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WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameWAYNE E PUTNAM 401(K) PROFIT SHARING PLAN
Plan identification number 001

WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan covering Self-Employed individuals.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

WAYNE E. PUTNAM DO has sponsored the creation of one or more 401k plans.

Company Name:WAYNE E. PUTNAM DO
Employer identification number (EIN):431350698
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01WAYNE PUTNAM
0012016-01-01WAYNE PUTNAM
0012015-01-01WAYNE PUTNAM
0012014-01-01WAYNE PUTNAM
0012013-01-01WAYNE PUTNAM
0012012-01-01WAYNE PUTNAM
0012011-01-01WAYNE PUTNAM
0012010-01-01WAYNE PUTNAM
0012009-01-01WAYNE PUTNAM

Plan Statistics for WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN

Measure Date Value
2017: WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012
Total number of active participants reported on line 7a of the Form 55002016-01-012
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-012
Number of participants with account balances2016-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012
Total number of active participants reported on line 7a of the Form 55002015-01-012
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-012
Number of participants with account balances2015-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012
Total number of active participants reported on line 7a of the Form 55002014-01-012
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-012
Number of participants with account balances2014-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-014
Total number of active participants reported on line 7a of the Form 55002013-01-012
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-012
Number of participants with account balances2013-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014
Total number of active participants reported on line 7a of the Form 55002012-01-012
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-012
Total of all active and inactive participants2012-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-014
Number of participants with account balances2012-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015
Total number of active participants reported on line 7a of the Form 55002011-01-012
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-012
Total of all active and inactive participants2011-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-014
Number of participants with account balances2011-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-015
Total number of active participants reported on line 7a of the Form 55002010-01-015
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-015
Number of participants with account balances2010-01-015
2009: WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015
Total number of active participants reported on line 7a of the Form 55002009-01-015
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-015
Number of participants with account balances2009-01-015

Financial Data on WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN

Measure Date Value
2017 : WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$34,697
Expenses. Total of all expenses incurred2017-12-31$3,445,651
Benefits paid (including direct rollovers)2017-12-31$3,445,651
Total plan assets at end of year2017-12-31$0
Total plan assets at beginning of year2017-12-31$3,410,954
Value of fidelity bond covering the plan2017-12-31$500,000
Other income received2017-12-31$34,697
Net income (gross income less expenses)2017-12-31$-3,410,954
Net plan assets at end of year (total assets less liabilities)2017-12-31$0
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$3,410,954
2016 : WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$656,183
Total plan assets at end of year2016-12-31$3,410,954
Total plan assets at beginning of year2016-12-31$2,754,771
Value of fidelity bond covering the plan2016-12-31$500,000
Other income received2016-12-31$634,183
Net income (gross income less expenses)2016-12-31$656,183
Net plan assets at end of year (total assets less liabilities)2016-12-31$3,410,954
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,754,771
Total contributions received or receivable from employer(s)2016-12-31$22,000
2015 : WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources2015-12-31$-485,883
Expenses. Total of all expenses incurred2015-12-31$996
Total plan assets at end of year2015-12-31$2,754,771
Total plan assets at beginning of year2015-12-31$3,241,650
Value of fidelity bond covering the plan2015-12-31$500,000
Expenses. Other expenses not covered elsewhere2015-12-31$996
Other income received2015-12-31$-520,936
Net income (gross income less expenses)2015-12-31$-486,879
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,754,771
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,241,650
Total contributions received or receivable from employer(s)2015-12-31$35,053
2014 : WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$3,626
Expenses. Total of all expenses incurred2014-12-31$37
Total plan assets at end of year2014-12-31$3,241,650
Total plan assets at beginning of year2014-12-31$3,238,061
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$23,000
Expenses. Other expenses not covered elsewhere2014-12-31$37
Other income received2014-12-31$-55,174
Net income (gross income less expenses)2014-12-31$3,589
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,241,650
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$3,238,061
Total contributions received or receivable from employer(s)2014-12-31$35,800
2013 : WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$1,562
Expenses. Total of all expenses incurred2013-12-31$16
Total plan assets at end of year2013-12-31$3,238,061
Total plan assets at beginning of year2013-12-31$3,236,515
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$23,000
Expenses. Other expenses not covered elsewhere2013-12-31$14
Other income received2013-12-31$-57,038
Net income (gross income less expenses)2013-12-31$1,546
Net plan assets at end of year (total assets less liabilities)2013-12-31$3,238,061
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$3,236,515
Total contributions received or receivable from employer(s)2013-12-31$35,600
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$2
2012 : WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$115,492
Expenses. Total of all expenses incurred2012-12-31$547,386
Benefits paid (including direct rollovers)2012-12-31$547,098
Total plan assets at end of year2012-12-31$3,236,515
Total plan assets at beginning of year2012-12-31$3,668,409
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$22,500
Expenses. Other expenses not covered elsewhere2012-12-31$288
Other income received2012-12-31$58,092
Net income (gross income less expenses)2012-12-31$-431,894
Net plan assets at end of year (total assets less liabilities)2012-12-31$3,236,515
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$3,668,409
Total contributions received or receivable from employer(s)2012-12-31$34,900
2011 : WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$-120,576
Expenses. Total of all expenses incurred2011-12-31$147,176
Benefits paid (including direct rollovers)2011-12-31$147,176
Total plan assets at end of year2011-12-31$3,668,409
Total plan assets at beginning of year2011-12-31$3,936,161
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$22,151
Other income received2011-12-31$-177,537
Net income (gross income less expenses)2011-12-31$-267,752
Net plan assets at end of year (total assets less liabilities)2011-12-31$3,668,409
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$3,936,161
Total contributions received or receivable from employer(s)2011-12-31$34,810
2010 : WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$510,959
Total plan assets at end of year2010-12-31$3,936,161
Total plan assets at beginning of year2010-12-31$3,425,202
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$59,966
Other income received2010-12-31$442,861
Net income (gross income less expenses)2010-12-31$510,959
Net plan assets at end of year (total assets less liabilities)2010-12-31$3,936,161
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$3,425,202
Total contributions received or receivable from employer(s)2010-12-31$8,132

Form 5500 Responses for WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN

2017: WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01This submission is the final filingYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: WAYNE E PUTNAM 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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