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CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameCHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CHRIS AUFFENBERG FORD, INC. has sponsored the creation of one or more 401k plans.

Company Name:CHRIS AUFFENBERG FORD, INC.
Employer identification number (EIN):431458848
NAIC Classification:441228
NAIC Description:Motorcycle, ATV, and All Other Motor Vehicle Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01JENNA HUNTEBRINKER2020-10-14
0012018-01-01JENNA HUNTEBRINKER2019-10-14
0012017-01-01JENNA HUNTEBRINKER
0012016-01-01JENNA HUNTEBRINKER
0012015-01-01JENNA HUNTEBRINKER
0012014-01-01JENNA HUNTEBRINKER
0012013-01-01JENNA HUNTEBRINKER
0012012-01-01JAMES CURRAN
0012011-01-01CHARLES WUNDERLICH
0012010-01-01CHARLES WUNDERLICH
0012009-01-01CHARLES WUNDERLICH CHARLES WUNDERLICH2010-10-05
0012009-01-01CHARLES WUNDERLICH CHARLES WUNDERLICH2010-10-05

Plan Statistics for CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2023: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01186
Total number of active participants reported on line 7a of the Form 55002023-01-01142
Number of retired or separated participants receiving benefits2023-01-013
Number of other retired or separated participants entitled to future benefits2023-01-0117
Total of all active and inactive participants2023-01-01162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01162
Number of participants with account balances2023-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-0113
2022: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01187
Total number of active participants reported on line 7a of the Form 55002022-01-01151
Number of retired or separated participants receiving benefits2022-01-015
Number of other retired or separated participants entitled to future benefits2022-01-0120
Total of all active and inactive participants2022-01-01176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01176
Number of participants with account balances2022-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-017
2021: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01194
Total number of active participants reported on line 7a of the Form 55002021-01-01169
Number of retired or separated participants receiving benefits2021-01-017
Number of other retired or separated participants entitled to future benefits2021-01-0110
Total of all active and inactive participants2021-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01186
Number of participants with account balances2021-01-01140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-016
2020: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01201
Total number of active participants reported on line 7a of the Form 55002020-01-01168
Number of retired or separated participants receiving benefits2020-01-0112
Number of other retired or separated participants entitled to future benefits2020-01-0112
Total of all active and inactive participants2020-01-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01192
Number of participants with account balances2020-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-017
2019: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01216
Total number of active participants reported on line 7a of the Form 55002019-01-01176
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-0111
Total of all active and inactive participants2019-01-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01192
Number of participants with account balances2019-01-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0112
2018: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01178
Total number of active participants reported on line 7a of the Form 55002018-01-01180
Number of retired or separated participants receiving benefits2018-01-017
Number of other retired or separated participants entitled to future benefits2018-01-018
Total of all active and inactive participants2018-01-01195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01195
Number of participants with account balances2018-01-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0111
2017: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01203
Total number of active participants reported on line 7a of the Form 55002017-01-01157
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0122
Total of all active and inactive participants2017-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01179
Number of participants with account balances2017-01-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0110
2016: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01202
Total number of active participants reported on line 7a of the Form 55002016-01-01181
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0116
Total of all active and inactive participants2016-01-01197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01197
Number of participants with account balances2016-01-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-017
2015: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01193
Total number of active participants reported on line 7a of the Form 55002015-01-01170
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0119
Total of all active and inactive participants2015-01-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01189
Number of participants with account balances2015-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-015
2014: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01209
Total number of active participants reported on line 7a of the Form 55002014-01-01162
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0117
Total of all active and inactive participants2014-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01179
Number of participants with account balances2014-01-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01203
Total number of active participants reported on line 7a of the Form 55002013-01-01169
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0123
Total of all active and inactive participants2013-01-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01192
Number of participants with account balances2013-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-017
2012: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01287
Total number of active participants reported on line 7a of the Form 55002012-01-01259
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0112
Total of all active and inactive participants2012-01-01271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01271
Number of participants with account balances2012-01-01127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01299
Total number of active participants reported on line 7a of the Form 55002011-01-01243
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0126
Total of all active and inactive participants2011-01-01269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01269
Number of participants with account balances2011-01-0152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01177
Total number of active participants reported on line 7a of the Form 55002010-01-01233
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0123
Total of all active and inactive participants2010-01-01256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01256
Number of participants with account balances2010-01-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-011
2009: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01183
Total number of active participants reported on line 7a of the Form 55002009-01-01153
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0124
Total of all active and inactive participants2009-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01177
Number of participants with account balances2009-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-016

