total of all active and inactive participants | 2015-01-01 | 70 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 1 |
| Total participants | 2015-01-01 | 71 |
| Number of participants with account balances | 2015-01-01 | 71 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 1 |
| 2014: WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 89 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 45 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 41 |
| Total of all active and inactive participants | 2014-01-01 | 86 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 1 |
| Total participants | 2014-01-01 | 87 |
| Number of participants with account balances | 2014-01-01 | 87 |
| 2013: WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 89 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 52 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 36 |
| Total of all active and inactive participants | 2013-01-01 | 88 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 1 |
| Total participants | 2013-01-01 | 89 |
| Number of participants with account balances | 2013-01-01 | 89 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 2 |
| 2012: WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 89 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 57 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 31 |
| Total of all active and inactive participants | 2012-01-01 | 88 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 1 |
| Total participants | 2012-01-01 | 89 |
| Number of participants with account balances | 2012-01-01 | 89 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 1 |
| 2011: WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 88 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 57 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 31 |
| Total of all active and inactive participants | 2011-01-01 | 88 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 1 |
| Total participants | 2011-01-01 | 89 |
| Number of participants with account balances | 2011-01-01 | 89 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 3 |
| 2009: WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 89 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 61 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 33 |
| Total of all active and inactive participants | 2009-01-01 | 94 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 94 |
| Number of participants with account balances | 2009-01-01 | 94 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 1 |
| Measure | Date | Value |
|---|
| 2017 : WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data |
|---|
| Total plan liabilities at end of year | 2017-12-31 | $31,422 |
| Total plan liabilities at beginning of year | 2017-12-31 | $10,549 |
| Total income from all sources | 2017-12-31 | $-224,255 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $177,626 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $152,168 |
| Total plan assets at end of year | 2017-12-31 | $712,496 |
| Total plan assets at beginning of year | 2017-12-31 | $1,093,504 |
| Value of fidelity bond covering the plan | 2017-12-31 | $1,000,000 |
| Expenses. Other expenses not covered elsewhere | 2017-12-31 | $25,458 |
| Other income received | 2017-12-31 | $-226,795 |
| Net income (gross income less expenses) | 2017-12-31 | $-401,881 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $681,074 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $1,082,955 |
| Assets. Value of employer securities | 2017-12-31 | $681,070 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $2,540 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $135,498 |
| 2016 : WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data |
|---|
| Total plan liabilities at end of year | 2016-12-31 | $10,549 |
| Total plan liabilities at beginning of year | 2016-12-31 | $185,925 |
| Total income from all sources | 2016-12-31 | $-416,920 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $235,846 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $235,846 |
| Total plan assets at end of year | 2016-12-31 | $1,093,504 |
| Total plan assets at beginning of year | 2016-12-31 | $1,921,646 |
| Value of fidelity bond covering the plan | 2016-12-31 | $1,000,000 |
| Other income received | 2016-12-31 | $-426,920 |
| Net income (gross income less expenses) | 2016-12-31 | $-652,766 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $1,082,955 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $1,735,721 |
| Assets. Value of employer securities | 2016-12-31 | $1,043,592 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $10,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $226,703 |
| 2015 : WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data |
|---|
| Total plan liabilities at end of year | 2015-12-31 | $185,925 |
| Total plan liabilities at beginning of year | 2015-12-31 | $0 |
| Total income from all sources | 2015-12-31 | $-42,373 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $194,965 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $193,415 |
| Total plan assets at end of year | 2015-12-31 | $1,921,646 |
| Total plan assets at beginning of year | 2015-12-31 | $1,973,059 |
| Value of fidelity bond covering the plan | 2015-12-31 | $1,000,000 |
| Other income received | 2015-12-31 | $-218,995 |
| Net income (gross income less expenses) | 2015-12-31 | $-237,338 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $1,735,721 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $1,973,059 |
| Assets. Value of employer securities | 2015-12-31 | $1,697,219 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $176,622 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $1,550 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| 2014 : WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $218,997 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $43,556 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $43,556 |
| Total plan assets at end of year | 2014-12-31 | $1,973,059 |
| Total plan assets at beginning of year | 2014-12-31 | $1,797,618 |
| Value of fidelity bond covering the plan | 2014-12-31 | $1,000,000 |
| Other income received | 2014-12-31 | $218,997 |
| Net income (gross income less expenses) | 2014-12-31 | $175,441 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $1,973,059 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,797,618 |
| Assets. Value of employer securities | 2014-12-31 | $1,916,215 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| 2013 : WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data |
|---|
| Total plan liabilities at end of year | 2013-12-31 | $0 |
| Total plan liabilities at beginning of year | 2013-12-31 | $0 |
| Total income from all sources | 2013-12-31 | $-489,025 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $3,000 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $3,000 |
| Total plan assets at end of year | 2013-12-31 | $1,797,618 |
| Total plan assets at beginning of year | 2013-12-31 | $2,289,643 |
| Value of fidelity bond covering the plan | 2013-12-31 | $1,000,000 |
| Other income received | 2013-12-31 | $-489,025 |
| Net income (gross income less expenses) | 2013-12-31 | $-492,025 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $1,797,618 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,289,643 |
| Assets. Value of employer securities | 2013-12-31 | $1,697,219 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| 2012 : WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data |
|---|
| Total plan liabilities at end of year | 2012-12-31 | $0 |
| Total plan liabilities at beginning of year | 2012-12-31 | $410 |
| Total income from all sources | 2012-12-31 | $348,487 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $11,383 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $11,383 |
| Total plan assets at end of year | 2012-12-31 | $2,289,643 |
| Total plan assets at beginning of year | 2012-12-31 | $1,952,949 |
| Value of fidelity bond covering the plan | 2012-12-31 | $1,000,000 |
| Other income received | 2012-12-31 | $336,487 |
| Net income (gross income less expenses) | 2012-12-31 | $337,104 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $2,289,643 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,952,539 |
| Assets. Value of employer securities | 2012-12-31 | $2,189,960 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $12,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| 2011 : WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data |
|---|
| Total plan liabilities at end of year | 2011-12-31 | $410 |
| Total income from all sources | 2011-12-31 | $-438,943 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $13,665 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $13,665 |
| Total plan assets at end of year | 2011-12-31 | $1,952,949 |
| Total plan assets at beginning of year | 2011-12-31 | $2,405,147 |
| Value of fidelity bond covering the plan | 2011-12-31 | $1,000,000 |
| Other income received | 2011-12-31 | $-438,943 |
| Net income (gross income less expenses) | 2011-12-31 | $-452,608 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $1,952,539 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,405,147 |
| Assets. Value of employer securities | 2011-12-31 | $1,861,466 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| 2010 : WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data |
|---|
| Total plan liabilities at end of year | 2010-12-31 | $0 |
| Total plan liabilities at beginning of year | 2010-12-31 | $0 |
| Total income from all sources | 2010-12-31 | $3,494 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $20,547 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $20,547 |
| Total plan assets at end of year | 2010-12-31 | $2,405,147 |
| Total plan assets at beginning of year | 2010-12-31 | $2,422,200 |
| Value of fidelity bond covering the plan | 2010-12-31 | $1,000,000 |
| Other income received | 2010-12-31 | $-101,506 |
| Net income (gross income less expenses) | 2010-12-31 | $-17,053 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $2,405,147 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,422,200 |
| Assets. Value of employer securities | 2010-12-31 | $2,194,458 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $105,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| 2009 : WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2017: WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: WILLIAM TAO & ASSOCIATES, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
