401k Plan data: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN plan

BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 401k Plan overview

Plan Name	BARTLETT AND COMPANY 401(K) INVESTMENT PLAN
Plan identification number	003

BARTLETT AND COMPANY 401(K) INVESTMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BARTLETT AGRI ENTERPRISES INC has sponsored the creation of one or more 401k plans.

Company Name: BARTLETT AGRI ENTERPRISES INC

Employer identification number (EIN): 431210295

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BARTLETT AND COMPANY 401(K) INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2016-01-01 SIMON BUCKNER
003 2015-01-01 SIMON BUCKNER
003 2014-01-01 SIMON BUCKNER
003 2013-01-01 SIMON BUCKNER
003 2012-01-01 SIMON BUCKNER WILLIAM WEBSTER 2013-10-10
003 2011-01-01 SIMON BUCKNER WILLIAM WEBSTER 2012-10-15
003 2010-01-01 SIMON BUCKNER WILLIAM WEBSTER 2011-10-05
003 2009-01-01 SIMON BUCKNER WILLIAM WEBSTER 2010-10-12

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2016-01-01	SIMON BUCKNER
003	2015-01-01	SIMON BUCKNER
003	2014-01-01	SIMON BUCKNER
003	2013-01-01	SIMON BUCKNER
003	2012-01-01	SIMON BUCKNER	WILLIAM WEBSTER	2013-10-10
003	2011-01-01	SIMON BUCKNER	WILLIAM WEBSTER	2012-10-15
003	2010-01-01	SIMON BUCKNER	WILLIAM WEBSTER	2011-10-05
003	2009-01-01	SIMON BUCKNER	WILLIAM WEBSTER	2010-10-12

Plan Statistics for BARTLETT AND COMPANY 401(K) INVESTMENT PLAN

401k plan membership statisitcs for BARTLETT AND COMPANY 401(K) INVESTMENT PLAN

Measure Date Value
2016: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 741
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 706
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 64
Total of all active and inactive participants 2016-01-01 770
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 771
Number of participants with account balances 2016-01-01 456
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 23
2015: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 673
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 689
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 52
Total of all active and inactive participants 2015-01-01 741
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 741
Number of participants with account balances 2015-01-01 438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 24
2014: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 670
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 605
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 68
Total of all active and inactive participants 2014-01-01 673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 673
Number of participants with account balances 2014-01-01 406
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 13
2013: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 629
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 603
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 67
Total of all active and inactive participants 2013-01-01 670
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 670
Number of participants with account balances 2013-01-01 392
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 21
2012: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 614
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 570
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 59
Total of all active and inactive participants 2012-01-01 629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 629
Number of participants with account balances 2012-01-01 371
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 24
2011: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 645
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 563
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 51
Total of all active and inactive participants 2011-01-01 614
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 614
Number of participants with account balances 2011-01-01 360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 22
2010: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 655
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 593
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 52
Total of all active and inactive participants 2010-01-01 645
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 645
Number of participants with account balances 2010-01-01 368
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 20
2009: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 618
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 609
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 46
Total of all active and inactive participants 2009-01-01 655
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 655
Number of participants with account balances 2009-01-01 370
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 15

Measure	Date	Value
2016: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	741
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	706
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	64
Total of all active and inactive participants	2016-01-01	770
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	771
Number of participants with account balances	2016-01-01	456
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	23
2015: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	673
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	689
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	52
Total of all active and inactive participants	2015-01-01	741
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	741
Number of participants with account balances	2015-01-01	438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	24
2014: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	670
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	605
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	68
Total of all active and inactive participants	2014-01-01	673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	673
Number of participants with account balances	2014-01-01	406
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	13
2013: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	629
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	603
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	67
Total of all active and inactive participants	2013-01-01	670
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	670
Number of participants with account balances	2013-01-01	392
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	21
2012: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	614
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	570
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	59
Total of all active and inactive participants	2012-01-01	629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	629
Number of participants with account balances	2012-01-01	371
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	24
2011: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	645
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	563
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	51
Total of all active and inactive participants	2011-01-01	614
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	614
Number of participants with account balances	2011-01-01	360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	22
2010: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	655
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	593
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	52
Total of all active and inactive participants	2010-01-01	645
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	645
Number of participants with account balances	2010-01-01	368
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	20
2009: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	618
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	609
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	46
Total of all active and inactive participants	2009-01-01	655
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	655
Number of participants with account balances	2009-01-01	370
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	15