Financial Data on CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2023 : CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$2,277,355
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$1,629,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$1,544,415
Expenses. Certain deemed distributions of participant loans2023-12-31$10,564
Value of total corrective distributions2023-12-31$6,442
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$689,261
Value of total assets at end of year2023-12-31$10,742,304
Value of total assets at beginning of year2023-12-31$10,094,588
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$68,218
Total interest from all sources2023-12-31$4,107
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$219,402
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$219,402
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$1,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$502,380
Participant contributions at end of year2023-12-31$120,084
Participant contributions at beginning of year2023-12-31$87,718
Participant contributions at end of year2023-12-31$28,133
Participant contributions at beginning of year2023-12-31$12,209
Total non interest bearing cash at end of year2023-12-31$25,467
Total non interest bearing cash at beginning of year2023-12-31$8,544
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$647,716
Value of net assets at end of year (total assets less liabilities)2023-12-31$10,742,304
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$10,094,588
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$9,077,968
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$8,066,165
Interest on participant loans2023-12-31$4,107
Value of interest in common/collective trusts at end of year2023-12-31$1,279,149
Value of interest in common/collective trusts at beginning of year2023-12-31$1,727,203
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$24,622
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$1,364,585
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31Yes
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$186,881
Employer contributions (assets) at end of year2023-12-31$186,881
Employer contributions (assets) at beginning of year2023-12-31$192,749
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$1,544,415
Contract administrator fees2023-12-31$14,452
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31KERBER, ECK & BRAECKEL LLP
Accountancy firm EIN2023-12-31430352985
2022 : CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,325,163
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$839,534
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$776,319
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$809,475
Value of total assets at end of year2022-12-31$10,094,588
Value of total assets at beginning of year2022-12-31$12,259,285
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$63,215
Total interest from all sources2022-12-31$3,918
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$388,007
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$388,007
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$554,617
Participant contributions at end of year2022-12-31$87,718
Participant contributions at beginning of year2022-12-31$88,375
Participant contributions at end of year2022-12-31$12,209
Participant contributions at beginning of year2022-12-31$10,875
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$62,109
Total non interest bearing cash at end of year2022-12-31$8,544
Total non interest bearing cash at beginning of year2022-12-31$7,955
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,164,697
Value of net assets at end of year (total assets less liabilities)2022-12-31$10,094,588
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$12,259,285
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$45,257
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$8,066,165
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$10,139,211
Income. Interest from loans (other than to participants)2022-12-31$3,918
Value of interest in common/collective trusts at end of year2022-12-31$1,727,203
Value of interest in common/collective trusts at beginning of year2022-12-31$1,818,058
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,526,563
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$192,749
Employer contributions (assets) at end of year2022-12-31$192,749
Employer contributions (assets) at beginning of year2022-12-31$194,811
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$776,319
Contract administrator fees2022-12-31$17,958
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KERBER, ECK & BRAECKEL LLP
Accountancy firm EIN2022-12-31430352985
2021 : CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,019,672
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$751,609
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$680,868
Value of total corrective distributions2021-12-31$3,525
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$684,576
Value of total assets at end of year2021-12-31$12,259,285
Value of total assets at beginning of year2021-12-31$10,991,222
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$67,216
Total interest from all sources2021-12-31$5,986
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,001,509
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,001,509
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$489,765
Participant contributions at end of year2021-12-31$88,375
Participant contributions at beginning of year2021-12-31$135,358
Participant contributions at end of year2021-12-31$10,875
Participant contributions at beginning of year2021-12-31$6
Total non interest bearing cash at end of year2021-12-31$7,955
Total non interest bearing cash at beginning of year2021-12-31$7,747
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,268,063
Value of net assets at end of year (total assets less liabilities)2021-12-31$12,259,285
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$10,991,222
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$62,524
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$10,139,211
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$8,959,039
Interest on participant loans2021-12-31$5,986
Value of interest in common/collective trusts at end of year2021-12-31$1,818,058
Value of interest in common/collective trusts at beginning of year2021-12-31$1,735,888
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$291,663
Net investment gain or loss from common/collective trusts2021-12-31$35,938
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$194,811
Employer contributions (assets) at end of year2021-12-31$194,811
Employer contributions (assets) at beginning of year2021-12-31$153,183
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$680,868
Contract administrator fees2021-12-31$4,692
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KERBER, ECK & BRAECKEL LLP
Accountancy firm EIN2021-12-31430352985
2020 : CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,664,669
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,177,507
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,057,844
Expenses. Certain deemed distributions of participant loans2020-12-31$63,728
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$589,789
Value of total assets at end of year2020-12-31$10,991,222
Value of total assets at beginning of year2020-12-31$9,504,060
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$55,935
Total interest from all sources2020-12-31$7,922
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$398,506
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$398,506
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$431,906
Participant contributions at end of year2020-12-31$135,358
Participant contributions at beginning of year2020-12-31$195,130
Participant contributions at end of year2020-12-31$6
