ARCH RESOURCES, INC. 401(K) PLAN 401k Plan overview

Plan Name	ARCH RESOURCES, INC. 401(K) PLAN
Plan identification number	006

ARCH RESOURCES, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1. Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met. Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash. Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities. Participant-directed brokerage accounts provided as an investment option under the plan. Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll. Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account. Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ARCH RESOURCES, INC. has sponsored the creation of one or more 401k plans.

Company Name:	ARCH RESOURCES, INC.
Employer identification number (EIN):	430921172
NAIC Classification:	212110
NAIC Description:	Coal Mining

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ARCH RESOURCES, INC. 401(K) PLAN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
006	2022-01-01
006	2021-01-01
006	2020-01-01
006	2019-01-01
006	2018-01-01
006	2017-01-01	ALLEN KELLEY
006	2016-01-01	ALLEN KELLEY
006	2015-01-01	ALLEN KELLEY
006	2014-01-01	ALLEN KELLEY
006	2013-01-01	ALLEN KELLEY
006	2012-01-01	JOHN ZIEGLER		JOHN ZIEGLER	2013-10-14
006	2011-01-01	JAMES FLORCZAK		JAMES FLORCZAK	2012-10-03
006	2009-01-01	JAMES FLORCZAK		JAMES FLORCZAK	2010-10-15

Plan Statistics for ARCH RESOURCES, INC. 401(K) PLAN

401k plan membership statisitcs for ARCH RESOURCES, INC. 401(K) PLAN

Measure	Date	Value
2022: ARCH RESOURCES, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	4,443
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	3,403
Number of retired or separated participants receiving benefits	2022-01-01	78
Number of other retired or separated participants entitled to future benefits	2022-01-01	1,130
Total of all active and inactive participants	2022-01-01	4,611
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	38
Total participants	2022-01-01	4,649
Number of participants with account balances	2022-01-01	4,576
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: ARCH RESOURCES, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	4,560
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	3,225
Number of retired or separated participants receiving benefits	2021-01-01	63
Number of other retired or separated participants entitled to future benefits	2021-01-01	1,121
Total of all active and inactive participants	2021-01-01	4,409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	34
Total participants	2021-01-01	4,443
Number of participants with account balances	2021-01-01	4,357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: ARCH RESOURCES, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	4,942
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	3,344
Number of retired or separated participants receiving benefits	2020-01-01	54
Number of other retired or separated participants entitled to future benefits	2020-01-01	1,133
Total of all active and inactive participants	2020-01-01	4,531
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	29
Total participants	2020-01-01	4,560
Number of participants with account balances	2020-01-01	4,526
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	2
2019: ARCH RESOURCES, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	4,924
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	3,666
Number of retired or separated participants receiving benefits	2019-01-01	55
Number of other retired or separated participants entitled to future benefits	2019-01-01	1,198
Total of all active and inactive participants	2019-01-01	4,919
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	23
Total participants	2019-01-01	4,942
Number of participants with account balances	2019-01-01	4,881
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: ARCH RESOURCES, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	5,040
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	3,824
Number of retired or separated participants receiving benefits	2018-01-01	43
Number of other retired or separated participants entitled to future benefits	2018-01-01	1,028
Total of all active and inactive participants	2018-01-01	4,895
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	29
Total participants	2018-01-01	4,924
Number of participants with account balances	2018-01-01	4,871
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	120
2017: ARCH RESOURCES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	5,219
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	3,785
Number of retired or separated participants receiving benefits	2017-01-01	27
Number of other retired or separated participants entitled to future benefits	2017-01-01	1,199
Total of all active and inactive participants	2017-01-01	5,011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	29
Total participants	2017-01-01	5,040
Number of participants with account balances	2017-01-01	4,980
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	66
2016: ARCH RESOURCES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	5,849
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	4,040
Number of retired or separated participants receiving benefits	2016-01-01	39
Number of other retired or separated participants entitled to future benefits	2016-01-01	1,120
Total of all active and inactive participants	2016-01-01	5,199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	20
Total participants	2016-01-01	5,219
Number of participants with account balances	2016-01-01	5,153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	193
2015: ARCH RESOURCES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	6,364
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	4,664
Number of retired or separated participants receiving benefits	2015-01-01	39
Number of other retired or separated participants entitled to future benefits	2015-01-01	1,125
Total of all active and inactive participants	2015-01-01	5,828
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	21
Total participants	2015-01-01	5,849
Number of participants with account balances	2015-01-01	5,794
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	167
2014: ARCH RESOURCES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	6,979
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	4,967
Number of retired or separated participants receiving benefits	2014-01-01	41
Number of other retired or separated participants entitled to future benefits	2014-01-01	1,330
Total of all active and inactive participants	2014-01-01	6,338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	26
Total participants	2014-01-01	6,364
Number of participants with account balances	2014-01-01	6,259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	203
2013: ARCH RESOURCES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	7,863
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	5,506
Number of retired or separated participants receiving benefits	2013-01-01	36
Number of other retired or separated participants entitled to future benefits	2013-01-01	1,419
Total of all active and inactive participants	2013-01-01	6,961
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	18
Total participants	2013-01-01	6,979
Number of participants with account balances	2013-01-01	6,876
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	85
2012: ARCH RESOURCES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	5,520
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	6,454