Financial Data on BARTLETT AND COMPANY 401(K) INVESTMENT PLAN

Measure	Date	Value
2016 : BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$52,063
Total unrealized appreciation/depreciation of assets	2016-12-31	$52,063
Total transfer of assets to this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Expenses. Interest paid	2016-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$4,060,696
Total loss/gain on sale of assets	2016-12-31	$84,748
Total of all expenses incurred	2016-12-31	$1,541,207
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,466,240
Expenses. Certain deemed distributions of participant loans	2016-12-31	$1,691
Value of total corrective distributions	2016-12-31	$61,116
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,281,855
Value of total assets at end of year	2016-12-31	$26,602,887
Value of total assets at beginning of year	2016-12-31	$24,083,398
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$12,160
Total income from rents	2016-12-31	$0
Total interest from all sources	2016-12-31	$23,959
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$648,001
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$626,729
Assets. Real estate other than employer real property at end of year	2016-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2016-12-31	$0
Administrative expenses professional fees incurred	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,767,243
Participant contributions at end of year	2016-12-31	$481,211
Participant contributions at beginning of year	2016-12-31	$586,869
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$26,126
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Assets. Loans (other than to participants) at end of year	2016-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$0
Administrative expenses (other) incurred	2016-12-31	$12,160
Liabilities. Value of operating payables at end of year	2016-12-31	$0
Liabilities. Value of operating payables at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$660
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Income. Non cash contributions	2016-12-31	$0
Value of net income/loss	2016-12-31	$2,519,489
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$26,602,887
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$24,083,398
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$0
Investment advisory and management fees	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$22,962,115
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$21,061,858
Value of interest in pooled separate accounts at end of year	2016-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$0
Interest on participant loans	2016-12-31	$22,834
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$0
Income. Interest from US Government securities	2016-12-31	$0
Income. Interest from corporate debt instruments	2016-12-31	$0
Value of interest in master investment trust accounts at end of year	2016-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$931,179
Value of interest in common/collective trusts at beginning of year	2016-12-31	$691,326
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$1,618,103
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$1,282,813
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$1,282,813
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$1,125
Assets. Value of investments in 103.12 investment entities at end of year	2016-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2016-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Asset value of US Government securities at end of year	2016-12-31	$0
Asset value of US Government securities at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$961,914
Net investment gain/loss from pooled separate accounts	2016-12-31	$0
Net investment gain or loss from common/collective trusts	2016-12-31	$8,156
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$0
Assets. Invements in employer securities at beginning of year	2016-12-31	$0
Assets. Value of employer real property at end of year	2016-12-31	$0
Assets. Value of employer real property at beginning of year	2016-12-31	$0
Contributions received in cash from employer	2016-12-31	$488,486
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$0
Income. Dividends from preferred stock	2016-12-31	$0
Income. Dividends from common stock	2016-12-31	$21,272
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,466,240
Asset. Corporate debt instrument preferred debt at end of year	2016-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$0
Contract administrator fees	2016-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$610,279
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$459,872
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$6,932,415
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$6,847,667
Liabilities. Value of acquisition indebtedness at end of year	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	PICKETT, CHANEY & MCMULLEN, LLP
Accountancy firm EIN	2016-12-31	481246310
2015 : BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-177,147
Total unrealized appreciation/depreciation of assets	2015-12-31	$-177,147
Total transfer of assets to this plan	2015-12-31	$2,805,951
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Expenses. Interest paid	2015-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$2,004,042
Total loss/gain on sale of assets	2015-12-31	$-52,212
Total of all expenses incurred	2015-12-31	$2,052,590
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,977,193
Expenses. Certain deemed distributions of participant loans	2015-12-31	$1,217
Value of total corrective distributions	2015-12-31	$58,313
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,191,721
Value of total assets at end of year	2015-12-31	$24,083,398
Value of total assets at beginning of year	2015-12-31	$21,325,995
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$15,867
Total income from rents	2015-12-31	$0
Total interest from all sources	2015-12-31	$27,665
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,020,525
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,003,435
Assets. Real estate other than employer real property at end of year	2015-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2015-12-31	$0
Administrative expenses professional fees incurred	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,669,760
Participant contributions at end of year	2015-12-31	$586,869
Participant contributions at beginning of year	2015-12-31	$540,993
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$19,590
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$0
Assets. Loans (other than to participants) at end of year	2015-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$0
Administrative expenses (other) incurred	2015-12-31	$15,867
Liabilities. Value of operating payables at end of year	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$660
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$-48,548
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$24,083,398
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$21,325,995
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$0
Investment advisory and management fees	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$21,061,858
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$18,714,860
Value of interest in pooled separate accounts at end of year	2015-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$27,546
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$0
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in master investment trust accounts at end of year	2015-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$691,326
Value of interest in common/collective trusts at beginning of year	2015-12-31	$716,652