Participant contributions at beginning of year2020-12-31$3,344
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$4,691
Total non interest bearing cash at end of year2020-12-31$7,747
Total non interest bearing cash at beginning of year2020-12-31$4,524
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,487,162
Value of net assets at end of year (total assets less liabilities)2020-12-31$10,991,222
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$9,504,060
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$50,355
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$8,959,039
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$7,589,619
Interest on participant loans2020-12-31$7,922
Value of interest in common/collective trusts at end of year2020-12-31$1,735,888
Value of interest in common/collective trusts at beginning of year2020-12-31$1,540,603
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,629,215
Net investment gain or loss from common/collective trusts2020-12-31$39,237
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$153,192
Employer contributions (assets) at end of year2020-12-31$153,183
Employer contributions (assets) at beginning of year2020-12-31$170,840
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,057,844
Contract administrator fees2020-12-31$5,580
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KERBER, ECK & BRAECKEL LLP
Accountancy firm EIN2020-12-31430352985
2019 : CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,226,872
Total income from all sources (including contributions)2019-12-31$2,226,872
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$816,209
Total of all expenses incurred2019-12-31$816,209
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$762,030
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$762,030
Expenses. Certain deemed distributions of participant loans2019-12-31$2,944
Expenses. Certain deemed distributions of participant loans2019-12-31$2,944
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$568,180
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$568,180
Value of total assets at end of year2019-12-31$9,329,876
Value of total assets at end of year2019-12-31$9,329,876
Value of total assets at beginning of year2019-12-31$7,919,213
Value of total assets at beginning of year2019-12-31$7,919,213
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$51,235
Total interest from all sources2019-12-31$9,957
Total interest from all sources2019-12-31$9,957
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$283,497
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$283,497
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$283,497
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$429,646
Contributions received from participants2019-12-31$429,646
Participant contributions at end of year2019-12-31$195,130
Participant contributions at end of year2019-12-31$195,130
Participant contributions at beginning of year2019-12-31$193,807
Participant contributions at beginning of year2019-12-31$193,807
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$8,157
Total non interest bearing cash at end of year2019-12-31$4,524
Total non interest bearing cash at end of year2019-12-31$4,524
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,410,663
Value of net income/loss2019-12-31$1,410,663
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,329,876
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,329,876
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,919,213
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,919,213
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$45,532
Investment advisory and management fees2019-12-31$45,532
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$7,589,619
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$7,589,619
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$5,941,637
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$5,941,637
Interest on participant loans2019-12-31$9,957
Interest on participant loans2019-12-31$9,957
Value of interest in common/collective trusts at end of year2019-12-31$1,540,603
Value of interest in common/collective trusts at end of year2019-12-31$1,540,603
Value of interest in common/collective trusts at beginning of year2019-12-31$1,778,204
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$5,565
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$5,565
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$5,565
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$5,565
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,321,964
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,321,964
Net investment gain or loss from common/collective trusts2019-12-31$43,274
Net investment gain or loss from common/collective trusts2019-12-31$43,274
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$130,377
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$762,030
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$762,030
Contract administrator fees2019-12-31$5,703
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KERBER, ECK & BRAECKEL LLP
Accountancy firm name2019-12-31KERBER, ECK & BRAECKEL LLP
Accountancy firm EIN2019-12-31430352985
Accountancy firm EIN2019-12-31430352985
2018 : CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$327,469
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$653,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$597,125
Expenses. Certain deemed distributions of participant loans2018-12-31$5,802
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$541,223
Value of total assets at end of year2018-12-31$7,919,213
Value of total assets at beginning of year2018-12-31$8,245,436
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$50,765
Total interest from all sources2018-12-31$10,213
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$412,300
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$412,300
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$419,378
Participant contributions at end of year2018-12-31$193,807
Participant contributions at beginning of year2018-12-31$207,927
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,170
Administrative expenses (other) incurred2018-12-31$1,638
Total non interest bearing cash at beginning of year2018-12-31$325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-326,223
Value of net assets at end of year (total assets less liabilities)2018-12-31$7,919,213
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,245,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$34,446
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$5,941,637
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$6,541,558
Interest on participant loans2018-12-31$10,213
Value of interest in common/collective trusts at end of year2018-12-31$1,778,204
Value of interest in common/collective trusts at beginning of year2018-12-31$1,495,626
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$5,565
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-636,961
Net investment gain or loss from common/collective trusts2018-12-31$694
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$119,675
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$597,125
Contract administrator fees2018-12-31$14,681
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KERBER, ECK & BRAECKEL LLP
Accountancy firm EIN2018-12-31430352985
2017 : CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,700,632
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$495,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$447,115
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$500,013
Value of total assets at end of year2017-12-31$8,245,436
Value of total assets at beginning of year2017-12-31$7,040,350
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$48,431