Number of retired or separated participants receiving benefits	2012-01-01	34
Number of other retired or separated participants entitled to future benefits	2012-01-01	1,352
Total of all active and inactive participants	2012-01-01	7,840
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	23
Total participants	2012-01-01	7,863
Number of participants with account balances	2012-01-01	7,720
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	96
2011: ARCH RESOURCES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	5,424
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	4,759
Number of retired or separated participants receiving benefits	2011-01-01	3
Number of other retired or separated participants entitled to future benefits	2011-01-01	750
Total of all active and inactive participants	2011-01-01	5,512
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	8
Total participants	2011-01-01	5,520
Number of participants with account balances	2011-01-01	5,415
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	51
2009: ARCH RESOURCES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	5,141
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	4,619
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	776
Total of all active and inactive participants	2009-01-01	5,396
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	4
Total participants	2009-01-01	5,400
Number of participants with account balances	2009-01-01	5,297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	73

Financial Data on ARCH RESOURCES, INC. 401(K) PLAN

Measure	Date	Value
2022 : ARCH RESOURCES, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-35,253,005
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$71,044,133
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$70,066,309
Value of total corrective distributions	2022-12-31	$75
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$49,364,819
Value of total assets at end of year	2022-12-31	$511,712,602
Value of total assets at beginning of year	2022-12-31	$618,009,740
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$977,749
Total interest from all sources	2022-12-31	$2,016,535
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$2,851,549
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$2,851,549
Administrative expenses professional fees incurred	2022-12-31	$399,931
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$29,518,832
Participant contributions at end of year	2022-12-31	$13,617,617
Participant contributions at beginning of year	2022-12-31	$12,362,177
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$13,634,615
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$15,430,315
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$1,180,533
Other income not declared elsewhere	2022-12-31	$-2,345,025
Administrative expenses (other) incurred	2022-12-31	$4,194
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-106,297,138
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$511,712,602
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$618,009,740
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$573,624
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$50,697,598
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$82,688,045
Interest on participant loans	2022-12-31	$585,176
Interest earned on other investments	2022-12-31	$1,431,359
Value of interest in common/collective trusts at end of year	2022-12-31	$356,150,663
Value of interest in common/collective trusts at beginning of year	2022-12-31	$422,225,761
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$2,086,106
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$2,086,106
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$77,612,109
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$83,217,336
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-13,383,210
Net investment gain or loss from common/collective trusts	2022-12-31	$-73,757,673
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$18,665,454
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$70,066,309
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	RUBINBROWN LLP
Accountancy firm EIN	2022-12-31	430765316
2021 : ARCH RESOURCES, INC. 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2021-12-31	$819
Total unrealized appreciation/depreciation of assets	2021-12-31	$819
Total transfer of assets from this plan	2021-12-31	$27,549,098
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$126,713,349
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$81,266,752
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$80,269,228
Value of total corrective distributions	2021-12-31	$2,121
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$46,075,637
Value of total assets at end of year	2021-12-31	$618,009,740
Value of total assets at beginning of year	2021-12-31	$600,112,241
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$995,403
Total interest from all sources	2021-12-31	$1,994,435
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$3,655,899
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$3,655,899
Administrative expenses professional fees incurred	2021-12-31	$344,018
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$26,294,257
Participant contributions at end of year	2021-12-31	$12,362,177
Participant contributions at beginning of year	2021-12-31	$12,137,213
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$15,430,315
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$15,931,997
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$2,906,936
Other income not declared elsewhere	2021-12-31	$1,960,301
Administrative expenses (other) incurred	2021-12-31	$19,256
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$45,446,597
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$618,009,740
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$600,112,241
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$632,129
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$82,688,045
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$354,513,185
Interest on participant loans	2021-12-31	$565,155
Interest earned on other investments	2021-12-31	$1,429,011
Value of interest in common/collective trusts at end of year	2021-12-31	$422,225,761
Value of interest in common/collective trusts at beginning of year	2021-12-31	$123,988,365
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$2,086,106
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$4,285,408
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$4,285,408
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$269
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$83,217,336
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$89,256,073
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$40,572,002
Net investment gain or loss from common/collective trusts	2021-12-31	$32,454,256
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$16,874,444
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$80,269,228
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	RUBINBROWN, LLP
Accountancy firm EIN	2021-12-31	430765316
2020 : ARCH RESOURCES, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$116,423,864
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$98,218,364
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$97,216,434
Value of total corrective distributions	2020-12-31	$4,945
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$45,173,873