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$1,282,813
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$981,802
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$981,802
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$119
Assets. Value of investments in 103.12 investment entities at end of year	2015-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$0
Asset value of US Government securities at end of year	2015-12-31	$0
Asset value of US Government securities at beginning of year	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-1,009,031
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Net investment gain or loss from common/collective trusts	2015-12-31	$2,521
Net gain/loss from 103.12 investment entities	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$0
Assets. Invements in employer securities at beginning of year	2015-12-31	$0
Assets. Value of employer real property at end of year	2015-12-31	$0
Assets. Value of employer real property at beginning of year	2015-12-31	$0
Contributions received in cash from employer	2015-12-31	$502,371
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$0
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$17,090
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,977,193
Asset. Corporate debt instrument preferred debt at end of year	2015-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$0
Contract administrator fees	2015-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$459,872
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$371,688
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$6,720,472
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$6,772,684
Liabilities. Value of acquisition indebtedness at end of year	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	PICKETT, CHANEY & MCMULLEN, LLP
Accountancy firm EIN	2015-12-31	481246310
2014 : BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$-5,860
Total unrealized appreciation/depreciation of assets	2014-12-31	$-5,860
Total transfer of assets to this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,451,789
Total loss/gain on sale of assets	2014-12-31	$-75,989
Total of all expenses incurred	2014-12-31	$1,298,363
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,262,442
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$21,289
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,947,732
Value of total assets at end of year	2014-12-31	$21,325,995
Value of total assets at beginning of year	2014-12-31	$19,172,569
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$14,632
Total income from rents	2014-12-31	$0
Total interest from all sources	2014-12-31	$19,921
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$790,376
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$786,967
Assets. Real estate other than employer real property at end of year	2014-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2014-12-31	$0
Administrative expenses professional fees incurred	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,432,417
Participant contributions at end of year	2014-12-31	$540,993
Participant contributions at beginning of year	2014-12-31	$442,266
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$103,229
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$0
Assets. Loans (other than to participants) at end of year	2014-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$0
Administrative expenses (other) incurred	2014-12-31	$14,632
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$0
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$2,153,426
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$21,325,995
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$19,172,569
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Assets. partnership/joint venture interests at end of year	2014-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2014-12-31	$0
Investment advisory and management fees	2014-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$18,714,860
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$16,996,468
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Interest on participant loans	2014-12-31	$19,783
Income. Interest from loans (other than to participants)	2014-12-31	$0
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$0
Income. Interest from corporate debt instruments	2014-12-31	$0
Value of interest in master investment trust accounts at end of year	2014-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$716,652
Value of interest in common/collective trusts at beginning of year	2014-12-31	$756,024
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$981,802
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$977,811
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$977,811
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$138
Assets. Value of investments in 103.12 investment entities at end of year	2014-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$0
Asset value of US Government securities at end of year	2014-12-31	$0
Asset value of US Government securities at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$768,997
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$6,612
Net gain/loss from 103.12 investment entities	2014-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Assets. Value of employer real property at end of year	2014-12-31	$0
Assets. Value of employer real property at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$412,086
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$0
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$3,409
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,262,442
Asset. Corporate debt instrument preferred debt at end of year	2014-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-12-31	$0
Contract administrator fees	2014-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$371,688
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2014-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-12-31	$0
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$3,954,806
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$4,030,795
Liabilities. Value of acquisition indebtedness at end of year	2014-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	PICKETT, CHANEY & MCMULLEN, LLP
Accountancy firm EIN	2014-12-31	481246310
2013 : BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$0
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$5,120,744
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,092,907
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,996,818
Expenses. Certain deemed distributions of participant loans	2013-12-31	$12,321
Value of total corrective distributions	2013-12-31	$63,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,764,062
Value of total assets at end of year	2013-12-31	$19,172,569
Value of total assets at beginning of year	2013-12-31	$16,144,732
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$20,506
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$18,488
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$544,471
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$544,471
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,390,739
Participant contributions at end of year	2013-12-31	$442,266
Participant contributions at beginning of year	2013-12-31	$403,955
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$20,506
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$3,027,837
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$19,172,569
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$16,144,732
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$16,996,468
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$13,621,866