Total interest from all sources2017-12-31$7,695
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$261,065
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$261,065
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$420,554
Participant contributions at end of year2017-12-31$207,927
Participant contributions at beginning of year2017-12-31$154,013
Total non interest bearing cash at end of year2017-12-31$325
Total non interest bearing cash at beginning of year2017-12-31$375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,205,086
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,245,436
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,040,350
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$40,632
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$6,541,558
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,459,616
Interest on participant loans2017-12-31$7,695
Value of interest in common/collective trusts at end of year2017-12-31$1,495,626
Value of interest in common/collective trusts at beginning of year2017-12-31$1,426,346
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$894,665
Net investment gain or loss from common/collective trusts2017-12-31$37,194
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$79,459
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$447,115
Contract administrator fees2017-12-31$7,799
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KERBER, ECK & BRAECKEL LLP
Accountancy firm EIN2017-12-31430352985
2016 : CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$861,027
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$238,775
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$185,461
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$495,496
Value of total assets at end of year2016-12-31$7,040,350
Value of total assets at beginning of year2016-12-31$6,418,098
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$53,314
Total interest from all sources2016-12-31$6,363
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$141,272
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$141,272
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$365,055
Participant contributions at end of year2016-12-31$154,013
Participant contributions at beginning of year2016-12-31$169,389
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$618
Total non interest bearing cash at end of year2016-12-31$375
Total non interest bearing cash at beginning of year2016-12-31$1,820
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$622,252
Value of net assets at end of year (total assets less liabilities)2016-12-31$7,040,350
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,418,098
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$35,806
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,459,616
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,885,310
Interest on participant loans2016-12-31$6,363
Value of interest in common/collective trusts at end of year2016-12-31$1,426,346
Value of interest in common/collective trusts at beginning of year2016-12-31$1,361,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$185,049
Net investment gain or loss from common/collective trusts2016-12-31$32,847
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$129,823
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$185,461
Contract administrator fees2016-12-31$17,508
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KERBER, ECK & BRAECKEL LLP
Accountancy firm EIN2016-12-31430352985
2015 : CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$554,716
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$431,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$376,884
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$470,771
Value of total assets at end of year2015-12-31$6,418,098
Value of total assets at beginning of year2015-12-31$6,294,937
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$54,671
Total interest from all sources2015-12-31$7,192
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$217,992
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$217,992
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$342,884
Participant contributions at end of year2015-12-31$169,389
Participant contributions at beginning of year2015-12-31$202,672
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$18,598
Total non interest bearing cash at end of year2015-12-31$1,820
Total non interest bearing cash at beginning of year2015-12-31$1,059
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$123,161
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,418,098
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,294,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$34,172
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,885,310
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,792,307
Interest on participant loans2015-12-31$7,192
Value of interest in common/collective trusts at end of year2015-12-31$1,361,579
Value of interest in common/collective trusts at beginning of year2015-12-31$1,298,899
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-173,479
Net investment gain or loss from common/collective trusts2015-12-31$32,240
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$109,289
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$376,884
Contract administrator fees2015-12-31$20,499
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KERBER, ECK & BRAECKEL LLP
Accountancy firm EIN2015-12-31430352985
2014 : CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$874,009
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$411,495
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$353,421
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$477,033
Value of total assets at end of year2014-12-31$6,294,937
Value of total assets at beginning of year2014-12-31$5,832,423
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$58,074
Total interest from all sources2014-12-31$7,342
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$238,492
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$238,492
Administrative expenses professional fees incurred2014-12-31$6,900
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$307,642
Participant contributions at end of year2014-12-31$202,672
Participant contributions at beginning of year2014-12-31$180,369
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$81,888
Total non interest bearing cash at end of year2014-12-31$1,059
Total non interest bearing cash at beginning of year2014-12-31$392
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$462,514
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,294,937
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,832,423
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$32,144
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,792,307
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$3,684,404
Interest on participant loans2014-12-31$7,342
Value of interest in common/collective trusts at end of year2014-12-31$1,298,899
Value of interest in common/collective trusts at beginning of year2014-12-31$1,967,258
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$113,716
Net investment gain or loss from common/collective trusts2014-12-31$37,426
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$87,503
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$353,421
Contract administrator fees2014-12-31$19,030
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KERBER, ECK & BRAECKEL LLP
Accountancy firm EIN2014-12-31430352985
2013 : CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,286,471
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$808,860
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$753,393
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$400,182
Value of total assets at end of year2013-12-31$5,832,423