Value of total assets at end of year	2020-12-31	$600,112,241
Value of total assets at beginning of year	2020-12-31	$581,906,741
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$996,985
Total interest from all sources	2020-12-31	$2,594,045
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$3,197,002
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$3,197,002
Administrative expenses professional fees incurred	2020-12-31	$868,576
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$26,595,306
Participant contributions at end of year	2020-12-31	$12,137,213
Participant contributions at beginning of year	2020-12-31	$14,130,883
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$719,495
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$15,931,997
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$12,100,699
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$1,395,422
Other income not declared elsewhere	2020-12-31	$3,692,692
Administrative expenses (other) incurred	2020-12-31	$5,208
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$18,205,500
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$600,112,241
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$581,906,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$123,201
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$354,513,185
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$337,794,839
Interest on participant loans	2020-12-31	$635,368
Interest earned on other investments	2020-12-31	$1,958,101
Value of interest in common/collective trusts at end of year	2020-12-31	$123,988,365
Value of interest in common/collective trusts at beginning of year	2020-12-31	$128,907,345
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$4,285,408
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$2,845,702
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$2,845,702
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$576
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$89,256,073
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$84,962,528
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$42,515,525
Net investment gain or loss from common/collective trusts	2020-12-31	$19,250,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$17,183,145
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$445,250
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$97,216,434
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	RUBINBROWN LLP
Accountancy firm EIN	2020-12-31	430765316
2019 : ARCH RESOURCES, INC. 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$15
Total unrealized appreciation/depreciation of assets	2019-12-31	$15
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$152,978,127
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$78,219,839
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$76,978,303
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$49,842,778
Value of total assets at end of year	2019-12-31	$581,906,741
Value of total assets at beginning of year	2019-12-31	$507,148,453
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$1,241,536
Total interest from all sources	2019-12-31	$2,271,786
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$3,625,786
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$3,625,786
Administrative expenses professional fees incurred	2019-12-31	$1,104,338
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$29,870,549
Participant contributions at end of year	2019-12-31	$14,130,883
Participant contributions at beginning of year	2019-12-31	$18,848,270
Participant contributions at end of year	2019-12-31	$719,495
Participant contributions at beginning of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$12,100,699
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$9,681,563
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$2,192,862
Other income not declared elsewhere	2019-12-31	$2,855,630
Administrative expenses (other) incurred	2019-12-31	$3,899
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$74,758,288
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$581,906,741
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$507,148,453
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$133,299
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$337,794,839
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$275,849,396
Interest on participant loans	2019-12-31	$761,867
Interest earned on other investments	2019-12-31	$1,448,762
Value of interest in common/collective trusts at end of year	2019-12-31	$128,907,345
Value of interest in common/collective trusts at beginning of year	2019-12-31	$116,563,223
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$2,845,702
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$2,976,646
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$2,976,646
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$61,157
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$84,962,528
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$83,229,355
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$60,638,243
Net investment gain or loss from common/collective trusts	2019-12-31	$33,743,889
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$17,779,367
Employer contributions (assets) at end of year	2019-12-31	$445,250
Employer contributions (assets) at beginning of year	2019-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$76,978,303
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	RUBINBROWN LLP
Accountancy firm EIN	2019-12-31	430765316
2018 : ARCH RESOURCES, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$22,981,938
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$50,669,766
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$49,079,214
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$45,728,277
Value of total assets at end of year	2018-12-31	$507,148,453
Value of total assets at beginning of year	2018-12-31	$534,836,281
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$1,590,552
Total interest from all sources	2018-12-31	$2,961,560
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$8,531,890
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$8,531,890
Administrative expenses professional fees incurred	2018-12-31	$1,590,552
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$26,450,619
Participant contributions at end of year	2018-12-31	$18,848,270
Participant contributions at beginning of year	2018-12-31	$23,453,919
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$95,377
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$9,681,563
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$8,711,469
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,341,950
Other income not declared elsewhere	2018-12-31	$-583,808
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-27,687,828
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$507,148,453
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$534,836,281
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$275,849,396
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$207,865,554
Interest on participant loans	2018-12-31	$884,602
Interest earned on other investments	2018-12-31	$2,006,126
Value of interest in common/collective trusts at end of year	2018-12-31	$116,563,223
Value of interest in common/collective trusts at beginning of year	2018-12-31	$218,157,691
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$2,976,646
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$3,138,416
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$3,138,416
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$70,832
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$83,229,355
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$73,330,206
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-2,974,607
Net investment gain or loss from common/collective trusts	2018-12-31	$-30,681,374
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$17,935,708
Employer contributions (assets) at end of year	2018-12-31	$0
Employer contributions (assets) at beginning of year	2018-12-31	$83,649
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$49,079,214
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	RUBINBROWN LLP
Accountancy firm EIN	2018-12-31	430765316
2017 : ARCH RESOURCES, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$117,932,733
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$78,468,860
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$77,603,419
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$44,071,054
Value of total assets at end of year	2017-12-31	$534,836,281
Value of total assets at beginning of year	2017-12-31	$495,372,408
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$865,441
Total interest from all sources	2017-12-31	$2,739,265
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$11,924,959
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$11,924,959
Administrative expenses professional fees incurred	2017-12-31	$865,441
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$24,923,952
Participant contributions at end of year	2017-12-31	$23,453,919
Participant contributions at beginning of year	2017-12-31	$25,338,354
Participant contributions at end of year	2017-12-31	$95,377
Participant contributions at beginning of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$8,711,469
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$7,549,214
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$1,190,510
Other income not declared elsewhere	2017-12-31	$859,806
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$39,463,873
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$534,836,281
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$495,372,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$207,865,554
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$186,414,130
Interest on participant loans	2017-12-31	$848,024
Interest earned on other investments	2017-12-31	$1,855,776
Value of interest in common/collective trusts at end of year	2017-12-31	$218,157,691
Value of interest in common/collective trusts at beginning of year	2017-12-31	$187,830,719
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$3,138,416
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$8,581,684
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$8,581,684
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$35,465
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$73,330,206
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$79,658,307
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$23,285,745
Net investment gain or loss from common/collective trusts	2017-12-31	$35,051,904
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$17,956,592
Employer contributions (assets) at end of year	2017-12-31	$83,649
Employer contributions (assets) at beginning of year	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$77,603,419
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	RUBINBROWN LLP
Accountancy firm EIN	2017-12-31	430765316
2016 : ARCH RESOURCES, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$78,174,296
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$84,845,374
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$84,089,102
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$40,844,684
Value of total assets at end of year	2016-12-31	$495,372,408
Value of total assets at beginning of year	2016-12-31	$502,043,486
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$756,272
Total interest from all sources	2016-12-31	$3,101,005
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$8,213,044
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$8,213,044
Administrative expenses professional fees incurred	2016-12-31	$756,272
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$24,163,000
Participant contributions at end of year	2016-12-31	$25,338,354
Participant contributions at beginning of year	2016-12-31	$29,227,064
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$104,478
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$7,549,214
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$7,533,151
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$774,879
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-6,671,078
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$495,372,408
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$502,043,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$186,414,130
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$182,542,686
Interest on participant loans	2016-12-31	$911,056
Interest earned on other investments	2016-12-31	$1,783,480
Value of interest in common/collective trusts at end of year	2016-12-31	$187,830,719
Value of interest in common/collective trusts at beginning of year	2016-12-31	$186,743,106
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$8,581,684
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$4,558,517
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$4,558,517
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$406,469
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$79,658,307
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$91,243,613
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$9,357,557
Net investment gain or loss from common/collective trusts	2016-12-31	$16,658,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$15,906,805
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$90,871
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$84,089,102
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	RUBINBROWN LLP
Accountancy firm EIN	2016-12-31	430765316
2015 : ARCH RESOURCES, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$37,889,735
Total loss/gain on sale of assets	2015-12-31	$-8,923,722
Total of all expenses incurred	2015-12-31	$84,961,960
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$84,036,263
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$52,731,497
Value of total assets at end of year	2015-12-31	$502,043,486
Value of total assets at beginning of year	2015-12-31	$549,115,711
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$925,697
Total interest from all sources	2015-12-31	$2,271,918
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$10,927,157
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$10,927,157
Administrative expenses professional fees incurred	2015-12-31	$925,697
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$29,406,199
Participant contributions at end of year	2015-12-31	$29,227,064
Participant contributions at beginning of year	2015-12-31	$28,751,371
Participant contributions at end of year	2015-12-31	$104,478
Participant contributions at beginning of year	2015-12-31	$29,126
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$7,533,151
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$7,322,144
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$1,425,766
