401k Plan data: HAUSHEER, BRABY & ASSOCIATES 401(K) PROFIT SHARING PLAN plan

HAUSHEER, BRABY & ASSOCIATES 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	HAUSHEER, BRABY & ASSOCIATES 401(K) PROFIT SHARING PLAN
Plan identification number	001

HAUSHEER, BRABY & ASSOCIATES 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HAUSHEER, BRABY & ASSOCIATES, P.C. has sponsored the creation of one or more 401k plans.

Company Name: HAUSHEER, BRABY & ASSOCIATES, P.C.

Employer identification number (EIN): 430971441

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAUSHEER, BRABY & ASSOCIATES 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-12-01 STEPHANIE CARPINO 2017-11-13
001 2015-12-01 STEPHANIE CARPINO 2017-09-08
001 2014-12-01 STEPHANIE CARPINO 2016-08-15
001 2013-12-01 DR. KENNETH ADAMS 2015-09-14 DR. KENNETH ADAMS 2015-09-14
001 2012-12-01 DR. KENNETH ADAMS 2014-08-27 DR. KENNETH ADAMS 2014-08-27
001 2011-12-01 DR. KENNETH ADAMS 2013-08-19 DR. KENNETH ADAMS 2013-08-19
001 2010-12-01 DR. KENNETH ADAMS 2012-11-16 DR. KENNETH ADAMS 2012-11-16

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2016-12-01	STEPHANIE CARPINO	2017-11-13
001	2015-12-01	STEPHANIE CARPINO	2017-09-08
001	2014-12-01	STEPHANIE CARPINO	2016-08-15
001	2013-12-01	DR. KENNETH ADAMS	2015-09-14	DR. KENNETH ADAMS	2015-09-14
001	2012-12-01	DR. KENNETH ADAMS	2014-08-27	DR. KENNETH ADAMS	2014-08-27
001	2011-12-01	DR. KENNETH ADAMS	2013-08-19	DR. KENNETH ADAMS	2013-08-19
001	2010-12-01	DR. KENNETH ADAMS	2012-11-16	DR. KENNETH ADAMS	2012-11-16

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Company Name:	HAUSHEER, BRABY & ASSOCIATES, P.C.
Employer identification number (EIN):	430971441
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)