Value of total assets at beginning of year2013-12-31$5,354,812
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$55,467
Total interest from all sources2013-12-31$6,262
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$180,588
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$180,588
Administrative expenses professional fees incurred2013-12-31$6,900
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$296,383
Participant contributions at end of year2013-12-31$180,369
Participant contributions at beginning of year2013-12-31$174,312
Administrative expenses (other) incurred2013-12-31$1,722
Total non interest bearing cash at end of year2013-12-31$392
Total non interest bearing cash at beginning of year2013-12-31$1,612
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$477,611
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,832,423
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,354,812
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$28,463
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$3,684,404
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,267,690
Interest on participant loans2013-12-31$6,262
Value of interest in common/collective trusts at end of year2013-12-31$1,967,258
Value of interest in common/collective trusts at beginning of year2013-12-31$1,911,198
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$650,658
Net investment gain or loss from common/collective trusts2013-12-31$48,781
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$103,799
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$753,393
Contract administrator fees2013-12-31$18,382
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KERBER, ECK & BRAECKEL LLP
Accountancy firm EIN2013-12-31430352985
2012 : CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$887,685
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$754,079
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$703,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$300,694
Value of total assets at end of year2012-12-31$5,354,812
Value of total assets at beginning of year2012-12-31$5,221,206
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$50,460
Total interest from all sources2012-12-31$8,249
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$94,377
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$94,377
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$222,829
Participant contributions at end of year2012-12-31$174,312
Participant contributions at beginning of year2012-12-31$210,565
Total non interest bearing cash at end of year2012-12-31$1,612
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$133,606
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,354,812
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,221,206
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$31,948
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,267,690
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,505,904
Interest on participant loans2012-12-31$8,249
Value of interest in common/collective trusts at end of year2012-12-31$1,911,198
Value of interest in common/collective trusts at beginning of year2012-12-31$1,504,737
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$429,362
Net investment gain or loss from common/collective trusts2012-12-31$55,003
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$77,865
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$703,619
Contract administrator fees2012-12-31$18,512
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KERBER, ECK & BRAECKEL LLP
Accountancy firm EIN2012-12-31430352985
2011 : CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$280,306
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$333,635
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$287,944
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$348,166
Value of total assets at end of year2011-12-31$5,221,206
Value of total assets at beginning of year2011-12-31$5,274,535
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$45,691
Total interest from all sources2011-12-31$9,011
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$82,370
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$82,370
Administrative expenses professional fees incurred2011-12-31$622
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$290,384
Participant contributions at end of year2011-12-31$210,565
Participant contributions at beginning of year2011-12-31$155,839
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$513,760
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$57,782
Administrative expenses (other) incurred2011-12-31$2,001
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$939
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-53,329
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,221,206
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,274,535
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$30,602
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,505,904
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,603,997
Interest on participant loans2011-12-31$9,011
Value of interest in common/collective trusts at end of year2011-12-31$1,504,737
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-171,703
Net investment gain or loss from common/collective trusts2011-12-31$12,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$287,944
Contract administrator fees2011-12-31$12,466
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KERBER, ECK & BRAECKEL LLP
Accountancy firm EIN2011-12-31430352985
2010 : CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$828,543
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$274,514
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$249,002
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$366,503
Value of total assets at end of year2010-12-31$5,274,535
Value of total assets at beginning of year2010-12-31$4,720,506
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$25,512
Total interest from all sources2010-12-31$5,876
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$70,252
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$70,252
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$337,527
Participant contributions at end of year2010-12-31$155,839
Participant contributions at beginning of year2010-12-31$108,212
Assets. Other investments not covered elsewhere at end of year2010-12-31$513,760
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$808,863
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$28,976
Total non interest bearing cash at end of year2010-12-31$939
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$554,029
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,274,535
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,720,506
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$18,468
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,603,997
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,500,381
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$753,629
Interest on participant loans2010-12-31$5,876
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$549,421
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$385,912
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$249,002
Contract administrator fees2010-12-31$7,044
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KERBER, ECK & BRAECKEL LLP
Accountancy firm EIN2010-12-31430352985
2009 : CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN

2023: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CHRIS AUFFENBERG AUTOMOTIVE, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number40811
Policy instance 1
Insurance contract or identification number40811
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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