Other income not declared elsewhere	2015-12-31	$-2,450,261
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-47,072,225
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$502,043,486
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$549,115,711
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$182,542,686
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$199,398,892
Interest on participant loans	2015-12-31	$986,641
Value of interest in common/collective trusts at end of year	2015-12-31	$186,743,106
Value of interest in common/collective trusts at beginning of year	2015-12-31	$197,923,418
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$4,558,517
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$7,992,225
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$7,992,225
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$1,285,277
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$91,243,613
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$99,502,718
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-13,799,408
Net investment gain or loss from common/collective trusts	2015-12-31	$-2,867,446
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$0
Assets. Invements in employer securities at beginning of year	2015-12-31	$8,169,449
Contributions received in cash from employer	2015-12-31	$21,899,532
Employer contributions (assets) at end of year	2015-12-31	$90,871
Employer contributions (assets) at beginning of year	2015-12-31	$26,368
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$84,036,263
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$2,722,730
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$11,646,452
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	RUBINBROWN LLP
Accountancy firm EIN	2015-12-31	430765316
2014 : ARCH RESOURCES, INC. 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$-3,614,981
Total unrealized appreciation/depreciation of assets	2014-12-31	$-3,614,981
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$72,981,828
Total loss/gain on sale of assets	2014-12-31	$-7,219,135
Total of all expenses incurred	2014-12-31	$93,219,771
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$92,350,090
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$54,456,332
Value of total assets at end of year	2014-12-31	$549,115,711
Value of total assets at beginning of year	2014-12-31	$569,353,654
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$869,681
Total interest from all sources	2014-12-31	$2,817,043
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$11,852,027
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$11,811,879
Administrative expenses professional fees incurred	2014-12-31	$869,681
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$30,580,233
Participant contributions at end of year	2014-12-31	$28,751,371
Participant contributions at beginning of year	2014-12-31	$28,032,930
Participant contributions at end of year	2014-12-31	$29,126
Participant contributions at beginning of year	2014-12-31	$54,588
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$7,322,144
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$9,978,850
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,112,111
Other income not declared elsewhere	2014-12-31	$-2,912,882
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-20,237,943
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$549,115,711
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$569,353,654
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$199,398,892
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$206,956,924
Income. Interest from US Government securities	2014-12-31	$979,470
Value of interest in common/collective trusts at end of year	2014-12-31	$197,923,418
Value of interest in common/collective trusts at beginning of year	2014-12-31	$197,420,004
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$7,992,225
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$7,974,322
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$7,974,322
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$1,837,573
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$99,502,718
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$101,308,288
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-81,162
Net investment gain or loss from common/collective trusts	2014-12-31	$17,684,586
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$8,169,449
Assets. Invements in employer securities at beginning of year	2014-12-31	$17,580,458
Contributions received in cash from employer	2014-12-31	$22,763,988
Employer contributions (assets) at end of year	2014-12-31	$26,368
Employer contributions (assets) at beginning of year	2014-12-31	$47,290
Income. Dividends from common stock	2014-12-31	$40,148
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$92,350,090
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$3,845,079
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$11,064,214
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	RUBINBROWN LLP
Accountancy firm EIN	2014-12-31	430765316
2013 : ARCH RESOURCES, INC. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$-3,995,823
Total unrealized appreciation/depreciation of assets	2013-12-31	$-3,995,823
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$131,626,041
Total loss/gain on sale of assets	2013-12-31	$-5,545,854
Total of all expenses incurred	2013-12-31	$110,123,804
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$109,293,476
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$59,993,734
Value of total assets at end of year	2013-12-31	$569,353,654
Value of total assets at beginning of year	2013-12-31	$547,851,417
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$830,328
Total interest from all sources	2013-12-31	$2,527,535
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$8,150,483
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$7,705,323
Administrative expenses professional fees incurred	2013-12-31	$830,328
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$33,853,853
Participant contributions at end of year	2013-12-31	$28,032,930
Participant contributions at beginning of year	2013-12-31	$29,767,784
Participant contributions at end of year	2013-12-31	$54,588
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$9,978,850
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$10,026,856
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$960,431
Other income not declared elsewhere	2013-12-31	$-3,944,679
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$21,502,237
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$569,353,654
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$547,851,417
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$206,956,924
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$183,527,247
Interest on participant loans	2013-12-31	$1,023,673
Value of interest in common/collective trusts at end of year	2013-12-31	$197,420,004
Value of interest in common/collective trusts at beginning of year	2013-12-31	$184,188,131
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$7,974,322
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$14,659,362
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$14,659,362
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$1,503,862
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$101,308,288
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$102,357,621