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$18,295
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$756,024
Value of interest in common/collective trusts at beginning of year	2013-12-31	$685,975
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$977,811
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$1,432,936
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$1,432,936
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$193
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,795,917
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$-2,194
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$373,323
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Income. Dividends from preferred stock	2013-12-31	$0
Income. Dividends from common stock	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,996,818
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PICKETT, CHANEY & MCMULLEN, LLP
Accountancy firm EIN	2013-12-31	481246310
2012 : BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$3,505,024
Total of all expenses incurred	2012-12-31	$695,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$536,449
Value of total corrective distributions	2012-12-31	$141,242
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,722,919
Value of total assets at end of year	2012-12-31	$16,144,732
Value of total assets at beginning of year	2012-12-31	$13,335,064
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$17,665
Total interest from all sources	2012-12-31	$17,380
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$304,744
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$304,744
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,335,868
Participant contributions at end of year	2012-12-31	$403,955
Participant contributions at beginning of year	2012-12-31	$392,826
Administrative expenses (other) incurred	2012-12-31	$17,665
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,809,668
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$16,144,732
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$13,335,064
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$13,621,866
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$11,526,747
Interest on participant loans	2012-12-31	$17,265
Value of interest in common/collective trusts at end of year	2012-12-31	$685,975
Value of interest in common/collective trusts at beginning of year	2012-12-31	$531,337
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1,432,936
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$884,154
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$884,154
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$115
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,446,541
Net investment gain or loss from common/collective trusts	2012-12-31	$13,440
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$387,051
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$536,449
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PICKETT, CHANEY & MCMULLEN, LLP
Accountancy firm EIN	2012-12-31	481246310
2011 : BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,424,904
Total of all expenses incurred	2011-12-31	$1,654,594
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,515,570
Value of total corrective distributions	2011-12-31	$118,944
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,685,205
Value of total assets at end of year	2011-12-31	$13,335,064
Value of total assets at beginning of year	2011-12-31	$13,564,754
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$20,080
Total interest from all sources	2011-12-31	$21,750
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$278,588
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$278,588
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,300,159
Participant contributions at end of year	2011-12-31	$392,826
Participant contributions at beginning of year	2011-12-31	$451,072
Administrative expenses (other) incurred	2011-12-31	$20,080
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-229,690
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$13,335,064
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$13,564,754
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$11,526,747
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$11,048,647
Interest on participant loans	2011-12-31	$21,442
Value of interest in common/collective trusts at end of year	2011-12-31	$531,337
Value of interest in common/collective trusts at beginning of year	2011-12-31	$672,824
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$884,154
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$1,392,211
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$1,392,211
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$308
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-575,768
Net investment gain or loss from common/collective trusts	2011-12-31	$15,129
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$385,046
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,515,570
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PICKETT, CHANEY & MCMULLEN, LLP
Accountancy firm EIN	2011-12-31	481246310
2010 : BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$3,089,197
Total of all expenses incurred	2010-12-31	$1,588,039
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,444,290
Expenses. Certain deemed distributions of participant loans	2010-12-31	$3,606
Value of total corrective distributions	2010-12-31	$121,645
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,603,691
Value of total assets at end of year	2010-12-31	$13,564,754
Value of total assets at beginning of year	2010-12-31	$12,063,596
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$18,498
Total interest from all sources	2010-12-31	$23,067
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$214,622
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$214,622
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,248,288
Participant contributions at end of year	2010-12-31	$451,072
Participant contributions at beginning of year	2010-12-31	$418,132
Administrative expenses (other) incurred	2010-12-31	$18,498
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,501,158
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$13,564,754
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$12,063,596
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$11,048,647
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$9,607,323
Interest on participant loans	2010-12-31	$22,927
Value of interest in common/collective trusts at end of year	2010-12-31	$672,824
Value of interest in common/collective trusts at beginning of year	2010-12-31	$631,656
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$1,392,211
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$1,406,485
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$1,406,485
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$140
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,221,870
Net investment gain or loss from common/collective trusts	2010-12-31	$25,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$355,403
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,444,290
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PICKETT, CHANEY & MCMULLEN, LLP
Accountancy firm EIN	2010-12-31	481246310
2009 : BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for BARTLETT AND COMPANY 401(K) INVESTMENT PLAN

2016: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: BARTLETT AND COMPANY 401(K) INVESTMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	BARTLETT AGRI ENTERPRISES INC
Employer identification number (EIN):	431210295
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies