CREATIVE PLANNING LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN
| Measure | Date | Value |
|---|
| 2023 : CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $102,889,967 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $7,649,316 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $7,508,677 |
| Value of total corrective distributions | 2023-12-31 | $13,788 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $78,862,882 |
| Value of total assets at end of year | 2023-12-31 | $199,299,706 |
| Value of total assets at beginning of year | 2023-12-31 | $104,059,055 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $126,851 |
| Total interest from all sources | 2023-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $2,100,473 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $2,100,473 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $21,456,279 |
| Participant contributions at beginning of year | 2023-12-31 | $498,036 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $48,688,086 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2023-12-31 | $100 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $95,240,651 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $199,299,706 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $104,059,055 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $74,079,806 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $102,003,530 |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $78,045,475 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $46,911,864 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $1,073,234 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $15,685,233 |
| Net investment gain/loss from pooled separate accounts | 2023-12-31 | $4,528,218 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $1,713,161 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $8,718,517 |
| Employer contributions (assets) at end of year | 2023-12-31 | $262,561 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $484,255 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $7,508,577 |
| Contract administrator fees | 2023-12-31 | $126,851 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2023-12-31 | Yes |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | UHY LLP |
| Accountancy firm EIN | 2023-12-31 | 200694403 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $102,889,967 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $7,649,316 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $7,508,677 |
| Value of total corrective distributions | 2023-01-01 | $13,788 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $78,862,882 |
| Value of total assets at end of year | 2023-01-01 | $199,299,706 |
| Value of total assets at beginning of year | 2023-01-01 | $104,059,055 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $126,851 |
| Total interest from all sources | 2023-01-01 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $2,100,473 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $2,100,473 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $21,456,279 |
| Participant contributions at beginning of year | 2023-01-01 | $498,036 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $48,688,086 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2023-01-01 | $100 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $95,240,651 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $199,299,706 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $104,059,055 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $74,079,806 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $102,003,530 |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $78,045,475 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $46,911,864 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $1,073,234 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $15,685,233 |
| Net investment gain/loss from pooled separate accounts | 2023-01-01 | $4,528,218 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $1,713,161 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $8,718,517 |
| Employer contributions (assets) at end of year | 2023-01-01 | $262,561 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $484,255 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $7,508,577 |
| Contract administrator fees | 2023-01-01 | $126,851 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2023-01-01 | Yes |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | UHY LLP |
| Accountancy firm EIN | 2023-01-01 | 200694403 |
| 2022 : CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $11,451,787 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $6,126,708 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $6,002,829 |
| Value of total corrective distributions | 2022-12-31 | $4,009 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $29,770,262 |
| Value of total assets at end of year | 2022-12-31 | $104,059,055 |
| Value of total assets at beginning of year | 2022-12-31 | $98,733,976 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $119,870 |
| Total interest from all sources | 2022-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $2,480,095 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $2,480,095 |
| Administrative expenses professional fees incurred | 2022-12-31 | $28,187 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | Yes |
| Amount of non-exempt transactions with any party-in-interest | 2022-12-31 | $12,263 |
| Contributions received from participants | 2022-12-31 | $15,457,383 |
| Participant contributions at end of year | 2022-12-31 | $498,036 |
| Participant contributions at beginning of year | 2022-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $7,953,547 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $54,389 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $5,325,079 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $104,059,055 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $98,733,976 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $102,003,530 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $97,839,838 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $1,073,234 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $674,870 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-20,813,494 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $14,924 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $6,359,332 |
| Employer contributions (assets) at end of year | 2022-12-31 | $484,255 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $164,879 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $6,002,829 |
| Contract administrator fees | 2022-12-31 | $91,683 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | UHY LLP |
| Accountancy firm EIN | 2022-12-31 | 200694403 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $11,451,787 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $6,126,708 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $6,002,829 |
| Value of total corrective distributions | 2022-01-01 | $4,009 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $29,770,262 |
| Value of total assets at end of year | 2022-01-01 | $104,059,055 |
| Value of total assets at beginning of year | 2022-01-01 | $98,733,976 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $119,870 |
| Total interest from all sources | 2022-01-01 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $2,480,095 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $2,480,095 |
| Administrative expenses professional fees incurred | 2022-01-01 | $28,187 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | Yes |
| Amount of non-exempt transactions with any party-in-interest | 2022-01-01 | $12,263 |
| Contributions received from participants | 2022-01-01 | $15,457,383 |
| Participant contributions at end of year | 2022-01-01 | $498,036 |
| Participant contributions at beginning of year | 2022-01-01 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $7,953,547 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-01-01 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-01-01 | $54,389 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $5,325,079 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $104,059,055 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $98,733,976 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $102,003,530 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $97,839,838 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $1,073,234 |
| Value of interest in common/collective trusts at beginning of year | 2022-01-01 | $674,870 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-20,813,494 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $14,924 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $6,359,332 |
| Employer contributions (assets) at end of year | 2022-01-01 | $484,255 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $164,879 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $6,002,829 |
| Contract administrator fees | 2022-01-01 | $91,683 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | UHY LLP |
| Accountancy firm EIN | 2022-01-01 | 200694403 |
| 2021 : CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $32,749,310 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $4,824,343 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $4,730,669 |
| Value of total corrective distributions | 2021-12-31 | $2,392 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $20,415,270 |
| Value of total assets at end of year | 2021-12-31 | $98,733,976 |
| Value of total assets at beginning of year | 2021-12-31 | $70,809,009 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $91,282 |
| Total interest from all sources | 2021-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $2,383,466 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $2,383,466 |
| Administrative expenses professional fees incurred | 2021-12-31 | $24,460 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | Yes |
| Amount of non-exempt transactions with any party-in-interest | 2021-12-31 | $40,756 |
| Contributions received from participants | 2021-12-31 | $9,530,350 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $6,953,330 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $54,389 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $0 |
| Other income not declared elsewhere | 2021-12-31 | $13,633 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $27,924,967 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $98,733,976 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $70,809,009 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $97,839,838 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $70,348,377 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $674,870 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $382,457 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $9,929,757 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $7,184 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $3,931,590 |
| Employer contributions (assets) at end of year | 2021-12-31 | $164,879 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $78,175 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $4,730,669 |
| Contract administrator fees | 2021-12-31 | $66,822 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | UHY LLP |
| Accountancy firm EIN | 2021-12-31 | 200694403 |
| 2020 : CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $25,295,392 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $1,761,410 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,671,368 |
| Value of total corrective distributions | 2020-12-31 | $7,395 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $16,135,434 |
| Value of total assets at end of year | 2020-12-31 | $70,809,009 |
| Value of total assets at beginning of year | 2020-12-31 | $47,275,027 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $82,647 |
| Total interest from all sources | 2020-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,222,894 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,222,894 |
| Administrative expenses professional fees incurred | 2020-12-31 | $18,221 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $7,082,130 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $6,076,410 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $23,533,982 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $70,809,009 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $47,275,027 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $13,633 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $70,348,377 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $46,943,893 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $382,457 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $269,162 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $7,928,959 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $8,105 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $2,976,894 |
| Employer contributions (assets) at end of year | 2020-12-31 | $78,175 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $61,972 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,671,368 |
| Contract administrator fees | 2020-12-31 | $50,793 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | HOUSE PARK DOBRATZ & WIEBLER PC |
| Accountancy firm EIN | 2020-12-31 | 431562209 |
| 2019 : CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $19,959,278 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $1,621,449 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,542,998 |
| Value of total corrective distributions | 2019-12-31 | $6,737 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $12,241,264 |
| Value of total assets at end of year | 2019-12-31 | $47,275,027 |
| Value of total assets at beginning of year | 2019-12-31 | $28,937,198 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $71,714 |
| Total interest from all sources | 2019-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,096,619 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,096,619 |
| Administrative expenses professional fees incurred | 2019-12-31 | $26,282 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $5,727,379 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $3,976,068 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $18,337,829 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $47,275,027 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $28,937,198 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $46,943,893 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $28,802,071 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $269,162 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $83,837 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $6,617,645 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $3,750 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $2,537,817 |
| Employer contributions (assets) at end of year | 2019-12-31 | $61,972 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $51,290 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,542,998 |
| Contract administrator fees | 2019-12-31 | $45,432 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | HOUSE PARK DOBRATZ & WIEBLER PC |
| Accountancy firm EIN | 2019-12-31 | 431562209 |
| 2018 : CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $6,240,375 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $1,009,104 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $936,062 |
| Value of total corrective distributions | 2018-12-31 | $17,055 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $9,399,631 |
| Value of total assets at end of year | 2018-12-31 | $28,937,198 |
| Value of total assets at beginning of year | 2018-12-31 | $23,705,927 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $55,987 |
| Total interest from all sources | 2018-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $869,679 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $869,679 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $4,662,352 |
| Participant contributions at end of year | 2018-12-31 | $0 |
| Participant contributions at beginning of year | 2018-12-31 | $6,856 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $2,607,776 |
| Other income not declared elsewhere | 2018-12-31 | $19 |
| Total non interest bearing cash at end of year | 2018-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $39,159 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $5,231,271 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $28,937,198 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $23,705,927 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $28,802,071 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $23,472,194 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $83,837 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $136,371 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-4,030,528 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $1,574 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $2,129,503 |