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$34,840,520
Net investment gain or loss from common/collective trusts	2013-12-31	$39,600,125
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$17,580,458
Assets. Invements in employer securities at beginning of year	2013-12-31	$23,324,416
Contributions received in cash from employer	2013-12-31	$25,179,450
Employer contributions (assets) at end of year	2013-12-31	$47,290
Employer contributions (assets) at beginning of year	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$445,160
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$109,293,476
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$3,603,111
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$9,148,965
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	RUBINBROWN LLP
Accountancy firm EIN	2013-12-31	430765316
2012 : ARCH RESOURCES, INC. 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$-9,007,287
Total unrealized appreciation/depreciation of assets	2012-12-31	$-9,007,287
Total income from all sources (including contributions)	2012-12-31	$104,519,014
Total loss/gain on sale of assets	2012-12-31	$-4,608,631
Total of all expenses incurred	2012-12-31	$76,084,404
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$75,412,796
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$65,767,570
Value of total assets at end of year	2012-12-31	$547,851,417
Value of total assets at beginning of year	2012-12-31	$519,416,807
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$671,608
Total interest from all sources	2012-12-31	$2,761,510
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$6,245,773
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$5,767,627
Administrative expenses professional fees incurred	2012-12-31	$671,608
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$36,696,236
Participant contributions at end of year	2012-12-31	$29,767,784
Participant contributions at beginning of year	2012-12-31	$30,770,198
Participant contributions at beginning of year	2012-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$10,026,856
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$10,837,571
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,772,330
Other income not declared elsewhere	2012-12-31	$4,811,135
Total non interest bearing cash at end of year	2012-12-31	$0
Total non interest bearing cash at beginning of year	2012-12-31	$114,095,755
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$28,434,610
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$547,851,417
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$519,416,807
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$183,527,247
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$141,841,418
Interest on participant loans	2012-12-31	$1,109,137
Value of interest in common/collective trusts at end of year	2012-12-31	$184,188,131
Value of interest in common/collective trusts at beginning of year	2012-12-31	$148,645,216
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$14,659,362
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$5,514,006
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$5,514,006
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$1,652,373
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$102,357,621
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$39,888,422
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$19,982,289
Net investment gain or loss from common/collective trusts	2012-12-31	$18,566,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$23,324,416
Assets. Invements in employer securities at beginning of year	2012-12-31	$27,824,221
Contributions received in cash from employer	2012-12-31	$27,299,004
Employer contributions (assets) at beginning of year	2012-12-31	$0
Income. Dividends from common stock	2012-12-31	$478,146
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$75,412,796
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$7,228,782
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$11,837,413
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	RUBINBROWN LLP
Accountancy firm EIN	2012-12-31	430765316
2011 : ARCH RESOURCES, INC. 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-30,328,277
Total unrealized appreciation/depreciation of assets	2011-12-31	$-30,328,277
Total transfer of assets to this plan	2011-12-31	$122,954,529
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$18,691,708
Total loss/gain on sale of assets	2011-12-31	$497,354
Total of all expenses incurred	2011-12-31	$32,600,235
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$32,079,198
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$48,781,000
Value of total assets at end of year	2011-12-31	$519,416,807
Value of total assets at beginning of year	2011-12-31	$410,370,805
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$521,037
Total interest from all sources	2011-12-31	$937,309
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$5,434,778
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$4,772,231
Administrative expenses professional fees incurred	2011-12-31	$521,037
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$27,195,228
Participant contributions at end of year	2011-12-31	$30,770,198
Participant contributions at beginning of year	2011-12-31	$19,865,218
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$890,430
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$10,837,571
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$12,153,958
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$1,115,450
Other income not declared elsewhere	2011-12-31	$662,986
Total non interest bearing cash at end of year	2011-12-31	$114,095,755
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-13,908,527
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$519,416,807
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$410,370,805
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$141,841,418
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$198,874,936
Interest on participant loans	2011-12-31	$809,020
Value of interest in common/collective trusts at end of year	2011-12-31	$148,645,216
Value of interest in common/collective trusts at beginning of year	2011-12-31	$85,239,460
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$5,514,006
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$11,445,764
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$11,445,764
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$128,289
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$39,888,422
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$32,953,653
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-9,582,570
Net investment gain or loss from common/collective trusts	2011-12-31	$2,289,128
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$27,824,221
Assets. Invements in employer securities at beginning of year	2011-12-31	$48,289,018
Contributions received in cash from employer	2011-12-31	$20,470,322
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$658,368
Income. Dividends from common stock	2011-12-31	$662,547
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$32,079,198
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$8,938,589
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$8,441,235
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	RUBINBROWN LLP
Accountancy firm EIN	2011-12-31	430765316
2010 : ARCH RESOURCES, INC. 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$17,626,851
Total unrealized appreciation/depreciation of assets	2010-12-31	$17,626,851
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$97,849,713
Total loss/gain on sale of assets	2010-12-31	$1,691,583
Total of all expenses incurred	2010-12-31	$24,867,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$24,332,815
Value of total corrective distributions	2010-12-31	$120,499
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$43,758,273
Value of total assets at end of year	2010-12-31	$410,370,805
Value of total assets at beginning of year	2010-12-31	$337,388,801
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$414,395
Total interest from all sources	2010-12-31	$1,333,530
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$6,033,170
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$5,434,536
Administrative expenses professional fees incurred	2010-12-31	$414,395
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$24,738,899
Participant contributions at end of year	2010-12-31	$19,865,218
Participant contributions at beginning of year	2010-12-31	$17,036,423
Participant contributions at end of year	2010-12-31	$890,430
Participant contributions at beginning of year	2010-12-31	$890,908
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$12,153,958
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$15,024,065
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$786,352
Other income not declared elsewhere	2010-12-31	$2,433,671
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$72,982,004
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$410,370,805
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$337,388,801
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$198,874,936
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$172,381,570
Interest on participant loans	2010-12-31	$817,694
Value of interest in common/collective trusts at end of year	2010-12-31	$85,239,460
Value of interest in common/collective trusts at beginning of year	2010-12-31	$70,876,918
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$11,445,764
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$1,818,595
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$1,818,595
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$515,836
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$32,953,653
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$24,280,348
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$16,549,593
Net investment gain or loss from common/collective trusts	2010-12-31	$8,423,042
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$48,289,018
Assets. Invements in employer securities at beginning of year	2010-12-31	$34,384,617
Contributions received in cash from employer	2010-12-31	$18,233,022
Employer contributions (assets) at end of year	2010-12-31	$658,368
Employer contributions (assets) at beginning of year	2010-12-31	$695,357
Income. Dividends from common stock	2010-12-31	$598,634
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$24,332,815
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$15,989,292
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$14,297,709
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	RUBINBROWN LLP
Accountancy firm EIN	2010-12-31	430765316

Form 5500 Responses for ARCH RESOURCES, INC. 401(K) PLAN

2022: ARCH RESOURCES, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: ARCH RESOURCES, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: ARCH RESOURCES, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ARCH RESOURCES, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ARCH RESOURCES, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	Yes
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ARCH RESOURCES, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	Yes
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ARCH RESOURCES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Mulitple employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	Yes
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ARCH RESOURCES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Mulitple employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ARCH RESOURCES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Mulitple employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ARCH RESOURCES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Mulitple employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ARCH RESOURCES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Mulitple employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ARCH RESOURCES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Mulitple employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ARCH RESOURCES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Mulitple employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062274
Policy instance	4
Insurance contract or identification number 062274 Number of Individuals Covered 4649 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract number	G27797.01.0001
Policy instance	3
Insurance contract or identification number G27797.01.0001 Number of Individuals Covered 4649 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METLIFE, INC (National Association of Insurance Commissioners NAIC id number: 97136 )
Policy contract number	38158
Policy instance	2
Insurance contract or identification number 38158 Number of Individuals Covered 4649 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number	GC 30023
Policy instance	1
Insurance contract or identification number GC 30023 Number of Individuals Covered 4649 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060034
Policy instance	6
Insurance contract or identification number 060034 Number of Individuals Covered 4649 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number	MDA00589TR
Policy instance	5
Insurance contract or identification number MDA00589TR Number of Individuals Covered 4649 Insurance policy start date 2022-01-01 Insurance policy end date 2022-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number	GC 30023
Policy instance	1
Insurance contract or identification number GC 30023 Number of Individuals Covered 4443 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METLIFE, INC (National Association of Insurance Commissioners NAIC id number: 97136 )
Policy contract number	38158
Policy instance	2
Insurance contract or identification number 38158 Number of Individuals Covered 4443 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract number	G27797.01.0001
Policy instance	3
Insurance contract or identification number G27797.01.0001 Number of Individuals Covered 4443 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062274
Policy instance	4
Insurance contract or identification number 062274 Number of Individuals Covered 4443 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060034
Policy instance	6
Insurance contract or identification number 060034 Number of Individuals Covered 4443 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number	MDA00589TR
Policy instance	5
Insurance contract or identification number MDA00589TR Number of Individuals Covered 4443 Insurance policy start date 2021-01-01 Insurance policy end date 2021-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number	GC 30023
Policy instance	1
Insurance contract or identification number GC 30023 Number of Individuals Covered 4526 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060034
Policy instance	5
Insurance contract or identification number 060034 Number of Individuals Covered 4526 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract number	G27797.01.0001
Policy instance	2
Insurance contract or identification number G27797.01.0001 Number of Individuals Covered 4526 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062274
Policy instance	3
Insurance contract or identification number 062274 Number of Individuals Covered 4526 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number	MDA00589TR
Policy instance	4
Insurance contract or identification number MDA00589TR Number of Individuals Covered 4526 Insurance policy start date 2020-01-01 Insurance policy end date 2020-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract number	G27797.01.0001
Policy instance	2
Insurance contract or identification number G27797.01.0001 Number of Individuals Covered 4942 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062274
Policy instance	3
Insurance contract or identification number 062274 Number of Individuals Covered 4942 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00589TR
Policy instance	4
Insurance contract or identification number MDA00589TR Number of Individuals Covered 4942 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060034
Policy instance	5
Insurance contract or identification number 060034 Number of Individuals Covered 4942 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number	GC 30023
Policy instance	1
Insurance contract or identification number GC 30023 Number of Individuals Covered 4942 Insurance policy start date 2019-01-01 Insurance policy end date 2019-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00589TR
Policy instance	1
Insurance contract or identification number MDA00589TR Number of Individuals Covered 4871 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060034
Policy instance	3
Insurance contract or identification number 060034 Number of Individuals Covered 4871 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract number	G-27797.01.0001
Policy instance	4
Insurance contract or identification number G-27797.01.0001 Number of Individuals Covered 4871 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number	GC 30023
Policy instance	5
Insurance contract or identification number GC 30023 Number of Individuals Covered 4871 Insurance policy start date 2018-06-14 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062274
Policy instance	2
Insurance contract or identification number 062274 Number of Individuals Covered 4871 Insurance policy start date 2018-01-01 Insurance policy end date 2018-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract number	G-27797.01.0001
Policy instance	4
Insurance contract or identification number G-27797.01.0001 Number of Individuals Covered 5040 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060034
Policy instance	3
Insurance contract or identification number 060034 Number of Individuals Covered 5040 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062274
Policy instance	2
Insurance contract or identification number 062274 Number of Individuals Covered 5040 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00589TR
Policy instance	1
Insurance contract or identification number MDA00589TR Number of Individuals Covered 5040 Insurance policy start date 2017-01-01 Insurance policy end date 2017-12-31 Are there contracts with allocated funds for individual policies? 0 Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00589TR
Policy instance	1
Insurance contract or identification number MDA00589TR Number of Individuals Covered 5849 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062274
Policy instance	2
Insurance contract or identification number 062274 Number of Individuals Covered 5849 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060034
Policy instance	3
Insurance contract or identification number 060034 Number of Individuals Covered 5849 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract number	1642141
Policy instance	4
Insurance contract or identification number 1642141 Number of Individuals Covered 5849 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract number	1642141
Policy instance	4
Insurance contract or identification number 1642141 Number of Individuals Covered 6364 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00589TR
Policy instance	1
Insurance contract or identification number MDA00589TR Number of Individuals Covered 6364 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062274
Policy instance	2
Insurance contract or identification number 062274 Number of Individuals Covered 6364 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060034
Policy instance	3
Insurance contract or identification number 060034 Number of Individuals Covered 6364 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract number	1642141
Policy instance	4
Insurance contract or identification number 1642141 Number of Individuals Covered 6979 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00589TR
Policy instance	1
Insurance contract or identification number MDA00589TR Number of Individuals Covered 6979 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number	GIC10015
Policy instance	5
Insurance contract or identification number GIC10015 Number of Individuals Covered 6979 Insurance policy start date 2013-01-01 Insurance policy end date 2013-09-30 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062274
Policy instance	2
Insurance contract or identification number 062274 Number of Individuals Covered 6979 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060034
Policy instance	3
Insurance contract or identification number 060034 Number of Individuals Covered 6979 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062274
Policy instance	2
Insurance contract or identification number 062274 Number of Individuals Covered 7863 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00589TR
Policy instance	1
Insurance contract or identification number MDA00589TR Number of Individuals Covered 7863 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number	GIC10015
Policy instance	3
Insurance contract or identification number GIC10015 Number of Individuals Covered 7863 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060034
Policy instance	4
Insurance contract or identification number 060034 Number of Individuals Covered 7863 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00589TR
Policy instance	1
Insurance contract or identification number MDA00589TR Number of Individuals Covered 5520 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062274
Policy instance	2
Insurance contract or identification number 062274 Number of Individuals Covered 5520 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060034
Policy instance	3
Insurance contract or identification number 060034 Number of Individuals Covered 5520 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	MDA00589TR
Policy instance	1
Insurance contract or identification number MDA00589TR Number of Individuals Covered 5424 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060034
Policy instance	3
Insurance contract or identification number 060034 Number of Individuals Covered 5424 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062274
Policy instance	2
Insurance contract or identification number 062274 Number of Individuals Covered 5424 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No