| Employer contributions (assets) at end of year | 2018-12-31 | $51,290 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $51,347 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $936,062 |
| Contract administrator fees | 2018-12-31 | $55,987 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | HOUSE PARK DOBRATZ & WIEBLER PC |
| Accountancy firm EIN | 2018-12-31 | 431562209 |
| 2017 : CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $9,229,661 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $1,467,444 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,423,203 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $5,774,657 |
| Value of total assets at end of year | 2017-12-31 | $23,705,927 |
| Value of total assets at beginning of year | 2017-12-31 | $15,943,710 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $44,241 |
| Total interest from all sources | 2017-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $614,682 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $614,682 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $3,363,967 |
| Participant contributions at end of year | 2017-12-31 | $6,856 |
| Participant contributions at beginning of year | 2017-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $835,839 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $0 |
| Total non interest bearing cash at end of year | 2017-12-31 | $39,159 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $13,954 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $7,762,217 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $23,705,927 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $15,943,710 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $23,472,194 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $15,871,422 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $136,371 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $24,341 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $2,838,963 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $1,359 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $1,574,851 |
| Employer contributions (assets) at end of year | 2017-12-31 | $51,347 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $33,993 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,423,203 |
| Contract administrator fees | 2017-12-31 | $44,241 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | HOUSE PARK DOBRATZ & WIEBLER PC |
| Accountancy firm EIN | 2017-12-31 | 431562209 |
| 2016 : CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $5,401,351 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $666,058 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $633,744 |
| Value of total corrective distributions | 2016-12-31 | $1,057 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $4,009,829 |
| Value of total assets at end of year | 2016-12-31 | $15,943,710 |
| Value of total assets at beginning of year | 2016-12-31 | $11,208,417 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $31,257 |
| Total interest from all sources | 2016-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $406,307 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $406,307 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $2,483,353 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $379,831 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $0 |
| Total non interest bearing cash at end of year | 2016-12-31 | $13,954 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $5,888 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $4,735,293 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $15,943,710 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $11,208,417 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $15,871,422 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $11,156,067 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $24,341 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $22,060 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $984,837 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $378 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $1,146,645 |
| Employer contributions (assets) at end of year | 2016-12-31 | $33,993 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $24,402 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $633,744 |
| Contract administrator fees | 2016-12-31 | $31,257 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | HOUSE PARK DOBRATZ & WIEBLER PC |
| Accountancy firm EIN | 2016-12-31 | 431562209 |
| 2015 : CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total transfer of assets from this plan | 2015-12-31 | $708,941 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $62,400 |
| Total income from all sources (including contributions) | 2015-12-31 | $3,027,074 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $143,055 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $110,212 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $3,340,200 |
| Value of total assets at end of year | 2015-12-31 | $11,208,417 |
| Value of total assets at beginning of year | 2015-12-31 | $9,095,739 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $32,843 |
| Total interest from all sources | 2015-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $312,352 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $312,352 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,918,742 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $528,135 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $62,400 |
| Total non interest bearing cash at end of year | 2015-12-31 | $5,888 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $290 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $2,884,019 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $11,208,417 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $9,033,339 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $11,156,067 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $9,061,503 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $22,060 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $16,649 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-632,054 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $6,576 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $893,323 |
| Employer contributions (assets) at end of year | 2015-12-31 | $24,402 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $17,297 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $110,212 |
| Contract administrator fees | 2015-12-31 | $32,843 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | Yes |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | HOUSE PARK DOBRATZ & WIEBLER PC |
| Accountancy firm EIN | 2015-12-31 | 431562209 |
| 2014 : CREATIVE PLANNING COMPANIES EMPLOYER RETIREMENT CONTRIBUTION PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $62,400 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $2,942,585 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $543,850 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $522,757 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,560,677 |
| Value of total assets at end of year | 2014-12-31 | $9,095,739 |
| Value of total assets at beginning of year | 2014-12-31 | $6,634,604 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $21,093 |
| Total interest from all sources | 2014-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $253,643 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $253,643 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $1,492,290 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $305,404 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $62,400 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $0 |
| Total non interest bearing cash at end of year | 2014-12-31 | $290 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $2,398,735 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $9,033,339 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $6,634,604 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $9,061,503 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $6,634,604 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $16,649 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $127,758 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $507 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $762,983 |
| Employer contributions (assets) at end of year | 2014-12-31 | $17,297 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $522,757 |
| Contract administrator fees | 2014-12-31 | $21,093 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | HOUSE PARK DOBRATZ & WIEBLER PC |
| Accountancy firm EIN | 2014-12-31 | 461562209 |
